UpHealth, Inc. - 股權認股權證
US ˙ OTCPK ˙ US91532B1199

簡介

本頁面提供了有關 Avi S Katz 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Avi S Katz已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
Chairman, Director, 10% Owner 9,932,246
Chairman, Director 416,952
Chief Executive Officer, Director, 10% Owner 10,000
Chief Executive Officer, Director, 10% Owner 10,000
US:BBAI / BigBear.ai Holdings, Inc. Director 523,375
US:UPHL / UpHealth, Inc. Director 113,886
US:KLR / Kaleyra Inc Director 0
US:ZEV / Lightning eMotors Inc Director 51,884
US:US37518W1146 / GigInternational1, Inc. Executive Chairman, Director, 10% Owner 5,210,000
US:GIG / GigCapital7 Corp. President and CEO, Director 0
如何解讀這些圖表

以下圖表顯示了在Avi S Katz進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

UPHLW / UpHealth, Inc. - Equity Warrant內部人士買入 - 短期收益分析

在這一部分,我們分析了在 UPHLW / UpHealth, Inc. - Equity Warrant 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2019-06-13 UPH Katz Avi S 63,750 10.0000 6,375 100.0000 637,500 365 10.0798 -573,241 -89.92
2019-06-13 UPH Katz Avi S 63,750 10.0000 6,375 100.0000 637,500
2019-06-05 GIX.U Katz Avi S 417,500 10.0000 417,500 10.0000 4,175,000
2019-06-05 GIX.U Katz Avi S 417,500 10.0000 417,500 10.0000 4,175,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

UPHLW / UpHealth, Inc. - Equity Warrant Insider Trades
UPHLW / UpHealth, Inc. - Equity Warrant內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 UPHLW / UpHealth, Inc. - Equity Warrant 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2023-11-21 UPH Katz Avi S 280 0.4000 280 0.4000 112 17 0.2749 -35 -31.27
2021-09-01 UPH Katz Avi S 800 5.1498 80 51.4980 4,120

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

UPHLW / UpHealth, Inc. - Equity Warrant Insider Trades
ZEVY / Lightning eMotors, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 UPHLW / UpHealth, Inc. - Equity Warrant 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2020-05-13 GIK.U Katz Avi S 650,000 10.0000 32,500 200.0000 6,500,000 336

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ZEVY / Lightning eMotors, Inc. Insider Trades
ZEVY / Lightning eMotors, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 UPHLW / UpHealth, Inc. - Equity Warrant 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ZEVY / Lightning eMotors, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Avi S Katz 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-27 2026-05-22 4 HDRN Hadron Energy, Inc.
Common Stock
A - Award 9,932,246 9,932,246
2026-05-27 2026-05-22 4 HDRN Hadron Energy, Inc.
Common Stock
A - Award 87,500 87,500
2026-05-27 2026-05-22 4 HDRN Hadron Energy, Inc.
Common Stock
A - Award 87,500 87,500
2026-03-24 2026-03-20 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
A - Award 3,500 416,952 0.85
2026-01-26 3 GIX GigCapital9 Corp.
Class A ordinary shares
10,000
2026-01-23 2026-01-22 4 QTIH QT IMAGING HOLDINGS, INC.
COMMON STOCK
P - Purchase 24,107 413,452 6.19 6.43 155,008 2,658,496
2025-10-07 3 GIW GigCapital8 Corp.
Class A ordinary shares
10,000
2025-04-10 2025-04-09 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
P - Purchase 392,464 1,168,035 50.60 0.64 250,000 744,038
2025-03-25 2025-03-21 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
P - Purchase 117,611 775,571 17.88 0.58 68,685 452,933
2025-03-25 2025-03-21 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
P - Purchase -2,671,232 0 -100.00 0.58 -1,559,999
2024-11-14 2024-11-12 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
P - Purchase 470,890 657,960 251.72 0.58 275,000 384,249
2024-11-14 2024-11-12 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
P - Purchase 2,671,232 2,671,232 0.58 1,559,999 1,559,999
2024-09-11 2024-09-04 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
J - Other 161,954 187,070 644.82
2024-09-11 2024-09-04 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
J - Other -5,735,000 0 -100.00
2024-07-15 2024-06-27 4/A QTI QT IMAGING HOLDINGS, INC.
Common Stock
J - Other 25,116 25,116
2024-07-09 2024-07-05 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
J - Other -105,773 5,735,000 -1.81
2024-07-01 2024-06-27 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
J - Other 26,593 26,593
2024-07-01 2024-06-27 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
J - Other -783,591 5,840,773 -11.83
2024-03-13 2024-03-13 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -50,000 523,375 -8.72 2.64 -132,000 1,381,710
2024-03-13 2024-03-13 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -50,000 573,375 -8.02 2.52 -126,000 1,444,905
2024-03-13 2024-03-12 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -50,000 623,375 -7.43 2.38 -119,000 1,483,632
2024-03-13 2024-03-12 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -50,000 673,375 -6.91 2.42 -121,000 1,629,568
2024-03-13 2024-03-12 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -23,924 723,375 -3.20 2.36 -56,461 1,707,165
2024-03-13 2024-03-11 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -26,076 747,299 -3.37 2.51 -65,451 1,875,720
2024-03-06 2024-03-04 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
M - Exercise 94,364 6,624,364 1.45 10.00 943,640 66,243,640
2024-03-06 2021-09-23 4 QTI QT IMAGING HOLDINGS, INC.
Common Stock
A - Award 795,000 6,530,000 13.86 10.00 7,950,000 65,300,000
2024-02-02 2024-01-31 4 UPHL UpHealth, Inc.
Common Stock
A - Award 100,000 113,886 720.15
2023-12-18 2023-12-15 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -13,028 773,375 -1.66 1.92 -25,014 1,484,880
2023-12-15 2023-12-13 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -50,000 786,403 -5.98 1.81 -90,500 1,423,389
2023-12-04 2023-11-29 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -35,060 836,403 -4.02 1.93 -67,666 1,614,258
2023-11-29 2023-11-28 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -25,000 871,463 -2.79 1.90 -47,500 1,655,780
2023-11-29 2023-11-27 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -28,000 896,463 -3.03 1.91 -53,480 1,712,244
2023-11-22 2023-11-21 4 UPH UpHealth, Inc.
Common Stock
S - Sale -280 13,886 -1.98 0.40 -112 5,554
2023-11-22 2023-11-20 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -13,000 924,463 -1.39 1.84 -23,920 1,701,012
2023-10-10 2023-10-05 4 KLR Kaleyra, Inc.
Common Stock
D - Sale to Issuer -379,288 0 -100.00
2023-07-05 2023-07-02 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
A - Award 55,556 925,063 6.39
2023-05-10 2023-05-08 4 KLR Kaleyra, Inc.
Common Stock
A - Award 20,000 379,288 5.57
2023-03-21 2023-03-17 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -266,000 902,907 -22.76 1.84 -489,440 1,661,349
2023-03-17 2023-03-16 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -33,400 1,135,507 -2.86 1.71 -57,114 1,941,717
2023-03-17 2023-03-15 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
S - Sale -200,000 1,168,907 -14.61 1.77 -354,000 2,068,965
2023-03-03 2023-03-01 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -20,800 1,257,508 -1.63 0.85 -17,680 1,068,882
2023-01-03 2023-01-01 4 KLR.BC Kaleyra, Inc.
Common Stock
A - Award 71,440 1,278,308 5.92
2022-06-15 2022-06-13 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
J - Other 1,347,657 1,368,907 6,341.92
2022-06-15 2022-06-13 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
J - Other -8,702,000 0 -100.00
2022-05-26 2022-05-20 4/A BBAI BigBear.ai Holdings, Inc.
Private Warrants
J - Other 7,083 7,083
2022-05-26 2022-05-20 4/A BBAI BigBear.ai Holdings, Inc.
Private Warrants
J - Other -283,333 0 -100.00
2022-05-26 2022-05-20 4/A BBAI BigBear.ai Holdings, Inc.
Common Stock
J - Other 21,250 21,250
2022-05-26 2022-05-20 4/A BBAI BigBear.ai Holdings, Inc.
Common Stock
J - Other -850,000 8,702,000 -8.90
2022-05-24 2022-05-20 4 BBAI BigBear.ai Holdings, Inc.
Private Warrants
J - Other 7,083 7,083
2022-05-24 2022-05-20 4 BBAI BigBear.ai Holdings, Inc.
Private Warrants
J - Other -283,333 0 -100.00
2022-05-24 2022-05-20 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
J - Other 21,250 21,250
2022-05-24 2022-05-20 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
J - Other -850,000 8,702,000 -8.90
2022-04-06 2022-04-05 4 BBAI BigBear.ai Holdings, Inc.
Restricted Stock Units
A - Award 13,000 13,000
2022-03-11 2022-03-10 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -22,923 1,206,868 -1.86 6.68 -153,215 8,066,585
2022-03-11 2022-03-09 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -20,162 1,229,791 -1.61 6.72 -135,388 8,258,047
2022-03-11 2022-03-08 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -29,838 1,249,953 -2.33 6.72 -200,473 8,398,059
2022-03-03 2022-03-01 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -1,157 1,279,791 -0.09 7.75 -8,967 9,918,380
2022-02-25 2022-02-25 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -7,300 1,280,948 -0.57 8.02 -58,539 10,271,922
2022-02-25 2022-02-24 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -1,300 1,288,248 -0.10 8.21 -10,672 10,575,228
2022-02-11 2022-02-09 4 KLR Kaleyra, Inc.
Common Stock
A - Award 70,000 1,289,548 5.74
2021-12-23 2021-12-22 4 UPH UpHealth, Inc.
Common Stock
A - Award 71,730 141,657 102.58
2021-12-23 2021-12-21 4 KLR Kaleyra, Inc.
Common Stock
A - Award 21,413 1,219,548 1.79
2021-12-08 2021-12-06 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
J - Other -250,000 9,552,000 -2.55
2021-12-08 2021-02-11 4 BBAI BigBear.ai Holdings, Inc.
Private Warrants
P - Purchase 283,333 283,333
2021-12-08 2021-02-11 4 BBAI BigBear.ai Holdings, Inc.
Common Stock
P - Purchase 850,000 9,802,000 9.50
2021-11-19 2021-11-19 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -27,544 1,198,135 -2.25 12.27 -337,937 14,699,918
2021-11-19 2021-11-18 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -7,156 1,225,679 -0.58 12.26 -87,768 15,032,953
2021-11-19 2021-11-17 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -15,300 1,232,835 -1.23 12.35 -188,909 15,221,814
2021-09-23 3 GIA.U GigCapital5, Inc.
Common Stock
5,735,000
2021-09-10 2021-09-09 4 UPH UpHealth, Inc.
Common Stock
A - Award 2,200 69,927 3.25 4.30 9,462 300,749
2021-09-03 2021-09-01 4 UPH UpHealth, Inc.
Common Stock
S - Sale -800 67,727 -1.17 5.15 -4,120 348,781
2021-09-03 2021-09-01 4 UPH UpHealth, Inc.
Common Stock
A - Award 400 68,527 0.59 5.15 2,060 352,907
2021-09-02 2021-09-02 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -25,393 1,248,135 -1.99 12.44 -315,853 15,525,052
2021-09-02 2021-09-01 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -24,591 1,273,528 -1.89 12.54 -308,489 15,976,154
2021-09-02 2021-08-31 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -6,409 1,298,119 -0.49 12.26 -78,587 15,917,405
2021-09-02 2021-08-30 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -9,000 1,304,528 -0.69 12.39 -111,549 16,168,711
2021-09-02 2021-08-27 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -18,000 1,313,528 -1.35 12.15 -218,666 15,956,869
2021-09-02 2021-08-26 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -2,000 1,331,528 -0.15 11.80 -23,607 15,716,558
2021-09-02 2021-08-31 4 UPH UpHealth, Inc.
Common Stock
A - Award 800 68,127 1.19 5.03 4,021 342,406
2021-08-16 2021-06-09 4 UPH UpHealth, Inc.
Private Rights
J - Other -481,250 0 -100.00 10.00 -4,812,500
2021-08-16 2021-06-09 4 UPH UpHealth, Inc.
Common Stock
J - Other 24,063 4,524,300 0.53 10.00 240,630 45,243,000
2021-08-16 2019-06-13 4 UPH UpHealth, Inc.
Private Warrants
P - Purchase 63,750 63,750 10.00 637,500 637,500
2021-08-16 2019-06-13 4 UPH UpHealth, Inc.
Private Rights
P - Purchase 63,750 63,750 10.00 637,500 637,500
2021-08-16 2019-06-13 4 UPH UpHealth, Inc.
Common Stock
P - Purchase 63,750 4,500,237 1.44 10.00 637,500 45,002,370
2021-08-16 2021-08-12 4 UPH UpHealth, Inc.
Common Stock
A - Award 67,327 67,327
2021-08-06 2021-08-04 4 KLR Kaleyra, Inc.
Common Stock
A - Award 100,000 1,333,528 8.11
2021-08-06 2021-02-11 4 KLR Kaleyra, Inc.
Private Warrants
J - Other 158,989 158,989
2021-08-06 2021-02-11 4 KLR Kaleyra, Inc.
Private Warrants
J - Other -271,776 0 -100.00
2021-08-06 2018-01-09 4 KLR Kaleyra, Inc.
Private Rights
P - Purchase 6,370 362,370 1.79 10.00 63,700 3,623,700
2021-08-06 2018-01-09 4 KLR Kaleyra, Inc.
Private Warrants
P - Purchase 4,776 271,776 1.79 10.00 47,760 2,717,760
2021-08-06 2018-01-09 4 KLR Kaleyra, Inc.
Common Stock
P - Purchase 6,368 3,218,975 0.20 10.00 63,680 32,189,750
2021-07-15 2021-07-13 4 ZEV Lightning eMotors, Inc.
Common Stock
A - Award 17,167 51,884 49.45
2021-07-15 2021-07-13 4 ZEV Lightning eMotors, Inc.
Common Stock
A - Award 17,167 51,884 49.45
2021-07-01 2021-06-29 4 ZEV Lightning eMotors, Inc.
Private Warrant
J - Other 13,163 13,163
2021-07-01 2021-06-29 4 ZEV Lightning eMotors, Inc.
Private Warrant
J - Other -487,500 0 -100.00
2021-07-01 2021-06-29 4 ZEV Lightning eMotors, Inc.
Common Stock
J - Other 17,550 17,550
2021-07-01 2021-06-29 4 ZEV Lightning eMotors, Inc.
Common Stock
J - Other -650,000 4,985,000 -11.54
2021-05-28 2021-05-28 4 GIW GigInternational1, Inc.
Common Stock
J - Other -525,000 5,210,000 -9.15
2021-05-18 3 GIW GigInternational1, Inc.
Common Stock
5,735,000
2021-03-19 2021-03-17 4 KLR Kaleyra, Inc.
Common Stock
J - Other -435,903 0 -100.00
2021-03-04 2021-03-04 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -45,610 1,233,528 -3.57 17.41 -794,070 21,475,722
2021-03-04 2021-03-03 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -35,763 1,279,138 -2.72 19.38 -693,226 24,794,683
2021-03-04 2021-03-02 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -140,000 1,314,901 -9.62 19.95 -2,793,588 26,237,798
2021-03-01 2021-03-01 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -78,627 1,454,901 -5.13 18.97 -1,491,421 27,596,999
2021-02-26 2021-02-26 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -150,000 1,533,528 -8.91 18.48 -2,772,390 28,343,585
2021-02-26 2021-02-25 4 KLR Kaleyra, Inc.
Common Stock
S - Sale -50,000 1,683,528 -2.88 18.10 -904,900 30,468,490
2021-02-11 2021-02-10 4 KLR Kaleyra, Inc.
Common Stock
A - Award 60,000 1,733,528 3.59
2021-02-08 3 GIG GigCapital4, Inc.
Common Stock
8,952,000
2020-12-03 2020-12-01 4 KLR Kaleyra, Inc.
Common Stock
J - Other -715,697 0 -100.00
2020-12-03 2020-12-01 4 KLR Kaleyra, Inc.
Common Stock
J - Other -1,876,612 435,903 -81.15
2020-12-03 2020-12-01 4 KLR Kaleyra, Inc.
Common Stock
J - Other 644,128 1,673,528 62.57
2020-12-03 2020-12-01 4 KLR Kaleyra, Inc.
Common Stock
J - Other 749,877 1,029,400 268.27
2020-11-06 2020-11-05 4 KLR Kaleyra, Inc.
Common Stock
A - Award 27,510 279,523 10.92
2020-07-02 2020-06-29 4 GIK-UN GigCapital3, Inc.
Common Stock
D - Sale to Issuer -750,000 5,635,000 -11.75
2020-05-15 2020-05-13 4 GIK.U GigCapital3, Inc.
Private Warrants
P - Purchase 487,500 487,500 10.00 4,875,000 4,875,000
2020-05-15 2020-05-13 4 GIK.U GigCapital3, Inc.
Common Stock
P - Purchase 650,000 6,385,000 11.33 10.00 6,500,000 63,850,000
2020-05-05 3 GIK.U GigCapital3, Inc.
Common Stock
11,470,000
2020-05-05 3 GIK.U GigCapital3, Inc.
Common Stock
11,470,000
2020-05-05 3 GIK.U GigCapital3, Inc.
Common Stock
11,470,000
2020-05-05 3 GIK.U GigCapital3, Inc.
Common Stock
11,470,000
2019-12-20 2019-12-18 4 KLR Kaleyra, Inc.
Common Stock
A - Award 252,013 252,013
2019-11-27 2019-11-25 4 KLR Kaleyra, Inc.
Private Rights
M - Exercise -362,370 0 -100.00 10.00 -3,623,700
2019-11-27 2019-11-25 4 KLR Kaleyra, Inc.
Common Stock
M - Exercise 36,237 2,312,515 1.59
2019-11-13 2019-11-12 4 GIG.U GigCapital, Inc.
Common Stock
J - Other 39,289 715,697 5.81
2019-11-13 2019-11-12 4 GIG.U GigCapital, Inc.
Common Stock
J - Other -51,750 2,276,278 -2.22
2019-10-15 2019-10-11 4 GIG.U GigCapital, Inc.
Common Stock
J - Other 69,352 676,408 11.42
2019-10-15 2019-10-11 4 GIG.U GigCapital, Inc.
Common Stock
J - Other -91,347 2,321,660 -3.79
2019-08-12 2019-08-09 4 GIG.U GigCapital, Inc.
Common Stock
J - Other 607,056 607,056
2019-08-12 2019-08-09 4 GIG.U GigCapital, Inc.
Common Stock
J - Other -799,600 2,413,007 -24.89
2019-06-07 2019-06-05 4 GIX.U GigCapital2, Inc.
Private Warrants
P - Purchase 417,500 417,500 10.00 4,175,000 4,175,000
2019-06-07 2019-06-05 4 GIX.U GigCapital2, Inc.
Private Rights
P - Purchase 417,500 417,500 10.00 4,175,000 4,175,000
2019-06-07 2019-06-05 4 GIX.U GigCapital2, Inc.
Common Stock
P - Purchase 417,500 4,436,487 10.39 10.00 4,175,000 44,364,870
2019-06-05 3 GIX.U GigCapital2, Inc.
Common Stock
6,965,000
2019-06-05 3 GIX.U GigCapital2, Inc.
Common Stock
6,965,000
2019-06-05 3 GIX.U GigCapital2, Inc.
Common Stock
6,965,000
2019-06-05 3 GIX.U GigCapital2, Inc.
Common Stock
6,965,000
2017-12-11 2017-12-07 4 GIG.U GigCapital, Inc.
Private Rights
P - Purchase 356,000 356,000 10.00 3,560,000 3,560,000
2017-12-11 2017-12-07 4 GIG.U GigCapital, Inc.
Private Warrants
P - Purchase 267,000 267,000 10.00 2,670,000 2,670,000
2017-12-11 2017-12-07 4 GIG.U GigCapital, Inc.
Common Stock
P - Purchase 356,000 3,212,607 12.46 10.00 3,560,000 32,126,070
2017-12-07 3 GIG.U GigCapital, Inc.
Common Stock
5,713,214
2017-12-07 3 GIG.U GigCapital, Inc.
Common Stock
5,713,214
2017-12-07 3 GIG.U GigCapital, Inc.
Common Stock
5,713,214
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -33,594 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -503,906 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -21,800 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -200,000 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -202,412 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -16,891 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -388,473 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -31,353 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -116,115 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -200,877 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -12,695 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -121,100 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -190,305 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -36,824 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -93,176 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -77,764 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -581,338 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -6,875 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -10,312 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -11,919 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Stock Options
D - Sale to Issuer -137,500 0 -100.00
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
RSUs
D - Sale to Issuer -694,721 0 -100.00 3.08 -2,139,741
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
RSUs
D - Sale to Issuer -375,000 0 -100.00 3.08 -1,155,000
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
RSUs
D - Sale to Issuer -303,238 0 -100.00 3.08 -933,973
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
RSUs
D - Sale to Issuer -200,624 0 -100.00 3.08 -617,922
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
RSUs
D - Sale to Issuer -98,125 0 -100.00 3.08 -302,225
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
RSUs
D - Sale to Issuer -29,341 0 -100.00 3.08 -90,370
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
D - Sale to Issuer -8,050 0 -100.00 3.08 -24,794
2017-04-04 2017-04-04 4 GIG GigPeak, Inc.
Common Stock
U - Other -319,996 0 -100.00 3.08 -985,588
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -3,260 29,341 -10.00
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -66,874 200,624 -25.00
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -125,000 375,000 -25.00
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -33,693 303,238 -10.00
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -19,625 117,750 -14.29
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 16,100 -33.33
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -1,740 319,996 -0.54 2.58 -4,489 825,590
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 3,260 321,736 1.02
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -35,678 318,476 -10.07 2.58 -92,049 821,668
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 66,874 354,154 23.28
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -66,652 287,280 -18.83 2.58 -171,962 741,182
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 125,000 353,932 54.60
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -18,141 228,932 -7.34 2.58 -46,804 590,645
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 33,693 247,073 15.79
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -11,511 213,380 -5.12 2.58 -29,698 550,520
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 19,625 224,891 9.56
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -4,722 205,266 -2.25 2.58 -12,183 529,586
2017-02-03 2017-02-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 8,050 209,988 3.99
2017-01-19 2017-01-17 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
A - Award 694,721 694,721
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -3,260 32,601 -9.09
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -66,876 267,498 -20.00
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -14,907 0 -100.00
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -28,684 336,931 -7.85
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -19,625 117,750 -14.29
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 16,100 -33.33
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -1,740 201,938 -0.85 2.39 -4,159 482,632
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 3,260 203,678 1.63
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -35,679 200,418 -15.11 2.39 -85,273 478,999
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 66,876 236,097 39.52
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -7,953 169,221 -4.49 2.39 -19,008 404,438
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 14,907 177,174 9.19
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -15,303 162,267 -8.62 2.39 -36,574 387,818
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 28,684 177,570 19.27
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -10,470 148,886 -6.57 2.39 -25,023 355,838
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 19,625 159,356 14.04
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -4,295 139,731 -2.98 2.39 -10,265 333,957
2016-11-03 2016-11-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 8,050 144,026 5.92
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -3,260 35,861 -8.33
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -66,876 334,374 -16.67
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -14,907 14,906 -50.00
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -38,702 365,615 -9.57
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -19,625 176,625 -10.00
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 40,250 -16.67
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -1,740 135,976 -1.26 1.99 -3,463 270,592
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 3,260 137,716 2.42
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -35,679 134,456 -20.97 1.99 -71,001 267,567
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 66,876 170,135 64.77
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -7,953 103,259 -7.15 1.99 -15,826 205,485
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 14,907 111,212 15.48
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -20,648 96,305 -17.65 1.99 -41,090 191,647
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 38,702 116,953 49.46
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -10,470 78,251 -11.80 1.99 -20,835 155,719
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 19,625 88,721 28.40
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -4,295 69,096 -5.85 1.99 -8,547 137,501
2016-08-03 2016-08-01 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 8,050 73,391 12.32
2016-07-20 2016-07-19 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
A - Award 39,121 39,121
2016-07-20 2016-07-19 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
A - Award 401,250 401,250
2016-07-20 2016-07-19 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
D - Sale to Issuer -401,250 0 -100.00
2016-07-20 2016-07-19 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
D - Sale to Issuer -60,106 404,317 -12.94
2016-06-14 2016-06-10 4 GIG GigPeak, Inc.
Common Stock
S - Sale -410,000 65,341 -86.25 2.00 -820,000 130,682
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -14,908 29,813 -33.34
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -66,875 401,250 -14.29
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -154,808 464,423 -25.00
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -19,625 176,625 -10.00
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 40,250 -16.67
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -7,953 475,341 -1.65 2.35 -18,690 1,117,051
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 14,907 483,294 3.18
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -35,678 468,387 -7.08 2.35 -83,843 1,100,709
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 66,875 504,065 15.30
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -82,591 437,190 -15.89 2.35 -194,089 1,027,396
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 154,808 519,781 42.42
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -10,470 364,973 -2.79 2.35 -24,604 857,687
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 19,625 375,443 5.52
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
F - Taxes -4,295 355,818 -1.19 2.35 -10,093 836,172
2016-05-05 2016-05-03 4 GIG GigPeak, Inc.
Common Stock
M - Exercise 8,050 360,113 2.29
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -14,908 44,721 -25.00
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -66,875 468,125 -12.50
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -19,625 196,250 -9.09
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 48,300 -14.29
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -7,954 352,063 -2.21 3.33 -26,487 1,172,370
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 14,908 360,017 4.32
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -35,877 345,109 -9.42 3.33 -119,470 1,149,213
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 66,875 380,986 21.29
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -11,511 314,111 -3.54 3.33 -38,332 1,045,990
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 19,625 325,622 6.41
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -4,722 305,997 -1.52 3.33 -15,724 1,018,970
2016-02-03 2016-02-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 8,050 310,719 2.66
2016-01-07 2016-01-05 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 500,000 500,000
2016-01-07 2016-01-05 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 59,629 59,629
2015-11-23 2015-11-19 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 535,000 535,000
2015-11-04 2015-11-02 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -102,375 0 -100.00
2015-11-04 2015-11-02 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -19,625 196,250 -9.09
2015-11-04 2015-11-02 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 48,300 -14.29
2015-11-04 2015-11-02 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -54,618 302,669 -15.29 2.55 -139,276 771,806
2015-11-04 2015-11-02 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 102,375 357,287 40.16
2015-11-04 2015-11-02 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -10,470 254,912 -3.95 2.55 -26,698 650,026
2015-11-04 2015-11-02 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 19,625 265,382 7.99
2015-11-04 2015-11-02 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -4,295 245,757 -1.72 2.55 -10,952 626,680
2015-11-04 2015-11-02 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 8,050 250,052 3.33
2015-08-25 2015-08-21 4 GIG GigOptix, Inc.
Common Stock
S - Sale -250,000 242,002 -50.81 1.70 -425,000 411,403
2015-08-04 2015-08-03 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -102,375 102,375 -50.00
2015-08-04 2015-08-03 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -19,625 215,875 -8.33
2015-08-04 2015-08-03 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 56,350 -12.50
2015-08-04 2015-08-03 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -54,618 492,002 -9.99 2.31 -126,168 1,136,525
2015-08-04 2015-08-03 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 102,375 546,620 23.04
2015-08-04 2015-08-03 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -10,470 444,245 -2.30 2.31 -24,186 1,026,206
2015-08-04 2015-08-03 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 19,625 454,715 4.51
2015-08-04 2015-08-03 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -4,295 435,090 -0.98 2.31 -9,921 1,005,058
2015-08-04 2015-08-03 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 8,050 439,385 1.87
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -102,375 204,750 -33.33
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -78,500 235,500 -25.00
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 64,400 -11.11
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -50,686 0 -100.00
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -54,618 431,335 -11.24 1.51 -82,473 651,316
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 102,375 485,953 26.69
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -41,880 383,578 -9.84 1.51 -63,239 579,203
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 78,500 425,458 22.63
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -4,295 346,958 -1.22 1.51 -6,485 523,907
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 8,050 351,253 2.35
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -27,041 343,203 -7.30 1.51 -40,832 518,237
2015-05-04 2015-05-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 50,686 370,244 15.86
2015-03-30 2015-03-26 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 619,231 619,231
2015-03-30 2015-03-26 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 307,125 307,125
2015-03-05 2015-03-05 4 GIG GigOptix, Inc.
Common Stock
S - Sale -1,612 319,558 -0.50 1.35 -2,176 431,403
2015-03-05 2015-03-04 4 GIG GigOptix, Inc.
Common Stock
S - Sale -5,202 321,170 -1.59 1.34 -6,971 430,368
2015-03-05 2015-03-03 4 GIG GigOptix, Inc.
Common Stock
S - Sale -39,450 326,372 -10.78 1.36 -53,786 444,976
2015-02-05 2015-02-03 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -22,500 0 -100.00
2015-02-05 2015-02-03 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 72,450 -10.00
2015-02-05 2015-02-03 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -50,691 50,686 -50.00
2015-02-05 2015-02-03 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -9,272 365,822 -2.47 1.14 -10,570 417,037
2015-02-05 2015-02-03 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 22,500 375,094 6.38
2015-02-05 2015-02-03 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -3,452 352,594 -0.97 1.14 -3,935 401,957
2015-02-05 2015-02-03 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 8,050 356,046 2.31
2015-02-05 2015-02-03 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -21,737 347,996 -5.88 1.14 -24,780 396,715
2015-02-05 2015-02-03 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 50,691 369,733 15.89
2014-11-06 2014-11-04 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -22,500 22,500 -50.00
2014-11-06 2014-11-04 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 80,500 -9.09
2014-11-06 2014-11-04 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -50,691 101,377 -33.33
2014-11-06 2014-11-04 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -8,456 319,042 -2.58 1.25 -10,570 398,802
2014-11-06 2014-11-04 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 22,500 327,498 7.38
2014-11-06 2014-11-04 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -3,026 304,998 -0.98 1.25 -3,782 381,248
2014-11-06 2014-11-04 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 8,050 308,024 2.68
2014-11-06 2014-11-04 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -19,050 299,974 -5.97 1.25 -23,812 374,968
2014-11-06 2014-11-04 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 50,691 319,024 18.89
2014-08-05 2014-08-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -22,500 45,000 -33.33
2014-08-05 2014-08-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -8,050 88,550 -8.33
2014-08-05 2014-08-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -50,691 152,068 -25.00
2014-08-05 2014-08-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -8,456 268,333 -3.06 1.33 -11,246 356,883
2014-08-05 2014-08-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 22,500 276,789 8.85
2014-08-05 2014-08-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -3,026 254,289 -1.18 1.33 -4,025 338,204
2014-08-05 2014-08-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 8,050 257,315 3.23
2014-08-05 2014-08-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -19,050 249,265 -7.10 1.33 -25,336 331,522
2014-08-05 2014-08-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 50,691 268,315 23.29
2014-05-02 2014-05-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -22,500 67,500 -25.00
2014-05-02 2014-05-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -32,200 96,600 -25.00
2014-05-02 2014-05-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -50,691 202,759 -20.00
2014-05-02 2014-05-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -8,456 217,624 -3.74 1.55 -13,107 337,317
2014-05-02 2014-05-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 22,500 226,080 11.05
2014-05-02 2014-05-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -12,101 203,580 -5.61 1.55 -18,757 315,549
2014-05-02 2014-05-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 32,200 215,681 17.55
2014-05-02 2014-05-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -19,050 183,481 -9.41 1.55 -29,528 284,396
2014-05-02 2014-05-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 50,691 202,531 33.38
2014-02-11 2014-02-07 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 314,000 314,000
2014-02-11 2014-02-07 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 90,000 90,000
2014-02-06 2014-02-05 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -50,691 253,450 -16.67
2014-02-06 2014-02-05 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -22,161 151,840 -12.74 1.59 -35,236 241,426
2014-02-06 2014-02-05 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 50,691 174,001 41.11
2013-11-05 2013-11-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -50,691 304,141 -14.29
2013-11-05 2013-11-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -19,319 123,310 -13.54 1.53 -29,558 188,664
2013-11-05 2013-11-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 50,691 142,629 55.14
2013-08-05 2013-08-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 128,800 128,800
2013-08-05 2013-08-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 354,832 354,832
2013-03-05 2013-03-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -15,574 0 -100.00
2013-03-05 2013-03-01 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -39,744 0 -100.00
2013-03-05 2013-03-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -6,740 91,938 -6.83 1.08 -7,279 99,293
2013-03-05 2013-03-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 15,574 98,678 18.74
2013-03-05 2013-03-01 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -17,440 83,104 -17.35 1.08 -18,835 89,752
2013-03-05 2013-03-01 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 39,744 100,544 65.37
2012-11-29 2012-11-29 4 GIG GigOptix, Inc.
Common Stock
S - Sale -2,525 60,800 -3.99 2.10 -5,302 127,680
2012-11-29 2012-11-28 4 GIG GigOptix, Inc.
Common Stock
S - Sale -27,500 63,325 -30.28 2.06 -56,521 130,152
2012-11-29 2012-11-27 4 GIG GigOptix, Inc.
Common Stock
S - Sale -5,000 90,825 -5.22 2.00 -10,000 181,650
2012-11-14 2012-11-09 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -15,574 15,574 -50.00
2012-11-14 2012-11-09 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -39,741 39,744 -50.00
2012-11-14 2012-11-09 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -5,713 95,825 -5.63 1.84 -10,512 176,318
2012-11-14 2012-11-09 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 15,574 101,538 18.12
2012-11-14 2012-11-09 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -14,577 85,964 -14.50 1.84 -26,822 158,174
2012-11-14 2012-11-09 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 39,741 100,541 65.36
2012-09-07 2012-09-06 4 GIG GigOptix, Inc.
Common Stock
S - Sale -11,606 60,800 -16.03 2.50 -29,015 152,000
2012-08-31 2012-08-29 4 GIG GigOptix, Inc.
Common Stock
S - Sale -255 72,406 -0.35 2.35 -599 170,154
2012-08-23 2012-08-23 4 GIG GigOptix, Inc.
Common Stock
S - Sale -6,957 72,661 -8.74 2.34 -16,246 169,678
2012-08-23 2012-08-22 4 GIG GigOptix, Inc.
Common Stock
S - Sale -15,000 79,618 -15.85 2.40 -36,004 191,107
2012-08-23 2012-08-21 4 GIG GigOptix, Inc.
Common Stock
S - Sale -824 94,618 -0.86 2.45 -2,019 231,814
2012-08-14 2012-08-10 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -15,574 31,148 -33.33
2012-08-14 2012-08-10 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -39,741 79,485 -33.33
2012-08-14 2012-08-10 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -5,713 95,442 -5.65 2.50 -14,282 238,605
2012-08-14 2012-08-10 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 15,574 101,155 18.20
2012-08-14 2012-08-10 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -14,960 85,581 -14.88 2.50 -37,400 213,952
2012-08-14 2012-08-10 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 39,741 100,541 65.36
2012-05-25 2012-05-25 4 GIG GigOptix, Inc.
Common Stock
S - Sale -1,884 60,800 -3.01 2.55 -4,804 155,040
2012-05-25 2012-05-25 4 GIG GigOptix, Inc.
Common Stock
S - Sale -3,102 62,684 -4.72 2.51 -7,787 157,349
2012-05-25 2012-05-24 4 GIG GigOptix, Inc.
Common Stock
S - Sale -5,000 65,786 -7.06 2.45 -12,250 161,176
2012-05-25 2012-05-24 4 GIG GigOptix, Inc.
Common Stock
S - Sale -5,000 70,786 -6.60 2.40 -12,000 169,886
2012-05-22 2012-05-21 4 GIG GigOptix, Inc.
Common Stock
S - Sale -5,000 75,786 -6.19 2.70 -13,500 204,622
2012-05-22 2012-05-21 4 GIG GigOptix, Inc.
Employee Stock Option
M - Exercise -894 11,919 -6.98
2012-05-22 2012-05-21 4 GIG GigOptix, Inc.
Common Stock
S - Sale -894 80,786 -1.09 2.75 -2,458 222,162
2012-05-22 2012-05-21 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 894 81,680 1.11 0.73 653 59,626
2012-05-22 2012-05-18 4 GIG GigOptix, Inc.
Employee Stock Option
M - Exercise -14,687 12,813 -53.41
2012-05-22 2012-05-18 4 GIG GigOptix, Inc.
Common Stock
S - Sale -5,000 80,786 -5.83 2.60 -13,000 210,044
2012-05-22 2012-05-18 4 GIG GigOptix, Inc.
Common Stock
S - Sale -5,000 85,786 -5.51 2.50 -12,518 214,774
2012-05-22 2012-05-18 4 GIG GigOptix, Inc.
Common Stock
S - Sale -5,000 90,786 -5.22 2.48 -12,408 225,295
2012-05-22 2012-05-18 4 GIG GigOptix, Inc.
Common Stock
S - Sale -14,687 95,786 -13.29 2.73 -40,096 261,496
2012-05-22 2012-05-18 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 14,687 110,473 15.33 0.73 10,722 80,645
2012-05-14 2012-05-10 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -15,574 46,722 -25.00
2012-05-14 2012-05-10 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
M - Exercise -39,741 119,226 -25.00
2012-05-14 2012-05-10 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -5,724 95,786 -5.64 2.87 -16,428 274,906
2012-05-14 2012-05-10 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 15,574 101,510 18.12
2012-05-14 2012-05-10 4 GIG GigOptix, Inc.
Common Stock
F - Taxes -14,605 85,936 -14.53 2.87 -41,916 246,636
2012-05-14 2012-05-10 4 GIG GigOptix, Inc.
Common Stock
M - Exercise 39,741 100,541 65.36
2012-05-07 2012-05-03 4 GIG GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 62,296 62,296
2012-03-29 2012-03-27 4 GGOX GigOptix, Inc.
Employee Stock Option (right to buy)
A - Award 537,500 537,500
2012-03-29 2012-03-27 4 GGOX GigOptix, Inc.
Restricted Stock Units (RSUs)
A - Award 158,967 158,967
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)