內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內部人士買入淨數（排名）
N/A
內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。
內部人士買入佔流通股比例（排名）
N/A
內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。
內幕交易圖表
以下圖表顯示了SAExploration Holdings, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 SAEXW / SAExploration Holdings, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 SAEXW / SAExploration Holdings, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | D | -239,830 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | I | -342,369 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series E Warrants | D | -17,427,095 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series E Warrants | I | -29,233,812 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | D | -2,979,904 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | I | -4,997,800 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | D | -1,458,434 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | I | -2,446,026 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -22 | -0 | 1,431,072 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 239,830 | 0 | 1,431,094 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -32 | -0 | 2,336,520 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 342,369 | 0 | 2,336,552 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -80 | -0 | 1,191,264 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 871,354 | 0 | 1,191,344 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -135 | -0 | 1,994,183 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 1,461,688 | 0 | 1,994,318 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -14 | -0 | 319,990 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 148,995 | 0 | 320,004 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -25 | -0 | 532,630 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 249,889 | 0 | 532,655 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -7 | -0 | 171,009 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 72,921 | 0 | 171,016 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -13 | -0 | 282,766 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 122,299 | 0 | 282,779 | ||||
| 2020-04-06 | 2020-04-06 | 4 | Rassin David Alan | SAEX | Restricted Stock Unit | D | 10,000 | 10,000 | ||||||
| 2020-04-01 | 2020-03-30 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | 96,617 | 96,617 | ||||||
| 2020-04-01 | 2020-03-30 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | 33,787 | 33,787 | ||||||
| 2020-02-20 | 3 | Mercer Jacob Paul | SAEX | No securities beneficially owned | D | 0 | ||||||||
| 2020-01-29 | 2020-01-14 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | D | 119,975 | 1,333,100 | ||||||
| 2020-01-29 | 2020-01-14 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | I | 171,270 | 2,176,245 | ||||||
| 2019-12-20 | 2019-12-11 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | D | 119,855 | 1,213,125 | ||||||
| 2019-12-20 | 2019-12-11 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | I | 171,099 | 2,004,975 | ||||||
| 2019-06-14 | 2019-06-13 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.0470 | -44,311 | -135 | 41,017 | ||||
| 2019-05-15 | 2019-04-12 | 4/A | Beatty Brian A | SAEX | Restricted Stock Unit | D | -78,880 | 215,835 | ||||||
| 2019-05-15 | 2019-04-12 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 3.8000 | -37,863 | -144 | 85,328 | ||||
| 2019-05-15 | 2019-04-12 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 78,880 | 123,191 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Abney Ryan | SAEX | Restricted Stock Unit | D | -13,921 | 31,319 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Abney Ryan | SAEX | Common Stock | D | 3.8000 | -3,877 | -15 | 21,330 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Abney Ryan | SAEX | Common Stock | D | 13,921 | 25,207 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Beatty Brian A | SAEX | Restricted Stock Unit | D | -78,880 | 215,835 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.8000 | -37,863 | -144 | 86,028 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Beatty Brian A | SAEX | Common Stock | D | 78,880 | 123,891 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Hastings Jeff | SAEX | Restricted Stock Unit | D | -78,880 | 389,748 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Hastings Jeff | SAEX | Common Stock | D | 3.8000 | -19,160 | -73 | 116,378 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Hastings Jeff | SAEX | Common Stock | D | 78,880 | 135,538 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | -30,160 | 78,382 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Scott Mike | SAEX | Common Stock | D | 3.8000 | -14,306 | -54 | 32,529 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Scott Mike | SAEX | Common Stock | D | 30,160 | 46,835 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | -13,921 | 33,921 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 3.8000 | -6,039 | -23 | 15,255 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 13,921 | 21,294 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Whiteley Brent | SAEX | Restricted Stock Unit | D | -62,640 | 151,835 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Whiteley Brent | SAEX | Common Stock | D | 3.8000 | -15,088 | -57 | 96,991 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Whiteley Brent | SAEX | Common Stock | D | 62,640 | 112,079 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Unit | D | 157,760 | 468,628 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Unit | D | 63,595 | 310,868 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | 60,319 | 108,542 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | 20,174 | 48,223 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | 27,841 | 47,842 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | 7,055 | 20,001 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Unit | D | 125,279 | 214,475 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Unit | D | 30,940 | 89,196 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Abney Ryan | SAEX | Restricted Stock Unit | D | 27,841 | 45,240 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Abney Ryan | SAEX | Restricted Stock Unit | D | 4,453 | 17,399 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Unit | D | 157,760 | 294,715 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Unit | D | 63,595 | 136,955 | ||||||
| 2019-04-01 | 2019-03-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock | D | 3.3300 | 6,372 | 21 | 31,896 | ||||
| 2019-04-01 | 2019-03-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock | D | 3.3300 | 18,976 | 63 | 98,095 | ||||
| 2019-04-01 | 2019-03-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock | I | 3.3300 | 30,030 | 100 | 160,480 | ||||
| 2019-01-09 | 2018-12-21 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.0819 | 3,050 | 6 | 45,011 | ||||
| 2018-12-26 | 2018-12-21 | 4 | Beatty Brian A | SAEX | Common Stock | D | 2.0819 | -3,050 | -6 | 38,911 | ||||
| 2018-12-06 | 2018-12-03 | 4 | Faust Michael | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Faust Michael | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Menkes Alan B. | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Menkes Alan B. | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Cooper L Melvin | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Cooper L Melvin | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Dalton Gary | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Dalton Gary | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 3,700,117.0200 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 5,035,751.1000 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 14,986,194.3800 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | I | 23,722,062.5000 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | Hastings Jeff | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 1,000,000 | 1,000,000 | ||||||
| 2018-09-28 | 2018-09-27 | 4 | Dalton Gary | SAEX | Common Stock | D | 10.4595 | -390 | -4 | 0 | ||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-08-08 | 2018-08-06 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -1,165,123 | 1,165,122 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Whiteley Brent | SAEX | Common Stock | D | 0.8500 | -281,864 | -240 | 988,815 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Whiteley Brent | SAEX | Common Stock | D | 1,165,123 | 1,270,679 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | -258,920 | 258,920 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Abney Ryan | SAEX | Common Stock | D | 0.8500 | -61,227 | -52 | 225,732 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Abney Ryan | SAEX | Common Stock | D | 258,920 | 286,959 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -258,920 | 258,920 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 0.8500 | -124,282 | -106 | 147,461 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 258,920 | 271,743 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -1,467,201 | 1,467,201 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Hastings Jeff | SAEX | Common Stock | D | 0.8500 | -415,643 | -353 | 1,132,970 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Hastings Jeff | SAEX | Common Stock | D | 1,467,201 | 1,548,613 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -560,982 | 560,982 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Scott Mike | SAEX | Common Stock | D | 0.8500 | -269,272 | -229 | 333,535 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Scott Mike | SAEX | Common Stock | D | 560,982 | 602,807 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -1,467,201 | 1,467,201 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.8500 | -704,257 | -599 | 839,224 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Beatty Brian A | SAEX | Common Stock | D | 1,467,201 | 1,543,481 | ||||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Future Warrants | I | 0.00 | 27,719,122 | 27,719,122 | |||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 0.00 | -8,473 | 0 | |||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | Future Warrants | I | 0.00 | 27,719,122 | 27,719,122 | |||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 0.00 | -8,473 | 0 | |||||
| 2018-07-31 | 2018-07-25 | 4/A | Whitebox Credit Partners, L.P. | SAEX | Future Warrants | D | 5,869,008 | 5,869,008 | ||||||
| 2018-07-31 | 2018-07-25 | 4/A | Whitebox Credit Partners, L.P. | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | -1,794 | 0 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | Future Warrants | D | 17,427,095 | 17,427,095 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | -5,327 | 0 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | Future Warrants | I | 29,233,812 | 29,233,812 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | -8,936 | 0 | ||||||
| 2018-04-16 | 2018-03-19 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.4600 | 15,001 | 37 | 76,280 | ||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -16,193 | -165 | 0 | |||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Restricted Stock Units | D | -58,834 | 0 | ||||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.4600 | -43,242 | -106 | 61,279 | ||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 58,834 | 104,521 | ||||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 10.1900 | 16,193 | 165 | 45,687 | ||||
| 2018-04-11 | 2018-04-09 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | 517,840 | 517,840 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | 1,121,964 | 1,121,964 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | 2,330,245 | 2,330,245 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | 2,934,402 | 2,934,402 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | 2,934,402 | 2,934,402 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | 517,840 | 517,840 | ||||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series D Warrants | I | 0.00 | 4,734,992 | 4,734,991 | |||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series B convertible preferred stock | I | 0.00 | -217,823 | 0 | |||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | Series D Warrants | I | 0.00 | 4,734,992 | 4,734,991 | |||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | Series B convertible preferred stock | I | 0.00 | -217,823 | 0 | |||||
| 2018-03-09 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,020,982 | ||||||||
| 2018-03-09 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,020,982 | ||||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | D | 2,979,904 | 2,979,904 | ||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | D | -137,084 | 0 | ||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | I | 4,997,800 | 4,997,800 | ||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | I | -229,913 | 0 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | D | 1,458,434 | 1,458,434 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | D | 137,084 | 137,084 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | 5,077 | 5,077 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | I | 2,446,026 | 2,446,026 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | I | 229,913 | 229,913 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 8,514 | 8,514 | ||||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Montenvers GP S.a.r.l. | SAEX | Series C Warrants | D | 0.00 | 2,317,413 | 2,317,413 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Montenvers GP S.a.r.l. | SAEX | Series B convertible preferred stock | D | 0.00 | 217,823 | 217,823 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Montenvers GP S.a.r.l. | SAEX | Series A perpetual convertible preferred stock | D | 0.00 | 8,067 | 8,067 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series C Warrants | I | 0.00 | 2,317,413 | 2,317,413 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series B convertible preferred stock | I | 0.00 | 217,823 | 217,823 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series A perpetual convertible preferred stock | I | 0.00 | 8,067 | 8,067 | |||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -16,193 | -165 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -58,834 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Common Stock | D | 2.4600 | -43,242 | -106 | 61,279 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Common Stock | D | 58,834 | 104,521 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Common Stock | D | 10.1900 | 16,193 | 165 | 45,687 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -6,191 | -63 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -22,495 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Common Stock | D | 2.4600 | -7,091 | -17 | 41,825 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Common Stock | D | 22,495 | 48,916 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Common Stock | D | 10.1900 | 6,191 | 63 | 26,421 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -12,859 | -131 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -46,721 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Common Stock | D | 2.4600 | -13,378 | -33 | 105,556 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Common Stock | D | 46,721 | 118,934 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Common Stock | D | 10.1900 | 12,859 | 131 | 72,213 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Stock Option (Right to Buy) | D | 10.19 | -2,857 | 0 | |||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | -10,382 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Common Stock | D | 2.4600 | -3,079 | -8 | 28,039 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Common Stock | D | 10,382 | 31,118 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Common Stock | D | 10.1900 | 2,857 | 29 | 20,736 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -2,857 | -29 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -10,382 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2.4600 | -3,404 | -8 | 12,823 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 10,382 | 16,227 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 10.1900 | 2,857 | 29 | 5,845 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -16,193 | -165 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -58,834 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Common Stock | D | 2.4600 | -15,817 | -39 | 81,412 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Common Stock | D | 58,834 | 97,229 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Common Stock | D | 10.1900 | 16,193 | 165 | 38,395 | ||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | D | 1,458,434 | 1,458,434 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | D | 137,084 | 2,979,905 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | 5,077 | 16,609,229 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | I | 2,446,026 | 2,446,026 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | I | 228,913 | 228,913 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 8,514 | 8,514 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -23,361 | 46,721 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 40,156 | 40,156 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 2.9800 | -6,390 | -19 | 19,198 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 23,361 | 25,588 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -5,192 | 10,382 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2.9800 | -2,493 | -7 | 2,988 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 5,192 | 5,481 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | -5,192 | 10,382 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Common Stock | D | 14,000 | 14,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Common Stock | D | 2.9800 | -1,374 | -4 | 3,879 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Common Stock | D | 5,192 | 5,253 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -11,248 | 22,495 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Common Stock | D | 14,000 | 14,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Common Stock | D | 2.9800 | -5,400 | -16 | 6,230 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Common Stock | D | 11,248 | 11,630 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -29,418 | 58,834 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 14,000 | 14,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A | SAEX | Common Stock | D | 2.9800 | -14,121 | -42 | 15,494 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A | SAEX | Common Stock | D | 29,418 | 29,615 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -29,418 | 58,834 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC | SAEX | Common Stock | I | -82,156 | 27,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 2.9800 | -8,046 | -24 | 22,202 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 29,418 | 30,248 | ||||||
| 2017-07-27 | 2017-07-25 | 4 | WBOX2015-7 LTD. | SAEX | Common Stock, $0.0001 par value | D | -1,026,461 | 0 | ||||||
| 2017-01-03 | 2016-12-30 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 7.2700 | -8,865 | -64 | 0 | ||||
| 2016-12-27 | 2016-12-22 | 4 | Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC | SAEX | Common Stock | I | 8.0400 | -33,812 | -272 | 109,156 | ||||
| 2016-12-05 | 2016-12-01 | 4 | Cooper L Melvin | SAEX | Common Stock | D | 6.6600 | 7,508 | 50 | 7,508 | ||||
| 2016-12-05 | 2016-12-01 | 4 | Dalton Gary | SAEX | Common Stock | D | 6.6600 | 7,508 | 50 | 7,807 | ||||
| 2016-09-28 | 2016-09-26 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 10.19 | 70,082 | 70,082 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | 70,082 | 70,082 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 10.19 | 33,743 | 33,743 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | 33,743 | 33,743 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 10.19 | 15,574 | 15,574 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | 15,574 | 15,574 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 10.19 | 88,252 | 88,252 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | 88,252 | 88,252 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 10.19 | 88,252 | 88,252 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | 88,252 | 88,252 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Abney Ryan | SAEX | Stock Option (Right to Buy) | D | 10.19 | 15,574 | 15,574 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | 15,574 | 15,574 | ||||||
| 2016-08-12 | 3/A | Mercer Jacob Paul | SAEX | Common Stock | I | 2,609,039 | ||||||||
| 2016-08-12 | 3/A | Mercer Jacob Paul | SAEX | Common Stock | D | 1,026,461 | ||||||||
| 2016-08-12 | 3/A | Mercer Jacob Paul | SAEX | Common Stock | D | 943,607 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-02 | 3 | Abney Ryan | SAEX | Common Stock | D | 122 | ||||||||
| 2016-08-02 | 3 | Abney Ryan | SAEX | Common Stock | D | 122 | ||||||||
| 2016-08-02 | 3 | Mercer Jacob Paul | SAEX | No securities beneficially owned | D | 0 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-07-29 | 2016-07-27 | 4 | Hastings Jeff By Speculative Seismic Investments, LLC | SAEX | Common Stock | I | 142,968 | 142,968 | ||||||
| 2016-07-26 | 2015-09-29 | 4/A | Hastings Jeff | SAEX | Common Stock | D | 2.8550 | -5,272 | -15 | 90,294 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Scott Mike | SAEX | Common Stock | D | 2.8550 | -1,267 | -4 | 46,436 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.8550 | -4,901 | -14 | 517,665 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Whiteley Brent | SAEX | Common Stock | D | 2.8550 | -1,740 | -5 | 289,584 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Gerber Trisha | SAEX | Common Stock | D | 2.8550 | -437 | -1 | 1,198 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Silvernagle Darin | SAEX | Common Stock | D | 2.8550 | -1,128 | -3 | 34,250 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Hastings Jeff | SAEX | Common Stock | D | 0.1600 | -3,509 | -1 | 99,351 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Whiteley Brent | SAEX | Common Stock | D | 0.1600 | -1,740 | -0 | 294,204 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Gerber Trisha | SAEX | Common Stock | D | 0.2000 | -534 | -0 | 2,299 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Scott Mike | SAEX | Common Stock | D | 0.1600 | -1,040 | -0 | 48,645 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Silvernagle Darin | SAEX | Common Stock | D | 0.1600 | -926 | -0 | 36,217 | ||||
| 2016-07-26 | 2016-06-28 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 0.1600 | -4,901 | -1 | 15,330 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 4.12 | -39,138 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -6,360 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Common Stock | D | 0.1960 | 1,865 | 0 | 300,689 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Common Stock | D | 0.2000 | -1,740 | -0 | 298,824 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Common Stock | D | 6,360 | 300,564 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 4.12 | -19,989 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -3,248 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Common Stock | D | 0.1960 | 952 | 0 | 51,675 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Common Stock | D | 0.2000 | -1,170 | -0 | 50,723 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Common Stock | D | 3,248 | 51,893 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 4.12 | -17,798 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -2,892 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 0.1960 | 848 | 0 | 39,031 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 0.2000 | -926 | -0 | 38,183 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2,892 | 39,109 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 4.12 | -77,327 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -12,566 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Common Stock | D | 0.1960 | 3,685 | 1 | 112,164 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Common Stock | D | 0.2000 | -9,128 | -2 | 108,479 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Common Stock | D | 12,566 | 111,917 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 4.12 | -77,327 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -12,566 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.1960 | 3,685 | 1 | 26,680 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.2000 | -4,901 | -1 | 22,995 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Common Stock | D | 12,566 | 27,896 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Stock Option (Right to Buy) | D | 4.12 | -10,063 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | -1,635 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Common Stock | D | 0.1960 | 479 | 0 | 3,980 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Common Stock | D | 0.2000 | -433 | -0 | 3,501 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Common Stock | D | 1,635 | 3,934 | ||||||
| 2016-07-15 | 2016-07-13 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 0.2600 | -1,515,824 | -394 | 805,472 | ||||
| 2016-07-01 | 2016-06-30 | 4 | Sgro David | SAEX | Common Stock | D | 0.1440 | -44,000 | -6 | 800 | ||||
| 2016-07-01 | 2016-06-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -12,566 | 12,566 | ||||||
| 2016-07-01 | 2016-06-29 | 4 | Hastings Jeff | SAEX | Common Stock | D | 12,566 | 108,132 | ||||||
| 2016-06-30 | 2016-06-30 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 0.1450 | -25,000 | -4 | 1,014 | ||||
| 2016-06-30 | 2016-06-30 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.1400 | -524,774 | -73 | 667,334 | ||||
| 2016-06-30 | 2016-06-29 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.1600 | -212,060 | -34 | 1,192,108 | ||||
| 2016-06-30 | 2016-06-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -6,360 | 6,360 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Whiteley Brent | SAEX | Common Stock | D | 6,360 | 297,684 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -3,249 | 3,248 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Scott Mike | SAEX | Common Stock | D | 3,249 | 50,952 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -2,893 | 2,892 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2,893 | 38,271 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -12,566 | 12,566 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Beatty Brian A | SAEX | Common Stock | D | 12,566 | 25,132 | ||||||
| 2016-06-30 | 2016-06-28 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.2000 | -17,500 | -4 | 12,566 | ||||
| 2016-06-30 | 2016-06-28 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.1700 | -510,000 | -87 | 30,066 | ||||
| 2016-06-30 | 2016-06-29 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | -1,635 | 1,635 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Gerber Trisha | SAEX | Common Stock | D | 1,635 | 3,270 | ||||||
| 2016-06-29 | 2016-06-28 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2100 | -39,217 | -8 | 1,404,168 | ||||
| 2016-06-29 | 2016-06-27 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2200 | -11,600 | -3 | 1,443,385 | ||||
| 2016-06-28 | 2016-06-28 | 4 | Sgro David | SAEX | Common Stock | D | 0.1900 | -76,373 | -15 | 44,800 | ||||
| 2016-06-28 | 2016-06-27 | 4 | Sgro David | SAEX | Common Stock | D | 0.2300 | -30,363 | -7 | 121,173 | ||||
| 2016-06-28 | 2016-06-24 | 4 | Sgro David | SAEX | Common Stock | D | 0.2500 | -86,419 | -22 | 151,536 | ||||
| 2016-06-28 | 2016-06-28 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 0.2100 | -44,517 | -9 | 26,014 | ||||
| 2016-06-28 | 2016-06-24 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 0.2500 | -50,000 | -12 | 70,531 | ||||
| 2016-06-27 | 2016-06-24 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2500 | -101,510 | -25 | 1,454,985 | ||||
| 2016-06-27 | 2016-06-23 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2800 | -53,711 | -15 | 1,556,495 | ||||
| 2016-06-23 | 2016-06-22 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.3200 | -33,514 | -11 | 1,610,206 | ||||
| 2016-06-23 | 2016-06-21 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.3240 | -47,927 | -16 | 1,643,720 | ||||
| 2016-03-17 | 2016-03-17 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.8500 | 17,500 | 15 | 540,066 | ||||
| 2016-01-04 | 2015-12-30 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 120,531 | ||||
| 2015-12-30 | 2015-12-30 | 4 | Dalton Gary | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 40,425 | ||||
| 2015-12-30 | 2015-12-30 | 4 | Sgro David | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 237,955 | ||||
| 2015-12-30 | 2015-12-30 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 1,691,647 | ||||
| 2015-12-29 | 2015-09-27 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -12,566 | 25,132 | ||||||
| 2015-12-29 | 2015-09-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 12,566 | 95,566 | ||||||
| 2015-12-21 | 2015-09-27 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | -1,635 | 3,270 | ||||||
| 2015-12-21 | 2015-09-27 | 4 | Gerber Trisha | SAEX | Common Stock | D | 1,635 | 1,635 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -2,892 | 5,785 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2,892 | 35,378 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -6,360 | 12,720 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 6,360 | 291,324 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -12,566 | 25,132 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Beatty Brian A | SAEX | Common Stock | D | 12,566 | 522,566 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -3,248 | 6,497 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Scott Mike | SAEX | Common Stock | D | 3,248 | 47,703 | ||||||
| 2015-11-09 | 2015-11-05 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.4500 | 35,701 | 87 | 2,321,296 | ||||
| 2015-09-21 | 2015-09-18 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0100 | 7,361 | 22 | 2,285,595 | ||||
| 2015-09-21 | 2015-09-17 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0200 | 23,756 | 72 | 2,278,234 | ||||
| 2015-09-17 | 2015-09-16 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0100 | 43,983 | 132 | 2,254,478 | ||||
| 2015-09-17 | 2015-09-15 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.7500 | 5,900 | 16 | 2,210,495 | ||||
| 2015-09-02 | 2015-09-01 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.9500 | 17,693 | 52 | 2,204,595 | ||||
| 2015-09-02 | 2015-08-31 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0200 | 11,394 | 34 | 2,186,902 | ||||
| 2015-08-10 | 2015-08-06 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.4000 | 15,000 | 51 | 2,175,508 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 39,138 | 161 | 39,138 | |||
| 2015-07-01 | 2015-06-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | 19,080 | 19,080 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 19,989 | 82 | 19,989 | |||
| 2015-07-01 | 2015-06-29 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | 9,745 | 9,745 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 17,798 | 73 | 17,798 | |||
| 2015-07-01 | 2015-06-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | 8,677 | 8,677 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 77,327 | 319 | 77,327 | |||
| 2015-07-01 | 2015-06-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | 37,698 | 37,698 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 77,327 | 319 | 77,327 | |||
| 2015-07-01 | 2015-06-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | 37,698 | 37,698 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Gerber Trisha | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 10,063 | 41 | 10,063 | |||
| 2015-07-01 | 2015-06-29 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | 4,905 | 4,905 | ||||||
| 2015-06-10 | 2015-06-10 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.4300 | 653 | 2 | 2,160,508 | ||||
| 2015-06-10 | 2015-06-08 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.3500 | 11,955 | 40 | 2,159,855 | ||||
| 2015-03-26 | 2015-03-25 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.1500 | 37,995 | 120 | 510,000 | ||||
| 2015-03-26 | 2015-03-24 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.1600 | 10,000 | 32 | 472,005 | ||||
| 2015-03-23 | 2015-03-19 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.7000 | 69,814 | 188 | 2,147,900 | ||||
| 2014-12-11 | 2014-12-11 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.4110 | 58,200 | 257 | 462,005 | ||||
| 2014-12-11 | 2014-12-09 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.0740 | 75,000 | 306 | 403,805 | ||||
| 2014-12-09 | 2014-12-08 | 4 | Hastings Jeff | SAEX | Common Stock | D | 3.7970 | 25,000 | 95 | 83,000 | ||||
| 2014-12-08 | 2014-12-08 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.6350 | 100,000 | 364 | 328,805 | ||||
| 2014-11-17 | 2014-11-14 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 4.0200 | 50,000 | 201 | 228,805 | ||||
| 2014-11-17 | 2014-11-13 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 3.9900 | 178,805 | 713 | 178,805 | ||||
| 2014-11-17 | 2013-06-24 | 4/A | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 0 | 1,196,846 | ||||||
| 2014-11-17 | 2014-11-14 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.0000 | 50,000 | 200 | 228,805 | ||||
| 2014-11-17 | 2014-11-13 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.0000 | 178,805 | 715 | 178,805 | ||||
| 2014-11-17 | 2013-06-24 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 0 | 1,196,846 | ||||||
| 2014-11-13 | 2014-11-11 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.8700 | 88,418 | 342 | 2,078,086 | ||||
| 2014-08-21 | 2014-08-20 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6300 | 68,068 | 587 | 1,989,668 | ||||
| 2014-08-21 | 2014-08-19 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6500 | 9,416 | 81 | 1,921,600 | ||||
| 2014-08-19 | 2014-08-18 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6100 | 16,934 | 146 | 1,912,184 | ||||
| 2014-07-28 | 2014-07-24 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.3000 | 17,230 | 143 | 1,895,250 | ||||
| 2014-07-24 | 2014-07-23 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.2600 | 50,423 | 416 | 1,878,020 | ||||
| 2014-07-24 | 2014-07-22 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.3300 | 6,297 | 52 | 1,827,597 | ||||
| 2014-06-25 | 2014-06-23 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.4000 | 20,000 | 168 | 1,821,300 | ||||
| 2014-06-13 | 2014-06-11 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 7.9900 | 24,231 | 194 | 1,801,300 | ||||
| 2014-06-10 | 2014-06-06 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.0300 | 17,123 | 137 | 1,777,069 | ||||
| 2014-06-06 | 2014-06-05 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.0100 | 17,123 | 137 | 1,759,946 | ||||
| 2014-06-06 | 2014-06-04 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.0000 | 4,531 | 36 | 1,742,823 | ||||
| 2014-05-30 | 2014-05-29 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.2000 | 16,992 | 139 | 1,738,292 | ||||
| 2014-05-20 | 2014-05-16 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.3000 | 11,100 | 92 | 1,721,300 | ||||
| 2014-05-16 | 2014-05-15 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.4600 | 41,196 | 349 | 1,710,200 | ||||
| 2014-05-16 | 2014-05-14 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6000 | 10,329 | 89 | 1,669,004 | ||||
| 2014-05-12 | 2014-05-08 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.8800 | 33,941 | 301 | 1,658,675 | ||||
| 2014-04-14 | 3 | PECORA JOHN P | SAEX | Common Stock | D | 3,143,780 | ||||||||
| 2014-04-14 | 3 | PECORA JOHN P | SAEX | Common Stock | D | 3,143,780 | ||||||||
| 2014-04-14 | 2014-04-11 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 9.5700 | 4,800 | 46 | 1,624,734 | ||||
| 2014-04-14 | 2014-04-10 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 9.4700 | 48,044 | 455 | 1,619,934 | ||||
| 2014-03-28 | 2014-02-14 | 4 | Monahan Gregory R | SAEX | Warrants | D | 0.00 | -22,807 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 2,280 | 86,424 | ||||||
| 2014-03-28 | 2014-02-14 | 4 | Sgro David | SAEX | Warrants | D | 0.00 | -400,000 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | Sgro David | SAEX | Warrants | D | 0.00 | -22,806 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | Sgro David | SAEX | Common Stock | D | 42,280 | 204,048 | ||||||
| 2014-03-28 | 2014-02-14 | 4 | ROSENFELD ERIC | SAEX | Warrants | D | 0.00 | -600,000 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | ROSENFELD ERIC | SAEX | Warrants | D | 0.00 | -2,514,912 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 311,491 | 1,657,740 | ||||||
| 2014-01-15 | 2014-01-10 | 4 | ROSENFELD ERIC | SAEX | Warrants (Right to Buy) | D | 12.00 | 0.5000 | 600,000 | 300 | 3,114,912 | |||
| 2014-01-15 | 2013-12-06 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 1,339,731 | ||||
| 2014-01-15 | 2014-01-10 | 4 | Sgro David | SAEX | Warrants (Right to Buy) | D | 12.00 | 0.5000 | 400,000 | 200 | 422,806 | |||
| 2014-01-15 | 2013-12-06 | 4 | Sgro David | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 161,768 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Hastings Jeff | SAEX | Common Stock | D | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Hastings Jeff | SAEX | Common Stock | D | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Whiteley Brent Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Whiteley Brent Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Whiteley Brent Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Beatty Brian A Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Beatty Brian A Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Beatty Brian A Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Beatty Sheri L Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Beatty Sheri L Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Beatty Sheri L Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-02 | 2013-12-06 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 84,544 | ||||
| 2014-01-02 | 2013-12-06 | 4 | Dalton Gary | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 6,518 | ||||
| 2013-11-20 | 2013-11-20 | 4 | ROSENFELD ERIC | SAEX | Warrants (Right to Buy) | D | 12.00 | 0.7000 | 200,000 | 140 | 2,514,912 | |||
| 2013-11-20 | 2013-11-20 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 7.4638 | 58,663 | 438 | 1,339,731 | ||||
| 2013-11-20 | 2013-11-18 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 7.2254 | 88,694 | 641 | 1,281,068 | ||||
| 2013-07-12 | 3 | Beatty Brian A | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-12 | 3 | Seismic Management Holdings, Inc. Through group membership | SAEX | Common Stock | I | 5,290,254 | ||||||||
| 2013-07-12 | 3 | Seismic Management Holdings, Inc. Through group membership | SAEX | Common Stock | I | 284,964 | ||||||||
| 2013-07-12 | 3 | Seismic Management Holdings, Inc. Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 1,196,846 | ||||||||
| 2013-07-12 | 2013-06-24 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 1,196,846 | 1,196,846 | ||||||
| 2013-07-11 | 3 | Dalton Gary | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-09 | 2013-06-24 | 4 | Hastings Jeff Through dispositive and voting control of CLCH, LLC | SAEX | Common Stock | I | 3,269,954 | 3,269,954 | ||||||
| 2013-07-09 | 3 | Hastings Jeff | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 1,196,846 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 284,964 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC | SAEX | Common Stock | D | 3,269,954 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC By voting control/proxy | SAEX | Common Stock | I | 2,020,300 | ||||||||
| 2013-07-05 | 3 | Monahan Gregory R | SAEX | Common Stock | D | 77,826 | ||||||||
| 2013-07-05 | 3 | Monahan Gregory R By Gregory R. Monahan SEP-IRA Account | SAEX | Common Stock | I | 100 | ||||||||
| 2013-07-05 | 3 | Monahan Gregory R By Gregory R. Monahan IRA Account | SAEX | Common Stock | I | 100 | ||||||||
| 2013-07-05 | 3 | Whiteley Brent | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Whiteley Brent | SAEX | Common Stock | D | 284,964 | 284,964 | ||||||
| 2013-07-05 | 3 | Wong Arnold | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Siegfried David By Spouse | SAEX | Exchangeable Shares | I | 11,219 | 11,219 | ||||||
| 2013-07-05 | 2013-06-24 | 4 | Siegfried David | SAEX | Exchangeable Shares | D | 4,185 | 4,185 | ||||||
| 2013-07-05 | 3 | Siegfried David | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Scott Mike | SAEX | Common Stock | D | 44,455 | 44,455 | ||||||
| 2013-07-05 | 3 | Scott Mike | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 32,486 | 32,486 | ||||||
| 2013-07-05 | 3 | Silvernagle Darin | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-06-25 | 2013-06-21 | 4 | ROSENFELD ERIC Held by Crescendo Advisors II, LLC | SAEX | Convertible Promissory Note | I | 0.50 | -400,000 | 0 | |||||
| 2013-06-25 | 2013-06-21 | 4 | Sgro David | SAEX | Convertible Promissory Note | D | 0.50 | 400,000 | 400,000 | |||||
| 2013-06-04 | 2013-06-04 | 4 | ROSENFELD ERIC Held by Crescendo Advisors II, LLC | TRIO | Convertible Promissory Note | I | 0.50 | 0.5000 | 200,000 | 100 | 400,000 | |||
| 2013-05-28 | 2013-05-28 | 4 | ROSENFELD ERIC | TRIO | Common Stock | D | 10.0700 | 100,000 | 1,007 | 1,192,374 | ||||
| 2013-03-11 | 2013-03-07 | 4 | ROSENFELD ERIC Held by Crescendo Advisors II, LLC | TRIO | Convertible Promissory Note | I | 0.50 | 0.5000 | 200,000 | 100 | 200,000 | |||
| 2012-11-26 | 2012-11-21 | 4 | ROSENFELD ERIC | TRIO | Convertible Promissory Note | D | 0.50 | 0.5000 | 200,000 | 100 | 600,000 | |||
| 2012-09-28 | 2012-09-26 | 4 | ROSENFELD ERIC | TRIO | Convertible Promissory Note | D | 0.50 | 0.5000 | 200,000 | 100 | 400,000 | |||
| 2012-04-26 | 2012-04-25 | 4 | ROSENFELD ERIC | TRIO | Convertible Promissory Note | D | 0.50 | 0.5000 | 200,000 | 100 | 200,000 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
