皮博迪能源公司
US ˙ NYSE ˙ US7045511000

簡介

本頁面提供了有關 Elliott International, L.p. 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Elliott International, L.p.已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:ROAN / Roan Resources, Inc. 10% Owner 0
US:RRTS / Roadrunner Transportation Systems, Inc. 10% Owner 23,289,412
US:BTU / Peabody Energy Corporation 10% Owner 19,903,066
US:HWM / Howmet Aerospace Inc. 10% Owner 1
10% Owner 0
US:MITL / Mitel Networks Corp 10% Owner 7,941,547
US:CTXS / Citrix Systems, Inc. 4,426,373
US:NBHC / National Bank Holdings Corporation 10% Owner 1
US:RILYL / BRC Group Holdings, Inc. - Preferred Stock 10% Owner 29,985,400
US:ELX / Emulex Corp 10% Owner 5,801,778
US:APTV / Aptiv PLC 10% Owner 20,935,193
US:CNDO / 10% Owner 1,654,898
10% Owner 9,151,622
US:BDSI / Biodelivery Sciences International 10% Owner 262,845
如何解讀這些圖表

以下圖表顯示了在Elliott International, L.p.進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

BTU / Peabody Energy Corporation內部人士買入 - 短期收益分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2019-08-27 BTU ELLIOTT INTERNATIONAL, L.P. 50,000 17.4300 50,000 17.4300 871,500 20 18.78 67,500 7.75
2019-08-12 BTU ELLIOTT INTERNATIONAL, L.P. 9,801 17.9900 9,801 17.9900 176,320
2019-08-08 BTU ELLIOTT INTERNATIONAL, L.P. 199 17.9100 199 17.9100 3,564
2019-08-07 BTU ELLIOTT INTERNATIONAL, L.P. 15,000 17.4000 15,000 17.4000 261,000
2019-08-06 BTU ELLIOTT INTERNATIONAL, L.P. 40,302 17.8400 40,302 17.8400 718,988
2019-08-05 BTU ELLIOTT INTERNATIONAL, L.P. 134,698 17.9900 134,698 17.9900 2,423,217
2019-08-02 BTU ELLIOTT INTERNATIONAL, L.P. 350,000 18.4200 350,000 18.4200 6,447,000
2019-08-01 BTU ELLIOTT INTERNATIONAL, L.P. 150,000 18.4800 150,000 18.4800 2,772,000
2017-06-02 BTU ELLIOTT INTERNATIONAL, L.P. 6,168 23.6236 6,168 23.6236 145,710
2017-06-02 BTU ELLIOTT INTERNATIONAL, L.P. 25,500 23.1781 25,500 23.1781 591,042
2017-06-01 BTU ELLIOTT INTERNATIONAL, L.P. 10,832 23.7351 10,832 23.7351 257,099
2017-05-31 BTU ELLIOTT INTERNATIONAL, L.P. 8,596 23.9995 8,596 23.9995 206,300
2017-05-25 BTU ELLIOTT INTERNATIONAL, L.P. 2,108 23.8665 2,108 23.8665 50,311
2017-05-23 BTU ELLIOTT INTERNATIONAL, L.P. 17,925 23.3492 17,925 23.3492 418,534
2017-05-16 BTU ELLIOTT INTERNATIONAL, L.P. 177,236 24.2481 177,236 24.2481 4,297,636
2017-05-15 BTU ELLIOTT INTERNATIONAL, L.P. 136,000 25.0089 136,000 25.0089 3,401,210
2017-05-12 BTU ELLIOTT INTERNATIONAL, L.P. 61,659 24.6956 61,659 24.6956 1,522,706
2017-05-11 BTU ELLIOTT INTERNATIONAL, L.P. 119,000 24.9989 119,000 24.9989 2,974,869
2017-05-10 BTU ELLIOTT INTERNATIONAL, L.P. 28,220 24.9669 28,220 24.9669 704,566
2017-05-09 BTU ELLIOTT INTERNATIONAL, L.P. 68,000 24.5788 68,000 24.5788 1,671,358
2017-05-08 BTU ELLIOTT INTERNATIONAL, L.P. 170,000 24.1679 170,000 24.1679 4,108,543
2017-05-08 BTU ELLIOTT INTERNATIONAL, L.P. 33,253 24.1438 33,253 24.1438 802,854
2017-05-05 BTU ELLIOTT INTERNATIONAL, L.P. 182,500 23.8969 182,500 23.8969 4,361,184
2017-05-05 BTU ELLIOTT INTERNATIONAL, L.P. 34,000 23.7700 34,000 23.7700 808,180
2017-05-04 BTU ELLIOTT INTERNATIONAL, L.P. 1,116,715 23.5000 1,116,715 23.5000 26,242,802
2017-05-04 BTU ELLIOTT INTERNATIONAL, L.P. 943,432 24.0135 943,432 24.0135 22,655,104
2017-05-04 BTU ELLIOTT INTERNATIONAL, L.P. 51,000 24.7000 51,000 24.7000 1,259,700
2017-05-04 BTU ELLIOTT INTERNATIONAL, L.P. 9,588 24.2911 9,588 24.2911 232,903
2017-05-03 BTU ELLIOTT INTERNATIONAL, L.P. 502,199 25.3053 502,199 25.3053 12,708,296
2017-05-02 BTU ELLIOTT INTERNATIONAL, L.P. 129,624 26.0969 129,624 26.0969 3,382,785
2017-05-01 BTU ELLIOTT INTERNATIONAL, L.P. 53,838 25.7772 53,838 25.7772 1,387,793
2017-04-28 BTU ELLIOTT INTERNATIONAL, L.P. 113,837 25.7419 113,837 25.7419 2,930,381
2017-04-27 BTU ELLIOTT INTERNATIONAL, L.P. 130,406 26.2799 130,406 26.2799 3,427,057
2017-04-27 BTU ELLIOTT INTERNATIONAL, L.P. 34,000 26.4460 34,000 26.4460 899,164
2017-04-26 BTU ELLIOTT INTERNATIONAL, L.P. 83,775 26.4776 83,775 26.4776 2,218,161
2017-04-26 BTU ELLIOTT INTERNATIONAL, L.P. 4,080 26.5000 4,080 26.5000 108,120
2017-04-25 BTU ELLIOTT INTERNATIONAL, L.P. 5,753 26.0724 5,753 26.0724 149,995
2017-04-25 BTU ELLIOTT INTERNATIONAL, L.P. 69,042 26.2654 69,042 26.2654 1,813,416
2017-04-24 BTU ELLIOTT INTERNATIONAL, L.P. 24,820 26.2616 24,820 26.2616 651,813
2017-04-21 BTU ELLIOTT INTERNATIONAL, L.P. 102,000 25.3263 102,000 25.3263 2,583,283
2017-04-20 BTU ELLIOTT INTERNATIONAL, L.P. 17,000 25.1127 17,000 25.1127 426,916
2017-04-19 BTU ELLIOTT INTERNATIONAL, L.P. 157,284 24.9221 157,284 24.9221 3,919,848
2017-04-18 BTU ELLIOTT INTERNATIONAL, L.P. 365,618 24.0737 365,618 24.0737 8,801,778
2017-04-18 BTU ELLIOTT INTERNATIONAL, L.P. 34,000 23.8599 34,000 23.8599 811,237
2017-04-06 BTU ELLIOTT INTERNATIONAL, L.P. 124,440 27.5014 124,440 27.5014 3,422,274
2017-04-05 BTU ELLIOTT INTERNATIONAL, L.P. 68,000 27.9693 68,000 27.9693 1,901,912
2017-04-05 BTU ELLIOTT INTERNATIONAL, L.P. 108,800 27.9933 108,800 27.9933 3,045,671
2017-04-05 BTU ELLIOTT INTERNATIONAL, L.P. 68,000 27.9955 68,000 27.9955 1,903,694

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BTU / Peabody Energy Corporation Insider Trades
BTU / Peabody Energy Corporation內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2018-08-14 BTU ELLIOTT INTERNATIONAL, L.P. 4,878,049 41.8200 4,878,049 41.8200 204,000,009 358 17.66 -117,853,664 -57.77

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BTU / Peabody Energy Corporation Insider Trades
FBIO / Fortress Biotech, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

FBIO / Fortress Biotech, Inc. Insider Trades
FBIO / Fortress Biotech, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

FBIO / Fortress Biotech, Inc. Insider Trades
NBHC / National Bank Holdings Corporation內部人士買入 - 短期收益分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NBHC / National Bank Holdings Corporation Insider Trades
NBHC / National Bank Holdings Corporation內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NBHC / National Bank Holdings Corporation Insider Trades
RILYL / BRC Group Holdings, Inc. - Preferred Stock內部人士買入 - 短期收益分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2014-05-19 GAMR ELLIOTT INTERNATIONAL, L.P. 26,308,000 0.2500 26,308,000 0.2500 6,577,000 731

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RILYL / BRC Group Holdings, Inc. - Preferred Stock Insider Trades
RILYL / BRC Group Holdings, Inc. - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RILYL / BRC Group Holdings, Inc. - Preferred Stock Insider Trades
RRTS / Roadrunner Transportation Systems, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2019-12-09 RRTS ELLIOTT INTERNATIONAL, L.P. 996 9.0300 996 9.0300 8,994 52 10.37 1,336 14.85
2019-12-06 RRTS ELLIOTT INTERNATIONAL, L.P. 787 9.1000 787 9.1000 7,162
2019-12-05 RRTS ELLIOTT INTERNATIONAL, L.P. 852 9.0200 852 9.0200 7,685
2019-12-04 RRTS ELLIOTT INTERNATIONAL, L.P. 364 9.1900 364 9.1900 3,345
2019-12-03 RRTS ELLIOTT INTERNATIONAL, L.P. 3,231 8.9500 3,231 8.9500 28,917
2019-12-02 RRTS ELLIOTT INTERNATIONAL, L.P. 598 9.1700 598 9.1700 5,484
2019-11-29 RRTS ELLIOTT INTERNATIONAL, L.P. 225 9.2700 225 9.2700 2,086
2019-11-27 RRTS ELLIOTT INTERNATIONAL, L.P. 86 9.4000 86 9.4000 808
2019-11-26 RRTS ELLIOTT INTERNATIONAL, L.P. 509 9.4800 509 9.4800 4,825
2019-11-25 RRTS ELLIOTT INTERNATIONAL, L.P. 1,220 9.6800 1,220 9.6800 11,810
2019-11-22 RRTS ELLIOTT INTERNATIONAL, L.P. 789 9.2800 789 9.2800 7,322
2019-11-21 RRTS ELLIOTT INTERNATIONAL, L.P. 304 8.9500 304 8.9500 2,721
2019-11-20 RRTS ELLIOTT INTERNATIONAL, L.P. 869 8.9300 869 8.9300 7,760
2019-11-19 RRTS ELLIOTT INTERNATIONAL, L.P. 639 8.9200 639 8.9200 5,700
2019-11-18 RRTS ELLIOTT INTERNATIONAL, L.P. 396 9.1400 396 9.1400 3,619
2019-11-15 RRTS ELLIOTT INTERNATIONAL, L.P. 1,300 9.1100 1,300 9.1100 11,843
2019-11-14 RRTS ELLIOTT INTERNATIONAL, L.P. 726 9.1800 726 9.1800 6,665
2019-11-13 RRTS ELLIOTT INTERNATIONAL, L.P. 637 9.5000 637 9.5000 6,052
2019-11-12 RRTS ELLIOTT INTERNATIONAL, L.P. 992 9.5400 992 9.5400 9,464
2019-11-11 RRTS ELLIOTT INTERNATIONAL, L.P. 470 9.6200 470 9.6200 4,521
2019-11-08 RRTS ELLIOTT INTERNATIONAL, L.P. 558 9.6000 558 9.6000 5,357
2019-11-07 RRTS ELLIOTT INTERNATIONAL, L.P. 2,242 9.9000 2,242 9.9000 22,196
2019-11-06 RRTS ELLIOTT INTERNATIONAL, L.P. 1,253 10.2600 1,253 10.2600 12,856
2019-11-05 RRTS ELLIOTT INTERNATIONAL, L.P. 2,767 11.4800 2,767 11.4800 31,765
2019-11-04 RRTS ELLIOTT INTERNATIONAL, L.P. 668 11.5400 668 11.5400 7,709
2019-11-01 RRTS ELLIOTT INTERNATIONAL, L.P. 515 11.3400 515 11.3400 5,840
2019-10-31 RRTS ELLIOTT INTERNATIONAL, L.P. 593 11.2800 593 11.2800 6,689
2019-10-30 RRTS ELLIOTT INTERNATIONAL, L.P. 205 11.4600 205 11.4600 2,349
2019-10-29 RRTS ELLIOTT INTERNATIONAL, L.P. 313 11.7000 313 11.7000 3,662
2019-10-28 RRTS ELLIOTT INTERNATIONAL, L.P. 276 11.7400 276 11.7400 3,240
2019-10-25 RRTS ELLIOTT INTERNATIONAL, L.P. 594 11.6100 594 11.6100 6,896
2019-10-24 RRTS ELLIOTT INTERNATIONAL, L.P. 188 11.5000 188 11.5000 2,162
2019-10-23 RRTS ELLIOTT INTERNATIONAL, L.P. 743 11.7500 743 11.7500 8,730
2019-10-22 RRTS ELLIOTT INTERNATIONAL, L.P. 866 11.3100 866 11.3100 9,794
2019-10-21 RRTS ELLIOTT INTERNATIONAL, L.P. 1,046 11.3400 1,046 11.3400 11,862
2019-10-18 RRTS ELLIOTT INTERNATIONAL, L.P. 1,558 10.7000 1,558 10.7000 16,671
2019-10-17 RRTS ELLIOTT INTERNATIONAL, L.P. 1,002 10.4600 1,002 10.4600 10,481
2019-10-16 RRTS ELLIOTT INTERNATIONAL, L.P. 429 10.3200 429 10.3200 4,427
2019-10-15 RRTS ELLIOTT INTERNATIONAL, L.P. 896 10.4000 896 10.4000 9,318
2019-10-14 RRTS ELLIOTT INTERNATIONAL, L.P. 1,458 10.2400 1,458 10.2400 14,930
2019-10-11 RRTS ELLIOTT INTERNATIONAL, L.P. 2,548 10.0000 2,548 10.0000 25,480
2019-10-10 RRTS ELLIOTT INTERNATIONAL, L.P. 2,810 10.0300 2,810 10.0300 28,184
2019-10-09 RRTS ELLIOTT INTERNATIONAL, L.P. 1,891 9.8900 1,891 9.8900 18,702
2019-10-08 RRTS ELLIOTT INTERNATIONAL, L.P. 1,253 9.5600 1,253 9.5600 11,979
2019-10-07 RRTS ELLIOTT INTERNATIONAL, L.P. 1,551 9.7800 1,551 9.7800 15,169
2019-10-04 RRTS ELLIOTT INTERNATIONAL, L.P. 1,130 9.6700 1,130 9.6700 10,927
2019-10-03 RRTS ELLIOTT INTERNATIONAL, L.P. 1,217 9.5600 1,217 9.5600 11,635
2019-10-02 RRTS ELLIOTT INTERNATIONAL, L.P. 1,951 9.5000 1,951 9.5000 18,534
2019-10-01 RRTS ELLIOTT INTERNATIONAL, L.P. 4,585 10.1000 4,585 10.1000 46,308
2019-09-30 RRTS ELLIOTT INTERNATIONAL, L.P. 3,462 9.9100 3,462 9.9100 34,308
2019-09-27 RRTS ELLIOTT INTERNATIONAL, L.P. 2,253 10.0600 2,253 10.0600 22,665
2019-09-26 RRTS ELLIOTT INTERNATIONAL, L.P. 628 9.4900 628 9.4900 5,960
2019-09-25 RRTS ELLIOTT INTERNATIONAL, L.P. 781 10.0300 781 10.0300 7,833
2019-09-24 RRTS ELLIOTT INTERNATIONAL, L.P. 963 9.3100 963 9.3100 8,966
2019-09-23 RRTS ELLIOTT INTERNATIONAL, L.P. 1,127 9.7100 1,127 9.7100 10,943
2019-09-20 RRTS ELLIOTT INTERNATIONAL, L.P. 3,181 9.8000 3,181 9.8000 31,174
2019-09-19 RRTS ELLIOTT INTERNATIONAL, L.P. 1,528 10.1100 1,528 10.1100 15,448
2019-09-18 RRTS ELLIOTT INTERNATIONAL, L.P. 1,820 9.8900 1,820 9.8900 18,000
2019-09-17 RRTS ELLIOTT INTERNATIONAL, L.P. 943 10.7800 943 10.7800 10,166
2019-09-16 RRTS ELLIOTT INTERNATIONAL, L.P. 771 11.5400 771 11.5400 8,897
2019-09-13 RRTS ELLIOTT INTERNATIONAL, L.P. 205 11.8400 205 11.8400 2,427
2019-09-12 RRTS ELLIOTT INTERNATIONAL, L.P. 1,419 11.8400 1,419 11.8400 16,801
2019-09-11 RRTS ELLIOTT INTERNATIONAL, L.P. 10,131 10.9600 10,131 10.9600 111,036
2019-09-10 RRTS ELLIOTT INTERNATIONAL, L.P. 5,219 10.4800 5,219 10.4800 54,695
2019-09-09 RRTS ELLIOTT INTERNATIONAL, L.P. 734 9.6400 734 9.6400 7,076
2019-09-06 RRTS ELLIOTT INTERNATIONAL, L.P. 441 9.6500 441 9.6500 4,256
2019-09-05 RRTS ELLIOTT INTERNATIONAL, L.P. 1,453 9.7700 1,453 9.7700 14,196
2019-09-04 RRTS ELLIOTT INTERNATIONAL, L.P. 291 9.0300 291 9.0300 2,628
2019-09-03 RRTS ELLIOTT INTERNATIONAL, L.P. 559 9.1600 559 9.1600 5,120
2019-08-30 RRTS ELLIOTT INTERNATIONAL, L.P. 1,291 9.3600 1,291 9.3600 12,084
2019-08-29 RRTS ELLIOTT INTERNATIONAL, L.P. 6,256 9.4800 6,256 9.4800 59,307
2019-08-28 RRTS ELLIOTT INTERNATIONAL, L.P. 680 8.0000 680 8.0000 5,440
2019-08-27 RRTS ELLIOTT INTERNATIONAL, L.P. 1,296 7.6000 1,296 7.6000 9,850
2019-08-26 RRTS ELLIOTT INTERNATIONAL, L.P. 1,236 8.0700 1,236 8.0700 9,975
2019-08-23 RRTS ELLIOTT INTERNATIONAL, L.P. 2,937 8.4600 2,937 8.4600 24,847
2019-08-22 RRTS ELLIOTT INTERNATIONAL, L.P. 464 8.7400 464 8.7400 4,055
2019-08-21 RRTS ELLIOTT INTERNATIONAL, L.P. 974 8.8700 974 8.8700 8,639
2019-08-20 RRTS ELLIOTT INTERNATIONAL, L.P. 732 8.5500 732 8.5500 6,259
2019-08-19 RRTS ELLIOTT INTERNATIONAL, L.P. 686 8.5900 686 8.5900 5,893
2019-08-16 RRTS ELLIOTT INTERNATIONAL, L.P. 1,142 8.5300 1,142 8.5300 9,741
2019-08-15 RRTS ELLIOTT INTERNATIONAL, L.P. 1,060 7.7800 1,060 7.7800 8,247
2019-08-14 RRTS ELLIOTT INTERNATIONAL, L.P. 1,339 7.5500 1,339 7.5500 10,109
2019-08-13 RRTS ELLIOTT INTERNATIONAL, L.P. 743 8.0700 743 8.0700 5,996
2019-08-12 RRTS ELLIOTT INTERNATIONAL, L.P. 1,882 7.9400 1,882 7.9400 14,943
2019-08-09 RRTS ELLIOTT INTERNATIONAL, L.P. 3,088 8.6400 3,088 8.6400 26,680
2019-08-08 RRTS ELLIOTT INTERNATIONAL, L.P. 575 9.1000 575 9.1000 5,232
2019-08-07 RRTS ELLIOTT INTERNATIONAL, L.P. 10,239 8.8800 10,239 8.8800 90,922
2019-08-06 RRTS ELLIOTT INTERNATIONAL, L.P. 1,008 9.3900 1,008 9.3900 9,465
2019-08-05 RRTS ELLIOTT INTERNATIONAL, L.P. 1,017 9.0800 1,017 9.0800 9,234
2019-08-02 RRTS ELLIOTT INTERNATIONAL, L.P. 1,593 9.3100 1,593 9.3100 14,831
2019-08-01 RRTS ELLIOTT INTERNATIONAL, L.P. 3,001 9.1600 3,001 9.1600 27,489
2019-07-31 RRTS ELLIOTT INTERNATIONAL, L.P. 1,986 9.8200 1,986 9.8200 19,503
2019-07-30 RRTS ELLIOTT INTERNATIONAL, L.P. 1,705 10.0000 1,705 10.0000 17,050
2019-07-29 RRTS ELLIOTT INTERNATIONAL, L.P. 630 10.2800 630 10.2800 6,476
2019-07-26 RRTS ELLIOTT INTERNATIONAL, L.P. 1,250 10.3300 1,250 10.3300 12,912
2019-07-25 RRTS ELLIOTT INTERNATIONAL, L.P. 751 10.4300 751 10.4300 7,833
2019-07-24 RRTS ELLIOTT INTERNATIONAL, L.P. 1,105 10.8400 1,105 10.8400 11,978
2019-07-23 RRTS ELLIOTT INTERNATIONAL, L.P. 761 10.4100 761 10.4100 7,922
2019-07-22 RRTS ELLIOTT INTERNATIONAL, L.P. 528 10.4700 528 10.4700 5,528
2019-07-19 RRTS ELLIOTT INTERNATIONAL, L.P. 906 10.3900 906 10.3900 9,413
2019-07-18 RRTS ELLIOTT INTERNATIONAL, L.P. 915 10.5200 915 10.5200 9,626
2019-07-17 RRTS ELLIOTT INTERNATIONAL, L.P. 1,320 11.2900 1,320 11.2900 14,903
2019-07-16 RRTS ELLIOTT INTERNATIONAL, L.P. 2,080 11.7000 2,080 11.7000 24,336
2019-07-15 RRTS ELLIOTT INTERNATIONAL, L.P. 2,460 11.4700 2,460 11.4700 28,216
2019-07-12 RRTS ELLIOTT INTERNATIONAL, L.P. 5,455 11.4200 5,455 11.4200 62,296
2019-07-11 RRTS ELLIOTT INTERNATIONAL, L.P. 3,277 10.5400 3,277 10.5400 34,540
2019-07-10 RRTS ELLIOTT INTERNATIONAL, L.P. 1,343 9.7800 1,343 9.7800 13,135
2019-07-09 RRTS ELLIOTT INTERNATIONAL, L.P. 803 9.8300 803 9.8300 7,893
2019-07-08 RRTS ELLIOTT INTERNATIONAL, L.P. 460 9.9900 460 9.9900 4,595
2019-07-05 RRTS ELLIOTT INTERNATIONAL, L.P. 1,116 9.9600 1,116 9.9600 11,115
2019-07-03 RRTS ELLIOTT INTERNATIONAL, L.P. 562 10.0000 562 10.0000 5,620
2019-07-02 RRTS ELLIOTT INTERNATIONAL, L.P. 2,109 10.0800 2,109 10.0800 21,259
2019-07-01 RRTS ELLIOTT INTERNATIONAL, L.P. 2,860 10.1300 2,860 10.1300 28,972
2019-06-28 RRTS ELLIOTT INTERNATIONAL, L.P. 5,635 9.7200 5,635 9.7200 54,772
2019-06-27 RRTS ELLIOTT INTERNATIONAL, L.P. 1,771 8.9000 1,771 8.9000 15,762
2019-06-26 RRTS ELLIOTT INTERNATIONAL, L.P. 1,223 8.9300 1,223 8.9300 10,921
2019-06-25 RRTS ELLIOTT INTERNATIONAL, L.P. 1,800 8.9800 1,800 8.9800 16,164
2019-06-24 RRTS ELLIOTT INTERNATIONAL, L.P. 1,034 9.0200 1,034 9.0200 9,327
2019-06-21 RRTS ELLIOTT INTERNATIONAL, L.P. 2,208 8.9800 2,208 8.9800 19,828
2019-06-20 RRTS ELLIOTT INTERNATIONAL, L.P. 3,610 9.1800 3,610 9.1800 33,140
2019-06-19 RRTS ELLIOTT INTERNATIONAL, L.P. 2,044 8.9900 2,044 8.9900 18,376
2019-06-18 RRTS ELLIOTT INTERNATIONAL, L.P. 3,728 8.9300 3,728 8.9300 33,291
2019-06-17 RRTS ELLIOTT INTERNATIONAL, L.P. 1,594 8.1300 1,594 8.1300 12,959
2019-06-14 RRTS ELLIOTT INTERNATIONAL, L.P. 3,545 8.2200 3,545 8.2200 29,140
2019-06-13 RRTS ELLIOTT INTERNATIONAL, L.P. 3,182 8.2100 3,182 8.2100 26,124
2019-02-26 RRTS ELLIOTT INTERNATIONAL, L.P. 491,180,168 0.5000 19,647,207 12.5000 245,590,084
2018-11-14 RRTS ELLIOTT INTERNATIONAL, L.P. 589,923 0.6971 23,597 17.4275 411,235

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RRTS / Roadrunner Transportation Systems, Inc. Insider Trades
RRTS / Roadrunner Transportation Systems, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 BTU / Peabody Energy Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RRTS / Roadrunner Transportation Systems, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Elliott International, L.p. 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2019-12-13 2019-12-06 4 ROAN Pressburg, LLC
Class A Common Stock, par value $0.001 per share 		D - Sale to Issuer -11,103,003 0 -100.00
2019-12-11 2019-12-09 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share 		P - Purchase 996 23,289,412 0.00 9.03 8,994 210,303,390
2019-12-06 2019-12-06 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 787 23,288,416 0.00 9.10 7,162 211,924,586
2019-12-06 2019-12-05 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 852 23,287,629 0.00 9.02 7,685 210,054,414
2019-12-06 2019-12-04 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 364 23,286,777 0.00 9.19 3,345 214,005,481
2019-12-03 2019-12-03 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 3,231 23,286,413 0.01 8.95 28,917 208,413,396
2019-12-03 2019-12-02 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 598 23,283,182 0.00 9.17 5,484 213,506,779
2019-12-03 2019-11-29 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 225 23,282,584 0.00 9.27 2,086 215,829,554
2019-11-27 2019-11-27 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 86 23,282,359 0.00 9.40 808 218,854,175
2019-11-27 2019-11-26 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 509 23,282,273 0.00 9.48 4,825 220,715,948
2019-11-25 2019-11-25 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,220 23,281,764 0.01 9.68 11,810 225,367,476
2019-11-25 2019-11-22 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 789 23,280,544 0.00 9.28 7,322 216,043,448
2019-11-25 2019-11-21 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 304 23,279,755 0.00 8.95 2,721 208,353,807
2019-11-20 2019-11-20 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 869 23,279,451 0.00 8.93 7,760 207,885,497
2019-11-20 2019-11-19 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 639 23,278,582 0.00 8.92 5,700 207,644,951
2019-11-20 2019-11-18 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 396 23,277,943 0.00 9.14 3,619 212,760,399
2019-11-15 2019-11-15 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,300 23,277,547 0.01 9.11 11,843 212,058,453
2019-11-15 2019-11-14 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 726 23,276,247 0.00 9.18 6,665 213,675,947
2019-11-15 2019-11-13 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 637 23,275,521 0.00 9.50 6,052 221,117,450
2019-11-12 2019-11-12 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 992 23,274,884 0.00 9.54 9,464 222,042,393
2019-11-12 2019-11-11 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 470 23,273,892 0.00 9.62 4,521 223,894,841
2019-11-12 2019-11-08 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 558 23,273,422 0.00 9.60 5,357 223,424,851
2019-11-12 2019-11-07 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 2,242 23,272,864 0.01 9.90 22,196 230,401,354
2019-11-06 2019-11-06 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,253 23,270,622 0.01 10.26 12,856 238,756,582
2019-11-06 2019-11-05 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 2,767 23,269,369 0.01 11.48 31,765 267,132,356
2019-11-06 2019-11-04 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 668 23,266,602 0.00 11.54 7,709 268,496,587
2019-11-01 2019-11-01 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 515 23,265,934 0.00 11.34 5,840 263,835,692
2019-11-01 2019-10-31 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 593 23,265,419 0.00 11.28 6,689 262,433,926
2019-11-01 2019-10-30 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 205 23,264,826 0.00 11.46 2,349 266,614,906
2019-10-29 2019-10-29 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 313 23,264,621 0.00 11.70 3,662 272,196,066
2019-10-29 2019-10-28 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 276 23,264,308 0.00 11.74 3,240 273,122,976
2019-10-29 2019-10-25 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 594 23,264,032 0.00 11.61 6,896 270,095,412
2019-10-24 2019-10-24 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 188 23,263,438 0.00 11.50 2,162 267,529,537
2019-10-24 2019-10-23 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 743 23,263,250 0.00 11.75 8,730 273,343,188
2019-10-24 2019-10-22 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 866 23,262,507 0.00 11.31 9,794 263,098,954
2019-10-21 2019-10-21 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,046 23,261,641 0.00 11.34 11,862 263,787,009
2019-10-21 2019-10-18 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,558 23,260,595 0.01 10.70 16,671 248,888,366
2019-10-21 2019-10-17 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,002 23,259,037 0.00 10.46 10,481 243,289,527
2019-10-16 2019-10-16 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 429 23,258,035 0.00 10.32 4,427 240,022,921
2019-10-16 2019-10-15 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 896 23,257,606 0.00 10.40 9,318 241,879,102
2019-10-16 2019-10-14 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,458 23,256,710 0.01 10.24 14,930 238,148,710
2019-10-11 2019-10-11 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 2,548 23,255,252 0.01 10.00 25,480 232,552,520
2019-10-11 2019-10-10 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 2,810 23,252,704 0.01 10.03 28,184 233,224,621
2019-10-11 2019-10-09 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,891 23,249,894 0.01 9.89 18,702 229,941,452
2019-10-08 2019-10-08 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,253 23,248,003 0.01 9.56 11,979 222,250,909
2019-10-08 2019-10-07 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,551 23,246,750 0.01 9.78 15,169 227,353,215
2019-10-08 2019-10-04 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,130 23,245,199 0.00 9.67 10,927 224,781,074
2019-10-03 2019-10-03 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,217 23,244,069 0.01 9.56 11,635 222,213,300
2019-10-03 2019-10-02 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,951 23,242,852 0.01 9.50 18,534 220,807,094
2019-10-03 2019-10-01 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 4,585 23,240,901 0.02 10.10 46,308 234,733,100
2019-09-30 2019-09-30 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 3,462 23,236,316 0.01 9.91 34,308 230,271,892
2019-09-30 2019-09-27 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 2,253 23,232,854 0.01 10.06 22,665 233,722,511
2019-09-30 2019-09-26 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 628 23,230,601 0.00 9.49 5,960 220,458,403
2019-09-25 2019-09-25 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 781 23,229,973 0.00 10.03 7,833 232,996,629
2019-09-25 2019-09-24 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 963 23,229,192 0.00 9.31 8,966 216,263,778
2019-09-25 2019-09-23 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,127 23,228,229 0.00 9.71 10,943 225,546,104
2019-09-20 2019-09-20 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 3,181 23,227,102 0.01 9.80 31,174 227,625,600
2019-09-20 2019-09-19 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,528 23,223,921 0.01 10.11 15,448 234,793,841
2019-09-20 2019-09-18 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,820 23,222,393 0.01 9.89 18,000 229,669,467
2019-09-17 2019-09-17 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 943 23,220,573 0.00 10.78 10,166 250,317,777
2019-09-17 2019-09-16 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 771 23,219,630 0.00 11.54 8,897 267,954,530
2019-09-17 2019-09-13 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 205 23,218,859 0.00 11.84 2,427 274,911,291
2019-09-12 2019-09-12 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,419 23,218,654 0.01 11.84 16,801 274,908,863
2019-09-12 2019-09-11 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 10,131 23,217,235 0.04 10.96 111,036 254,460,896
2019-09-12 2019-09-10 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 5,219 23,207,104 0.02 10.48 54,695 243,210,450
2019-09-09 2019-09-09 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 734 23,201,885 0.00 9.64 7,076 223,666,171
2019-09-09 2019-09-06 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 441 23,201,151 0.00 9.65 4,256 223,891,107
2019-09-09 2019-09-05 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,453 23,200,710 0.01 9.77 14,196 226,670,937
2019-09-04 2019-09-04 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 291 23,199,257 0.00 9.03 2,628 209,489,291
2019-09-04 2019-09-03 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 559 23,198,966 0.00 9.16 5,120 212,502,529
2019-09-04 2019-08-30 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,291 23,198,407 0.01 9.36 12,084 217,137,090
2019-08-29 2019-08-29 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 6,256 23,197,116 0.03 9.48 59,307 219,908,660
2019-08-29 2019-08-28 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 680 23,190,860 0.00 8.00 5,440 185,526,880
2019-08-29 2019-08-27 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,296 23,190,180 0.01 7.60 9,850 176,245,368
2019-08-29 2019-08-27 4 BTU PEABODY ENERGY CORP
Common Stock, $0.01 par value per share 		P - Purchase 50,000 19,903,066 0.25 17.43 871,500 346,910,440
2019-08-28 2019-08-28 4 ARNC Arconic Inc.
Notional Principal Amount Derivative Agreements 		J - Other 1 1
2019-08-28 2019-08-28 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		S - Sale -508,407 29,903,797 -1.67 25.05 -12,735,595 749,090,115
2019-08-28 2019-08-27 4 ARNC Arconic Inc.
Notional Principal Amount Derivative Agreements 		J - Other 1 1
2019-08-28 2019-08-27 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		S - Sale -1,894,208 30,412,204 -5.86 25.17 -47,677,215 765,475,175
2019-08-28 2019-08-26 4 ARNC Arconic Inc.
Notional Principal Amount Derivative Agreements 		J - Other 1 1
2019-08-28 2019-08-26 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		S - Sale -1,805,903 32,306,412 -5.29 24.94 -45,039,221 805,721,915
2019-08-27 2019-08-23 4 ARNC Arconic Inc.
Notional Principal Amount Derivative Agreements 		J - Other 1 1
2019-08-27 2019-08-23 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		S - Sale -1,181,135 34,112,315 -3.35 24.51 -28,949,619 836,092,841
2019-08-26 2019-08-26 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,236 23,188,884 0.01 8.07 9,975 187,134,294
2019-08-26 2019-08-23 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 2,937 23,187,648 0.01 8.46 24,847 196,167,502
2019-08-26 2019-08-22 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 464 23,184,711 0.00 8.74 4,055 202,634,374
2019-08-22 2019-08-21 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 974 23,184,247 0.00 8.87 8,639 205,644,271
2019-08-22 2019-08-20 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 732 23,183,273 0.00 8.55 6,259 198,216,984
2019-08-20 2019-08-19 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 686 23,182,541 0.00 8.59 5,893 199,138,027
2019-08-20 2019-08-16 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,142 23,181,855 0.00 8.53 9,741 197,741,223
2019-08-16 2019-08-15 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,060 23,180,713 0.00 7.78 8,247 180,345,947
2019-08-16 2019-08-14 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,339 23,179,653 0.01 7.55 10,109 175,006,380
2019-08-14 2019-08-13 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 743 23,178,314 0.00 8.07 5,996 187,048,994
2019-08-14 2019-08-12 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,882 23,177,571 0.01 7.94 14,943 184,029,914
2019-08-14 2019-08-12 4 BTU PEABODY ENERGY CORP
Common Stock, $0.01 par value per share 		P - Purchase 9,801 19,853,066 0.05 17.99 176,320 357,156,657
2019-08-12 2019-08-09 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 3,088 23,175,689 0.01 8.64 26,680 200,237,953
2019-08-12 2019-08-08 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 575 23,172,601 0.00 9.10 5,232 210,870,669
2019-08-09 2019-08-08 4 BTU PEABODY ENERGY CORP
Common Stock 		P - Purchase 199 19,843,265 0.00 17.91 3,564 355,392,876
2019-08-09 2019-08-07 4 BTU PEABODY ENERGY CORP
Common Stock, $0.01 par value per share ("Common Stock") 		P - Purchase 15,000 19,843,066 0.08 17.40 261,000 345,269,348
2019-08-08 2019-08-07 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 10,239 23,172,026 0.04 8.88 90,922 205,767,591
2019-08-08 2019-08-06 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,008 23,161,787 0.00 9.39 9,465 217,489,180
2019-08-06 2019-08-05 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,017 23,160,779 0.00 9.08 9,234 210,299,873
2019-08-06 2019-08-02 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,593 23,159,762 0.01 9.31 14,831 215,617,384
2019-08-06 2019-08-06 4 BTU PEABODY ENERGY CORP
Common Stock, $0.01 par value per share ("Common Stock") 		P - Purchase 40,302 19,828,066 0.20 17.84 718,988 353,732,697
2019-08-05 2019-08-05 4 BTU PEABODY ENERGY CORP
Common Stock 		P - Purchase 134,698 19,787,764 0.69 17.99 2,423,217 355,981,874
2019-08-05 2019-08-02 4 BTU PEABODY ENERGY CORP
Common Stock 		P - Purchase 350,000 19,653,066 1.81 18.42 6,447,000 362,009,476
2019-08-05 2019-08-01 4 BTU PEABODY ENERGY CORP
Common Stock, $0.01 par value per share ("Common Stock") 		P - Purchase 150,000 19,303,066 0.78 18.48 2,772,000 356,720,660
2019-08-02 2019-08-01 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 3,001 23,158,169 0.01 9.16 27,489 212,128,828
2019-08-02 2019-07-31 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,986 23,155,168 0.01 9.82 19,503 227,383,750
2019-07-31 2019-07-30 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,705 23,153,182 0.01 10.00 17,050 231,531,820
2019-07-31 2019-07-29 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 630 23,151,477 0.00 10.28 6,476 237,997,184
2019-07-29 2019-07-26 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,250 23,150,847 0.01 10.33 12,912 239,148,250
2019-07-29 2019-07-25 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 751 23,149,597 0.00 10.43 7,833 241,450,297
2019-07-25 2019-07-24 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,105 23,148,846 0.00 10.84 11,978 250,933,491
2019-07-25 2019-07-23 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 761 23,147,741 0.00 10.41 7,922 240,967,984
2019-07-23 2019-07-22 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 528 23,146,980 0.00 10.47 5,528 242,348,881
2019-07-23 2019-07-19 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 906 23,146,452 0.00 10.39 9,413 240,491,636
2019-07-19 2019-07-18 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 915 23,145,546 0.00 10.52 9,626 243,491,144
2019-07-19 2019-07-17 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,320 23,144,631 0.01 11.29 14,903 261,302,884
2019-07-17 2019-07-16 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 2,080 23,143,311 0.01 11.70 24,336 270,776,739
2019-07-17 2019-07-15 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 2,460 23,141,231 0.01 11.47 28,216 265,429,920
2019-07-15 2019-07-12 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 5,455 23,138,771 0.02 11.42 62,296 264,244,765
2019-07-15 2019-07-11 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 3,277 23,133,316 0.01 10.54 34,540 243,825,151
2019-07-11 2019-07-10 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,343 23,130,039 0.01 9.78 13,135 226,211,781
2019-07-11 2019-07-09 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 803 23,128,696 0.00 9.83 7,893 227,355,082
2019-07-09 2019-07-08 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 460 23,127,893 0.00 9.99 4,595 231,047,651
2019-07-09 2019-07-05 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,116 23,127,433 0.00 9.96 11,115 230,349,233
2019-07-05 2019-07-03 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 562 23,126,317 0.00 10.00 5,620 231,263,170
2019-07-05 2019-07-02 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 2,109 23,125,755 0.01 10.08 21,259 233,107,610
2019-07-02 2019-07-01 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 2,860 23,123,646 0.01 10.13 28,972 234,242,534
2019-07-02 2019-06-28 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 5,635 23,120,786 0.02 9.72 54,772 224,734,040
2019-06-28 2019-06-27 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,771 23,115,151 0.01 8.90 15,762 205,724,844
2019-06-28 2019-06-26 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,223 23,113,380 0.01 8.93 10,921 206,402,483
2019-06-28 2019-06-26 4 ROAN ROAN RESOURCES, INC.
Class A Common Stock, par value $0.001 per share 		P - Purchase 363,044 11,103,003 3.38 0.00 363 11,103
2019-06-26 2019-06-25 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,800 23,112,157 0.01 8.98 16,164 207,547,170
2019-06-26 2019-06-24 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 1,034 23,110,357 0.00 9.02 9,327 208,455,420
2019-06-24 2019-06-21 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 2,208 23,109,323 0.01 8.98 19,828 207,521,721
2019-06-24 2019-06-20 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 3,610 23,107,115 0.02 9.18 33,140 212,123,316
2019-06-20 2019-06-19 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 2,044 23,103,505 0.01 8.99 18,376 207,700,510
2019-06-20 2019-06-18 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 3,728 23,101,461 0.02 8.93 33,291 206,296,047
2019-06-17 2019-06-17 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 1,594 23,097,733 0.01 8.13 12,959 187,784,569
2019-06-17 2019-06-14 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 3,545 23,096,139 0.02 8.22 29,140 189,850,263
2019-06-17 2019-06-13 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 3,182 23,092,594 0.01 8.21 26,124 189,590,197
2019-04-12 2019-04-10 4 AFGR Affinion Group Holdings, Inc.
Warrant (Right to Buy) 		J - Other -47,223 0 -100.00
2019-04-12 2019-04-10 4 AFGR Affinion Group Holdings, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		J - Other -1,691,426 0 -100.00
2019-03-04 2019-02-28 4 AFGR Affinion Group Holdings, Inc.
Warrant (Right to Buy) 		X - Other -1,402,426 47,223 -96.74
2019-03-04 2019-02-28 4 AFGR Affinion Group Holdings, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		X - Other 1,402,426 1,691,426 485.27 0.01 14,024 16,914
2019-02-28 2019-02-26 4 RRTS Roadrunner Transportation Systems, Inc.
Subscription Rights (right to buy) 		X - Other -3,565,140 0 -100.00
2019-02-28 2019-02-26 4 RRTS Roadrunner Transportation Systems, Inc.
Series E-1 Cumulative Redeemable Preferred Stock 		J - Other -24,295 0 -100.00
2019-02-28 2019-02-26 4 RRTS Roadrunner Transportation Systems, Inc.
Series E Cumulative Redeemable Preferred Stock 		J - Other -25,500 0 -100.00
2019-02-28 2019-02-26 4 RRTS Roadrunner Transportation Systems, Inc.
Series D Cumulative Redeemable Preferred Stock 		J - Other -68 0 -100.00
2019-02-28 2019-02-26 4 RRTS Roadrunner Transportation Systems, Inc.
Series C Cumulative Redeemable Preferred Stock 		J - Other -37,400 0 -100.00
2019-02-28 2019-02-26 4 RRTS Roadrunner Transportation Systems, Inc.
Series B Cumulative Redeemable Preferred Stock 		J - Other -105,400 0 -100.00
2019-02-28 2019-02-26 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock 		P - Purchase 491,180,168 577,235,338 570.77 0.50 245,590,084 288,617,669
2019-02-28 2019-02-26 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		X - Other 82,490,030 86,055,170 2,313.79 0.50 41,245,015 43,027,585
2018-11-16 2018-11-14 4 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 589,923 3,565,140 19.83 0.70 411,235 2,485,259
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		6,143,097
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series B Cumulative Redeemable Preferred Stock 		3,273,280
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series C Cumulative Redeemable Preferred Stock 		3,205,280
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series D Cumulative Redeemable Preferred Stock 		3,167,948
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series E Cumulative Redeemable Preferred Stock 		3,193,380
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series E-1 Cumulative Redeemable Preferred Stock 		3,192,175
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		6,143,097
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series B Cumulative Redeemable Preferred Stock 		3,273,280
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series C Cumulative Redeemable Preferred Stock 		3,205,280
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series D Cumulative Redeemable Preferred Stock 		3,167,948
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series E Cumulative Redeemable Preferred Stock 		3,193,380
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series E-1 Cumulative Redeemable Preferred Stock 		3,192,175
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Common Stock, par value $0.01 per share ("Common Stock") 		6,143,097
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series B Cumulative Redeemable Preferred Stock 		3,273,280
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series C Cumulative Redeemable Preferred Stock 		3,205,280
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series D Cumulative Redeemable Preferred Stock 		3,167,948
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series E Cumulative Redeemable Preferred Stock 		3,193,380
2018-11-16 3 RRTS Roadrunner Transportation Systems, Inc.
Series E-1 Cumulative Redeemable Preferred Stock 		3,192,175
2018-11-07 3 ROAN ROAN RESOURCES, INC.
Class A Common Stock, par value $0.001 per share 		21,479,918
2018-11-07 3 ROAN ROAN RESOURCES, INC.
Class A Common Stock, par value $0.001 per share 		21,479,918
2018-11-07 3 ROAN ROAN RESOURCES, INC.
Class A Common Stock, par value $0.001 per share 		21,479,918
2018-08-16 2018-08-14 4 BTU PEABODY ENERGY CORP
Common Stock, $0.01 par value per share (the "Common Stock") 		S - Sale -4,878,049 19,153,066 -20.30 41.82 -204,000,009 800,981,220
2018-05-15 2018-05-15 4 ARNC Arconic Inc.
Notional Principal Amount Derivative Agreements 		J - Other -1 0 -100.00
2018-05-15 2018-05-15 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		J - Other -544,000 35,293,450 -1.52 17.93 -9,751,744 632,670,385
2018-05-15 2018-05-15 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		X - Other 544,000 35,837,450 1.54
2018-05-15 2018-05-15 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 544,000 35,293,450 1.57 17.96 9,770,784 633,905,655
2018-02-02 2018-01-31 4 BTU PEABODY ENERGY CORP
Series A Convertible Preferred Stock 		C - Conversion -5,108,947
2018-02-02 2018-01-31 4 BTU PEABODY ENERGY CORP
Common Stock, $0.01 par value per share (the "Common Stock") 		C - Conversion 9,619,100 24,031,115 66.74
2017-09-28 2017-09-27 4 MITL MITEL NETWORKS CORP
Common shares, no par value 		S - Sale -301,496 7,941,547 -3.66 8.26 -2,488,849 65,557,470
2017-08-25 2017-08-23 4 MITL MITEL NETWORKS CORP
Common shares, no par value 		S - Sale -10,897 7,849,492 -0.14 8.30 -90,448 65,153,138
2017-08-25 2017-08-23 4 MITL MITEL NETWORKS CORP
Common shares, no par value 		S - Sale -1,380 7,860,389 -0.02 8.31 -11,468 65,322,191
2017-08-25 2017-08-23 4 MITL MITEL NETWORKS CORP
Common shares, no par value 		S - Sale -180,000 7,861,769 -2.24 8.30 -1,494,000 65,252,683
2017-08-22 2017-07-17 4 AFGR Affinion Group Holdings, Inc.
Warrant (Right to Buy) 		X - Other 119,334 1,449,649 8.97
2017-06-21 3 AFGR Affinion Group Holdings, Inc.
Common Stock, par value $0.01 per share 		578,000
2017-06-21 3 AFGR Affinion Group Holdings, Inc.
Common Stock, par value $0.01 per share 		578,000
2017-06-02 2017-06-02 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 25,500 14,412,018 0.18 23.18 591,042 334,043,194
2017-06-02 2017-06-02 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 6,168 14,386,518 0.04 23.62 145,710 339,861,347
2017-06-02 2017-06-01 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 10,832 14,380,350 0.08 23.74 257,099 341,319,045
2017-06-02 2017-05-31 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 8,596 14,369,518 0.06 24.00 206,300 344,861,247
2017-05-25 2017-05-25 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 2,108 14,360,922 0.01 23.87 50,311 342,744,945
2017-05-25 2017-05-23 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 17,925 14,358,814 0.12 23.35 418,534 335,266,820
2017-05-22 2017-05-16 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 177,236 14,340,889 1.25 24.25 4,297,636 347,739,311
2017-05-15 2017-05-15 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 136,000 14,163,653 0.97 25.01 3,401,210 354,217,382
2017-05-15 2017-05-12 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 61,659 14,027,653 0.44 24.70 1,522,706 346,421,307
2017-05-15 2017-05-11 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 119,000 13,965,994 0.86 25.00 2,974,869 349,134,487
2017-05-10 2017-05-10 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 28,220 13,846,994 0.20 24.97 704,566 345,716,514
2017-05-10 2017-05-09 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 68,000 13,818,774 0.49 24.58 1,671,358 339,648,882
2017-05-10 2017-05-08 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 33,253 13,750,774 0.24 24.14 802,854 331,995,937
2017-05-10 2017-05-08 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 170,000 13,717,521 1.25 24.17 4,108,543 331,523,676
2017-05-05 2017-05-05 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 34,000 13,547,521 0.25 23.77 808,180 322,024,574
2017-05-05 2017-05-05 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 182,500 13,513,521 1.37 23.90 4,361,184 322,931,260
2017-05-05 2017-05-04 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 9,588 13,331,021 0.07 24.29 232,903 323,825,164
2017-05-05 2017-05-04 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 51,000 13,321,433 0.38 24.70 1,259,700 329,039,395
2017-05-05 2017-05-04 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 943,432 13,270,433 7.65 24.01 22,655,104 318,669,543
2017-05-05 2017-05-04 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 1,116,715 12,327,001 9.96 23.50 26,242,802 289,684,524
2017-05-05 2017-05-03 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 502,199 11,210,286 4.69 25.31 12,708,296 283,679,650
2017-05-02 2017-05-02 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 129,624 10,708,087 1.23 26.10 3,382,785 279,447,876
2017-05-02 2017-05-01 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 53,838 10,578,463 0.51 25.78 1,387,793 272,683,156
2017-05-02 2017-04-28 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 113,837 10,524,625 1.09 25.74 2,930,381 270,923,844
2017-04-27 2017-04-27 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 34,000 10,410,788 0.33 26.45 899,164 275,323,699
2017-04-27 2017-04-27 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 130,406 10,376,788 1.27 26.28 3,427,057 272,700,951
2017-04-27 2017-04-26 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 4,080 10,246,382 0.04 26.50 108,120 271,529,123
2017-04-27 2017-04-26 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 83,775 10,242,302 0.82 26.48 2,218,161 271,191,575
2017-04-27 2017-04-25 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 69,042 10,158,527 0.68 26.27 1,813,416 266,817,775
2017-04-27 2017-04-25 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 5,753 10,089,485 0.06 26.07 149,995 263,057,089
2017-04-24 2017-04-24 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 24,820 10,083,732 0.25 26.26 651,813 264,814,936
2017-04-24 2017-04-21 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 102,000 10,058,912 1.02 25.33 2,583,283 254,755,023
2017-04-24 2017-04-20 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 17,000 9,956,912 0.17 25.11 426,916 250,044,944
2017-04-20 2017-04-19 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 157,284 9,939,912 1.61 24.92 3,919,848 247,723,481
2017-04-20 2017-04-18 4 BTU PEABODY ENERGY CORP
Common Stock Warrant (Right to Buy) 		X - Other -201 0 -100.00
2017-04-20 2017-04-18 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		X - Other 201 9,782,628 0.00 0.01 2 97,826
2017-04-20 2017-04-18 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 34,000 9,782,427 0.35 23.86 811,237 233,407,730
2017-04-20 2017-04-18 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 365,618 9,748,427 3.90 24.07 8,801,778 234,680,707
2017-04-17 2017-04-13 4 BTU PEABODY ENERGY CORP
Common Stock Warrant (Right to Buy) 		J - Other 201 201
2017-04-17 2017-04-13 4 BTU PEABODY ENERGY CORP
Common Stock Warrant (Right to Buy) 		X - Other -113,963 0 -100.00
2017-04-17 2017-04-13 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		J - Other 4,287 9,382,809 0.05
2017-04-17 2017-04-13 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		F - Taxes -40 9,378,522 0.00 0.01 -0 93,785
2017-04-17 2017-04-13 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		M - Exercise 113,963 9,378,562 1.23 0.01 1,140 93,786
2017-04-17 2017-04-12 4 BTU PEABODY ENERGY CORP
Common Stock Warrant (Right to Buy) 		X - Other -709,305 113,963 -86.16
2017-04-17 2017-04-12 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		F - Taxes -257 9,264,599 0.00 0.01 -3 92,646
2017-04-17 2017-04-12 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		M - Exercise 709,305 9,264,856 8.29 0.01 7,093 92,649
2017-04-13 3 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		21,242,248
2017-04-13 3 BTU PEABODY ENERGY CORP
Series A Convertible Preferred, par value $0.01 per share 		17,925,563
2017-04-13 3 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		21,242,248
2017-04-13 3 BTU PEABODY ENERGY CORP
Series A Convertible Preferred, par value $0.01 per share 		17,925,563
2017-04-07 2017-04-06 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 124,440 8,555,551 1.48 27.50 3,422,274 235,289,630
2017-04-07 2017-04-05 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 68,000 8,431,111 0.81 28.00 1,903,694 236,033,168
2017-04-07 2017-04-05 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 108,800 8,363,111 1.32 27.99 3,045,671 234,111,075
2017-04-07 2017-04-05 4 BTU PEABODY ENERGY CORP
Common Stock, par value $0.01 per share 		P - Purchase 68,000 8,254,311 0.83 27.97 1,901,912 230,867,301
2017-02-24 2017-02-24 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 306,000 34,749,450 0.89 29.27 8,955,396 1,016,977,404
2017-02-24 2017-02-24 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 169,999 34,443,450 0.50 29.33 4,985,374 1,010,085,170
2017-02-23 2017-02-23 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 408,000 34,273,451 1.20 30.01 12,243,019 1,028,457,154
2017-02-22 2017-02-22 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 510,000 33,865,451 1.53 30.46 15,532,254 1,031,385,856
2017-02-21 2017-02-21 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 272,000 33,355,451 0.82 30.12 8,192,994 1,004,709,546
2017-02-17 2017-02-17 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 272,000 33,083,451 0.83 29.78 8,101,085 985,337,655
2017-02-16 2017-02-16 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 272,000 32,811,451 0.84 29.20 7,943,515 958,228,896
2017-02-15 2017-02-15 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 289,000 32,539,451 0.90 29.27 8,458,192 952,335,366
2017-02-14 2017-02-13 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 85,000 32,097,451 0.27 29.54 2,511,189 948,267,834
2017-02-14 2017-02-13 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 51,000 32,012,451 0.16 29.48 1,503,653 943,835,898
2017-02-14 2017-02-14 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 153,000 32,250,451 0.48 29.86 4,568,993 963,085,543
2017-02-10 2017-02-10 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 85,000 31,961,451 0.27 29.18 2,480,070 932,548,844
2017-02-09 2017-02-09 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 68,000 31,876,451 0.21 27.91 1,897,588 889,534,679
2017-02-08 2017-02-08 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 51,000 31,808,451 0.16 26.86 1,369,794 854,333,643
2017-02-07 2017-02-07 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 34,000 31,757,451 0.11 26.36 896,084 836,980,324
2017-02-06 2017-02-06 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 51,000 31,723,451 0.16 25.88 1,319,946 821,044,152
2017-02-03 2017-02-03 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 153,000 31,672,451 0.49 25.57 3,911,705 809,760,053
2017-02-02 2017-02-02 4/A ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 85,000 31,519,451 0.27 25.23 2,144,694 795,289,332
2017-02-02 2017-02-02 4/A ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 51,000 31,434,451 0.16 25.42 1,296,405 799,054,314
2017-02-02 2017-02-01 4/A ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 170,000 31,383,451 0.54 25.33 4,305,590 794,848,663
2017-01-27 2017-01-27 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 170,000 31,213,451 0.55 22.62 3,845,910 706,141,902
2017-01-27 2017-01-26 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 34,000 31,043,451 0.11 22.79 774,982 707,592,005
2017-01-27 2017-01-26 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 34,000 31,009,451 0.11 22.65 770,046 702,314,450
2017-01-27 2017-01-26 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 68,000 30,975,451 0.22 22.64 1,539,520 701,284,211
2017-01-27 2017-01-26 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 34,000 30,907,451 0.11 22.85 776,771 706,117,807
2017-01-27 2017-01-25 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 170,000 30,873,451 0.55 22.56 3,834,690 696,412,434
2017-01-27 2017-01-25 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 34,000 30,703,451 0.11 22.57 767,380 692,976,889
2017-01-25 2017-01-24 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 192,700 30,669,451 0.63 21.74 4,188,913 666,692,526
2017-01-25 2017-01-24 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 113,300 30,476,751 0.37 22.21 2,516,336 676,873,401
2017-01-25 2017-01-23 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 85,000 30,363,451 0.28 21.20 1,802,272 643,802,324
2017-01-25 2017-01-23 4 ARNC Arconic Inc.
Common Stock, $1.00 par value 		P - Purchase 153,000 30,278,451 0.51 21.23 3,248,144 642,802,431
2017-01-25 3 ARNC Arconic Inc.
Common Stock, $1.00 par value 		60,250,902
2017-01-25 3 ARNC Arconic Inc.
Common Stock, $1.00 par value 		60,250,902
2016-08-29 3 MITL MITEL NETWORKS CORP
Common shares, no par value 		16,083,538
2016-08-29 3 MITL MITEL NETWORKS CORP
Common shares, no par value 		16,083,538
2015-12-01 2015-11-27 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 9,599 4,426,373 0.22 76.73 736,563 339,650,207
2015-11-30 2015-11-25 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 11,224 4,416,774 0.25 76.61 859,872 338,369,498
2015-11-27 2015-11-24 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 52,136 4,405,550 1.20 75.70 3,946,466 333,480,751
2015-11-25 2015-11-23 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 33,000 4,353,414 0.76 75.77 2,500,314 329,845,554
2015-11-24 2015-11-20 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 33,000 4,320,414 0.77 74.60 2,461,896 322,315,414
2015-11-24 2015-11-20 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 66,000 4,287,414 1.56 74.67 4,928,002 320,127,055
2015-11-23 2015-11-19 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 214,500 4,221,414 5.35 73.05 15,668,775 308,365,428
2015-11-23 2015-11-19 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 99,000 4,006,914 2.53 72.83 7,210,190 291,824,348
2015-11-23 2015-11-19 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 33,000 3,907,914 0.85 73.41 2,422,385 286,862,772
2015-08-31 2015-08-28 4 CTXS CITRIX SYSTEMS INC
Notional Principal Amount Derivative Agreement 		J - Other 1 1 68.56 69 69
2015-08-31 2015-08-28 4 CTXS CITRIX SYSTEMS INC
Notional Principal Amount Derivative Agreement 		J - Other 1 1 68.48 68 68
2015-08-31 2015-08-28 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 27,034 3,874,914 0.70 68.51 1,852,024 265,459,508
2015-08-26 2015-08-26 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 33,000 3,847,880 0.87 68.11 2,247,478 262,061,407
2015-08-26 2015-08-26 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 49,500 3,814,880 1.31 67.27 3,329,984 256,636,133
2015-08-26 2015-08-25 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 16,500 3,765,380 0.44 68.87 1,136,383 259,328,122
2015-08-26 2015-08-25 4 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		P - Purchase 99,000 3,748,880 2.71 68.29 6,761,146 256,027,510
2015-08-07 3 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		7,299,760
2015-08-07 3 CTXS CITRIX SYSTEMS INC
Common Stock, $.001 par value 		7,299,760
2015-04-13 2015-04-09 4 NBHC National Bank Holdings Corp
Notional Principal Amount Derivative Agreement 		J - Other 1 1
2015-04-13 3 NBHC National Bank Holdings Corp
Class A Common Stock, Par Value $0.01 		4,693,564
2015-04-13 3 NBHC National Bank Holdings Corp
Class A Common Stock, Par Value $0.01 		4,693,564
2014-05-21 2014-05-19 4 GAMR Great American Group, Inc.
Common Stock, par value $0.0001 		P - Purchase 26,308,000 29,985,400 715.40 0.25 6,577,000 7,496,350
2012-11-23 2012-11-21 4 ELX EMULEX CORP /DE/
Common Stock 		S - Sale -30,126 5,801,778 -0.52 6.63 -199,606 38,440,840
2012-11-23 2012-11-21 4 ELX EMULEX CORP /DE/
Common Stock 		S - Sale -56,042 5,831,904 -0.95 6.65 -372,567 38,770,498
2012-11-23 2012-11-20 4 ELX EMULEX CORP /DE/
Common Stock 		S - Sale -162,495 5,887,946 -2.69 6.73 -1,094,095 39,644,129
2012-11-23 2012-11-20 4 ELX EMULEX CORP /DE/
Common Stock 		S - Sale -21,798 6,050,441 -0.36 6.79 -147,967 41,070,999
2012-11-19 3 ELX EMULEX CORP /DE/
Common Stock 		5,876,534
2012-11-19 2012-11-19 4 ELX EMULEX CORP /DE/
Common Stock 		P - Purchase 38,795 6,072,239 0.64 6.48 251,535 39,370,576
2012-11-19 2012-11-16 4 ELX EMULEX CORP /DE/
Common Stock 		P - Purchase 32,500 6,033,444 0.54 6.48 210,652 39,106,371
2012-11-19 2012-11-16 4 ELX EMULEX CORP /DE/
Common Stock 		P - Purchase 26,910 6,000,944 0.45 6.32 169,996 37,909,163
2012-11-19 2012-11-15 4 ELX EMULEX CORP /DE/
Common Stock 		P - Purchase 97,500 5,974,034 1.66 6.51 635,096 38,913,663
2012-08-09 2012-08-07 4 DLPH Delphi Automotive PLC
Common Stock 		S - Sale -1,495,000 20,935,193 -6.67 29.04 -43,414,800 607,958,005
2012-06-26 3 CNDO CORONADO BIOSCIENCES INC
Common Stock 		1,654,898
2012-04-20 2012-04-17 4 DLPH Delphi Automotive PLC
Common Stock 		S - Sale -405,887 22,430,193 -1.78 32.69 -13,268,243 733,231,794
2012-04-20 2012-04-17 4 DLPH Delphi Automotive PLC
Common Stock 		S - Sale -2,084,999 22,836,080 -8.37 32.10 -66,928,468 733,038,168
2012-04-03 2012-04-03 4 DLPH Delphi Automotive PLC
Common Stock 		S - Sale -162,500 24,921,079 -0.65 31.50 -5,118,750 785,013,988
2012-04-03 2012-04-02 4 DLPH Delphi Automotive PLC
Common Stock 		S - Sale -650,000 25,083,579 -2.53 31.54 -20,504,250 791,261,500
2012-04-03 2012-03-30 4 DLPH Delphi Automotive PLC
Common Stock 		S - Sale -121,897 25,733,579 -0.47 31.55 -3,845,850 811,894,417
2012-04-03 2012-03-30 4 DLPH Delphi Automotive PLC
Common Stock 		S - Sale -130,000 25,855,476 -0.50 31.60 -4,108,000 817,033,042
2012-02-24 2012-02-24 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 8,225 9,151,622 0.09 470.14 3,866,920 4,302,563,701
2012-02-24 2012-02-23 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 40,300 9,143,397 0.44 18.94 763,213 173,160,395
2012-02-24 2012-02-23 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 52,000 9,103,097 0.57 470.15 24,447,764 4,279,814,682
2012-02-24 2012-02-22 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 78,000 9,051,097 0.87 19.01 1,482,671 172,048,682
2012-02-22 2012-02-22 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 13,268 8,976,097 0.15 471.25 6,252,484 4,229,944,421
2012-02-22 2012-02-22 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 20,000 8,959,829 0.22 471.22 9,424,390 4,222,046,141
2012-02-22 2012-02-21 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 16,834 8,939,829 0.19 19.00 319,797 169,830,825
2012-02-22 2012-02-21 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 75 8,922,995 0.00 471.35 35,352 4,205,892,954
2012-02-22 2012-02-21 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 10,066 8,922,920 0.11 471.37 4,744,817 4,206,003,046
2012-02-22 2012-02-17 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 19,500 8,912,854 0.22 19.07 371,939 170,001,995
2012-02-22 2012-02-17 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 27,000 8,893,354 0.30 470.32 12,698,594 4,182,707,135
2012-02-22 2012-02-17 4 PTI Patni Computer Systems LTD
Ordinary Shares 		P - Purchase 13,950 8,866,354 0.16 470.21 6,559,496 4,169,090,873
2012-02-22 3 PTI Patni Computer Systems LTD
Ordinary Shares 		8,852,404
2011-11-17 3 DLPH Delphi Automotive PLC
Common Stock 		25,985,476
2010-09-29 3 GAMR Great American Group, Inc.
Common Stock 		2,120,280
2006-08-31 3 BDSI BIODELIVERY SCIENCES INTERNATIONAL INC
Common Stock 		262,845
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）