RSLS Insider Trading - ReShape Lifesciences Inc.

內部人士股份

17,568,805 shares

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

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查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了ReShape Lifesciences Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	平均收益（%）	持股數量	分拆調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 RSLS / ReShape Lifesciences Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)
2020-12-04	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0	206	382	0
2020-12-04	ARMISTICE CAPITAL, LLC	5,400	4.1300	193	115.6400	22,302
2020-12-02	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0
2020-12-02	ARMISTICE CAPITAL, LLC	1,000	4.3100	36	120.6800	4,310
2020-11-17	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0
2020-11-17	ARMISTICE CAPITAL, LLC	187	4.5000	7	126.0000	842
2020-11-13	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0
2020-11-13	ARMISTICE CAPITAL, LLC	790	4.1400	28	115.9200	3,271
2020-11-10	ARMISTICE CAPITAL, LLC	0	0.0000	0	0.0000	0

經調整價格已按拆股調整。經調整股數已按拆股調整。

RSLS / ReShape Lifesciences Inc. Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 RSLS / ReShape Lifesciences Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數
2017-05-25	GOLDFISCHER CARL	97	4.8500	97	4.8500	470	103
2017-05-25	GOLDFISCHER CARL	4,571	4.8500	4,571	4.8500	22,169
2012-11-13	LEA GREGORY S	10,500	2.5637	10,500	2.5637	26,919
2012-06-27	WHITEBOX ADVISORS LLC	27,599	3.2700	27,599	3.2700	90,249
2012-06-26	WHITEBOX ADVISORS LLC	8,100	3.1600	8,100	3.1600	25,596
2012-06-25	WHITEBOX ADVISORS LLC	11,800	3.1400	11,800	3.1400	37,052
2012-06-22	WHITEBOX ADVISORS LLC	8,400	3.1600	8,400	3.1600	26,544
2012-06-21	WHITEBOX ADVISORS LLC	10,665	3.1300	10,665	3.1300	33,381

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	行使價格	單位價格	股數變化	價值變化 (1K)	剩餘期權	剩餘股份
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series A Warrants	J - Other	I	0.02		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Warrant	J - Other	I	3.50		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Warrant	J - Other	D	3.50		-1,000,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Warrant	J - Other	I	3.50		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Warrant	J - Other	D	3.50		-4,000,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	I	3.70		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	D	3.70		-1,200,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	D	3.25		-1,200,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	I	3.25		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series E Warrants	J - Other	I	0.05		0		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series A Warrants	J - Other	D	0.02		-2,625,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Series E Warrants	J - Other	D	0.05		-2,625,000		0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	J - Other	I			0			0
2021-06-22	2021-06-15	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	J - Other	D			-5,330,277			0
2021-06-17	2021-06-15	4	STANKOVICH THOMAS	RSLS	Common Stock, $0.001 par value per share	D - Sale to Issuer	D		3.0500	-4,635	-14		0
2020-12-04	2020-12-04	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			5,330,277
2020-12-04	2020-12-04	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.1300	5,400	22		5,330,277
2020-12-04	2020-12-02	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			5,324,877
2020-12-04	2020-12-02	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.3100	1,000	4		5,324,877
2020-11-17	2020-11-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,323,877
2020-11-17	2020-11-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.5000	187	1		5,323,877
2020-11-17	2020-11-13	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,323,690
2020-11-17	2020-11-13	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.1400	790	3		5,323,690
2020-11-12	2020-11-10	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,322,900
2020-11-12	2020-11-10	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.5800	2,400	9		5,322,900
2020-11-04	2020-11-02	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			5,320,500
2020-11-04	2020-11-02	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.5600	3,100	11		5,320,500
2020-09-25	2020-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,317,400
2020-09-25	2020-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,317,400
2020-09-25	2020-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.2300	1,000	4		5,317,400
2020-09-25	2020-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.9100	1,000	4		5,316,400
2020-09-22	2020-09-22	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,315,400
2020-09-22	2020-09-22	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.7700	1,000	5		5,315,400
2020-09-22	2020-09-21	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,314,400
2020-09-22	2020-09-21	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		4.4500	300	1		5,314,400
2020-09-22	2020-09-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,314,100
2020-09-22	2020-09-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.7700	2,000	8		5,314,100
2020-09-17	2020-09-16	4	STANKOVICH THOMAS	RSLS	Common Stock	P - Purchase	D		3.0000	530	2		4,635
2020-09-16	2020-09-16	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,312,100
2020-09-16	2020-09-16	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.7500	100	0		5,312,100
2020-09-16	2020-09-14	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	I			0		1,200,000
2020-09-16	2020-09-14	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	D			1,200,000		1,200,000
2020-08-20	2020-08-20	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			5,312,000
2020-08-20	2020-08-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.4000	2,000	7		5,312,000
2020-08-20	2020-08-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,310,000
2020-08-20	2020-08-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,310,000
2020-08-20	2020-08-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.4000	1,000	3		5,310,000
2020-08-20	2020-08-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.0500	998	3		5,309,000
2020-08-20	2020-08-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,308,002
2020-08-20	2020-08-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.0000	6,000	18		5,308,002
2020-08-20	2020-08-19	4	STANKOVICH THOMAS	RSLS	Common Stock	P - Purchase	D		3.0000	4,105	12		4,105
2020-07-21	2020-07-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			5,302,002
2020-07-21	2020-07-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		3.0000	4,500	14		5,302,002
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series F Prefunded Warrants	X - Other	I	0.12		0		0
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series C Prefunded Warrants	X - Other	I	0.12		0		0
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC	RSLS	Series F Prefunded Warrants	X - Other	D	0.12	0.1200	-2,569,167	-308	0
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC	RSLS	Series C Prefunded Warrants	X - Other	D	0.12	0.1200	-2,516,667	-302	0
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	X - Other	I			0			5,297,502
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	X - Other	I			0			5,297,502
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	X - Other	D		0.1200	2,569,167	308		5,297,502
2020-04-15	2020-04-13	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	X - Other	D		0.1200	2,516,667	302		2,728,335
2020-03-27	2020-03-25	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	I			0		1,200,000
2020-03-27	2020-03-25	4	ARMISTICE CAPITAL, LLC	RSLS	Series G Warrants	J - Other	D			1,200,000		1,200,000
2020-01-31	2020-01-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			211,668
2020-01-31	2020-01-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			211,668
2020-01-31	2020-01-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		7.4500	2,000	15		211,668
2020-01-31	2020-01-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		6.4900	1,000	6		209,668
2019-12-23	2019-12-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			208,668
2019-12-23	2019-12-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.2500	3,048	16		208,668
2019-12-23	2019-12-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			205,620
2019-12-23	2019-12-19	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.1300	9,000	46		205,620
2019-12-18	2019-12-16	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			196,620
2019-12-18	2019-12-16	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.2500	3,000	16		196,620
2019-12-11	2019-12-11	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			193,620
2019-12-11	2019-12-11	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.4500	452	2		193,620
2019-12-11	2019-12-09	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			193,168
2019-12-11	2019-12-09	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			193,168
2019-12-11	2019-12-09	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.2500	1,000	5		193,168
2019-12-11	2019-12-09	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.0500	1,071	5		192,168
2019-12-06	2019-12-06	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLSD	Common Stock	P - Purchase	I			0			191,097
2019-12-06	2019-12-06	4	ARMISTICE CAPITAL, LLC	RSLSD	Common Stock	P - Purchase	D		5.2500	300	2		191,097
2019-12-06	2019-12-05	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLSD	Common Stock	P - Purchase	I			0			190,797
2019-12-06	2019-12-05	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLSD	Common Stock	P - Purchase	I			0			190,797
2019-12-06	2019-12-05	4	ARMISTICE CAPITAL, LLC	RSLSD	Common Stock	P - Purchase	D		5.1800	224	1		190,797
2019-12-06	2019-12-05	4	ARMISTICE CAPITAL, LLC	RSLSD	Common Stock	P - Purchase	D		5.1600	1,000	5		190,573
2019-12-06	2019-12-04	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLSD	Common Stock	P - Purchase	I			0			189,573
2019-12-06	2019-12-04	4	ARMISTICE CAPITAL, LLC	RSLSD	Common Stock	P - Purchase	D		5.1900	405	2		189,573
2019-11-27	2019-11-26	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			189,168
2019-11-27	2019-11-26	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.4300	2,000	11		189,168
2019-11-22	2019-11-22	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			187,168
2019-11-22	2019-11-22	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.2300	1,495	8		187,168
2019-11-22	2019-11-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			185,673
2019-11-22	2019-11-20	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.4100	1,300	7		185,673
2019-11-18	2019-11-18	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			184,373
2019-11-18	2019-11-18	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			184,373
2019-11-18	2019-11-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.9700	205	1		184,373
2019-11-18	2019-11-18	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		5.9500	1,330	8		184,168
2019-11-18	2019-11-14	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			182,838
2019-11-18	2019-11-14	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		7.3500	2,200	16		182,838
2019-11-13	2019-11-12	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			180,638
2019-11-13	2019-11-12	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		7.2500	636	5		180,638
2019-11-13	2019-11-11	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			21,600,000
2019-11-13	2019-11-11	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0400	400,000	16		21,600,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series F Prefunded Warrants	J - Other	I			0		315,000,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series E Warrants	J - Other	I			0		315,000,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Series E Warrants	J - Other	D			315,000,000		315,000,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Series F Prefunded Warrants	J - Other	D			308,300,000		308,300,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Series B Warrants	X - Other	I			0		0
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Series B Warrants	X - Other	D			-315,000,000		0
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	X - Other	I			0			21,200,000
2019-09-25	2019-09-23	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	X - Other	D		0.0200	6,700,000	134		21,200,000
2019-09-19	2019-09-17	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			14,500,000
2019-09-19	2019-09-17	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0500	396,072	20		14,500,000
2019-09-04	2019-08-30	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			14,103,928
2019-09-04	2019-08-30	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			14,103,928
2019-09-04	2019-08-30	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	28,928	2		14,103,928
2019-09-04	2019-08-30	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	25,000	2		14,075,000
2019-08-29	2019-08-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	45,000	3		14,050,000
2019-08-29	2019-08-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	25,000	2		14,005,000
2019-08-29	2019-08-29	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	10,000	1		13,980,000
2019-08-29	2019-08-28	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	50,000	4		13,970,000
2019-08-29	2019-08-28	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	50,000	4		13,970,000
2019-08-29	2019-08-27	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	10,000	1		13,870,000
2019-08-29	2019-08-27	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	10,000	1		13,870,000
2019-08-09	2019-08-08	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			13,850,000
2019-08-09	2019-08-08	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0800	100,000	8		13,850,000
2019-08-09	2019-08-07	4	ARMISTICE CAPITAL, LLC See Footnote 1	RSLS	Common Stock	P - Purchase	I			0			13,750,000
2019-08-09	2019-08-07	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	250,000	18		13,750,000
2019-07-26	2019-07-26	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			13,500,000
2019-07-26	2019-07-26	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0800	300,000	24		13,500,000
2019-07-26	2019-07-25	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			13,200,000
2019-07-26	2019-07-25	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0800	150,000	12		13,200,000
2019-07-26	2019-07-24	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	I			0			13,050,000
2019-07-26	2019-07-24	4	ARMISTICE CAPITAL, LLC	RSLS	Common Stock	P - Purchase	D		0.0700	50,000	4		13,050,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		I						39,000,000
2019-06-24		3	Boyd Steven	RSLS	Common Stock, $0.01 par value per share		D						39,000,000
2019-04-10		3	Bandy Barton P.	RSLS	Common Stock, $0.01 par value per share		D						0
2019-02-04	2019-02-01	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Series E Convertible Preferred Stock	J - Other	I			1,192,000		1,192,000
2019-02-04	2019-02-01	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I			-1,192,000			507
2019-02-04	2019-01-31	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2733	10,301	3		1,192,507
2019-01-31	2019-01-30	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2800	48,000	13		1,182,206
2019-01-31	2019-01-29	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2779	12,200	3		1,134,206
2019-01-28	2019-01-25	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2717	15,595	4		1,122,006
2019-01-28	2019-01-24	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2550	6,190	2		1,106,411
2019-01-24	2019-01-22	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2791	5,766	2		1,100,221
2019-01-22	2019-01-18	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2789	24,334	7		1,094,455
2019-01-22	2019-01-17	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2800	52	0		1,070,121
2019-01-17		3	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock		I						2,086,816
2019-01-17		3	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock		I						2,086,816
2019-01-17		3	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock		I						2,086,816
2019-01-17	2019-01-16	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2630	4,700	1		1,070,069
2019-01-17	2019-01-16	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2703	21,961	6		1,065,369
2019-01-17	2019-01-15	4	SABBY MANAGEMENT, LLC See Footnotes	RSLS	Common Stock	P - Purchase	I		0.2351	167,760	39		1,043,408
2018-08-29		3	MINOCHERHOMJEE ARDA PHD	RSLS	Common Stock, $0.01 par value per share		D						0
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05		3	Lightcap Jeffrey C	RSLS	Common Stock, par value $0.01 per share		D						75,784
2018-06-05	2017-12-19	4	HealthCor Partners Fund II, L.P.	RSLS	Series C Convertible Preferred Stock, par value $0.01	C - Conversion	D			-20,487		26,200
2018-06-05	2017-12-19	4	HealthCor Partners Fund II, L.P.	RSLS	Common Stock, par value $0.01 per share	C - Conversion	D			136,580			174,472
2018-04-20	2018-04-18	4	YOUNGSTROM SCOTT P	RSLS	Stock Option (right to buy)	A - Award	D	0.65		1,161,797		1,161,797
2018-04-20	2018-04-18	4	GLADNEY DAN W	RSLS	Stock Option (right to buy)	A - Award	D	0.65		4,164,281		4,164,281
2017-12-21	2017-12-19	4	Mashaal Michael Y	RSLS	Series C Convertible Preferred Stock, $0.01 par value	S - Sale	I			-20,487			26,200
2017-12-21	2017-12-19	4	Mashaal Michael Y	RSLS	Common Stock, $0.01 par value per share	C - Conversion	I			2,048,700			2,617,077
2017-11-13		3	Haggerty Robert C.	RSLS	Common Stock, $0.01 par value per share		D						0
2017-11-13		3	Schmalz Deborah L.	RSLS	Common Stock, $0.01 par value per share		D						2,000
2017-11-13		3	Schmalz Deborah L.	RSLS	Common Stock, $0.01 par value per share		D						2,000
2017-11-13		3	Scott Amy L.	RSLS	Common Stock, $0.01 par value per share		D						0
2017-10-12		3	Mashaal Michael Y	ETRM	Series C Convertible Preferred Stock, $0.01 par value per sh		I						661,751
2017-10-12		3	Mashaal Michael Y	ETRM	Series C Convertible Preferred Stock, $0.01 par value per sh		I						661,751
2017-10-12		3	Mashaal Michael Y	ETRM	Common Stock, $0.01 par value per share		I						1,183,441
2017-10-12		3	Mashaal Michael Y	ETRM	Common Stock, $0.01 par value per share		I						1,183,441
2017-10-12	2017-10-06	4	GLADNEY DAN W	ETRM	Stock Option (right to buy)	A - Award	D	2.05		662,975		662,975
2017-10-12	2017-10-06	4	Ansari Naqeeb A.	ETRM	Stock Option (right to buy)	A - Award	D	2.05		145,226		145,226
2017-10-12	2017-10-06	4	YOUNGSTROM SCOTT P	ETRM	Stock Option (right to buy)	A - Award	D	2.05		284,120		284,120
2017-05-31	2017-05-25	4/A	GOLDFISCHER CARL See footnote.	ETRM	Common Stock	S - Sale	I		4.8500	-97	-0		0
2017-05-31	2017-05-25	4/A	GOLDFISCHER CARL See footnote.	ETRM	Common Stock	S - Sale	I		4.8500	-4,571	-22		0
2017-05-26	2017-05-25	4	GOLDFISCHER CARL See footnote note (2)	ETRM	Common Stock	S - Sale	I		4.8500	97	0		0
2017-05-26	2017-05-25	4	GOLDFISCHER CARL See footnote (1)	ETRM	Common Stock	S - Sale	I		4.8500	4,571	22		0
2017-05-24		3	Nihalani Rajesh	ETRM	Common Stock, $0.01 par value per share		D						0
2017-05-24	2017-05-22	4	Nihalani Rajesh See Footnotes	ETRM	Non-voting Conditional Convertible Preferred Stock	A - Award	I			29,108		29,108
2017-05-24	2017-05-22	4	Nihalani Rajesh	ETRM	Non-voting Conditional Convertible Preferred Stock	A - Award	D			709,100		709,100
2017-05-24	2017-05-22	4	Nihalani Rajesh	ETRM	Common Stock, $0.01 par value per share	A - Award	D			978,845			978,845
2017-02-10	2017-02-08	4	Ansari Naqeeb A.	ETRM	Stock Option (Right to Buy)	A - Award	D	7.12		93,250		93,250
2017-02-10	2017-02-08	4	BLACKFORD GARY	ETRM	Stock Option (Right to Buy)	A - Award	D	7.12		30,000		30,000
2017-02-10	2017-02-08	4	DeLange Peter M.	ETRM	Option (Right to Buy)	A - Award	D	7.12		93,250		93,250
2017-02-10	2017-02-08	4	GLADNEY DAN W	ETRM	Stock Option (right to buy)	A - Award	D	7.12		466,500		466,500
2017-02-10	2017-02-08	4	GOLDFISCHER CARL	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		35,000		35,000
2017-02-10	2017-02-08	4	TETI NICHOLAS	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		40,000		40,000
2017-02-10	2017-02-08	4	Tremmel Jon T	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		35,000		30,000
2017-02-10	2017-02-08	4	YOUNGSTROM SCOTT P	ETRM	Stock Option (Right to Buy)	A - Award	D	7.12		142,200		142,200
2017-02-10	2017-02-08	4	GRIFFIN BOBBY IVAN	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		35,000		35,000
2017-02-10	2017-02-08	4	Hickey Paul F.	ETRM	Stock Option (Right to Bu)	A - Award	D	7.12		93,250		93,250
2017-02-10	2017-02-08	4	McDougal Lori Courtney	ETRM	Director Option (Right to Buy)	A - Award	D	7.12		30,000		30,000
2016-10-05		3	YOUNGSTROM SCOTT P	ETRM	Common Stock		D						0
2016-08-17		3	BLACKFORD GARY	ETRM	Common Stock		D						0
2016-08-17	2016-08-15	4	BLACKFORD GARY	ETRM	Stock Option (Right to Buy)	A - Award	D	0.17		1,667		1,667
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		2,570		2,570
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	16.65		-11,666		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		14,733		14,733
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	19.65		-66,885		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		5,039		5,039
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	50.25		-57,543		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		1,298		1,298
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-8,333		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		1,753		1,753
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	40.05		-15,000		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		1,613		1,613
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	38.70		-13,333		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		98		98
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	56.70		-1,111		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		152		152
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-973		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		168		168
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-1,074		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		42		42
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-260		0
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	0.33		175		175
2016-06-28	2016-06-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	D - Sale to Issuer	D	28.50		-1,114		0
2016-06-28	2016-06-27	4	Shikora Scott A	ETRM	Stock Option (Right to Buy)	A - Award	D	0.33		5,507		5,507
2016-06-28	2016-06-27	4	Shikora Scott A	ETRM	Stock Option (Right to Buy)	A - Award	D	0.33		5,507		5,507
2016-06-28	2016-06-27	4	Shikora Scott A	ETRM	Stock Option (Right to Buy)	D - Sale to Issuer	D	16.80		-25,000		0
2016-06-28	2016-06-27	4	Shikora Scott A	ETRM	Stock Option (Right to Buy)	D - Sale to Issuer	D	16.80		-25,000		0
2016-06-06	2016-06-03	4	DeLange Peter M.	ETRM	Common Stock	P - Purchase	D		0.5500	20,000	11		27,373
2016-05-18	2015-05-16	4	GLADNEY DAN W	ETRM	Common Stock	P - Purchase	D		0.7232	84,745	61		134,745
2016-05-17	2016-05-04	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	GRIFFIN BOBBY IVAN	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	KNUDSON MARK B	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,333		3,333
2016-05-06	2016-05-04	4	TETI NICHOLAS	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	Tremmel Jon T	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	Jansz Anthony P.	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-05-06	2016-05-04	4	McDougal Lori Courtney	ETRM	Director Option (Right to Buy)	A - Award	D	0.75		3,000		3,000
2016-02-29	2016-02-25	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	1.07		50,000		50,000
2016-02-29	2016-02-25	4	KNUDSON MARK B	ETRM	Director Option (right to buy)	A - Award	D	1.07		3,333		3,333
2016-01-22		3	Hickey Paul F.	ETRM	Common Stock		D						0
2016-01-22	2016-01-22	4	Hickey Paul F.	ETRM	Stock Option (Right to Buy)	A - Award	D	1.32		106,667		106,667
2016-01-21	2016-01-19	4	Ansari Naqeeb A.	ETRM	Stock Option (Right to Buy)	A - Award	D	1.31		106,667		106,667
2016-01-20		3	DeLange Peter M. By Son	ETRM	Common Stock		I						7,715
2016-01-20		3	DeLange Peter M. By Son	ETRM	Common Stock		I						7,715
2016-01-20		3	DeLange Peter M.	ETRM	Common Stock		D						14,917
2016-01-20		3	DeLange Peter M.	ETRM	Common Stock		D						14,917
2016-01-20	2016-01-18	4	DeLange Peter M.	ETRM	Option (Right to Buy)	A - Award	D	1.38		166,667		166,667
2016-01-19		3	Ansari Naqeeb A.	ETRM	Common Stock		D						20,000
2016-01-19		3	Ansari Naqeeb A.	ETRM	Common Stock		D						20,000
2015-11-16	2015-11-12	4	GLADNEY DAN W	ETRM	Common Stock	P - Purchase	D		0.1800	750,000	135		750,000
2015-11-16	2015-11-12	4	KNUDSON MARK B	ETRM	Common Stock	P - Purchase	D		0.1610	310,000	50		613,000
2015-11-04		3	GLADNEY DAN W	ETRM	Common Stock		D						0
2015-11-04	2015-10-28	4	GLADNEY DAN W	ETRM	Stock Option (right to buy)	A - Award	D	0.25		7,750,000		7,750,000
2015-08-25	2015-08-21	4	Tremmel Jon T	ETRM	Stock Option (Right to Buy)	A - Award	D	0.23		250,000		250,000
2015-08-14	2015-08-13	4	KNUDSON MARK B	ETRM	Common Stock	P - Purchase	D		0.2488	168,000	42		303,000
2015-08-14	2015-08-12	4	KNUDSON MARK B	ETRM	Common Stock	P - Purchase	D		0.2438	135,000	33		135,000
2015-08-04	2015-07-31	4	McDougal Lori Courtney	ETRM	Stock Option (Right to Buy)	A - Award	D	0.31		25,000		25,000
2015-06-22	2015-05-06	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	1.12		25,000		112,498
2015-06-22	2015-05-06	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	1.12		25,000		112,498
2015-06-08		3	Shikora Scott A	ETRM	Common Stock		D						0
2015-05-14		3	Hancock Bradford C	ETRM	Common Stock		D						0
2015-05-08	2015-05-06	4	GRIFFIN BOBBY IVAN	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	GRIFFIN BOBBY IVAN	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	TETI NICHOLAS	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	TETI NICHOLAS	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	FRIEDMAN CATHY	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	FRIEDMAN CATHY	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	Tremmel Jon T	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	Tremmel Jon T	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	Jansz Anthony P.	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-05-08	2015-05-06	4	Jansz Anthony P.	ETRM	Director Option (right to buy)	A - Award	D	1.12		25,000		25,000
2015-03-11	2012-11-13	5	LEA GREGORY S	ETRM	Common Stock	S - Sale	D		2.5637	-10,500	-27		2,750
2015-03-11	2015-03-09	4	Donders Adrianus	ETRM	Stock Option (right to buy)	A - Award	D	1.11		75,000		75,000
2015-03-11	2015-03-09	4	KNUDSON MARK B	ETRM	Stock Option (right to buy)	A - Award	D	1.11		225,000		225,000
2015-03-11	2015-03-09	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	1.11		175,000		175,000
2015-03-11	2015-03-09	4	Tweden Katherine S.	ETRM	Stock Option (right to buy)	A - Award	D	1.11		75,000		75,000
2015-03-09	2014-11-14	4	Jansz Anthony P.	ETRM	Performance Option (right to buy)	A - Award	D	1.14		25,000		25,000
2014-06-20	2014-06-19	4	FRIEDMAN CATHY Family Trust	ETRM	Common Stock	P - Purchase	I		1.7010	11,800	20		11,800
2014-05-15	2014-05-07	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	GRIFFIN BOBBY IVAN	ETRM	Stock Option (right to buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	TETI NICHOLAS	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	EVNIN LUKE	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	FRIEDMAN CATHY	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	Tremmel Jon T	ETRM	Stock Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-05-14	2014-05-07	4	Jansz Anthony P.	ETRM	Director Option (Right to Buy)	A - Award	D	1.84		25,000		25,000
2014-01-09	2014-01-08	4/A	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-284,531	-711		1,113,168
2014-01-09	2014-01-07	4/A	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-190,334	-476		1,397,699
2014-01-09	2014-01-06	4/A	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-81,720	-204		1,588,033
2014-01-09	2014-01-08	4	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-284,531	-711		1,113,168
2014-01-09	2014-01-07	4	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-190,334	-476		1,397,699
2014-01-09	2014-01-06	4	EVNIN LUKE	ETRM	Common Stock	S - Sale	I		2.5000	-81,720	-204		1,588,033
2013-06-04	2013-05-31	4	KNUDSON MARK B	ETRM	Stock Option (right to buy)	A - Award	D	1.31		1,278,730		1,278,730
2013-06-04	2013-05-31	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	1.31		1,003,280		1,003,280
2013-06-04	2013-05-31	4	Donders Adrianus	ETRM	Stock Option (right to buy)	A - Award	D	1.31		293,110		293,110
2013-06-04	2013-05-31	4	Tweden Katherine S.	ETRM	Stock Option (right to buy)	A - Award	D	1.31		257,190		257,190
2013-06-04	2013-05-31	4	Jansz Anthony P.	ETRM	Performance Option (Right to Buy)	A - Award	D	1.31		50,000		50,000
2013-06-04	2013-05-31	4	Jansz Anthony P.	ETRM	Option (Right to Buy)	A - Award	D	1.31		50,000		50,000
2013-05-10	2013-05-08	4	GRIFFIN BOBBY IVAN	ETRM	Stock Option (right to buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	TETI NICHOLAS	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	EVNIN LUKE	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	FRIEDMAN CATHY	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	Tremmel Jon T	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	Jansz Anthony P.	ETRM	Director Option (right to buy)	A - Award	D	0.88		10,000		10,000
2013-05-10	2013-05-08	4	KLINGENSTEIN PAUL H	ETRM	Stock Option (right to buy)	A - Award	D	0.88		10,000		10,000
2013-05-09	2013-05-08	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	0.88		10,000		37,500
2013-03-01	2013-02-27	4	Jansz Anthony P. Pibrac Property Holdings PTY	ETRM	Warrants	P - Purchase	I	1.14		60,000		60,000
2013-03-01	2013-02-27	4	Jansz Anthony P. Pibrac Property Holdings PTY	ETRM	Common Stock	P - Purchase	I		0.9500	150,000	142		150,000
2013-02-26	2013-02-22	4	DOUGLAS KEVIN By Douglas Family Trust	ETRM	Warrant (Right to Buy)	P - Purchase	I	1.14		168,000		168,000
2013-02-26	2013-02-22	4	DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust	ETRM	Warrant (Right to Buy)	P - Purchase	I	1.14		420,000		420,000
2013-02-26	2013-02-22	4	DOUGLAS KEVIN	ETRM	Warrant (Right to Buy)	P - Purchase	D	1.14		252,000		252,000
2013-02-26	2013-02-22	4	DOUGLAS KEVIN By Douglas Family Trust	ETRM	Common Stock	P - Purchase	I			420,000			1,654,341
2013-02-26	2013-02-22	4	DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust	ETRM	Common Stock	P - Purchase	I			1,050,000			3,456,512
2013-02-26	2013-02-22	4	DOUGLAS KEVIN	ETRM	Common Stock	P - Purchase	D			630,000			3,010,852
2013-01-24	2013-01-22	4	Jansz Anthony P.	ETRM	Performance Option (Right to Buy)	A - Award	D	2.65		25,000		25,000
2013-01-24	2013-01-22	4	Jansz Anthony P.	ETRM	Option (Right to Buy)	A - Award	D	2.65		50,000		50,000
2012-09-28	2012-09-27	4	LEA GREGORY S	ETRM	Stock Option (right to buy)	A - Award	D	3.35		863,156		863,156
2012-09-28	2012-09-27	4	KNUDSON MARK B	ETRM	Stock Option (right to buy)	A - Award	D	3.35		1,292,225		1,292,225
2012-09-28	2012-09-27	4	Donders Adrianus	ETRM	Stock Option (right to buy)	A - Award	D	3.35		355,063		355,063
2012-09-28	2012-09-27	4	Tweden Katherine S.	ETRM	Stock Option (right to buy)	A - Award	D	3.35		291,638		291,638
2012-06-27	2012-06-27	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.2700	-27,599	-90		2,350,486
2012-06-27	2012-06-26	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.1600	-8,100	-26		2,378,085
2012-06-27	2012-06-25	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.1400	-11,800	-37		2,386,185
2012-06-25	2012-06-22	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.1600	-8,400	-27		2,397,985
2012-06-25	2012-06-21	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		3.1300	-10,665	-33		2,406,385
2012-05-16	2012-05-15	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.8900	-15,400	-45		2,417,050
2012-05-16	2012-05-14	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.8200	-23,012	-65		2,432,450
2012-05-14	2012-05-11	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.7600	-10,370	-29		2,455,462
2012-05-14	2012-05-10	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.7500	-600	-2		2,465,832
2012-05-11	2012-05-09	4	KLINGENSTEIN PAUL H	ETRM	Stock Option (right to buy)	A - Award	D	2.77		10,000		10,000
2012-05-10	2012-05-09	4	GOLDFISCHER CARL	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		27,500
2012-05-10	2012-05-09	4	EVNIN LUKE	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	GRIFFIN BOBBY IVAN	ETRM	Stock Option (right to buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	TETI NICHOLAS	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	FRIEDMAN CATHY	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	Tremmel Jon T	ETRM	Stock Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-09	2012-05-09	4	Jansz Anthony P.	ETRM	Director Option (Right to Buy)	A - Award	D	2.77		10,000		10,000
2012-05-01	2012-04-27	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.8000	-25,000	-70		2,466,432
2012-04-19	2012-04-17	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.3600	-11,100	-26		2,491,432
2012-04-19	2012-04-16	4	WHITEBOX ADVISORS LLC	ETRM	Common Stock	S - Sale	I		2.3500	-14,339	-34		2,502,532
2012-04-19	2012-04-16	4	DOUGLAS KEVIN By Douglas Family Trust	ETRM	Common Stock	P - Purchase	I		2.2230	454,341	1,010		1,234,341
2012-04-19	2012-04-16	4	DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust	ETRM	Common Stock	P - Purchase	I		2.2230	681,512	1,515		2,406,512
2012-04-19	2012-04-16	4	DOUGLAS KEVIN	ETRM	Common Stock	P - Purchase	D		2.2230	1,135,852	2,525		2,376,872
2011-05-09		3	Jansz Anthony P. Family Trust	ETRM	Common Stock		I						25,000
2011-03-16		3	Tweden Katherine S.	ETRM	Common Stock		D						1,053
2009-10-06	2009-10-05	4	Hudson Bay Capital Management LP See footnotes	ETRM	Common Stock	S - Sale	I		0.9180	-196,774	-181		3,729,965
2009-10-06	2009-10-02	4	Hudson Bay Capital Management LP See footnotes	ETRM	Common stock, par value $0.01 ("Common Stock")	S - Sale	I		1.0150	-2,234,329	-2,268		3,926,739
2009-10-06		3	Gerber Sander See	ETRM	Common Stock, par value $0.01 ("Common Stock")		I						6,161,068
2009-02-25	2009-02-24	4	Koskinas Ellen E InterWest Partners IX, L.P.	ETRM	Common Stock Warrant	A - Award	I	1.38	0.1250	339,201	42	339,201
2009-02-25	2009-02-24	4	Koskinas Ellen E InterWest Partners IX, L.P.	ETRM	Common Stock	P - Purchase	I		1.1500	678,402	780		2,225,163
2009-01-29		3	Tremmel Jon T	ETRM	Common Stock		D						6,156
2007-11-21	2007-11-20	4	InterWest Partners IX, LP	ETRM	Series C Preferred Stock	C - Conversion	D			-1,359,261		0
2007-11-21	2007-11-20	4	InterWest Partners IX, LP	ETRM	Common Stock	C - Conversion	D			1,359,261			1,546,761
2007-11-21	2007-11-20	4	InterWest Management Partners IX, LLC by: InterWest Partners IX, LP	ETRM	Series C Preferred Stock	C - Conversion	I			-1,359,261		0
2007-11-21	2007-11-20	4	InterWest Management Partners IX, LLC By: InterWest Partners IX, LP	ETRM	Common Stock	C - Conversion	I			1,359,261			1,546,761
2007-11-19	2007-11-15	4	InterWest Partners IX, LP	ETRM	Common Stock	P - Purchase	D		8.0000	187,500	1,500		187,500
2007-11-19	2007-11-15	4	InterWest Management Partners IX, LLC By: InterWest Partners IX, LP	ETRM	Common Stock	P - Purchase	I		8.0000	187,500	1,500		187,500
2007-11-14		3	FRIEDMAN CATHY	ETRM	No securities are held		D						0
2007-11-14		3	TETI NICHOLAS	ETRM	No securities are held		D						0
2007-11-14		3	Donders Adrianus	ETRM	No securities are held		D						0

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

RSLS / ReShape Lifesciences Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5