阿爾法冶金資源公司
US ˙ NYSE ˙ US0207641061

簡介

本頁面提供了有關 Whitebox Advisors Llc 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Whitebox Advisors Llc已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:HYMC / Hycroft Mining Holding Corporation 10% Owner 0
US:GTXMQ / Garrett Motion Inc 750,000
10% Owner 0
US:CTAM / Castle AM & Co 10% Owner
US:AMR / Alpha Metallurgical Resources, Inc. 10% Owner 1,784,025
US:PKD / Parker Drilling Co. 10% Owner 1,415,462
US:BCEI / Bonanza Creek Energy Inc New 10% Owner 1,820,588
US:PARR / Par Pacific Holdings, Inc. 10% Owner 4,243,446
US:TLOG / TetraLogic Pharmaceuticals Corporation 3,018,260
US:ETRM / EnteroMedics Inc 10% Owner 2,350,486
US:US31431BAD10 / FedNat Holding Co 10% Owner 904,558
如何解讀這些圖表

以下圖表顯示了在Whitebox Advisors Llc進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

AMR / Alpha Metallurgical Resources, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 AMR / Alpha Metallurgical Resources, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AMR / Alpha Metallurgical Resources, Inc. Insider Trades
AMR / Alpha Metallurgical Resources, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 AMR / Alpha Metallurgical Resources, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2019-09-19 CTRA WHITEBOX ADVISORS LLC 500,000 32.9900 500,000 32.9900 16,495,000 161 5.5100 -13,740,000 -83.30
2019-01-07 CTRA WHITEBOX ADVISORS LLC 9,499 64.7338 9,499 64.7338 614,906
2019-01-04 CTRA WHITEBOX ADVISORS LLC 14,001 65.0582 14,001 65.0582 910,880
2019-01-03 CTRA WHITEBOX ADVISORS LLC 2,200 64.6955 2,200 64.6955 142,330

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AMR / Alpha Metallurgical Resources, Inc. Insider Trades
HYMC / Hycroft Mining Holding Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 AMR / Alpha Metallurgical Resources, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HYMC / Hycroft Mining Holding Corporation Insider Trades
HYMC / Hycroft Mining Holding Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 AMR / Alpha Metallurgical Resources, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2022-03-08 HYMC WHITEBOX ADVISORS LLC 7,817,401 0.9247 781,740 9.2470 7,228,751 2 1.5000 -6,056,140 -83.78
2021-11-12 HYMC WHITEBOX ADVISORS LLC 38,299 1.0424 3,830 10.4240 39,923
2021-11-11 HYMC WHITEBOX ADVISORS LLC 81,125 1.0568 8,112 10.5680 85,733
2021-11-10 HYMC WHITEBOX ADVISORS LLC 71,375 1.0724 7,138 10.7240 76,543
2021-09-02 HYMC WHITEBOX ADVISORS LLC 3,200,000 1.8500 320,000 18.5000 5,920,000
2021-03-01 HYMC WHITEBOX ADVISORS LLC 600 7.0200 60 70.2000 4,212
2021-02-26 HYMC WHITEBOX ADVISORS LLC 6,695 7.0916 670 70.9160 47,478
2021-02-25 HYMC WHITEBOX ADVISORS LLC 2,605 7.1800 260 71.8000 18,704
2020-12-22 HYMC WHITEBOX ADVISORS LLC 21,796 8.0320 2,180 80.3200 175,065
2020-12-18 HYMC WHITEBOX ADVISORS LLC 28,075 8.6553 2,808 86.5530 242,998
2020-12-03 HYMC WHITEBOX ADVISORS LLC 8,613 7.4000 861 74.0000 63,736
2020-12-02 HYMC WHITEBOX ADVISORS LLC 33,757 7.4090 3,376 74.0900 250,106
2020-12-01 HYMC WHITEBOX ADVISORS LLC 54,041 7.6126 5,404 76.1260 411,393

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HYMC / Hycroft Mining Holding Corporation Insider Trades
PARR / Par Pacific Holdings, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 AMR / Alpha Metallurgical Resources, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2013-09-25 PARR WHITEBOX ADVISORS LLC 33,308,717 1.3900 33,308,717 1.3900 46,299,117 281 21.1000 656,514,813 1,417.99

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PARR / Par Pacific Holdings, Inc. Insider Trades
PARR / Par Pacific Holdings, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 AMR / Alpha Metallurgical Resources, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2017-10-20 PARR WHITEBOX ADVISORS LLC 38,405 20.5300 38,405 20.5300 788,455 110 16.7200 -146,322 -18.56
2017-10-19 PARR WHITEBOX ADVISORS LLC 38,176 20.4400 38,176 20.4400 780,317
2017-10-18 PARR WHITEBOX ADVISORS LLC 31,029 20.5300 31,029 20.5300 637,025
2017-10-10 PARR WHITEBOX ADVISORS LLC 65,400 20.8500 65,400 20.8500 1,363,590
2017-10-09 PARR WHITEBOX ADVISORS LLC 40,400 20.7200 40,400 20.7200 837,088
2017-10-06 PARR WHITEBOX ADVISORS LLC 73,579 20.6500 73,579 20.6500 1,519,406
2017-10-05 PARR WHITEBOX ADVISORS LLC 326,700 20.7500 326,700 20.7500 6,779,025
2017-10-04 PARR WHITEBOX ADVISORS LLC 83,800 21.0728 83,800 21.0728 1,765,901
2017-10-03 PARR WHITEBOX ADVISORS LLC 98,579 20.9985 98,579 20.9985 2,070,011
2017-10-02 PARR WHITEBOX ADVISORS LLC 177,300 20.7800 177,300 20.7800 3,684,294
2017-09-29 PARR WHITEBOX ADVISORS LLC 235,270 21.1875 235,270 21.1875 4,984,783
2017-09-28 PARR WHITEBOX ADVISORS LLC 22,449 20.4688 22,449 20.4688 459,504
2017-09-27 PARR WHITEBOX ADVISORS LLC 19,724 20.4900 19,724 20.4900 404,145
2017-09-26 PARR WHITEBOX ADVISORS LLC 30,945 20.6326 30,945 20.6326 638,476
2017-09-25 PARR WHITEBOX ADVISORS LLC 32,195 20.4359 32,195 20.4359 657,934
2017-09-22 PARR WHITEBOX ADVISORS LLC 38,599 20.4116 38,599 20.4116 787,867
2017-09-19 PARR WHITEBOX ADVISORS LLC 34,083 19.7846 34,083 19.7846 674,319
2017-09-18 PARR WHITEBOX ADVISORS LLC 72,944 19.8000 72,944 19.8000 1,444,291
2017-09-15 PARR WHITEBOX ADVISORS LLC 79,600 19.6707 79,600 19.6707 1,565,788
2017-09-13 PARR WHITEBOX ADVISORS LLC 178,825 18.4522 178,825 18.4522 3,299,715
2017-09-12 PARR WHITEBOX ADVISORS LLC 171,304 18.5235 171,304 18.5235 3,173,150
2017-09-11 PARR WHITEBOX ADVISORS LLC 43,893 18.5116 43,893 18.5116 812,530
2017-09-07 PARR WHITEBOX ADVISORS LLC 230,910 17.6735 230,910 17.6735 4,080,988
2017-09-06 PARR WHITEBOX ADVISORS LLC 108,194 17.4220 108,194 17.4220 1,884,956
2017-09-05 PARR WHITEBOX ADVISORS LLC 40,900 17.4069 40,900 17.4069 711,942
2017-08-30 PARR WHITEBOX ADVISORS LLC 20,900 17.7730 20,900 17.7730 371,456
2017-08-29 PARR WHITEBOX ADVISORS LLC 44,800 17.7827 44,800 17.7827 796,665
2017-08-28 PARR WHITEBOX ADVISORS LLC 32,141 17.7441 32,141 17.7441 570,313
2017-06-05 PARR WHITEBOX ADVISORS LLC 62,216 16.8164 62,216 16.8164 1,046,249
2017-06-05 PARR WHITEBOX ADVISORS LLC 83,400 16.7100 83,400 16.7100 1,393,614
2017-06-02 PARR WHITEBOX ADVISORS LLC 66,458 17.0579 66,458 17.0579 1,133,634
2017-06-01 PARR WHITEBOX ADVISORS LLC 23,600 17.2523 23,600 17.2523 407,154
2017-05-10 PARR WHITEBOX ADVISORS LLC 9,942 17.1294 9,942 17.1294 170,300
2017-03-03 PARR WHITEBOX ADVISORS LLC 4,205 15.5045 4,205 15.5045 65,196
2017-03-02 PARR WHITEBOX ADVISORS LLC 9,945 15.4700 9,945 15.4700 153,849
2017-03-02 PARR WHITEBOX ADVISORS LLC 53,379 15.5158 53,379 15.5158 828,218
2017-03-01 PARR WHITEBOX ADVISORS LLC 73,300 15.7735 73,300 15.7735 1,156,198
2016-12-02 PARR WHITEBOX ADVISORS LLC 100,000 15.0123 100,000 15.0123 1,501,230
2016-12-02 PARR WHITEBOX ADVISORS LLC 31,692 15.0264 31,692 15.0264 476,217
2016-12-02 PARR WHITEBOX ADVISORS LLC 61,350 15.0607 61,350 15.0607 923,974
2016-12-02 PARR WHITEBOX ADVISORS LLC 61,530 15.0607 61,530 15.0607 926,685
2016-12-01 PARR WHITEBOX ADVISORS LLC 68,300 14.8465 68,300 14.8465 1,014,016
2016-12-01 PARR WHITEBOX ADVISORS LLC 76,130 14.8592 76,130 14.8592 1,131,231
2016-12-01 PARR WHITEBOX ADVISORS LLC 62,800 14.8714 62,800 14.8714 933,924
2016-11-30 PARR WHITEBOX ADVISORS LLC 217,800 14.7179 217,800 14.7179 3,205,559
2016-11-30 PARR WHITEBOX ADVISORS LLC 33,947 14.7527 33,947 14.7527 500,810
2016-11-30 PARR WHITEBOX ADVISORS LLC 26,053 14.7678 26,053 14.7678 384,745
2016-11-30 PARR WHITEBOX ADVISORS LLC 35,000 14.7527 35,000 14.7527 516,344
2016-11-30 PARR WHITEBOX ADVISORS LLC 25,000 14.7678 25,000 14.7678 369,195
2016-11-18 PARR WHITEBOX ADVISORS LLC 25,800 14.5250 25,800 14.5250 374,745
2016-11-18 PARR WHITEBOX ADVISORS LLC 10,164 14.5270 10,164 14.5270 147,652
2016-11-17 PARR WHITEBOX ADVISORS LLC 3,500 14.7256 3,500 14.7256 51,540
2016-11-17 PARR WHITEBOX ADVISORS LLC 12,536 14.7519 12,536 14.7519 184,930
2016-11-16 PARR WHITEBOX ADVISORS LLC 27,200 14.6703 27,200 14.6703 399,032
2016-11-16 PARR WHITEBOX ADVISORS LLC 26,500 14.7245 26,500 14.7245 390,199
2016-10-10 PARR WHITEBOX ADVISORS LLC 5,887 14.1500 5,887 14.1500 83,301
2016-10-07 PARR WHITEBOX ADVISORS LLC 27,000 14.2500 27,000 14.2500 384,750
2016-10-06 PARR WHITEBOX ADVISORS LLC 15,700 14.3000 15,700 14.3000 224,510
2016-10-06 PARR WHITEBOX ADVISORS LLC 4,110 14.5068 4,110 14.5068 59,623
2016-09-12 PARR WHITEBOX ADVISORS LLC 9,700 13.2199 9,700 13.2199 128,233
2016-09-12 PARR WHITEBOX ADVISORS LLC 50,000 13.1575 50,000 13.1575 657,875
2016-09-09 PARR WHITEBOX ADVISORS LLC 75,000 13.3900 75,000 13.3900 1,004,250
2016-09-09 PARR WHITEBOX ADVISORS LLC 47,504 13.4100 47,504 13.4100 637,029
2016-09-08 PARR WHITEBOX ADVISORS LLC 195,555 13.4400 195,555 13.4400 2,628,259
2016-09-08 PARR WHITEBOX ADVISORS LLC 33,974 13.5070 33,974 13.5070 458,887
2016-09-07 PARR WHITEBOX ADVISORS LLC 216,700 12.4700 216,700 12.4700 2,702,249
2016-02-12 PARR WHITEBOX ADVISORS LLC 20,000 23.2587 20,000 23.2587 465,174
2016-02-10 PARR WHITEBOX ADVISORS LLC 203,610 23.8321 203,610 23.8321 4,852,454
2016-02-01 PARR WHITEBOX ADVISORS LLC 19,272 23.7620 19,272 23.7620 457,941
2016-01-29 PARR WHITEBOX ADVISORS LLC 90,000 23.8357 90,000 23.8357 2,145,213
2015-12-02 PARR WHITEBOX ADVISORS LLC 5,871 24.2091 5,871 24.2091 142,132
2015-12-01 PARR WHITEBOX ADVISORS LLC 50,000 24.6761 50,000 24.6761 1,233,805
2015-11-30 PARR WHITEBOX ADVISORS LLC 148,200 25.0340 148,200 25.0340 3,710,039
2015-11-03 PARR WHITEBOX ADVISORS LLC 20,000 22.4991 20,000 22.4991 449,982
2015-11-02 PARR WHITEBOX ADVISORS LLC 17,000 22.6915 17,000 22.6915 385,756
2015-10-30 PARR WHITEBOX ADVISORS LLC 96,000 22.8580 96,000 22.8580 2,194,368
2015-10-30 PARR WHITEBOX ADVISORS LLC 96,600 22.8580 96,600 22.8580 2,208,083
2015-08-18 PARR WHITEBOX ADVISORS LLC 100,000 21.0000 100,000 21.0000 2,100,000
2012-11-28 PARR WHITEBOX ADVISORS LLC 1,476,567 1.0700 1,476,567 1.0700 1,579,927

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PARR / Par Pacific Holdings, Inc. Insider Trades
TLOG / TetraLogic Pharmaceuticals Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 AMR / Alpha Metallurgical Resources, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TLOG / TetraLogic Pharmaceuticals Corporation Insider Trades
TLOG / TetraLogic Pharmaceuticals Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 AMR / Alpha Metallurgical Resources, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TLOG / TetraLogic Pharmaceuticals Corporation Insider Trades
歷史內部人交易

該表格顯示了由 Whitebox Advisors Llc 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2022-03-10 2022-03-08 4 HYMC HYCROFT MINING HOLDING CORP
Warrant
S - Sale -137,252 0 -100.00 0.11 -15,180
2022-03-10 2022-03-08 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -7,817,401 735,117 -91.40 0.92 -7,228,751 679,763
2021-11-12 2021-11-12 4 HYMC HYCROFT MINING HOLDING CORP
Warrant
S - Sale -50,000 137,252 -26.70 0.15 -7,375 20,245
2021-11-12 2021-11-12 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -38,299 8,552,518 -0.45 1.04 -39,923 8,915,145
2021-11-12 2021-11-11 4 HYMC HYCROFT MINING HOLDING CORP
Warrant
S - Sale -125,000 187,252 -40.03 0.17 -20,675 30,971
2021-11-12 2021-11-11 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -81,125 8,590,817 -0.94 1.06 -85,733 9,078,775
2021-11-12 2021-11-10 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -71,375 8,671,942 -0.82 1.07 -76,543 9,299,791
2021-09-07 2021-09-07 4 HYMC HYCROFT MINING HOLDING CORP
Warrant
S - Sale -272,822 312,252 -46.63 0.24 -66,405 76,002
2021-09-07 2021-09-03 4 HYMC HYCROFT MINING HOLDING CORP
Warrant
S - Sale -327,943 585,074 -35.92 0.32 -104,450 186,346
2021-09-07 2021-09-02 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -3,200,000 8,743,317 -26.79 1.85 -5,920,000 16,175,136
2021-04-12 2021-04-08 4 HYMC HYCROFT MINING HOLDING CORP
Warrant
S - Sale -600,765 312,252 -65.80 0.48 -288,367 149,881
2021-03-01 2021-03-01 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -600 11,943,317 -0.01 7.02 -4,212 83,842,085
2021-03-01 2021-02-26 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -6,695 11,943,917 -0.06 7.09 -47,478 84,701,482
2021-03-01 2021-02-25 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -2,605 11,950,612 -0.02 7.18 -18,704 85,805,394
2020-12-22 2020-12-22 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -21,796 11,953,217 -0.18 8.03 -175,065 96,008,239
2020-12-22 2020-12-18 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -28,075 11,975,013 -0.23 8.66 -242,998 103,647,330
2020-12-03 2020-12-03 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -8,613 12,003,088 -0.07 7.40 -63,736 88,822,851
2020-12-03 2020-12-02 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -33,757 12,011,701 -0.28 7.41 -250,106 88,994,693
2020-12-03 2020-12-01 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
S - Sale -54,041 12,045,458 -0.45 7.61 -411,393 91,697,254
2020-10-30 3 GTXMQ Garrett Motion Inc.
Common Stock, $0.001 par value per share
750,000
2020-10-30 3 GTXMQ Garrett Motion Inc.
Common Stock, $0.001 par value per share
750,000
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Series F Warrants
X - Other -239,830 0 -100.00
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Series F Warrants
X - Other -342,369 0 -100.00
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Series E Warrants
X - Other -17,427,095 0 -100.00
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Series E Warrants
X - Other -29,233,812 0 -100.00
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Series D Warrants
X - Other -2,979,904 0 -100.00
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Series D Warrants
X - Other -4,997,800 0 -100.00
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Series C Warrants
X - Other -1,458,434 0 -100.00
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Series C Warrants
X - Other -2,446,026 0 -100.00
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
J - Other -22 1,431,072 0.00 1.10 -24 1,567,310
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
X - Other 239,830 1,431,094 20.13 0.00 24 143
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
J - Other -32 2,336,520 0.00 1.10 -35 2,558,957
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
X - Other 342,369 2,336,552 17.17 0.00 34 234
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
J - Other -80 1,191,264 -0.01 1.10 -88 1,304,672
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
X - Other 871,354 1,191,344 272.31 0.00 87 119
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
J - Other -135 1,994,183 -0.01 1.10 -148 2,184,029
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
X - Other 1,461,688 1,994,318 274.43 0.00 146 199
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
J - Other -14 319,990 0.00 1.10 -15 350,453
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
X - Other 148,995 320,004 87.13 0.00 15 32
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
J - Other -25 532,630 0.00 1.10 -27 583,336
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
X - Other 249,889 532,655 88.37 0.00 25 53
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
J - Other -7 171,009 0.00 1.10 -8 187,289
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
X - Other 72,921 171,016 74.34 0.00 7 17
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
J - Other -13 282,766 0.00 1.10 -14 309,685
2020-07-30 2020-07-28 4 SAEX SAExploration Holdings, Inc.
Common Stock, $0.0001 par value
X - Other 122,299 282,779 76.21 0.00 12 28
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
32,196,339
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
28,094,181
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
32,196,339
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
28,094,181
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
32,196,339
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value
28,094,181
2020-03-31 2020-03-27 4 CTAM A. M. Castle & Co.
3.00% / 5.00% Convertible Senior Secured Notes due 2024
J - Other
2020-03-31 2020-03-27 4 CTAM A. M. Castle & Co.
3.00% / 5.00% Convertible Senior Secured Notes due 2024
J - Other
2020-03-31 2020-03-27 4 CTAM A. M. Castle & Co.
5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022
J - Other 0
2020-03-31 2020-03-27 4 CTAM A. M. Castle & Co.
5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022
J - Other 0
2020-03-31 2020-03-27 4 CTAM A. M. Castle & Co.
Common Stock
J - Other 20,229,264 20,610,221 5,310.12
2020-03-31 2020-03-27 4 CTAM A. M. Castle & Co.
Common Stock
J - Other 20,945,875 21,346,747 5,225.08
2020-01-29 2020-01-14 4 SAEX SAExploration Holdings, Inc.
Series F Warrants
A - Award 119,975 1,333,100 9.89
2020-01-29 2020-01-14 4 SAEX SAExploration Holdings, Inc.
Series F Warrants
A - Award 171,270 2,176,245 8.54
2019-12-20 2019-12-11 4 SAEX SAExploration Holdings, Inc.
Series F Warrants
A - Award 119,855 1,213,125 10.96
2019-12-20 2019-12-11 4 SAEX SAExploration Holdings, Inc.
Series F Warrants
A - Award 171,099 2,004,975 9.33
2019-09-20 2019-09-19 4 CTRA Contura Energy, Inc.
Common Stock, $0.01 par value
S - Sale -500,000 1,784,025 -21.89 32.99 -16,495,000 58,854,985
2019-04-10 2019-04-09 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share
S - Sale -116,000 1,415,462 -7.57 18.24 -2,115,724 25,816,611
2019-04-05 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share
3,062,924
2019-04-05 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share
3,062,924
2019-04-05 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share
3,062,924
2019-04-05 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share
3,062,924
2019-04-01 2019-03-28 4 SAEX SAExploration Holdings, Inc.
Common Stock
P - Purchase 6,372 31,896 24.96 3.33 21,219 106,214
2019-04-01 2019-03-28 4 SAEX SAExploration Holdings, Inc.
Common Stock
P - Purchase 18,976 98,095 23.98 3.33 63,190 326,656
2019-04-01 2019-03-28 4 SAEX SAExploration Holdings, Inc.
Common Stock
P - Purchase 30,030 160,480 23.02 3.33 100,000 534,398
2019-01-07 2019-01-07 4 CTRA Contura Energy, Inc.
Common Stock, $0.01 par value
S - Sale -9,499 2,284,025 -0.41 64.73 -614,906 147,853,618
2019-01-07 2019-01-04 4 CTRA Contura Energy, Inc.
Common Stock, $0.01 par value
S - Sale -14,001 2,293,524 -0.61 65.06 -910,880 149,212,543
2019-01-07 2019-01-03 4 CTRA Contura Energy, Inc.
Common Stock, $0.01 par value
S - Sale -2,200 2,307,525 -0.10 64.70 -142,330 149,286,484
2018-11-09 3 CTRA Contura Energy, Inc.
Common Stock, $0.01 par value
4,619,450
2018-11-09 3 CTRA Contura Energy, Inc.
Common Stock, $0.01 par value
4,619,450
2018-11-09 3 CTRA Contura Energy, Inc.
Common Stock, $0.01 par value
4,619,450
2018-11-09 3 CTRA Contura Energy, Inc.
Common Stock, $0.01 par value
4,619,450
2018-09-28 2018-09-26 4 SAEX SAExploration Holdings, Inc.
6.00% Senior Secured Convertible Notes due 2023
A - Award 3,700,117.02
2018-09-28 2018-09-26 4 SAEX SAExploration Holdings, Inc.
6.00% Senior Secured Convertible Notes due 2023
A - Award 5,035,751.10
2018-09-28 2018-09-26 4 SAEX SAExploration Holdings, Inc.
6.00% Senior Secured Convertible Notes due 2023
A - Award 14,986,194.38
2018-09-28 2018-09-26 4 SAEX SAExploration Holdings, Inc.
6.00% Senior Secured Convertible Notes due 2023
A - Award 23,722,062.50
2018-07-27 2018-07-25 4 SAEX SAExploration Holdings, Inc.
Future Warrants
C - Conversion 17,427,095 17,427,095
2018-07-27 2018-07-25 4 SAEX SAExploration Holdings, Inc.
8.0% Cumulative Perpetual Series A Preferred Stock
C - Conversion -5,327 0 -100.00
2018-07-27 2018-07-25 4 SAEX SAExploration Holdings, Inc.
Future Warrants
C - Conversion 29,233,812 29,233,812
2018-07-27 2018-07-25 4 SAEX SAExploration Holdings, Inc.
8.0% Cumulative Perpetual Series A Preferred Stock
C - Conversion -8,936 0 -100.00
2018-06-07 2018-06-05 4 CTAM CASTLE A M & CO
5.00% / 7.00% Convertible Senior Secured Notes due 2022
P - Purchase 2,090,271.00
2018-03-09 2018-03-08 4 SAEX SAExploration Holdings, Inc.
Series D Warrants
C - Conversion 2,979,904 2,979,904
2018-03-09 2018-03-08 4 SAEX SAExploration Holdings, Inc.
Mandatorily Convertible Series B Preferred Stock
C - Conversion -137,084 0 -100.00
2018-03-09 2018-03-08 4 SAEX SAExploration Holdings, Inc.
Series D Warrants
C - Conversion 4,997,800 4,997,800
2018-03-09 2018-03-08 4 SAEX SAExploration Holdings, Inc.
Mandatorily Convertible Series B Preferred Stock
C - Conversion -229,913 0 -100.00
2018-02-06 2018-01-29 4/A SAEX SAExploration Holdings, Inc.
Series C Warrants
J - Other 1,458,434 1,458,434
2018-02-06 2018-01-29 4/A SAEX SAExploration Holdings, Inc.
Mandatorily Convertible Series B Preferred Stock
J - Other 137,084 137,084
2018-02-06 2018-01-29 4/A SAEX SAExploration Holdings, Inc.
8.0% Cumulative Perpetual Series A Preferred Stock
J - Other 5,077 5,077
2018-02-06 2018-01-29 4/A SAEX SAExploration Holdings, Inc.
Series C Warrants
J - Other 2,446,026 2,446,026
2018-02-06 2018-01-29 4/A SAEX SAExploration Holdings, Inc.
Mandatorily Convertible Series B Preferred Stock
J - Other 229,913 229,913
2018-02-06 2018-01-29 4/A SAEX SAExploration Holdings, Inc.
8.0% Cumulative Perpetual Series A Preferred Stock
J - Other 8,514 8,514
2018-02-01 2018-01-30 4 SAEX SAExploration Holdings, Inc.
Series C Warrants
J - Other 1,458,434 1,458,434
2018-02-01 2018-01-30 4 SAEX SAExploration Holdings, Inc.
Mandatorily Convertible Series B Preferred Stock
J - Other 137,084 2,979,905 4.82
2018-02-01 2018-01-30 4 SAEX SAExploration Holdings, Inc.
8.0% Cumulative Perpetual Series A Preferred Stock
J - Other 5,077 16,609,229 0.03
2018-02-01 2018-01-30 4 SAEX SAExploration Holdings, Inc.
Series C Warrants
J - Other 2,446,026 2,446,026
2018-02-01 2018-01-30 4 SAEX SAExploration Holdings, Inc.
Mandatorily Convertible Series B Preferred Stock
J - Other 228,913 228,913
2018-02-01 2018-01-30 4 SAEX SAExploration Holdings, Inc.
8.0% Cumulative Perpetual Series A Preferred Stock
J - Other 8,514 8,514
2017-11-17 2017-11-17 4 BCEI Bonanza Creek Energy, Inc.
Common Stock, $0.01 par value per share
S - Sale -100,000 1,820,588 -5.21 32.98 -3,297,880 60,040,808
2017-11-17 2017-11-16 4 BCEI Bonanza Creek Energy, Inc.
Common Stock, $0.01 par value per share
S - Sale -100,000 1,920,588 -4.95 32.30 -3,230,400 62,042,675
2017-11-17 2017-11-15 4 BCEI Bonanza Creek Energy, Inc.
Common Stock, $0.01 par value per share
S - Sale -300,000 2,020,588 -12.93 31.59 -9,477,000 63,830,375
2017-10-20 2017-10-20 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -38,405 4,243,446 -0.90 20.53 -788,455 87,117,946
2017-10-20 2017-10-19 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -38,176 4,281,851 -0.88 20.44 -780,317 87,521,034
2017-10-20 2017-10-18 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -31,029 4,320,027 -0.71 20.53 -637,025 88,690,154
2017-10-20 2015-10-30 4/A PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -96,600 8,419,376 -1.13 22.86 -2,208,083 192,450,097
2017-10-20 2016-12-02 4/A PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -61,530 7,157,688 -0.85 15.06 -926,685 107,799,792
2017-10-20 2016-11-30 4/A PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -25,000 7,558,140 -0.33 14.77 -369,195 111,617,100
2017-10-20 2016-11-30 4/A PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -35,000 7,583,140 -0.46 14.75 -516,344 111,871,789
2017-10-13 2017-10-13 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -11,853 4,351,056 -0.27 20.53 -243,342 89,327,180
2017-10-13 2017-10-12 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -41,000 4,362,909 -0.93 20.57 -843,427 89,751,146
2017-10-13 2017-10-11 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -63,900 4,403,909 -1.43 20.68 -1,321,452 91,072,838
2017-10-10 2017-10-10 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -65,400 4,467,809 -1.44 20.85 -1,363,590 93,153,818
2017-10-10 2017-10-09 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -40,400 4,533,209 -0.88 20.72 -837,088 93,928,090
2017-10-10 2017-10-06 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -73,579 4,573,609 -1.58 20.65 -1,519,406 94,445,026
2017-10-10 2017-10-05 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -326,700 4,647,188 -6.57 20.75 -6,779,025 96,429,151
2017-10-04 2017-10-04 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -83,800 4,973,888 -1.66 21.07 -1,765,901 104,813,747
2017-10-04 2017-10-03 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -98,579 5,057,688 -1.91 21.00 -2,070,011 106,203,861
2017-10-04 2017-10-02 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -177,300 5,156,267 -3.32 20.78 -3,684,294 107,147,228
2017-09-29 2017-09-29 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -235,270 5,333,567 -4.22 21.19 -4,984,783 113,004,951
2017-09-29 2017-09-28 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -22,449 5,568,837 -0.40 20.47 -459,504 113,987,411
2017-09-29 2017-09-27 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -19,724 5,591,286 -0.35 20.49 -404,145 114,565,450
2017-09-26 2017-09-26 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -30,945 5,611,010 -0.55 20.63 -638,476 115,769,725
2017-09-26 2017-09-25 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -32,195 5,641,955 -0.57 20.44 -657,934 115,298,428
2017-09-26 2017-09-22 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -38,599 5,674,150 -0.68 20.41 -787,867 115,818,480
2017-09-19 2017-09-19 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -34,083 5,712,749 -0.59 19.78 -674,319 113,024,454
2017-09-19 2017-09-18 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -72,944 5,746,832 -1.25 19.80 -1,444,291 113,787,274
2017-09-19 2017-09-15 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -79,600 5,819,776 -1.35 19.67 -1,565,788 114,479,068
2017-09-13 2017-09-13 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -178,825 5,899,376 -2.94 18.45 -3,299,715 108,856,466
2017-09-13 2017-09-12 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -171,304 6,078,201 -2.74 18.52 -3,173,150 112,589,556
2017-09-13 2017-09-11 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -43,893 6,249,505 -0.70 18.51 -812,530 115,688,337
2017-09-11 3 NONE CASTLE A M & CO
Common Stock
801,752
2017-09-11 3 NONE CASTLE A M & CO
Common Stock
801,752
2017-09-11 3 NONE CASTLE A M & CO
Common Stock
801,752
2017-09-07 2017-09-07 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -230,910 6,293,398 -3.54 17.67 -4,080,988 111,226,370
2017-09-07 2017-09-06 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -108,194 6,524,308 -1.63 17.42 -1,884,956 113,666,494
2017-09-07 2017-09-05 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -40,900 6,632,502 -0.61 17.41 -711,942 115,451,299
2017-08-30 2017-08-30 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -20,900 6,673,402 -0.31 17.77 -371,456 118,606,374
2017-08-30 2017-08-29 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -44,800 6,694,302 -0.66 17.78 -796,665 119,042,764
2017-08-30 2017-08-28 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -32,141 6,739,102 -0.47 17.74 -570,313 119,579,300
2017-08-04 3/A BCEI Bonanza Creek Energy, Inc.
Common Stock, $0.01 par value per share
1,174
2017-06-05 2017-06-05 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -83,400 6,771,243 -1.22 16.71 -1,393,614 113,147,471
2017-06-05 2017-06-05 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -62,216 6,854,643 -0.90 16.82 -1,046,249 115,270,419
2017-06-05 2017-06-02 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -66,458 6,916,859 -0.95 17.06 -1,133,634 117,987,089
2017-06-05 2017-06-01 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -23,600 6,983,317 -0.34 17.25 -407,154 120,478,280
2017-05-12 2017-05-10 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -9,942 7,006,917 -0.14 17.13 -170,300 120,024,284
2017-05-03 2017-05-01 4 BCEI Bonanza Creek Energy, Inc.
Common Stock, $0.01 par value per share
S - Sale -20,237 2,319,414 -0.86 39.22 -793,695 90,967,417
2017-05-03 3 BCEI Bonanza Creek Energy, Inc.
Common Stock, $0.01 par value per share
4,679,302
2017-05-03 3 BCEI Bonanza Creek Energy, Inc.
Common Stock, $0.01 par value per share
4,679,302
2017-05-03 3 BCEI Bonanza Creek Energy, Inc.
Common Stock, $0.01 par value per share
4,679,302
2017-03-03 2017-03-03 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -4,205 7,016,859 -0.06 15.50 -65,196 108,792,890
2017-03-03 2017-03-02 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -53,379 7,021,064 -0.75 15.52 -828,218 108,937,425
2017-03-03 2017-03-02 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -9,945 7,074,443 -0.14 15.47 -153,849 109,441,633
2017-03-03 2017-03-01 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -73,300 7,084,388 -1.02 15.77 -1,156,198 111,745,594
2016-12-02 2016-12-02 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -61,350 7,157,688 -0.85 15.06 -923,974 107,799,792
2016-12-02 2016-12-02 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -31,692 7,219,218 -0.44 15.03 -476,217 108,478,857
2016-12-02 2016-12-02 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -100,000 7,250,910 -1.36 15.01 -1,501,230 108,852,836
2016-12-02 2016-12-01 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -62,800 7,350,910 -0.85 14.87 -933,924 109,318,323
2016-12-02 2016-12-01 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -76,130 7,413,710 -1.02 14.86 -1,131,231 110,161,800
2016-12-02 2016-12-01 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -68,300 7,489,840 -0.90 14.85 -1,014,016 111,197,910
2016-12-02 2016-11-30 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -26,053 7,558,140 -0.34 14.77 -384,745 111,617,100
2016-12-02 2016-11-30 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -33,947 7,584,193 -0.45 14.75 -500,810 111,887,324
2016-12-02 2016-11-30 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -217,800 7,618,140 -2.78 14.72 -3,205,559 112,123,023
2016-11-18 2016-11-18 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -10,164 7,835,940 -0.13 14.53 -147,652 113,832,700
2016-11-18 2016-11-18 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -25,800 7,846,104 -0.33 14.52 -374,745 113,964,661
2016-11-18 2016-11-17 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -12,536 7,871,904 -0.16 14.75 -184,930 116,125,541
2016-11-18 2016-11-17 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -3,500 7,884,440 -0.04 14.73 -51,540 116,103,110
2016-11-18 2016-11-16 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -26,500 7,887,940 -0.33 14.72 -390,199 116,145,973
2016-11-18 2016-11-16 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -27,200 7,914,440 -0.34 14.67 -399,032 116,107,209
2016-11-14 2016-11-14 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Preferred Stock
J - Other 3,018,260 3,018,260
2016-11-14 2016-11-14 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
8% Senior Convertible Notes due 2024
J - Other
2016-11-14 2016-11-14 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
8% Senior Convertible Notes due 2019
J - Other 0
2016-10-11 2016-10-10 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -5,887 7,941,640 -0.07 14.15 -83,301 112,374,206
2016-10-11 2016-10-07 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -27,000 7,947,527 -0.34 14.25 -384,750 113,252,260
2016-10-11 2016-10-06 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -4,110 7,974,527 -0.05 14.51 -59,623 115,684,868
2016-10-11 2016-10-06 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -15,700 7,978,637 -0.20 14.30 -224,510 114,094,509
2016-09-20 2016-09-14 4 PARR PAR PACIFIC HOLDINGS, INC.
Subscription Rights (right to buy)
X - Other -7,846,023 0 -100.00
2016-09-20 2016-09-14 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
X - Other 776,756 7,994,346 10.76 12.25 9,515,261 97,930,738
2016-09-13 2016-09-12 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -50,000 7,217,590 -0.69 13.16 -657,875 94,965,440
2016-09-13 2016-09-12 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -9,700 7,267,590 -0.13 13.22 -128,233 96,076,813
2016-09-13 2016-09-09 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -47,504 7,277,290 -0.65 13.41 -637,029 97,588,459
2016-09-13 2016-09-09 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -75,000 7,324,794 -1.01 13.39 -1,004,250 98,078,992
2016-09-09 2016-09-08 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -33,974 7,399,794 -0.46 13.51 -458,887 99,949,018
2016-09-09 2016-09-08 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -195,555 7,433,768 -2.56 13.44 -2,628,259 99,909,842
2016-09-09 2016-09-07 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -216,700 7,629,323 -2.76 12.47 -2,702,249 95,137,658
2016-08-12 3/A SAEX SAExploration Holdings, Inc.
Common Stock
2,609,039
2016-08-12 3/A SAEX SAExploration Holdings, Inc.
Common Stock
1,026,461
2016-08-12 3/A SAEX SAExploration Holdings, Inc.
Common Stock
943,607
2016-08-02 3 SAEX SAExploration Holdings, Inc.
Common Stock
5,218,078
2016-08-02 3 SAEX SAExploration Holdings, Inc.
Common Stock
5,218,078
2016-08-02 3 SAEX SAExploration Holdings, Inc.
Common Stock
5,218,078
2016-08-02 3 SAEX SAExploration Holdings, Inc.
Common Stock
5,218,078
2016-08-02 3 SAEX SAExploration Holdings, Inc.
Common Stock
5,218,078
2016-02-12 2016-02-12 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -20,000 7,846,023 -0.25 23.26 -465,174 182,488,295
2016-02-12 2016-02-10 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -203,610 7,866,023 -2.52 23.83 -4,852,454 187,463,847
2016-02-02 2016-02-01 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -19,272 8,069,633 -0.24 23.76 -457,941 191,750,619
2016-02-02 2016-01-29 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -90,000 8,088,905 -1.10 23.84 -2,145,213 192,804,713
2015-12-02 2015-12-02 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -5,871 8,178,905 -0.07 24.21 -142,132 198,003,929
2015-12-02 2015-12-01 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -50,000 8,184,776 -0.61 24.68 -1,233,805 201,968,351
2015-12-02 2015-11-30 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -148,200 8,234,776 -1.77 25.03 -3,710,039 206,149,382
2015-11-03 2015-11-03 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -20,000 8,382,976 -0.24 22.50 -449,982 188,609,415
2015-11-03 2015-11-02 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -17,000 8,402,976 -0.20 22.69 -385,756 190,676,130
2015-11-03 2015-10-30 4 PARR PAR PACIFIC HOLDINGS, INC.
Common Stock
S - Sale -96,000 8,419,976 -1.13 22.86 -2,194,368 192,463,811
2015-08-20 2015-08-18 4 PARR PAR PETROLEUM CORP/CO
Common Stock
S - Sale -100,000 8,516,576 -1.16 21.00 -2,100,000 178,848,096
2015-04-23 2014-08-13 4/A PARR PAR PETROLEUM CORP/CO
Subscription rights (right to buy)
X - Other -7,121,151 0 -100.00
2015-04-23 2014-08-13 4/A PARR PAR PETROLEUM CORP/CO
Common Stock
X - Other 1,495,400 8,616,576 21.00 16.00 23,926,400 137,865,216
2014-09-02 2014-08-13 4 PARR PAR PETROLEUM CORP/CO
Subscription rights (right to buy)
X - Other -7,121,151 0 -100.00
2014-09-02 2014-08-13 4 PARR PAR PETROLEUM CORP/CO
Common Stock
X - Other 1,495,400 8,616,551 21.00 16.00 23,926,400 137,864,816
2014-06-23 2014-06-12 4 PARR PAR PETROLEUM CORP/CO
Common Stock
A - Award 14,894 21,906 212.41
2013-10-02 2013-09-25 4 PARR PAR PETROLEUM CORP/CO
Common Stock
P - Purchase 33,308,717 71,211,544 87.88 1.39 46,299,117 98,984,046
2012-11-30 2012-11-28 4 PARR PAR PETROLEUM CORP/CO
Common Stock
S - Sale -1,476,567 38,524,451 -3.69 1.07 -1,579,927 41,221,163
2012-10-16 3/A PARR PAR PETROLEUM CORP/CO
Common Stock
40,001,018
2012-10-16 3/A PARR PAR PETROLEUM CORP/CO
Common Stock
70,125
2012-09-12 3 PARR PAR PETROLEUM CORP/CO
Common Stock
40,001,018
2012-06-27 2012-06-27 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -27,599 2,350,486 -1.16 3.27 -90,249 7,686,089
2012-06-27 2012-06-26 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -8,100 2,378,085 -0.34 3.16 -25,596 7,514,749
2012-06-27 2012-06-25 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -11,800 2,386,185 -0.49 3.14 -37,052 7,492,621
2012-06-25 2012-06-22 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -8,400 2,397,985 -0.35 3.16 -26,544 7,577,633
2012-06-25 2012-06-21 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -10,665 2,406,385 -0.44 3.13 -33,381 7,531,985
2012-05-16 2012-05-15 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -15,400 2,417,050 -0.63 2.89 -44,506 6,985,274
2012-05-16 2012-05-14 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -23,012 2,432,450 -0.94 2.82 -64,894 6,859,509
2012-05-14 2012-05-11 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -10,370 2,455,462 -0.42 2.76 -28,621 6,777,075
2012-05-14 2012-05-10 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -600 2,465,832 -0.02 2.75 -1,650 6,781,038
2012-05-01 2012-04-27 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -25,000 2,466,432 -1.00 2.80 -70,000 6,906,010
2012-04-19 2012-04-17 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -11,100 2,491,432 -0.44 2.36 -26,196 5,879,780
2012-04-19 2012-04-16 4 ETRM EnteroMedics Inc
Common Stock
S - Sale -14,339 2,502,532 -0.57 2.35 -33,697 5,880,950
2005-01-31 2004-12-10 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -3,400 904,558 -0.37 13.03 -44,308 11,788,019
2005-01-31 2004-11-01 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -400 472,668 -0.08 2.82 -1,128 1,332,924
2005-01-31 2004-11-01 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
J - Other 9,227 907,958 1.03 10.12 93,337 9,184,540
2005-01-31 2004-11-01 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
J - Other 18,453 898,731 2.10 10.12 186,663 9,091,203
2005-01-31 2004-11-01 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
J - Other 18,453 880,278 2.14 10.12 186,663 8,904,540
2005-01-31 2004-10-28 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -1,500 473,068 -0.32 2.90 -4,350 1,371,897
2005-01-31 2004-10-27 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -281 474,568 -0.06 3.10 -871 1,471,161
2005-01-31 2004-10-26 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -1,000 474,849 -0.21 2.90 -2,900 1,377,062
2005-01-31 2004-10-26 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -1,379 475,849 -0.29 2.90 -3,999 1,379,962
2005-01-31 2004-10-26 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,100 863,461 -0.13 10.62 -11,682 9,169,953
2005-01-31 2004-10-21 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -900 477,228 -0.19 2.75 -2,475 1,312,377
2005-01-31 2004-10-19 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -2,585 867,020 -0.30 10.27 -26,548 8,904,295
2005-01-31 2004-10-15 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -3,000 869,605 -0.34 10.61 -31,830 9,226,509
2005-01-31 2004-10-14 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 872,605 -0.11 10.91 -10,910 9,520,121
2005-01-31 2004-10-14 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -2,410 873,605 -0.28 10.89 -26,245 9,513,558
2005-01-31 2004-10-12 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,900 876,015 -0.22 10.93 -20,767 9,574,844
2005-01-31 2004-10-08 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 877,915 -0.11 10.95 -10,950 9,613,169
2005-01-31 2004-10-08 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 878,915 -0.11 10.98 -10,980 9,650,487
2005-01-31 2004-10-06 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 879,915 -0.11 10.86 -10,860 9,555,877
2005-01-31 2004-10-06 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 880,915 -0.11 10.86 -10,860 9,566,737
2005-01-31 2004-10-06 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -3,200 881,915 -0.36 10.87 -34,784 9,586,416
2005-01-31 2004-10-05 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -191 885,115 -0.02 10.90 -2,082 9,647,754
2005-01-31 2004-10-04 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,700 885,306 -0.19 11.10 -18,870 9,826,897
2005-01-31 2004-10-01 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 887,006 -0.11 11.23 -11,230 9,961,077
2005-01-31 2004-12-10 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -3,400 904,558 -0.37 13.03 -44,308 11,788,019
2005-01-31 2004-11-01 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -400 472,668 -0.08 2.82 -1,128 1,332,924
2005-01-31 2004-11-01 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
J - Other 9,227 907,958 1.03 10.12 93,337 9,184,540
2005-01-31 2004-11-01 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
J - Other 18,453 898,731 2.10 10.12 186,663 9,091,203
2005-01-31 2004-11-01 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
J - Other 18,453 880,278 2.14 10.12 186,663 8,904,540
2005-01-31 2004-10-28 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -1,500 473,068 -0.32 2.90 -4,350 1,371,897
2005-01-31 2004-10-27 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -281 474,568 -0.06 3.10 -871 1,471,161
2005-01-31 2004-10-26 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -1,000 474,849 -0.21 2.90 -2,900 1,377,062
2005-01-31 2004-10-26 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -1,379 475,849 -0.29 2.90 -3,999 1,379,962
2005-01-31 2004-10-26 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,100 863,461 -0.13 10.62 -11,682 9,169,953
2005-01-31 2004-10-21 4 TCHC 21ST CENTURY HOLDING CO
Redeemable Warrants (Right to Buy)
S - Sale -900 477,228 -0.19 2.75 -2,475 1,312,377
2005-01-31 2004-10-19 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -2,585 867,020 -0.30 10.27 -26,548 8,904,295
2005-01-31 2004-10-15 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -3,000 869,605 -0.34 10.61 -31,830 9,226,509
2005-01-31 2004-10-14 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 872,605 -0.11 10.91 -10,910 9,520,121
2005-01-31 2004-10-14 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -2,410 873,605 -0.28 10.89 -26,245 9,513,558
2005-01-31 2004-10-12 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,900 876,015 -0.22 10.93 -20,767 9,574,844
2005-01-31 2004-10-08 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 877,915 -0.11 10.95 -10,950 9,613,169
2005-01-31 2004-10-08 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 878,915 -0.11 10.98 -10,980 9,650,487
2005-01-31 2004-10-06 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 879,915 -0.11 10.86 -10,860 9,555,877
2005-01-31 2004-10-06 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 880,915 -0.11 10.86 -10,860 9,566,737
2005-01-31 2004-10-06 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -3,200 881,915 -0.36 10.87 -34,784 9,586,416
2005-01-31 2004-10-05 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -191 885,115 -0.02 10.90 -2,082 9,647,754
2005-01-31 2004-10-04 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,700 885,306 -0.19 11.10 -18,870 9,826,897
2005-01-31 2004-10-01 4 TCHC 21ST CENTURY HOLDING CO
Common Stock
S - Sale -1,000 887,006 -0.11 11.23 -11,230 9,961,077
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)