UPHLW / UpHealth, Inc. - Equity Warrant - Insider Trading and Ownership Report - SEC Form 3, 4, 5

UpHealth, Inc. - 股權認股權證
US ˙ OTCPK ˙ US91532B1199

所有內部人士32
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了UpHealth, Inc. - Equity Warrant內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
Malik Azfar 10% Owner - [10%] 193,541 19,354
Syed Sabahat Azim 10% Owner - [10%] 6,116,842 68,498
Ramesh Balakrishnan Pres. & Chief Strategy Officer - [O] 7,561,429 756,143
Moshe Bar-Siman-Tov Director - [D] 139,057 13,906
Martin S A Beck Chief Executive Officer, Director - [D] [O] 44,143 44,143
Bray Descendants Trust 10% Owner - [10%] 2,699,582 269,958
Jeffery Rex Bray 10% Owner - [10%] 475,504 47,550
Jacque Neilson Butler 10% Owner - [10%] 1,403,804 140,380
Raluca Dinu Director - [D] 113,905 113,905
Edwards James B. President - [O] 2,055,372 205,537
內部人士 平均收益(%) 持股
數量
分拆
調整
Ltd Liability Co Eligere 10% Owner - [10%] 684,981 68,498
Gil Frostig 0
Glazer Capital, Llc 10% Owner - [10%] 2,196,713 2,196,713
Paul J Glazer 10% Owner - [10%] 2,196,713 2,196,713
James S Greene Director - [D] 100,000 100,000
Mark Guinan Director - [D] 160,606 160,606
Alfonso Gatmaitan 10% Owner - [10%] 1,183,460 118,346
GigAcquisitions2, LLC 10% Owner - [10%] 4,524,300 452,430
Jay Walter Jennings Acting Chief Executive Officer - [O] 25,678 25,678
Chirinjeev Kathuria Director, 10% Owner - [D] [10%] 3,955,113 3,955,113
Avi S Katz Director - [D] 113,886 113,886
內部人士 平均收益(%) 持股
數量
分拆
調整
Nathan Locke Director - [D] 139,057 13,906
Luis Machuca Director - [D] 160,606 160,606
John J Mikulsky 0
Tara M McDonough Chief Financial Officer & VP - [O] 0 0
Samuel Meckey Chief Executive Officer, Director - [D] [O] 430,000 430,000
Neil Miotto Director - [D] 169,057 16,906
John Milton Parsons 10% Owner - [10%] 0 0
Mariya Pylypiv Director - [D] 795,714 795,714
Agnes Rey-giraud Director - [D] 101,123 101,123
Jerome Ringo Director - [D] 139,057 13,906
Walter Bradford Weightman 0

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 UPHLW / UpHealth, Inc. - Equity Warrant 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2021-11-18 Pylypiv Mariya 645 3.3500 64 33.5000 2,161 0 32.5 -80 -3.70
2021-11-18 Pylypiv Mariya 16,737 3.4000 1,674 34.0000 56,906
2021-11-17 Pylypiv Mariya 2,618 3.4000 262 34.0000 8,901
2021-11-17 Pylypiv Mariya 10,000 3.4200 1,000 34.2000 34,200
2019-06-13 Katz Avi S 63,750 10.0000 6,375 100.0000 637,500
2019-06-13 Katz Avi S 63,750 10.0000 6,375 100.0000 637,500
2019-06-13 Miotto Neil 63,750 10.0000 6,375 100.0000 637,500

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

UPHLW / UpHealth, Inc. - Equity Warrant Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 UPHLW / UpHealth, Inc. - Equity Warrant 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2024-05-21 REY-GIRAUD AGNES 12,782 0.6000 12,782 0.6000 7,669 14 0.45 -1,917 -25.00
2024-05-21 REY-GIRAUD AGNES 500 0.6100 500 0.6100 305
2023-11-21 Katz Avi S 280 0.4000 280 0.4000 112
2021-09-01 Katz Avi S 800 5.1498 80 51.4980 4,120
2020-12-10 GLAZER CAPITAL, LLC 50,000 10.5000 50,000 10.5000 525,000
2020-12-09 GLAZER CAPITAL, LLC 50,000 10.5800 50,000 10.5800 529,000
2020-12-08 GLAZER CAPITAL, LLC 75,000 10.7700 75,000 10.7700 807,750
2020-12-08 GLAZER CAPITAL, LLC 161,617 10.8000 161,617 10.8000 1,745,464
2020-12-07 GLAZER CAPITAL, LLC 306,934 11.8200 306,934 11.8200 3,627,960

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

UPHLW / UpHealth, Inc. - Equity Warrant Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2024-08-26 2024-08-22 4 Jennings Jay Walter UPHL Common Stock F - Taxes D 0.3500 -352 -0 25,678
2024-06-07 2024-05-22 4 Jennings Jay Walter UPHL Common Stock F - Taxes D 0.4800 -352 -0 26,145
2024-06-07 2024-04-11 4 Jennings Jay Walter UPHL Common Stock F - Taxes D 1.0400 -522 -1 26,497
2024-06-07 2024-04-11 4 Jennings Jay Walter UPHL Common Stock M - Exercise D 1,400 27,019
2024-06-07 2024-03-07 4 Jennings Jay Walter UPHL Common Stock F - Taxes D 0.7000 -411 -0 25,619
2024-06-07 2024-05-22 4 Beck Martin S A UPHL Common Stock F - Taxes D 0.4800 -699 -0 44,143
2024-06-07 2024-04-11 4 Beck Martin S A UPHL Common Stock F - Taxes D 1.0400 -3,658 -4 44,842
2024-06-07 2024-04-11 4 Beck Martin S A UPHL Common Stock M - Exercise D 12,340 48,500
2024-06-07 2024-03-07 4 Beck Martin S A UPHL Common Stock F - Taxes D 0.7000 -932 -1 36,160
2024-06-07 2024-05-21 4 REY-GIRAUD AGNES UPHL Common Stock S - Sale D 0.6000 -12,782 -8 101,123
2024-06-07 2024-05-21 4 REY-GIRAUD AGNES UPHL Common Stock S - Sale D 0.6100 -500 -0 113,905
2024-02-02 2024-01-31 4 KATHURIA CHIRINJEEV UPHL Common Stock A - Award D 100,000 3,955,113
2024-02-02 2024-01-31 4 GREENE JAMES S UPHL Common Stock A - Award D 100,000 100,000
2024-02-02 2024-01-31 4 REY-GIRAUD AGNES UPHL Common Stock A - Award D 100,000 114,405
2024-02-02 2024-01-31 4 MACHUCA LUIS UPHL Common Stock A - Award D 100,000 160,606
2024-02-02 2024-01-31 4 Katz Avi S UPHL Common Stock A - Award D 100,000 113,886
2024-02-02 2024-01-31 4 Pylypiv Mariya UPHL Common Stock A - Award D 100,000 795,714
2024-02-02 2024-01-31 4 Dinu Raluca UPHL Common Stock A - Award D 100,000 113,905
2024-02-02 2024-01-31 4 GUINAN MARK UPHL Common Stock A - Award D 100,000 160,606
2023-11-28 2023-11-27 4 Beck Martin S A UPH Common Stock F - Taxes D 0.6100 -701 -0 37,092
2023-11-22 2023-11-21 4 Katz Avi S UPH Common Stock S - Sale D 0.4000 -280 -0 13,886
2023-10-19 3 Jennings Jay Walter UPH Common Stock D 26,030
2023-10-11 2023-08-22 4 Beck Martin S A UPH Common Stock F - Taxes D 1.3300 -701 -1 37,793
2023-06-06 2023-06-01 4 Beck Martin S A UPH Common Stock F - Taxes D 1.5164 -1,133 -2 38,494
2023-06-06 2023-05-22 4 Beck Martin S A UPH Common Stock F - Taxes D 1.7403 -1,479 -3 39,627
2023-03-15 2023-03-13 4 Beck Martin S A UPH Common Stock F - Taxes D 1.7601 -976 -2 41,106
2023-02-07 2023-02-03 4 Beck Martin S A UPH Common Stock F - Taxes D 2.6500 -545 -1 42,082
2023-01-11 2023-01-09 4 Meckey Samuel UPH Common Stock A - Award D 430,000 430,000
2022-12-19 2022-12-16 4 MACHUCA LUIS UPH Common Stock A - Award D 60,606 60,606
2022-12-19 2022-12-16 4 GUINAN MARK UPH Common Stock A - Award D 60,606 60,606
2022-11-03 2022-11-01 4 Beck Martin S A UPH Common Stock F - Taxes D 0.5251 -4,468 -2 426,271
2022-11-03 2022-11-01 4 Balakrishnan Ramesh UPH Common Stock F - Taxes D 0.5251 -17,243 -9 7,561,429
2022-10-14 2022-09-09 4 Pylypiv Mariya UPH Common Stock, $0.0001 par value J - Other D -811,635 6,741,033
2022-10-14 2022-09-09 4 KATHURIA CHIRINJEEV UPH Common Stock, $0.0001 par value J - Other D -4,688,365 38,551,135
2022-08-23 2022-08-01 4 Pylypiv Mariya UPH Common Stock, $0.0001 par value F - Taxes D 0.6503 -3,742 -2 7,552,668
2022-08-12 2022-08-10 4 Beck Martin S A UPH Common Stock F - Taxes D 0.6503 -4,469 -3 430,739
2022-08-12 2022-08-10 4 Balakrishnan Ramesh UPH Common Stock F - Taxes D 0.6503 -13,169 -9 7,578,672
2022-08-11 3/A Siddiqui Saima By Saima Siddiqui, as sole member of Eligere Limited Liability Company UPH Common Stock, $0.0001 par value I 6,116,842
2022-08-11 3/A Siddiqui Saima UPH Common Stock, $0.0001 par value D 6,116,842
2022-08-11 3/A Siddiqui Saima By Saima Siddiqui, as officer and co-director with spouse of Health Ventures Inc. UPH Common Stock, $0.0001 par value I 75,000
2022-08-11 3/A Siddiqui Saima UPH Common Stock, $0.0001 par value D 684,981
2022-08-11 3/A Siddiqui Saima UPH Common Stock, $0.0001 par value D 2,716,319
2022-08-11 3/A Siddiqui Saima UPH Common Stock, $0.0001 par value D 2,715,542
2022-08-11 3/A Siddiqui Saima By Richa Sana Azim, through spouse UPH Common Stock, $0.0001 par value I 2,716,319
2022-08-11 3/A Siddiqui Saima By Richa Sana Azim, as co-director with spouse of Kimberlite Social Infra Private Limited UPH Common Stock, $0.0001 par value I 684,981
2022-08-11 3/A AM Physicians LLC By Azfar M. Malik, M.D., through sister-in-law UPH Common Stock, $0.0001 par value I 193,541
2022-07-13 2022-07-11 4 Beck Martin S A UPH Common Stock A - Award D 90,000 435,208
2022-07-13 2022-07-11 4 Beck Martin S A UPH Common Stock A - Award D 125,000 345,208
2022-07-13 2022-07-11 4 Balakrishnan Ramesh UPH Common Stock A - Award D 120,000 7,591,841
2022-07-13 2022-07-11 4 Balakrishnan Ramesh UPH Common Stock A - Award D 100,000 7,471,841
2022-07-13 2022-06-09 4 Balakrishnan Ramesh UPH Common Stock F - Taxes D 0.6645 -1,414,947 -940 7,371,841
2022-07-13 2022-05-01 4 Balakrishnan Ramesh UPH Common Stock F - Taxes D 0.7626 -44,795 -34 8,786,788
2022-06-30 3 Parsons John Milton UPH No securities are beneficially owned by John Parsons. D 0
2022-06-16 3 Butler Jacque Neilson UPH Common Stock, $0.0001 par value D 1,403,804
2022-06-15 3 AM Physicians LLC UPH Common Stock, $0.0001 par value D 962,458
2022-06-15 3 AM Physicians LLC As Sole Member of AM Physicians LLC UPH Common Stock, $0.0001 par value I 962,458
2022-06-07 3 Samantha Bray Protective Irrevocable Trust UPH Common Stock, $0.0001 par value D 1,079,833
2022-06-07 3 Samantha Bray Protective Irrevocable Trust UPH Common Stock, $0.0001 par value D 2,699,582
2022-06-07 3 Samantha Bray Protective Irrevocable Trust UPH Common Stock, $0.0001 par value D 2,699,582
2022-06-06 3 Azim Syed Sabahat By Syed Sabahat Azim, through spouse UPH Common Stock, $0.0001 par value I 2,715,542
2022-06-06 3 Azim Syed Sabahat UPH Common Stock, $0.0001 par value D 6,116,842
2022-06-06 3 Azim Syed Sabahat By Syed Sabahat Azim, as co-director with spouse UPH Common Stock, $0.0001 par value I 684,981
2022-06-06 3 Azim Syed Sabahat By Kimberlite Social Infra Private Limited UPH Common Stock, $0.0001 par value I 684,981
2022-06-06 3 Azim Syed Sabahat By Syed Sabahat Azim UPH Common Stock, $0.0001 par value I 2,716,319
2022-06-06 3 Bray Samantha Josephine By Jeffery Bray, as UTMA custodian UPH Common Stock, $0.0001 par value I 475,504
2022-06-06 3 Bray Samantha Josephine By Alexandra Bray, as spouse of Jeffery Bray UPH Common Stock, $0.0001 par value I 4,088,170
2022-06-06 3 Bray Samantha Josephine UPH Common Stock, $0.0001 par value D 4,088,170
2022-06-06 3 Bray Samantha Josephine UPH Common Stock, $0.0001 par value D 475,504
2022-06-06 3 Bray Samantha Josephine By Jeffery Bray, as spouse of Alexandra Bray UPH Common Stock, $0.0001 par value I 475,504
2022-06-06 3 Bray Samantha Josephine By Alexandra Bray, as spouse of Jeffery Bray UPH Common Stock, $0.0001 par value I 475,504
2022-06-06 3 Bray Samantha Josephine By Jeffery Bray, as UTMA custodian UPH Common Stock, $0.0001 par value I 475,504
2022-06-06 3 Bray Samantha Josephine By Alexandra Bray, as spouse of Jeffery Bray UPH Common Stock, $0.0001 par value I 475,504
2022-06-06 3 Gatmaitan Alfonso UPH Common Stock, $0.0001 par value D 1,183,460
2022-04-29 2022-03-22 4 Beck Martin S A Rewi Enterprises, LLC UPH Common Stock J - Other I 932,989 1,861,645
2022-04-29 2022-03-22 4 Beck Martin S A TTC Healthcare Partners, LLC UPH Common Stock J - Other I -932,989 1,222,082
2022-04-29 2022-01-07 4 Beck Martin S A TTC Healthcare Partners, LLC UPH Common Stock J - Other I -749,018 2,155,071
2022-04-29 2021-12-30 4 Beck Martin S A TTC Healthcare Partners, LLC UPH Common Stock J - Other I -591,330 2,904,089
2022-01-12 2022-01-10 4 Gatmaitan Alfonso UPH Performance-Based Restricted Stock Unit D - Sale to Issuer D 0.00 -155,440 0
2022-01-12 2022-01-10 4 Gatmaitan Alfonso UPH Common Stock D - Sale to Issuer D -51,814 1,183,460
2021-12-23 2021-12-22 4 Locke Nathan UPH Common Stock A - Award D 67,327 139,057
2021-12-23 2021-12-22 4 Locke Nathan UPH Common Stock A - Award D 71,730 71,730
2021-12-23 2021-12-22 4 Dinu Raluca UPH Common Stock A - Award D 71,730 139,057
2021-12-23 2021-12-22 4 Miotto Neil UPH Common Stock A - Award D 71,730 169,057
2021-12-23 2021-12-22 4 REY-GIRAUD AGNES UPH Common Stock A - Award D 71,730 144,057
2021-12-23 2021-12-22 4 KATHURIA CHIRINJEEV UPH Common Stock A - Award D 71,730 43,239,500
2021-12-23 2021-12-22 4 Katz Avi S UPH Common Stock A - Award D 71,730 141,657
2021-12-23 2021-12-22 4 Bar-Siman-Tov Moshe UPH Common Stock A - Award D 71,730 139,057
2021-12-23 2021-12-22 4 Ringo Jerome UPH Common Stock A - Award D 71,730 139,057
2021-11-19 2021-11-18 4 Pylypiv Mariya UPH Common Stock P - Purchase D 3.4000 16,737 57 7,647,084
2021-11-19 2021-11-18 4 Pylypiv Mariya UPH Common Stock P - Purchase D 3.3500 645 2 7,630,347
2021-11-19 2021-11-17 4 Pylypiv Mariya UPH Common Stock P - Purchase D 3.4200 10,000 34 7,629,702
2021-11-19 2021-11-17 4 Pylypiv Mariya UPH Common Stock P - Purchase D 3.4000 2,618 9 7,619,702
2021-11-19 2021-10-20 4 Pylypiv Mariya UPH Performance-Based Restricted Stock Unit A - Award D 0.00 155,440 155,440
2021-11-19 2021-10-20 4 Pylypiv Mariya UPH Common Stock A - Award D 155,440 7,617,084
2021-11-17 2021-11-16 4 Miotto Neil UPH Common Stock A - Award D 3.0100 30,000 90 97,327
2021-10-22 2021-10-20 4 Beck Martin S A UPH Performance-Based Restricted Stock Unit A - Award D 0.00 220,207 220,207
2021-10-22 2021-10-20 4 Beck Martin S A UPH Common Stock A - Award D 220,208 220,208
2021-10-22 2021-10-20 4 Gatmaitan Alfonso UPH Performance-Based Restricted Stock Unit A - Award D 0.00 155,440 155,440
2021-10-22 2021-10-20 4 Gatmaitan Alfonso UPH Common Stock A - Award D 155,441 1,235,274
2021-10-22 2021-10-20 4 Balakrishnan Ramesh UPH Performance-Based Restricted Stock Unit A - Award D 0.00 388,601 388,601
2021-10-22 2021-10-20 4 Balakrishnan Ramesh UPH Common Stock A - Award D 388,601 8,831,583
2021-09-10 2021-09-09 4 Katz Avi S UPH Common Stock A - Award D 4.3009 2,200 9 69,927
2021-09-03 2021-09-01 4 Katz Avi S UPH Common Stock S - Sale D 5.1498 -800 -4 67,727
2021-09-03 2021-09-01 4 Katz Avi S UPH Common Stock A - Award D 5.1499 400 2 68,527
2021-09-02 2021-08-31 4 Katz Avi S UPH Common Stock A - Award D 5.0260 800 4 68,127
2021-08-31 2021-08-27 4 Balakrishnan Ramesh UPH Common Stock A - Award D 4,091,807 8,442,982
2021-08-19 2021-08-12 4/A REY-GIRAUD AGNES UPH Common Stock A - Award D 67,327 72,327
2021-08-19 3/A REY-GIRAUD AGNES UPH Common Stock D 5,000
2021-08-16 2021-08-12 4 Katz Avi S UPH Common Stock A - Award D 67,327 67,327
2021-08-16 2021-08-12 4 Miotto Neil UPH Common Stock A - Award D 67,327 67,327
2021-08-16 2021-06-09 4 Miotto Neil By GigAcquisitions2, LLC (see note below) UPH Private Rights J - Other I 11.50 10.0000 -481,250 -4,812 0
2021-08-16 2021-06-09 4 Miotto Neil By GigAcquisitions2, LLC (see note below) UPH Common Stock J - Other I 10.0000 24,063 241 4,524,300
2021-08-16 2019-06-13 4 Miotto Neil By GigAcquisitions2, LLC (see note below) UPH Private Warrants P - Purchase I 11.50 10.0000 63,750 638 63,750
2021-08-16 2019-06-13 4 Miotto Neil By GigAcquisitions2, LLC (see note below) UPH Private Rights P - Purchase I 10.0000 63,750 638 63,750
2021-08-16 2019-06-13 4 Miotto Neil By GigAcquisitions2, LLC (see note below) UPH Common Stock P - Purchase I 10.0000 63,750 638 4,500,237
2021-08-16 2019-06-05 4 Miotto Neil By GigAcquisitions2, LLC (see note below) UPH Private Rights P - Purchase I 10.0000 417,500 4,175 417,500
2021-08-16 2019-06-05 4 Miotto Neil By GigAcquisitions2, LLC (see note below) UPH Private Warrants P - Purchase I 11.50 10.0000 417,500 4,175 417,500
2021-08-16 2019-06-05 4 Miotto Neil By GigAcquisitions2, LLC (see note below) UPH Common Stock P - Purchase I 10.0000 417,500 4,175 4,436,487
2021-08-16 2021-06-09 4 Katz Avi S By GigAcquisitions2, LLC UPH Private Rights J - Other I 10.0000 -481,250 -4,812 0
2021-08-16 2021-06-09 4 Katz Avi S By GigAcquisitions2, LLC UPH Common Stock J - Other I 10.0000 24,063 241 4,524,300
2021-08-16 2019-06-13 4 Katz Avi S By GigAcquisitions2, LLC UPH Private Rights P - Purchase I 10.0000 63,750 638 63,750
2021-08-16 2019-06-13 4 Katz Avi S By GigAcquisitions2, LLC UPH Private Warrants P - Purchase I 11.50 10.0000 63,750 638 63,750
2021-08-16 2019-06-13 4 Katz Avi S By GigAcquisitions2, LLC UPH Common Stock P - Purchase I 10.0000 63,750 638 4,500,237
2021-08-16 2021-08-12 4 KATHURIA CHIRINJEEV UPH Common Stock A - Award D 67,327 43,167,770
2021-08-16 2021-08-12 4 Dinu Raluca UPH Common Stock A - Award D 67,327 67,327
2021-08-16 2021-08-12 4 REY-GIRAUD AGNES UPH Common Stock A - Award D 67,327 67,327
2021-08-16 2021-08-12 4 Ringo Jerome UPH Common Stock A - Award D 67,327 67,327
2021-08-16 3/A Miotto Neil By GigAcquisitions2, LLC (see note below) UPH Common Stock I 3,482,500
2021-08-16 2021-08-12 4 Bar-Siman-Tov Moshe UPH Common Stock A - Award D 67,327 67,327
2021-06-11 2021-06-09 4 Edwards James B. UPH Stock Option (Right to Buy) A - Award D 5.28 473,266 473,266
2021-06-11 2021-06-09 4 Edwards James B. UPH Common Stock J - Other D 1,004,817 2,055,372
2021-06-11 2021-06-09 4 Edwards James B. UPH Common Stock A - Award D 1,050,555 1,050,555
2021-06-11 2021-06-09 4 KATHURIA CHIRINJEEV UPH Common Stock A - Award D 43,100,443 43,100,443
2021-06-11 2021-06-09 4 Beck Martin S A See footnotes UPH Common Stock A - Award I 4,424,075 4,424,075
2021-06-11 2021-06-09 4 Pylypiv Mariya UPH Common Stock A - Award D 7,461,644 7,461,644
2021-06-11 2021-06-09 4 Balakrishnan Ramesh UPH Common Stock A - Award D 4,351,175 4,351,175
2021-06-11 2021-06-09 4 Gatmaitan Alfonso UPH Common Stock A - Award D 1,079,833 1,079,833
2021-06-11 2021-06-09 4 Azim Syed Sabahat UPH Common Stock A - Award I 6,116,842 6,116,842
2020-12-14 2020-12-10 4 GLAZER CAPITAL, LLC See Footnote 1. GIX Common stock, $0.001 par value per share S - Sale I 10.5000 -50,000 -525 2,196,713
2020-12-09 2020-12-09 4 GLAZER CAPITAL, LLC See Footnote 1. GIX Common stock, $0.001 par value per share S - Sale I 10.5800 -50,000 -529 2,246,713
2020-12-09 2020-12-08 4 GLAZER CAPITAL, LLC See Footnote 1. GIX Common stock, $0.001 par value per share S - Sale I 10.7700 -75,000 -808 2,296,713
2020-12-09 2020-12-08 4 GLAZER CAPITAL, LLC See Footnote 1. GIX Common stock, $0.001 par value per share S - Sale I 10.8000 -161,617 -1,745 2,371,713
2020-12-09 2020-12-07 4 GLAZER CAPITAL, LLC See Footnote 1. GIX Common stock, $0.001 par value per share S - Sale I 11.8200 -306,934 -3,628 2,533,330
2020-12-01 2020-11-30 4 GLAZER CAPITAL, LLC See Footnote 1. GIX Common Stock, Par Value $0.0001 per share S - Sale I 10.4900 -38,099 -400 2,840,264
2020-12-01 2020-11-27 4 GLAZER CAPITAL, LLC See Footnote 1. GIX Common Stock, Par Value $0.0001 per share S - Sale I 10.3000 -676 -7 2,878,363
2020-12-01 3 GLAZER PAUL J See Footnote 1. GIX Common Stock, Par Value $0.0001 per share I 2,879,039
2019-08-13 2019-08-12 4 McDonough Tara M GIX.U Common Stock D - Sale to Issuer D -5,000 0
2019-06-07 2019-06-05 4 McDonough Tara M GIX.U Common Stock P - Purchase D 5,000 5,000
2019-06-07 2019-06-05 4 Katz Avi S By GigAcquisitions2, LLC (see note below) GIX.U Private Warrants P - Purchase I 11.50 10.0000 417,500 4,175 417,500
2019-06-07 2019-06-05 4 Katz Avi S By GigAcquisitions2, LLC (see note below) GIX.U Private Rights P - Purchase I 10.0000 417,500 4,175 417,500
2019-06-07 2019-06-05 4 Katz Avi S By GigAcquisitions2, LLC (see note below) GIX.U Common Stock P - Purchase I 10.0000 417,500 4,175 4,436,487
2019-06-05 3 McDonough Tara M GIX.U Common Stock D 10,000
2019-06-05 3 McDonough Tara M GIX.U Common Stock D 10,000
2019-06-05 3 McDonough Tara M GIX.U Common Stock D 10,000
2019-06-05 3 GigAcquisitions2, LLC By GigAcquisitions2, LLC (see note below) GIX.U Common Stock I 6,965,000
2019-06-05 3 GigAcquisitions2, LLC By GigAcquisitions2, LLC (see note below) GIX.U Common Stock I 6,965,000
2019-06-05 3 GigAcquisitions2, LLC By GigAcquisitions2, LLC (see note below) GIX.U Common Stock I 6,965,000
2019-06-05 3 GigAcquisitions2, LLC By GigAcquisitions2, LLC (see note below) GIX.U Common Stock I 6,965,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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