| 所有內部人士 | 37 |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內部人士買入淨數（排名）
N/A
內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。
內部人士買入佔流通股比例（排名）
N/A
內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。
內幕交易圖表
以下圖表顯示了BRC Group Holdings, Inc. - Preferred Stock內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Robert L Antin Director - [D] | 131,914 | 131,914 | |
|
Daniel Asher
10% Owner -
|
1,245,293 | 1,245,293 | |
| Ahn Phillip J. CFO & Chief Operating Officer - [O] | 285,122 | 285,122 | |
| Tamara Sue Brandt Director - [D] | 57,614 | 57,614 | |
| Scott K Carpenter EVP, Retail Services - [O] | 144,136 | 144,136 | |
| Agostino Robert P D Director - [D] | 211,989 | 211,989 | |
|
DJ Fund Investments, LLC - Series E
10% Owner -
|
2,200,000 | 2,200,000 | |
|
Elliott Associates, L.p.
10% Owner -
|
16,143,600 | 16,143,600 | |
|
Elliott International, L.p.
10% Owner -
|
29,985,400 | 29,985,400 | |
| Alan N Forman EVP, General Counsel, Sec - [O] | 37,827 | 37,827 | |
|
Fred Goldman
10% Owner -
|
2,200,000 | 2,200,000 | |
| Andrew Gumaer CEO of Great American Grp, LLC, Director - [D] [O] | 320,867 | 320,867 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Matthew J Hart Director - [D] | 19,474 | 19,474 | |
| Richard J Hendrix Director - [D] | 236,862 | 236,862 | |
| Hugh G Hilton Director - [D] | 16,953 | 16,953 | |
|
Brett Hendrickson
10% Owner -
|
48,000,000 | 48,000,000 | |
| Thomas J /adv Kelleher Co-CEO - [O] | 70,541 | 70,541 | |
| Mark D Klein Director - [D] | 184,880 | 184,880 | |
| Michael J Levitt Director - [D] | 0 | 0 | |
|
Michael LaRocque
10% Owner -
|
2,200,000 | 2,200,000 | |
| Renee E Labran Director - [D] | 58,152 | 58,152 | |
|
Liverpool Limited Partnership
10% Owner -
|
1,614,360 | 1,614,360 | |
|
Lloyd I Iii Miller
10% Owner -
|
606,267 | 606,267 | |
|
Middleton International Ltd
10% Owner -
|
2,998,540 | 2,998,540 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Andrew Moore CEO B. Riley Securities, Inc. - [O] | 324,420 | 324,420 | |
|
Nokomis Capital, L.L.C.
10% Owner -
|
48,000,000 | 48,000,000 | |
| Randall E Paulson Director - [D] | 370,398 | 370,398 | |
|
Bryant R Riley
Chairman and Co-CEO, Director, 10% Owner -
[D]
[O]
|
6,769,728 | 6,769,728 | |
| Michael Joseph Sheldon Director - [D] | 56,677 | 56,677 | |
| Sims Todd D. Director - [D] | 15,163 | 15,163 | |
| Richard L Todaro Director - [D] | 22,775 | 22,775 | |
| Howard Weitzman SVP, Chief Accounting Officer - [O] | 53,710 | 53,710 | |
| Marian Walters Director - [D] | 55,980 | 55,980 | |
| Mikel H Williams Director - [D] | 65,698 | 65,698 | |
| Gary Kent JR Wunderlich Director - [D] | 241,213 | 241,213 | |
| Scott Yessner Executive VP and CFO - [O] | 100,000 | 100,000 | |
| Kenneth M Young President - [O] | 224,726 | 224,726 |
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 RILYP / BRC Group Holdings, Inc. - Preferred Stock 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 RILYP / BRC Group Holdings, Inc. - Preferred Stock 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-15 | 2026-05-14 | 4 | Forman Alan N | RILY | Common Stock | D | 8.5634 | -79,445 | -680 | 37,827 | ||||
| 2026-05-15 | 2026-05-13 | 4 | Forman Alan N | RILY | Common Stock | D | 8.5805 | -20,555 | -176 | 117,272 | ||||
| 2026-04-15 | 2026-04-13 | 4 | Forman Alan N | RILY | Common Stock | D | 7.2300 | -3,741 | -27 | 137,827 | ||||
| 2026-04-15 | 2026-04-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 7.2300 | -4,861 | -35 | 53,710 | ||||
| 2026-04-15 | 2026-04-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 7.2300 | -22,440 | -162 | 70,541 | ||||
| 2026-04-15 | 2026-04-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 7.2300 | -17,059 | -123 | 6,769,728 | ||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 33,064 | 58,152 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 14,695 | 25,088 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 3,660 | 10,393 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 33,064 | 55,980 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 14,695 | 22,916 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 3,660 | 8,221 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 33,064 | 131,914 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 14,695 | 98,850 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 3,660 | 84,155 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 33,064 | 370,398 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 14,695 | 337,334 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 3,660 | 322,639 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 33,064 | 211,989 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 14,695 | 178,925 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 3,660 | 164,230 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 33,064 | 57,614 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 14,695 | 24,550 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 3,660 | 9,855 | ||||||
| 2025-06-05 | 2025-06-03 | 4 | Yessner Scott | RILY | Common Stock | D | 100,000 | 100,000 | ||||||
| 2025-06-04 | 2025-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 3.0500 | -14,030 | -43 | 92,981 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 3.0500 | -1,373 | -4 | 141,568 | ||||
| 2025-06-04 | 2025-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 3.0500 | -14,030 | -43 | 6,786,787 | ||||
| 2025-06-04 | 2025-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 3.0500 | -915 | -3 | 58,571 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 3.0500 | -7,349 | -22 | 324,420 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 3.0500 | -7,349 | -22 | 285,122 | ||||
| 2025-03-18 | 2025-03-14 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 4.1600 | -44,109 | -183 | 107,011 | ||||
| 2025-03-18 | 2025-03-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 4.1600 | -44,109 | -183 | 6,800,817 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Forman Alan N | RILY | Common Stock | D | 4.1600 | -10,376 | -43 | 142,941 | ||||
| 2025-03-18 | 2025-03-14 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 4.1600 | -9,556 | -40 | 59,486 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 4.1600 | -22,055 | -92 | 292,471 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Moore Andrew | RILY | Common Stock | D | 4.1600 | -23,044 | -96 | 331,769 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 24.8100 | -4,086 | -101 | 314,526 | ||||
| 2024-06-04 | 2024-05-31 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 24.8100 | -11,254 | -279 | 151,120 | ||||
| 2024-06-04 | 2024-05-31 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 24.8100 | -11,254 | -279 | 6,844,926 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Forman Alan N | RILY | Common Stock | D | 24.8100 | -988 | -25 | 153,317 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Moore Andrew | RILY | Common Stock | D | 24.8100 | -5,073 | -126 | 354,813 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 24.8100 | -5,076 | -126 | 224,726 | ||||
| 2024-06-04 | 2024-05-31 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 24.8100 | -633 | -16 | 69,042 | ||||
| 2024-03-19 | 2024-03-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17.5600 | -5,679 | -100 | 6,856,180 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 17.5600 | -2,068 | -36 | 229,521 | ||||
| 2024-03-19 | 2023-12-29 | 4 | Young Kenneth M | RILY | Common Stock | D | 17.8400 | 260 | 5 | 231,589 | ||||
| 2024-03-19 | 2023-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 39.0830 | 379 | 15 | 231,329 | ||||
| 2024-03-19 | 2024-03-15 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 17.5600 | -670 | -12 | 69,675 | ||||
| 2024-03-19 | 2024-03-15 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17.5600 | -5,679 | -100 | 172,823 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17.5600 | -2,464 | -43 | 318,331 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Moore Andrew | RILY | Common Stock | D | 17.5600 | -2,960 | -52 | 359,605 | ||||
| 2024-03-06 | 2024-03-04 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 23,739 | 70,345 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 17.8420 | 1 | 0 | 46,606 | ||||
| 2024-03-06 | 2024-03-04 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 41,543 | 320,795 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17.8420 | 1 | 0 | 279,252 | ||||
| 2024-03-06 | 2023-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 39.0830 | 543 | 21 | 279,251 | ||||
| 2024-03-06 | 2024-03-04 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 83,086 | 178,502 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17.8400 | 1 | 0 | 95,416 | ||||
| 2024-03-06 | 2024-03-04 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 83,086 | 6,861,859 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | Forman Alan N | RILY | Common Stock | D | 23,739 | 154,305 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | Moore Andrew | RILY | Common Stock | D | 44,510 | 362,565 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | Moore Andrew | RILY | Common Stock | D | 17.8420 | 1 | 0 | 318,055 | ||||
| 2024-02-06 | 2023-11-30 | 5 | Labran Renee E | RILY | Common Stock | D | 18.4468 | 15 | 0 | 6,733 | ||||
| 2024-02-06 | 2023-11-30 | 5 | Labran Renee E | RILY | Common Stock | D | 18.5030 | 106 | 2 | 6,718 | ||||
| 2024-02-06 | 2023-08-22 | 5 | Labran Renee E | RILY | Common Stock | D | 47.1671 | 6 | 0 | 6,613 | ||||
| 2024-02-06 | 2023-08-21 | 5 | Labran Renee E | RILY | Common Stock | D | 50.6800 | 21 | 1 | 6,607 | ||||
| 2024-02-06 | 2023-05-24 | 5 | Labran Renee E | RILY | Common Stock | D | 36.6380 | 7 | 0 | 6,586 | ||||
| 2024-02-06 | 2023-05-23 | 5 | Labran Renee E | RILY | Common Stock | D | 36.5098 | 28 | 1 | 6,579 | ||||
| 2024-02-06 | 2023-03-24 | 5 | Labran Renee E | RILY | Common Stock | D | 26.2261 | 10 | 0 | 6,551 | ||||
| 2024-02-06 | 2023-03-23 | 5 | Labran Renee E | RILY | Common Stock | D | 31.8280 | 31 | 1 | 6,541 | ||||
| 2023-12-29 | 2023-06-30 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 39.0830 | 543 | 21 | 46,605 | ||||
| 2023-12-29 | 2023-05-25 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | -1,394 | 46,062 | ||||||
| 2023-12-19 | 2023-12-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | -4,986 | 891,558 | ||||||
| 2023-12-19 | 2023-12-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20.2196 | 20,000 | 404 | 896,544 | ||||
| 2023-11-17 | 2023-11-17 | 4 | D Agostino Robert P | RILY | Common Stock | D | 21.2286 | 5,000 | 106 | 160,570 | ||||
| 2023-11-17 | 2023-11-17 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 21.2292 | 10,000 | 212 | 318,979 | ||||
| 2023-11-17 | 2023-11-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 21.2286 | 30,000 | 637 | 6,778,773 | ||||
| 2023-11-15 | 2023-11-13 | 4 | Moore Andrew | RILY | Common Stock | D | 20.3482 | -61,609 | -1,254 | 318,054 | ||||
| 2023-11-14 | 2023-11-13 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 20.3600 | 10,000 | 204 | 80,495 | ||||
| 2023-11-13 | 2023-11-13 | 4 | Labran Renee E | RILY | Common Stock | D | 19.9559 | 500 | 10 | 6,510 | ||||
| 2023-11-13 | 2023-11-10 | 4 | Labran Renee E | RILY | Common Stock | D | 26.1412 | 380 | 10 | 6,010 | ||||
| 2023-11-13 | 2023-11-10 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 25.6300 | 15,000 | 384 | 70,495 | ||||
| 2023-11-13 | 2023-11-10 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 25.9400 | 10,000 | 259 | 55,495 | ||||
| 2023-11-13 | 2023-11-09 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 30.6382 | 1,635 | 50 | 6,195 | ||||
| 2023-08-22 | 2023-08-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.3111 | 25,000 | 1,183 | 6,748,773 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | RILEY BRYANT R | RILY | Common Stock | D | 55.0000 | 72,727 | 4,000 | 6,723,773 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | PAULSON RANDALL E | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 308,979 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | Moore Andrew | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 379,663 | ||||
| 2023-07-27 | 2023-06-30 | 4/A | Moore Andrew | RILY | Common Stock | D | 39.0830 | 543 | 21 | 374,663 | ||||
| 2023-07-27 | 2023-07-26 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 55.0000 | 7,272 | 400 | 876,544 | ||||
| 2023-07-27 | 2023-07-26 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 55.0000 | 1,818 | 100 | 34,118 | ||||
| 2023-07-27 | 2023-06-30 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 39.0830 | 543 | 21 | 95,415 | ||||
| 2023-07-26 | 2023-07-25 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 308,979 | ||||
| 2023-07-26 | 2023-07-25 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 55.0000 | 72,727 | 4,000 | 6,723,773 | ||||
| 2023-07-26 | 2023-07-25 | 4 | Moore Andrew | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 379,663 | ||||
| 2023-07-26 | 2023-06-30 | 4 | Moore Andrew | RILY | Common Stock | D | 39.0830 | 543 | 21 | 374,663 | ||||
| 2023-06-15 | 2023-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 37.9068 | 6,199 | 235 | 6,651,046 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 36.4300 | -7,108 | -259 | 230,950 | ||||
| 2023-06-06 | 2023-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36.4300 | -910 | -33 | 47,456 | ||||
| 2023-06-06 | 2023-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36.4300 | -13,928 | -507 | 6,644,847 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 36.4300 | -7,297 | -266 | 374,120 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 36.4300 | -1,404 | -51 | 130,566 | ||||
| 2023-06-06 | 2023-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36.4300 | -13,928 | -507 | 116,005 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36.4300 | -6,306 | -230 | 278,708 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36.8300 | -2,765 | -102 | 285,014 | ||||
| 2023-05-26 | 2023-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36.8300 | -6,856 | -253 | 129,933 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 36.8300 | -2,353 | -87 | 131,970 | ||||
| 2023-05-26 | 2023-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36.8300 | -6,856 | -253 | 6,658,775 | ||||
| 2023-05-26 | 2023-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36.8300 | -1,371 | -50 | 48,366 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 36.8300 | -3,562 | -131 | 238,058 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 36.8300 | -3,657 | -135 | 381,417 | ||||
| 2023-05-25 | 2023-05-23 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,997 | 155,570 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Walters Marian | RILY | Common Stock | D | 1,997 | 4,561 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 1,997 | 4,560 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1,997 | 56,677 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Labran Renee E | RILY | Common Stock | D | 1,997 | 5,630 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1,997 | 45,495 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1,997 | 303,896 | ||||||
| 2023-05-17 | 2023-05-16 | 4/A | RILEY BRYANT R | RILY | Common Stock | D | 32.9531 | 20,000 | 659 | 6,665,631 | ||||
| 2023-05-16 | 2023-05-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 32.9531 | 20,000 | 659 | 6,640,631 | ||||
| 2023-05-08 | 2023-05-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 34.6565 | 25,000 | 866 | 6,620,631 | ||||
| 2023-03-20 | 2023-03-17 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 29.8991 | 10,000 | 299 | 301,899 | ||||
| 2023-03-20 | 2023-03-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 29.8985 | 25,000 | 747 | 6,620,631 | ||||
| 2023-03-20 | 2023-03-17 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 29.8659 | 15,000 | 448 | 43,498 | ||||
| 2023-03-20 | 2023-03-16 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 31.9700 | 3,000 | 96 | 28,498 | ||||
| 2023-03-17 | 2023-03-17 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 31.4609 | 2,485 | 78 | 32,085 | ||||
| 2023-03-16 | 2023-03-15 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 30.9317 | 5,000 | 155 | 291,899 | ||||
| 2023-03-16 | 2023-03-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 31.1301 | 7,000 | 218 | 31,248 | ||||
| 2023-03-16 | 2023-03-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 31.1301 | 3,000 | 93 | 32,300 | ||||
| 2023-03-16 | 2023-03-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 29.8714 | 12,963 | 387 | 6,595,631 | ||||
| 2023-03-14 | 2023-03-10 | 4 | Moore Andrew | RILY | Common Stock | D | 33.2533 | 5,000 | 166 | 385,074 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R By the Robert Antin Children Irrevocable Trust | RILY | Common Stock | I | 40.5802 | 7,500 | 304 | 207,500 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 40.5836 | 1,000 | 41 | 17,537 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 40.5634 | 1,000 | 41 | 17,538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 40.5828 | 1,000 | 41 | 17,538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 40.5838 | 1,000 | 41 | 17,538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.4545 | 7,500 | 303 | 6,582,668 | ||||
| 2023-02-28 | 2023-02-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 18,459 | 241,620 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 49,225 | 518,080 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Forman Alan N | RILY | Common Stock | D | 7,384 | 134,323 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 4,922 | 49,737 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49,225 | 6,575,168 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Moore Andrew | RILY | Common Stock | D | 24,612 | 380,074 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 24,612 | 287,779 | ||||||
| 2023-02-27 | 2023-02-23 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 36.8495 | 10,000 | 368 | 286,899 | ||||
| 2023-02-27 | 2023-02-24 | 4 | Moore Andrew | RILY | Common Stock | D | 36.7774 | 10,000 | 368 | 355,462 | ||||
| 2023-02-14 | 2022-12-21 | 5 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | -1,350 | 468,855 | ||||||
| 2023-02-14 | 2022-04-14 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -3,557 | 44,815 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Young Kenneth M | RILY | Common Stock | D | 39.6000 | -18,737 | -742 | 223,161 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Young Kenneth M | RILY | Common Stock | D | 75,000 | 241,898 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 39.6000 | -11,186 | -443 | 263,167 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 75,000 | 274,353 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 39.6000 | -2,101 | -83 | 48,372 | ||||
| 2023-02-10 | 2023-02-08 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20,000 | 50,473 | ||||||
| 2023-02-10 | 2022-12-30 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 29.0700 | 575 | 17 | 30,473 | ||||
| 2023-02-10 | 2023-02-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 150,000 | 6,525,943 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Forman Alan N | RILY | Common Stock | D | 30,000 | 126,939 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 39.6000 | -20,643 | -817 | 345,462 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 85,000 | 366,105 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 150,000 | 470,205 | ||||||
| 2023-02-09 | 2023-02-09 | 4 | Labran Renee E | RILY | Common Stock | D | 39.9700 | 250 | 10 | 3,633 | ||||
| 2023-02-09 | 2023-02-09 | 4 | D Agostino Robert P | RILY | Common Stock | D | 40.5917 | 12,500 | 507 | 153,573 | ||||
| 2023-02-09 | 2023-02-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.1756 | 135,923 | 5,461 | 6,375,943 | ||||
| 2023-02-08 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 38.7464 | 20,000 | 775 | 281,105 | ||||
| 2023-01-09 | 2023-01-09 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 37.2173 | 20,000 | 744 | 276,899 | ||||
| 2022-12-30 | 2022-12-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 33.8178 | 20,541 | 695 | 6,240,020 | ||||
| 2022-12-30 | 2022-12-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 31.2904 | 6,023 | 188 | 6,219,479 | ||||
| 2022-12-30 | 2022-12-28 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 32.0100 | 625 | 20 | 2,563 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 39.8591 | 10,026 | 400 | 54,680 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Labran Renee E | RILY | Common Stock | D | 40.3960 | 247 | 10 | 3,383 | ||||
| 2022-12-19 | 2022-12-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.1301 | 120,000 | 4,816 | 6,213,456 | ||||
| 2022-12-15 | 2022-12-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.3359 | 24,715 | 997 | 6,093,456 | ||||
| 2022-12-15 | 2022-12-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 41.9263 | 38,812 | 1,627 | 6,068,741 | ||||
| 2022-12-05 | 2022-12-05 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 43.9205 | 50,000 | 2,196 | 6,029,929 | ||||
| 2022-12-05 | 2022-12-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 44.3267 | 1,514 | 67 | 5,979,929 | ||||
| 2022-12-01 | 2022-11-30 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 42.8365 | 2,600 | 111 | 256,899 | ||||
| 2022-10-19 | 2022-10-18 | 4 | Williams Mikel H | RILY | Common Stock | D | -904 | 65,698 | ||||||
| 2022-09-19 | 2022-09-16 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46.9212 | 5,892 | 276 | 254,299 | ||||
| 2022-09-19 | 2022-09-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.8272 | 8,509 | 398 | 5,978,415 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,537 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,537 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,538 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,538 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.4559 | 25,000 | 1,186 | 5,969,906 | ||||
| 2022-09-08 | 2022-09-07 | 4 | Moore Andrew | RILY | Common Stock | D | 48.1206 | 5,000 | 241 | 261,105 | ||||
| 2022-09-01 | 2022-08-31 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49.7559 | 25,000 | 1,244 | 5,944,906 | ||||
| 2022-09-01 | 2022-08-30 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49.1735 | 25,000 | 1,229 | 5,919,906 | ||||
| 2022-09-01 | 2022-08-31 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 49.7559 | 25,000 | 1,244 | 248,407 | ||||
| 2022-08-02 | 2022-08-02 | 4/A | PAULSON RANDALL E | RILY | Common Stock | D | 52.3339 | 12,500 | 654 | 223,407 | ||||
| 2022-08-02 | 2022-08-02 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 52.3339 | 15,000 | 785 | 225,907 | ||||
| 2022-08-02 | 2022-08-01 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 52.1348 | 25,000 | 1,303 | 210,907 | ||||
| 2022-06-14 | 2022-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.9993 | 10,000 | 470 | 5,894,906 | ||||
| 2022-06-14 | 2022-06-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.9953 | 3,205 | 157 | 5,884,906 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 54.0700 | -3,558 | -192 | 166,898 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 54.0700 | -703 | -38 | 96,939 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 54.0700 | -3,652 | -197 | 256,105 | ||||
| 2022-06-03 | 2022-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 54.0700 | -456 | -25 | 29,898 | ||||
| 2022-06-03 | 2022-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 54.0700 | -6,971 | -377 | 320,205 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 54.0700 | -3,156 | -171 | 199,353 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 45.0000 | -1,700 | -76 | 1,245,293 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0000 | -122,700 | -6,135 | 1,246,993 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Sphinx Trading | RILY | Common Stock | I | 50.0000 | -1,100 | -55 | 1,369,693 | ||||
| 2022-05-26 | 2022-05-24 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,490 | 141,073 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1,490 | 25,498 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 49.5600 | -7,049 | -349 | 259,757 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 22,048 | 266,806 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 49.5600 | -13,216 | -655 | 327,176 | ||||
| 2022-05-26 | 2022-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 42,092 | 340,392 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 49.5600 | -5,332 | -264 | 202,509 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 22,048 | 207,841 | ||||||
| 2022-05-26 | 2021-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 64.1750 | 331 | 21 | 185,793 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Walters Marian | RILY | Common Stock | D | 1,490 | 2,564 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 49.5600 | -2,643 | -131 | 30,354 | ||||
| 2022-05-26 | 2022-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 2,746 | 32,997 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 42,092 | 5,881,701 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1,490 | 44,654 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1,490 | 185,907 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 49.5600 | -6,868 | -340 | 170,456 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,048 | 177,324 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 49.5600 | -4,536 | -225 | 97,642 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 4,119 | 102,178 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Williams Mikel H | RILY | Common Stock | D | 1,490 | 66,602 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Labran Renee E | RILY | Common Stock | D | 1,490 | 3,136 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 1,490 | 1,938 | ||||||
| 2022-05-24 | 2022-05-23 | 4 | ASHER DANIEL thru Sphinx Trading, LP | RILY | Common Stock | I | 49.6000 | 1,100 | 55 | 1,262,493 | ||||
| 2022-05-24 | 2022-05-23 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 49.5957 | 16,100 | 798 | 1,261,393 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0000 | -1,700 | -85 | 1,245,293 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0000 | -122,700 | -6,135 | 1,246,993 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Sphinx Trading, LP | RILY | Common Stock | I | 50.0000 | -1,100 | -55 | 1,369,693 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0893 | 18,800 | 942 | 1,370,793 | ||||
| 2022-05-20 | 2022-05-19 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 49.9500 | 1,200 | 60 | 1,351,993 | ||||
| 2022-05-19 | 2022-05-18 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.4196 | 21,200 | 1,069 | 1,350,793 | ||||
| 2022-05-18 | 2022-05-17 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | rily | Common Stock | I | 49.4050 | 6,000 | 296 | 1,329,593 | ||||
| 2022-05-18 | 2022-05-17 | 4 | ASHER DANIEL Thru Equitec Proprietary Markets, LLC | rily | Common Stock | I | 51.0000 | -300 | -15 | 1,323,593 | ||||
| 2022-05-17 | 2022-05-16 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | rily | Common Stock | I | 49.0928 | 5,290 | 260 | 1,323,893 | ||||
| 2022-05-13 | 2022-05-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.2972 | 50,000 | 2,415 | 5,839,609 | ||||
| 2022-05-12 | 2022-05-11 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46.1368 | 5,000 | 231 | 29,300 | ||||
| 2022-05-12 | 2022-05-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 45.7039 | 16,296 | 745 | 5,789,609 | ||||
| 2022-05-10 | 2022-05-09 | 4 | Labran Renee E | RILY | Common Stock | D | 48.9800 | 408 | 20 | 1,646 | ||||
| 2022-05-10 | 2022-05-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.1298 | 50,000 | 2,306 | 5,773,313 | ||||
| 2022-05-10 | 2022-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.7000 | 25,000 | 1,218 | 5,723,313 | ||||
| 2022-05-04 | 2022-05-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 48.4592 | 10,000 | 485 | 184,417 | ||||
| 2022-05-03 | 2022-05-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.7086 | 48,814 | 2,378 | 5,698,313 | ||||
| 2022-05-03 | 2022-05-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.8508 | 192,529 | 9,020 | 5,649,499 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Moore Andrew | RILY | Common Stock | D | 45.9377 | 10,000 | 459 | 244,758 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 46.6935 | 2,500 | 117 | 29,600 | ||||
| 2022-05-03 | 2022-05-02 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46.0260 | 20,000 | 921 | 174,417 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 47.6792 | 10,000 | 477 | 43,164 | ||||
| 2022-05-03 | 2022-05-02 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 45.5300 | 10,000 | 455 | 24,008 | ||||
| 2022-03-10 | 2022-03-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 62.8327 | 30,000 | 1,885 | 5,456,970 | ||||
| 2022-03-02 | 2022-02-28 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 59.4350 | 20,000 | 1,189 | 154,417 | ||||
| 2022-03-02 | 2022-02-28 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 58.6415 | 20,000 | 1,173 | 134,417 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Labran Renee E | RILY | Common Stock | D | 58.5261 | 340 | 20 | 1,238 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 59.5131 | 8,430 | 502 | 33,164 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 58.9752 | 10,000 | 590 | 27,100 | ||||
| 2022-03-02 | 2022-02-28 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 58.6404 | 4,300 | 252 | 24,300 | ||||
| 2022-03-02 | 2021-06-30 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 64.1750 | 331 | 21 | 298,300 | ||||
| 2022-03-02 | 2022-03-01 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 58.6306 | 35,542 | 2,084 | 5,426,970 | ||||
| 2022-03-02 | 2022-02-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 58.7700 | 49,458 | 2,907 | 5,391,428 | ||||
| 2022-02-11 | 2021-11-22 | 5 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | -579 | 297,969 | ||||||
| 2022-02-11 | 2021-12-31 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -5,000 | 5,341,970 | ||||||
| 2022-02-11 | 2021-11-16 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -350 | 5,346,970 | ||||||
| 2022-02-11 | 2021-10-29 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -100 | 30,251 | ||||||
| 2022-02-11 | 2021-05-25 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -1,290 | 30,351 | ||||||
| 2021-12-22 | 2021-12-20 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 448 | 448 | ||||||
| 2021-12-07 | 2021-12-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 75.1708 | 1,722 | 129 | 5,347,320 | ||||
| 2021-11-18 | 2021-11-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 77.3500 | 20,000 | 1,547 | 5,218,633 | ||||
| 2021-11-04 | 2021-11-03 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 78.3126 | 1,000 | 78 | 17,100 | ||||
| 2021-11-04 | 2021-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 64.1750 | 331 | 21 | 155,276 | ||||
| 2021-10-29 | 2021-10-27 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 11,393 | 11,393 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 65,000 | 65,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 85,000 | 85,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 17,089 | 17,089 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 85,000 | 85,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-09-14 | 2021-09-13 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 60.5106 | 15,000 | 908 | 114,417 | ||||
| 2021-09-10 | 2021-09-10 | 4 | Moore Andrew | RILY | Common Stock | D | 60.2000 | 5,000 | 301 | 234,758 | ||||
| 2021-08-20 | 2021-08-19 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 60.8220 | 10,000 | 608 | 99,417 | ||||
| 2021-08-19 | 2021-08-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 60.6054 | 135,000 | 8,182 | 5,198,633 | ||||
| 2021-08-18 | 3 | Labran Renee E | RILY | Common Stock | D | 898 | ||||||||
| 2021-08-17 | 2021-08-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 63.5933 | 15,000 | 954 | 5,063,633 | ||||
| 2021-08-17 | 2021-08-17 | 4 | Moore Andrew | RILY | Common Stock | D | 63.7000 | 5,000 | 318 | 229,758 | ||||
| 2021-08-17 | 2021-06-30 | 4 | Moore Andrew | RILY | Common Stock | D | 64.1750 | 331 | 21 | 229,427 | ||||
| 2021-08-13 | 2021-08-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 64.4816 | 8,005 | 516 | 5,048,633 | ||||
| 2021-08-13 | 2021-08-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 67.6768 | 1,359 | 92 | 5,040,628 | ||||
| 2021-08-11 | 2021-08-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 68.2175 | 15,000 | 1,023 | 5,039,269 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 64.9842 | 450 | 29 | 15,196 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 64.9842 | 451 | 29 | 15,197 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 64.9842 | 451 | 29 | 15,197 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 64.9842 | 451 | 29 | 15,197 | ||||
| 2021-06-17 | 2021-06-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 66.0623 | 1,200 | 79 | 154,945 | ||||
| 2021-06-08 | 2021-06-04 | 4 | Williams Mikel H | RILY | Common Stock | D | 1,074 | 65,112 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1,074 | 89,417 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1,074 | 24,734 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | Walters Marian | RILY | Common Stock | D | 1,074 | 6,775 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1,074 | 14,008 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,074 | 139,583 | ||||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-02 | 2021-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 74.1800 | -4,530 | -336 | 31,641 | ||||
| 2021-06-02 | 2021-05-28 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 73.8600 | -10,973 | -810 | 36,171 | ||||
| 2021-06-02 | 2021-05-28 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 2,746 | 47,144 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 42,092 | 298,548 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Moore Andrew | RILY | Common Stock | D | 22,048 | 224,427 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 42,092 | 5,024,269 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,048 | 153,745 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 22,048 | 185,462 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Forman Alan N | RILY | Common Stock | D | 4,119 | 98,059 | ||||||
| 2021-05-26 | 2021-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 73.7800 | -7,497 | -553 | 163,414 | ||||
| 2021-05-26 | 2021-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 73.7800 | -17,348 | -1,280 | 256,456 | ||||
| 2021-05-26 | 2021-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 73.7800 | -3,317 | -245 | 44,398 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 73.7800 | -9,914 | -731 | 131,697 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 73.7800 | -6,048 | -446 | 93,940 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 73.7800 | -10,355 | -764 | 202,379 | ||||
| 2021-05-06 | 2021-05-06 | 4 | Moore Andrew | RILY | Common Stock | D | 67.6847 | 5,000 | 338 | 212,734 | ||||
| 2021-02-19 | 2021-02-17 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 75,000 | 75,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 20,000 | 20,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 75,000 | 75,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 85,000 | 85,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 30,000 | 30,000 | ||||||
| 2021-02-12 | 2020-12-03 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -1,000 | 4,982,177 | ||||||
| 2021-02-02 | 2021-01-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.2464 | 1,500 | 72 | 4,983,177 | ||||
| 2021-01-29 | 2021-01-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.7140 | 6,791 | 331 | 4,981,677 | ||||
| 2021-01-29 | 2021-01-27 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.4217 | 11,209 | 543 | 4,974,886 | ||||
| 2021-01-27 | 2021-01-27 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.9051 | 7,907 | 379 | 4,963,677 | ||||
| 2021-01-27 | 2021-01-26 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.5626 | 4,093 | 199 | 4,955,770 | ||||
| 2021-01-25 | 2021-01-25 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 48.9500 | 2,089 | 102 | 23,660 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley | RILY | Common Stock | I | 47.2627 | 4,960 | 234 | 84,369 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.7770 | 1,672 | 80 | 4,951,677 | ||||
| 2021-01-13 | 2021-01-13 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 46.0000 | 1,600 | 74 | 16,100 | ||||
| 2021-01-13 | 2021-01-13 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46.0000 | 5,100 | 235 | 459,848 | ||||
| 2021-01-13 | 2021-01-13 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46.0000 | 4,900 | 225 | 20,000 | ||||
| 2021-01-13 | 2021-01-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.0000 | 100,000 | 4,600 | 4,950,005 | ||||
| 2021-01-13 | 2021-01-13 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46.0000 | 10,000 | 460 | 88,343 | ||||
| 2020-12-16 | 2020-12-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36.7800 | -99,160 | -3,647 | 4,850,005 | ||||
| 2020-12-16 | 2020-12-15 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36.7800 | -11,547 | -425 | 47,715 | ||||
| 2020-12-16 | 2020-12-15 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36.7800 | -99,160 | -3,647 | 273,804 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 36.7800 | -44,808 | -1,648 | 141,611 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36.7800 | -46,188 | -1,699 | 170,911 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Forman Alan N | RILY | Common Stock | D | 36.7800 | -22,769 | -837 | 99,988 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Moore Andrew | RILY | Common Stock | D | 36.7800 | -46,188 | -1,699 | 207,734 | ||||
| 2020-12-07 | 2020-12-03 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 200,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 200,000 | 172,964 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Young Kenneth M | RILY | Common Stock | D | 100,000 | 186,419 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Forman Alan N | RILY | Performance Restricted Stock D Units | D | 50,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Forman Alan N | RILY | Common Stock | D | 50,000 | 122,757 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | -25,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 25,000 | 59,262 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | -200,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 200,000 | 4,949,165 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Moore Andrew | RILY | Common Stock | D | 100,000 | 253,922 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 100,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 100,000 | 217,099 | ||||||
| 2020-12-07 | 2020-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18.4960 | 992 | 18 | 117,099 | ||||
| 2020-11-20 | 2020-11-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 32.5323 | 15,000 | 488 | 4,749,165 | ||||
| 2020-11-05 | 2020-11-03 | 4/A | RILEY BRYANT R By BRC Partners Opportunity Fund, LP | RILY | Common Stock | I | 26.6582 | 141,728 | 3,778 | 317,915 | ||||
| 2020-11-03 | 2020-11-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26.6585 | 60,000 | 1,600 | 4,734,165 | ||||
| 2020-11-03 | 2020-11-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 26.6502 | 40,000 | 1,066 | 78,343 | ||||
| 2020-09-15 | 2020-09-14 | 4 | Sims Todd D. | RILY | Common Stock | D | -2,554 | 15,163 | ||||||
| 2020-09-09 | 2020-09-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 25.5944 | 1,224 | 31 | 4,674,165 | ||||
| 2020-09-08 | 2020-09-04 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26.2118 | 2,282 | 60 | 4,672,941 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 27.1500 | 15,000 | 407 | 4,670,659 | ||||
| 2020-08-27 | 2020-08-26 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26.6656 | 20,000 | 533 | 4,655,659 | ||||
| 2020-08-07 | 2020-08-07 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 26.9608 | 25,000 | 674 | 38,343 | ||||
| 2020-08-07 | 2020-08-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 27.1498 | 25,000 | 679 | 4,635,659 | ||||
| 2020-08-07 | 2020-08-06 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 27.2800 | 1,000 | 27 | 14,500 | ||||
| 2020-08-07 | 2020-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 18.4960 | 992 | 18 | 86,419 | ||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19,774 | ||||||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19,774 | ||||||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19,774 | ||||||||
| 2020-06-22 | 2020-06-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 3,456 | 17,717 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 3,456 | 12,934 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 3,456 | 138,509 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 3,456 | 64,038 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Walters Marian | RILY | Common Stock | D | 3,456 | 5,701 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 3,456 | 21,571 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 3,456 | 13,343 | ||||||
| 2020-06-10 | 2020-06-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 22.7424 | 10,689 | 243 | 4,610,659 | ||||
| 2020-06-10 | 2020-06-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 22.9778 | 9,311 | 214 | 4,599,970 | ||||
| 2020-06-04 | 2020-06-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.8065 | 40,000 | 832 | 4,590,659 | ||||
| 2020-05-26 | 2020-05-22 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 18.5400 | -8,131 | -151 | 171,972 | ||||
| 2020-05-26 | 2020-05-21 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 41,482 | 180,103 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Forman Alan N | RILY | Common Stock | D | 18.5400 | -5,657 | -105 | 72,757 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Forman Alan N | RILY | Common Stock | D | 13,827 | 78,414 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Moore Andrew | RILY | Common Stock | D | 18.5400 | -8,831 | -164 | 152,930 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Moore Andrew | RILY | Common Stock | D | 22,124 | 161,761 | ||||||
| 2020-05-26 | 2020-05-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 18.2482 | 1,835 | 33 | 4,550,659 | ||||
| 2020-05-26 | 2020-05-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 41,482 | 4,548,824 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 18.5400 | -2,872 | -53 | 34,262 | ||||
| 2020-05-26 | 2020-05-21 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8,296 | 37,134 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Young Kenneth M | RILY | Common Stock | D | 18.5400 | -8,455 | -157 | 85,427 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,124 | 93,882 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18.5400 | -8,535 | -158 | 116,107 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19,358 | 124,642 | ||||||
| 2020-03-20 | 2020-03-20 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 18.6500 | 2,000 | 37 | 9,478 | ||||
| 2020-03-19 | 2020-03-13 | 4 | Williams Mikel H | RILY | Common Stock | D | 19.6116 | 8,870 | 174 | 60,582 | ||||
| 2020-03-16 | 2020-03-13 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 20.2357 | 3,500 | 71 | 13,500 | ||||
| 2020-03-16 | 2019-12-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 21.4030 | 340 | 7 | 71,758 | ||||
| 2020-03-16 | 2020-03-16 | 4 | Moore Andrew | RILY | Common Stock | D | 18.0784 | 6,000 | 108 | 139,637 | ||||
| 2020-03-13 | 2020-03-13 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 18.9100 | 5,327 | 101 | 18,115 | ||||
| 2020-03-13 | 2020-03-11 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20.2133 | 4,000 | 81 | 105,284 | ||||
| 2020-03-13 | 2020-03-11 | 4 | Forman Alan N | RILY | Common Stock | D | 20.1908 | 4,000 | 81 | 64,587 | ||||
| 2020-03-13 | 2020-03-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.2023 | 4,654 | 94 | 4,507,342 | ||||
| 2020-03-11 | 2020-03-11 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20.1906 | 2,500 | 50 | 5,600 | ||||
| 2020-03-11 | 2020-03-11 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 20.1906 | 2,500 | 50 | 5,600 | ||||
| 2020-03-11 | 2020-03-09 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20.6744 | 2,500 | 52 | 3,100 | ||||
| 2020-03-11 | 2020-03-09 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 20.6744 | 2,500 | 52 | 3,100 | ||||
| 2020-02-07 | 2019-11-05 | 5 | KELLEHER THOMAS J /ADV See Note | RILY | Common Stock | I | -1,500 | 454,748 | ||||||
| 2019-08-15 | 2019-08-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.0878 | 8,269 | 166 | 4,502,688 | ||||
| 2019-08-15 | 2019-08-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.5255 | 11,731 | 241 | 4,494,419 | ||||
| 2019-07-22 | 2019-07-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2,610 | 7,478 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,610 | 135,053 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2,610 | 12,788 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 2,610 | 14,261 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Walters Marian | RILY | Common Stock | D | 2,245 | 2,245 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,610 | 51,712 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 200,000 | 200,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 25,000 | 25,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Young Kenneth M | RILY | Common Stock | D | 17.7310 | 788 | 14 | 71,418 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17.7310 | 1,198 | 21 | 101,284 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 50,000 | 50,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | Gumaer Andrew | RILY | Performance Restricted Stock Units | D | 50,000 | 50,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 200,000 | 200,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17.7310 | 1,198 | 21 | 138,621 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Moore Andrew | RILY | Common Stock | D | 17.7310 | 1,198 | 21 | 133,637 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 20.3200 | -4,893 | -99 | 60,587 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 12,827 | 65,480 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 20,523 | 132,439 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38,481 | 4,482,688 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 20.3200 | -5,207 | -106 | 70,630 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 20,523 | 75,837 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20.3200 | -6,642 | -135 | 100,086 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17,958 | 106,728 | ||||||
| 2019-05-29 | 2018-12-31 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 12.0700 | 573 | 7 | 88,770 | ||||
| 2019-05-29 | 2019-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 38,481 | 137,423 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20.3200 | -9,125 | -185 | 320,867 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 19.4900 | -10,000 | -195 | 28,838 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20.3200 | -3,152 | -64 | 38,838 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 7,696 | 41,990 | ||||||
| 2019-05-09 | 2019-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19.2757 | 25,516 | 492 | 4,444,207 | ||||
| 2019-05-09 | 2019-05-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19.2498 | 9,738 | 187 | 4,418,691 | ||||
| 2019-05-09 | 2019-05-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19.0000 | 4,975 | 95 | 4,408,953 | ||||
| 2019-03-18 | 2019-03-15 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 17.1599 | 10,000 | 172 | 10,000 | ||||
| 2019-03-18 | 2018-12-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 12.0700 | 230 | 3 | 55,314 | ||||
| 2019-03-18 | 2018-08-09 | 4 | Sims Todd D. | RILY | Common Stock | D | 22.3840 | 2,250 | 50 | 11,651 | ||||
| 2019-03-15 | 2019-03-14 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 16.7512 | 10,000 | 168 | 10,100 | ||||
| 2019-03-15 | 2018-12-31 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 12.0700 | 1,091 | 13 | 98,942 | ||||
| 2019-03-14 | 2019-03-14 | 4 | Moore Andrew | RILY | Common Stock | D | 16.9747 | 10,000 | 170 | 111,916 | ||||
| 2019-03-14 | 2018-12-31 | 4 | Moore Andrew | RILY | Common Stock | D | 12.0700 | 1,091 | 13 | 101,916 | ||||
| 2019-03-08 | 2019-03-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.9456 | 32,945 | 558 | 4,403,978 | ||||
| 2019-03-08 | 2019-03-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.9273 | 13,945 | 236 | 4,371,033 | ||||
| 2019-03-08 | 2019-03-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.8230 | 3,110 | 52 | 4,357,088 | ||||
| 2019-02-26 | 2019-02-22 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 16.5178 | 5,310 | 88 | 10,178 | ||||
| 2019-02-25 | 2019-02-22 | 4 | D Agostino Robert P | RILY | Common Stock | D | 16.6306 | 679 | 11 | 132,443 | ||||
| 2019-02-25 | 2019-02-21 | 4 | D Agostino Robert P | RILY | Common Stock | D | 16.2956 | 7,662 | 125 | 131,764 | ||||
| 2019-02-25 | 2019-02-22 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.6306 | 1,201 | 20 | 4,353,978 | ||||
| 2019-02-25 | 2019-02-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.2794 | 19,512 | 318 | 4,352,777 | ||||
| 2019-02-14 | 2019-02-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 15.6476 | 12,699 | 199 | 4,333,265 | ||||
| 2019-02-14 | 2018-10-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | -1,100 | 4,320,566 | ||||||
| 2019-02-14 | 2018-01-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | -1,000 | 4,321,666 | ||||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of E.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 4,875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of S.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 4,875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of A.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 204,875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of C.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 204,875 | ||||
| 2018-12-11 | 2018-12-07 | 4 | RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley | RILY | Common Stock | I | 17.4000 | 4,400 | 77 | 73,617 | ||||
| 2018-12-11 | 2018-12-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17.2800 | 10,500 | 181 | 4,322,666 | ||||
| 2018-10-03 | 2018-10-01 | 4 | Young Kenneth M | RILY | Common Stock | D | 22.0100 | -1,996 | -44 | 55,084 | ||||
| 2018-09-18 | 2018-08-21 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,262 | 124,102 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2,262 | 4,868 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Sims Todd D. | RILY | Common Stock | D | 2,262 | 9,401 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,262 | 49,102 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2,262 | 4,868 | ||||||
| 2018-08-24 | 2018-08-22 | 4 | Gumaer Andrew | RILY | Common Stock | D | 22.2000 | -9,716 | -216 | 329,992 | ||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114,160 | ||||||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114,160 | ||||||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114,160 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201,650 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201,650 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201,650 | ||||||||
| 2018-07-06 | 2018-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 22.7000 | -3,981 | -90 | 241,213 | ||||
| 2018-06-15 | 2018-06-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 25,000 | 97,951 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Forman Alan N | RILY | Common Stock | D | 13,500 | 52,653 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,000 | 4,314,346 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18,000 | 88,197 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8,500 | 34,294 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20,000 | 339,708 | ||||||
| 2018-05-29 | 2018-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20.8500 | -6,530 | -136 | 319,708 | ||||
| 2018-05-29 | 2018-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 20.8500 | -3,364 | -70 | 39,153 | ||||
| 2018-05-29 | 2018-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20.8500 | -4,566 | -95 | 70,197 | ||||
| 2018-05-29 | 2018-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20.8500 | -2,172 | -45 | 25,794 | ||||
| 2018-05-29 | 2018-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.8500 | -13,093 | -273 | 4,274,346 | ||||
| 2018-03-19 | 2018-03-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 18.2500 | 221,181 | 4,037 | 4,287,439 | ||||
| 2018-03-15 | 2018-03-13 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 18.6500 | 7,200 | 134 | 69,217 | ||||
| 2017-12-12 | 2017-12-10 | 4 | Gumaer Andrew | RILY | Common Stock | D | 18.3000 | -3,618 | -66 | 326,238 | ||||
| 2017-12-12 | 2017-12-10 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 18.3000 | -1,447 | -26 | 27,966 | ||||
| 2017-12-04 | 2017-12-01 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.9500 | 5,000 | 90 | 62,017 | ||||
| 2017-12-04 | 2017-12-01 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17.7993 | 26,072 | 464 | 4,066,258 | ||||
| 2017-12-04 | 2017-11-30 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 18.1504 | 7,500 | 136 | 57,017 | ||||
| 2017-11-20 | 2017-11-20 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.7500 | 8,679 | 154 | 49,517 | ||||
| 2017-11-20 | 2017-11-17 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.7000 | 5,413 | 96 | 40,838 | ||||
| 2017-11-20 | 2017-11-16 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.1500 | 7,325 | 126 | 35,425 | ||||
| 2017-08-22 | 2017-08-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2,606 | 2,606 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2,606 | 2,606 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,606 | 46,840 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,606 | 121,840 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,606 | 22,775 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 2,606 | 7,139 | ||||||
| 2017-07-13 | 2017-07-12 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 81,744 | 245,194 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 18.3500 | -14,792 | -271 | 236,862 | ||||
| 2017-07-06 | 2017-07-03 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 3,058 | 251,654 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich III Trust | RILY | Warrants | I | 17.50 | 147 | 147 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Madison Wunderlich Trust | RILY | Warrants | I | 17.50 | 147 | 147 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | RILY | Warrants | I | 17.50 | 246 | 246 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust | RILY | Warrants | I | 17.50 | 574 | 574 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Wunderlich Children's Trust | RILY | Warrants | I | 17.50 | 4,854 | 4,854 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Warrants | D | 17.50 | 63,541 | 63,541 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich III Trust | RILY | Common Stock | I | 787 | 787 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Madison Wunderlich Trust | RILY | Common Stock | I | 787 | 787 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | RILY | Common Stock | I | 1,320 | 1,320 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust | RILY | Common Stock | I | 3,086 | 3,086 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Wunderlich Children's Trust | RILY | Common Stock | I | 9,707 | 9,707 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 163,450 | 163,450 | ||||||
| 2017-06-16 | 2017-06-15 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 15.5504 | 28,000 | 435 | 28,100 | ||||
| 2017-06-15 | 2017-06-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 24,194 | 72,951 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8,710 | 29,413 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38,710 | 4,040,186 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Gumaer Andrew | RILY | Common Stock | D | 24,194 | 329,856 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Forman Alan N | RILY | Common Stock | D | 14,516 | 42,517 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19,355 | 74,763 | ||||||
| 2017-06-06 | 2017-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 14.5588 | 3,148 | 46 | 48,757 | ||||
| 2017-06-06 | 2017-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 14.5588 | 31,480 | 458 | 4,001,476 | ||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 14.7000 | -10,607 | -156 | 248,596 | ||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 43,402 | 259,203 | ||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 26,024 | 215,801 | ||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 189,777 | 189,777 | ||||||
| 2017-05-26 | 2017-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 14.1000 | -3,847 | -54 | 305,662 | ||||
| 2017-05-26 | 2017-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 14.1000 | -2,278 | -32 | 28,001 | ||||
| 2017-05-24 | 2017-05-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.5000 | -125 | -2 | 2,344,193 | ||||
| 2017-04-27 | 2017-04-25 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.1000 | -1,577 | -24 | 2,344,318 | ||||
| 2017-03-20 | 2017-03-16 | 4 | Sims Todd D. | RILY | Common Stock | D | 14.9658 | 3,300 | 49 | 4,533 | ||||
| 2017-03-16 | 2017-03-14 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.0000 | -932 | -14 | 2,345,895 | ||||
| 2017-03-15 | 2017-03-13 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.4000 | -507 | -8 | 2,346,827 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.5500 | -990 | -15 | 2,347,334 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6000 | -650 | -10 | 2,348,324 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6500 | -1,000 | -16 | 2,348,974 | ||||
| 2017-03-07 | 2017-03-02 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6000 | -184 | -3 | 2,350,172 | ||||
| 2017-03-07 | 2017-03-03 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.2500 | -198 | -3 | 2,349,974 | ||||
| 2017-03-06 | 2017-03-02 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6000 | -184 | -3 | 2,349,974 | ||||
| 2017-03-03 | 2017-03-01 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.7000 | -1,067 | -17 | 2,350,356 | ||||
| 2017-03-02 | 2017-01-25 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8977 | -2,663 | -56 | 2,354,238 | ||||
| 2017-03-02 | 2017-01-27 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 21.0000 | -15 | -0 | 2,353,723 | ||||
| 2017-03-02 | 2017-01-27 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8000 | -500 | -10 | 2,353,738 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.0000 | -1,200 | -19 | 2,351,923 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3000 | -500 | -8 | 2,353,123 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3500 | -100 | -2 | 2,353,623 | ||||
| 2017-03-02 | 2017-02-28 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6500 | -500 | -8 | 2,351,423 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.0000 | -1,200 | -19 | 2,351,923 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3000 | -500 | -8 | 2,353,123 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3500 | -100 | -2 | 2,353,623 | ||||
| 2017-01-30 | 2017-01-27 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 21.0000 | -15 | -0 | 2,353,723 | ||||
| 2017-01-30 | 2017-01-27 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8000 | -500 | -10 | 2,353,738 | ||||
| 2017-01-26 | 2017-01-25 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8977 | -2,663 | -56 | 2,354,238 | ||||
| 2016-12-13 | 2016-12-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.9000 | -5,789 | -98 | 3,969,996 | ||||
| 2016-12-13 | 2016-12-10 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 16.9000 | -1,448 | -24 | 20,703 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Gumaer Andrew | RILY | Common Stock | D | 16.9000 | -3,618 | -61 | 309,509 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Forman Alan N | RILY | Common Stock | D | 16.9000 | -2,112 | -36 | 30,279 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 16.9000 | -2,894 | -49 | 55,408 | ||||
| 2016-12-13 | 2016-12-10 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 16.9000 | -3,618 | -61 | 45,609 | ||||
| 2016-11-09 | 2016-11-08 | 4 | Sims Todd D. | RILY | Common Stock | D | 1,233 | 1,233 | ||||||
| 2016-07-21 | 2016-07-19 | 4 | ASHER DANIEL | RILY | Common Stock, par value $0.0001 | D | 9.1000 | 149,700 | 1,362 | 2,356,901 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.1000 | 87,500 | 796 | 2,207,201 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.1000 | 600 | 5 | 2,119,701 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0800 | 2,900 | 26 | 2,119,101 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0600 | 3,200 | 29 | 2,116,201 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0400 | 610 | 6 | 2,113,001 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0250 | 400 | 4 | 2,112,391 | ||||
| 2016-07-15 | 2016-07-13 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0500 | 100 | 1 | 2,111,991 | ||||
| 2016-07-15 | 2016-07-05 | 4 | ASHER DANIEL | RILY | Common Stock, par value $0.0001 | D | 8.9200 | 100 | 1 | 2,111,891 | ||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 2016-07-07 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8.8600 | 3,275 | 29 | 2,111,791 | ||||
| 2016-07-12 | 2016-07-06 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8.7800 | 4,816 | 42 | 2,108,516 | ||||
| 2016-07-12 | 2016-07-05 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8.9200 | 3,700 | 33 | 2,103,700 | ||||
| 2016-06-21 | 2016-06-17 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,632 | 119,234 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,632 | 44,234 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Young Kenneth M | RILY | Common Stock | D | 2,632 | 7,521 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,632 | 20,169 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 10,127 | 22,151 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,507 | 3,975,785 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 25,317 | 313,127 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 15,190 | 32,391 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20,254 | 58,302 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 25,317 | 49,227 | ||||||
| 2016-05-09 | 2016-05-05 | 4 | Forman Alan N | RILY | Common Stock | D | 9.5000 | 3,000 | 28 | 17,201 | ||||
| 2016-05-09 | 2016-05-05 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 9.5000 | 4,000 | 38 | 38,048 | ||||
| 2016-05-09 | 2016-05-05 | 4 | Todaro Richard L | RILY | Common Stock | D | 9.5000 | 10,000 | 95 | 17,537 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By daughter | RILY | Common Stock | I | 9.5000 | 500 | 5 | 482,558 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By daughter | RILY | Common Stock | I | 9.5000 | 500 | 5 | 482,558 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By Daughter | RILY | Common Stock | I | 9.5000 | 500 | 5 | 600 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 9.5000 | 500 | 5 | 600 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV See Note | RILY | Common Stock | I | 9.5000 | 16,000 | 152 | 456,248 | ||||
| 2016-05-06 | 2016-05-05 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 9.5000 | 152,372 | 1,448 | 3,935,278 | ||||
| 2016-05-06 | 2016-05-05 | 4 | Williams Mikel H | O*IDYRU5 | Common Stock | D | 9.5000 | 40,000 | 380 | 41,602 | ||||
| 2016-05-06 | 2016-05-05 | 4 | D Agostino Robert P | RILY | Common Stock | D | 9.5000 | 40,000 | 380 | 116,602 | ||||
| 2015-11-04 | 2015-11-02 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,051 | 7,537 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 2,051 | 4,889 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,602 | 76,602 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | Williams Mikel H | RILY | Common Stock | D | 1,602 | 1,602 | ||||||
| 2015-10-27 | 3 | D Agostino Robert P | RILY | Common Stock | D | 150,000 | ||||||||
| 2015-10-27 | 3 | D Agostino Robert P | RILY | Common Stock | D | 150,000 | ||||||||
| 2015-05-12 | 3 | Young Kenneth M | RILY | Common Stock | D | 200 | ||||||||
| 2015-05-12 | 3 | Young Kenneth M | RILY | Common Stock | D | 200 | ||||||||
| 2015-05-12 | 2015-05-09 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 9,524 | 12,024 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Young Kenneth M | RILY | Common Stock | D | 357 | 2,838 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Young Kenneth M | RILY | Common Stock | D | 2,381 | 2,481 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | HILTON HUGH G | RILY | Common Stock | D | 5,000 | 16,953 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | HART MATTHEW J | RILY | Common Stock | D | 5,000 | 19,474 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38,096 | 3,782,906 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Gumaer Andrew | RILY | Common Stock | D | 23,810 | 287,810 | ||||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 10.5000 | -85 | -1 | 14,201 | ||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 200 | 14,286 | ||||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 14,086 | 14,086 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19,048 | 34,048 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,381 | 5,486 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 23,810 | 23,910 | ||||||
| 2015-02-05 | 2014-12-26 | 5 | MILLER LLOYD I III | RILY | Common Stock | D | -10,858 | 606,267 | ||||||
| 2014-12-30 | 2014-12-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 5.0000 | -8,875 | -44 | 3,744,810 | ||||
| 2014-09-12 | 2014-09-10 | 4 | HILTON HUGH G | GAMR | Common Stock | D | 1,953 | 11,953 | ||||||
| 2014-09-12 | 2014-09-10 | 4 | HART MATTHEW J | GAMR | Common Stock | D | 1,953 | 14,474 | ||||||
| 2014-09-12 | 2014-09-10 | 4 | Todaro Richard L | GAMR | Common Stock | D | 1,953 | 3,105 | ||||||
| 2014-08-27 | 2014-08-26 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan | GAMR | Common Stock | I | 8.0000 | 100 | 1 | 100 | ||||
| 2014-08-27 | 2014-08-26 | 4 | RILEY BRYANT R | GAMR | Common Stock | D | 8.0000 | 400 | 3 | 3,753,685 | ||||
| 2014-08-27 | 2014-08-26 | 4 | KELLEHER THOMAS J /ADV | GAMR | Common Stock | D | 8.0000 | 500 | 4 | 440,748 | ||||
| 2014-08-05 | 3 | Todaro Richard L | GAMR | Common Stock | D | 2,304 | ||||||||
| 2014-08-05 | 3 | Todaro Richard L | GAMR | Common Stock | D | 2,304 | ||||||||
| 2014-07-25 | 3 | Middleton International Ltd | GAMR | Common Stock, par value $0.0001 per share | D | 2,998,540 | ||||||||
| 2014-07-25 | 3 | Middleton International Ltd | GAMR | Common Stock, par value $0.0001 per share | D | 2,998,540 | ||||||||
| 2014-07-25 | 3 | Liverpool Limited Partnership | GAMR | Common Stock, par value $0.0001 per share | D | 1,614,360 | ||||||||
| 2014-07-25 | 3 | Liverpool Limited Partnership | GAMR | Common Stock, par value $0.0001 per share | D | 1,614,360 | ||||||||
| 2014-06-26 | 2014-06-18 | 4 | KELLEHER THOMAS J /ADV | GAMR | Common Stock | D | 440,248 | 440,248 | ||||||
| 2014-06-20 | 2014-06-18 | 4 | RILEY BRYANT R By B. Riley and Co., LLC | GAMR | Common Stock | I | -3,437 | 0 | ||||||
| 2014-06-20 | 2014-06-18 | 4 | RILEY BRYANT R | GAMR | Common Stock | D | 3,751,264 | 3,753,285 | ||||||
| 2014-06-20 | 2014-05-19 | 4 | RILEY BRYANT R By the Robert Antin Children Irrevocable Trust | GAMR | Common Stock | I | 5.0000 | 200,000 | 1,000 | 200,000 | ||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48,000,000 | ||||||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48,000,000 | ||||||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48,000,000 | ||||||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Susan F. Miller | GAMR | Common Stock | I | 0.2500 | 4,000,000 | 1,000 | 4,000,000 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III | GAMR | Common Stock | D | 0.2500 | 12,000,000 | 3,000 | 12,467,600 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 0.2500 | 12,000,000 | 3,000 | 16,507,362 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2500 | 10,000,000 | 2,500 | 11,535,600 | ||||
| 2014-05-21 | 2014-05-19 | 4 | WEITZMAN HOWARD | GAMR | Common Stock | I | 0.2500 | 150,000 | 38 | 150,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | WEITZMAN HOWARD | GAMR | Common Stock | D | 0.2500 | 50,000 | 12 | 50,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | HART MATTHEW J | GAMR | Common Stock | D | 0.2500 | 200,000 | 50 | 250,435 | ||||
| 2014-05-21 | 2014-05-19 | 4 | HILTON HUGH G | GAMR | Common Stock | D | 0.2500 | 200,000 | 50 | 200,000 | ||||
| 2014-05-21 | 2011-05-02 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 11,086 | 144,136 | ||||||
| 2014-05-21 | 2011-01-31 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 33,863 | 133,050 | ||||||
| 2014-05-21 | 2014-05-19 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 0.2500 | 856,000 | 214 | 1,000,136 | ||||
| 2014-05-21 | 2014-05-19 | 4 | Gumaer Andrew | GAMR | Common Stock | I | 0.2500 | 6,720,000 | 1,680 | 6,720,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | Ahn Phillip J. | GAMR | Common Stock | D | 0.2500 | 300,000 | 75 | 300,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | ELLIOTT ASSOCIATES, L.P. | GAMR | Common Stock, par value $0.0001 | D | 0.2500 | 13,692,000 | 3,423 | 16,143,600 | ||||
| 2014-05-21 | 2014-05-19 | 4 | ELLIOTT INTERNATIONAL, L.P. | GAMR | Common Stock, par value $0.0001 | D | 0.2500 | 26,308,000 | 6,577 | 29,985,400 | ||||
| 2013-12-31 | 2013-12-30 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2300 | 92,000 | 21 | 2,220,600 | ||||
| 2013-12-30 | 2013-12-27 | 4 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 0.2000 | 70,600 | 14 | 467,600 | ||||
| 2013-11-18 | 2013-11-14 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2400 | 221,011 | 53 | 2,128,600 | ||||
| 2013-11-14 | 2013-11-13 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2400 | 268,000 | 64 | 1,907,589 | ||||
| 2013-11-13 | 2013-11-12 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2400 | 10,989 | 3 | 1,639,589 | ||||
| 2013-09-03 | 2013-08-30 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0.2400 | 200,500 | 48 | 1,781,976 | ||||
| 2013-08-30 | 2013-08-29 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0.2405 | 200,000 | 48 | 1,581,476 | ||||
| 2013-08-22 | 2013-08-21 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0.2900 | 289,476 | 84 | 1,381,476 | ||||
| 2013-08-09 | 2013-08-07 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.3300 | 93,600 | 31 | 1,628,600 | ||||
| 2013-02-12 | 2012-01-25 | 5 | LEVITT MICHAEL J | GAMR | Common Stock | I | -590,981 | 0 | ||||||
| 2013-02-12 | 2012-04-30 | 5 | Klein Mark D | GAMR | Common Stock | D | -93,750 | 184,880 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 546,000 | 1,092,000 | ||||||
| 2012-11-21 | 2012-11-20 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2560 | 250,000 | 64 | 1,535,000 | ||||
| 2012-11-19 | 2012-11-16 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.3000 | 8,156 | 2 | 1,285,000 | ||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Milfam NG LLC | GAMR | Common Stock | I | 1,092,000 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust C - Lloyd I. Miller | GAMR | Common Stock | I | 135,000 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust D - Lloyd I. Miller | GAMR | Common Stock | I | 52,980 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust A-3 - Lloyd I. Miller | GAMR | Common Stock | I | 49,925 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 1,276,844 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 397,000 | ||||||||
| 2010-09-29 | 3 | ELLIOTT INTERNATIONAL, L.P. | GAMR | Common Stock | D | 2,120,280 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
