| 內部人士股份 | 34,952,635 shares |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內部人士買入淨數（排名）
N/A
內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。
內部人士買入佔流通股比例（排名）
N/A
內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。
內幕交易圖表
以下圖表顯示了Humanigen, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 HGEN / Humanigen, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 HGEN / Humanigen, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0.0110 | -276,210 | -3 | 8,398,871 | ||||
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 0.0110 | -75,887 | -1 | 2,307,530 | ||||
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 0.0110 | -34,253 | -0 | 1,041,536 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 2.2280 | 381,841 | 851 | 8,675,081 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 2.2280 | 109,098 | 243 | 2,383,417 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 2.2280 | 54,549 | 122 | 1,075,789 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 2.1860 | 226,665 | 495 | 8,293,240 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 2.1860 | 64,762 | 142 | 2,274,319 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 2.1860 | 32,381 | 71 | 1,021,240 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 1.9620 | 121,590 | 239 | 8,066,575 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 1.9620 | 34,740 | 68 | 2,209,557 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 1.9620 | 17,370 | 34 | 988,859 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 3.0000 | 700,000 | 2,100 | 7,944,985 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 3.0000 | 200,000 | 600 | 2,174,817 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 3.0000 | 100,000 | 300 | 971,489 | ||||
| 2022-03-14 | 2022-03-09 | 4 | Kilcoyne Adrian | HGEN | Common Stock | D | 2.7800 | 5,000 | 14 | 12,000 | ||||
| 2022-03-14 | 2022-03-08 | 4 | Kilcoyne Adrian | HGEN | Common Stock | D | 2.5300 | 7,000 | 18 | 7,000 | ||||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7500 | 550 | 0 | 2,866 | |||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7500 | 157 | 0 | 818 | |||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7500 | 79 | 0 | 410 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7870 | 1,026 | 1 | 2,316 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 36 | 0 | 7,393 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7870 | 293 | 0 | 661 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 10 | 0 | 2,111 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.7870 | 147 | 0 | 331 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 5 | 0 | 1,055 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 1,668 | 2 | 7,357 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 476 | 1 | 2,101 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 1.2000 | 238 | 0 | 1,050 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.8972 | 891 | 1 | 5,689 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.8972 | 255 | 0 | 1,625 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.8972 | 127 | 0 | 812 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3500 | 1,213 | 0 | 1,290 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.7000 | 36 | 0 | 4,798 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3500 | 346 | 0 | 368 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.7000 | 10 | 0 | 1,370 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3500 | 173 | 0 | 184 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.7000 | 5 | 0 | 685 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3255 | 77 | 0 | 77 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.5960 | 4,762 | 3 | 4,762 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3255 | 22 | 0 | 22 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.5960 | 1,360 | 1 | 1,360 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5.00 | 0.3255 | 11 | 0 | 11 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2.50 | 0.5960 | 680 | 0 | 680 | |||
| 2022-03-04 | 2022-03-02 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 2.3400 | 40,000 | 94 | 70,000 | ||||
| 2022-03-04 | 2022-03-02 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 2.3200 | 12,500 | 29 | 12,500 | ||||
| 2022-01-14 | 2022-01-12 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 2.99 | 59,841 | 59,841 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 2.99 | 38,411 | 38,411 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 2.99 | 36,550 | 36,550 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 2.99 | 43,763 | 43,763 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 2.99 | 84,385 | 84,385 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 3.72 | 34,500 | 34,500 | |||||
| 2022-01-04 | 2021-12-31 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 4,163 | 12 | 4,163 | |||
| 2022-01-04 | 2021-12-31 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 3.72 | 44,600 | 44,600 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Buxton Cheryl | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 5,523 | 16 | 5,523 | |||
| 2022-01-04 | 2021-12-31 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 5,117 | 15 | 5,117 | |||
| 2022-01-04 | 2021-12-31 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 3.72 | 29,400 | 29,400 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 3.72 | 76,000 | 76,000 | |||||
| 2022-01-04 | 2021-12-31 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 3.72 | 51,000 | 51,000 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Hohneker John | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 3,538 | 10 | 3,538 | |||
| 2022-01-04 | 2021-12-31 | 4 | Xie Yili Kevin | HGEN | Stock Option (Right to Buy) | D | 3.72 | 2.8400 | 4,674 | 13 | 4,674 | |||
| 2021-11-26 | 2021-11-23 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 5.93 | 4.5300 | -17,660 | -80 | 0 | |||
| 2021-11-26 | 2021-11-23 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 5.93 | 4.5300 | -5,863 | -27 | 0 | |||
| 2021-11-26 | 2021-11-23 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 5.93 | 4.5300 | -4,966 | -22 | 0 | |||
| 2021-10-20 | 2021-10-19 | 4 | Xie Yili Kevin | HGEN | Stock Option (Right to Buy) | D | 6.56 | 42,866 | 42,866 | |||||
| 2021-10-20 | 2021-10-19 | 4 | Hohneker John | HGEN | Stock Option (Right to Buy) | D | 6.56 | 42,866 | 42,866 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 5.93 | 4,966 | 4,966 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 5.93 | 17,660 | 17,660 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 5.93 | 22,626 | 22,626 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 5.93 | 5,863 | 5,863 | |||||
| 2021-08-27 | 2020-10-16 | 5 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 20.00 | -80 | 6,532,433 | |||||
| 2021-08-27 | 2020-10-13 | 5 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 20.00 | 0.0938 | -80 | -0 | 6,532,433 | |||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1598 | -41,725 | -716 | 7,266,296 | ||||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1598 | -11,510 | -198 | 1,980,696 | ||||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.1598 | -4,316 | -74 | 873,693 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0743 | -79,494 | -1,357 | 7,308,021 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0743 | -21,929 | -374 | 1,992,206 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0743 | -8,224 | -140 | 878,009 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0342 | -21,311 | -363 | 7,366,204 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0342 | -5,879 | -100 | 2,008,256 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0342 | -2,204 | -38 | 884,029 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0411 | -7,027 | -120 | 7,387,515 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0411 | -1,938 | -33 | 2,014,135 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0411 | -727 | -12 | 886,233 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0406 | -4,048 | -69 | 7,394,542 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0406 | -1,117 | -19 | 2,016,073 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0406 | -419 | -7 | 886,960 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0377 | -129,054 | -2,199 | 7,398,590 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0377 | -35,601 | -607 | 2,017,190 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0377 | -13,350 | -227 | 887,379 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1366 | -96,254 | -1,649 | 7,527,644 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1366 | -26,553 | -455 | 2,052,791 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.1366 | -9,957 | -171 | 900,729 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0552 | -11,003 | -188 | 7,623,898 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0552 | -3,036 | -52 | 2,079,344 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0552 | -1,138 | -19 | 910,686 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.3721 | -214,626 | -3,729 | 7,634,901 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.3721 | -59,207 | -1,029 | 2,082,380 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.3721 | -22,203 | -386 | 911,824 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1654 | -34,807 | -597 | 7,849,527 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1654 | -9,602 | -165 | 2,141,587 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.1654 | -3,601 | -62 | 934,027 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1200 | -74,565 | -1,277 | 7,884,334 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.1200 | -20,569 | -352 | 2,151,189 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.1200 | -7,714 | -132 | 937,628 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0979 | -102,219 | -1,748 | 7,958,899 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.0979 | -28,198 | -482 | 2,171,758 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.0979 | -10,575 | -181 | 945,342 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.2764 | -158,961 | -2,746 | 8,061,118 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.2764 | -43,851 | -758 | 2,199,956 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.2764 | -16,444 | -284 | 955,917 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.8035 | -725,000 | -12,908 | 8,220,079 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17.8035 | -200,000 | -3,561 | 2,243,807 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17.8035 | -75,000 | -1,335 | 972,361 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.3749 | -101,158 | -1,859 | 8,945,079 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.3749 | -27,906 | -513 | 2,443,807 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.3749 | -10,465 | -192 | 1,047,361 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.2848 | -96,516 | -1,765 | 9,046,237 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.2848 | -26,625 | -487 | 2,471,713 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.2848 | -9,985 | -183 | 1,057,826 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.4992 | -291,798 | -5,398 | 9,142,753 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.4992 | -80,496 | -1,489 | 2,498,338 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.4992 | -30,186 | -558 | 1,067,811 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.1731 | -131,532 | -2,522 | 9,434,551 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.1731 | -36,284 | -696 | 2,578,834 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19.1731 | -13,607 | -261 | 1,097,997 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.4032 | -111,325 | -2,160 | 9,566,083 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.3996 | -34,431 | -668 | 2,615,118 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19.4955 | -12,730 | -248 | 1,111,604 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 20.6100 | -49,906 | -1,029 | 30,000 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 21.1400 | -5,094 | -108 | 79,906 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 20.6000 | -26,441 | -545 | 85,000 | ||||
| 2021-06-16 | 2021-03-01 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 111,441 | 111,441 | ||||||
| 2021-06-16 | 2021-03-01 | 4 | Durrant Cameron | HGEN | Common Stock | D | -111,441 | 0 | ||||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 9.65 | -14,700 | 73,500 | |||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 20.0800 | -14,700 | -295 | 0 | ||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 9.6500 | 14,700 | 142 | 14,700 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.0832 | -42,440 | -810 | 9,677,408 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.0832 | -25,464 | -486 | 2,649,549 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19.0832 | -12,732 | -243 | 1,124,334 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.4635 | -66,886 | -1,235 | 9,719,848 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.4635 | -40,132 | -741 | 2,675,013 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.4635 | -20,066 | -370 | 1,137,066 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.3690 | -100,607 | -1,848 | 9,786,734 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18.3690 | -60,365 | -1,109 | 2,715,145 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18.3690 | -30,182 | -554 | 1,157,132 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.0115 | -40,042 | -761 | 9,887,341 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19.0115 | -24,056 | -457 | 2,775,510 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19.0115 | -12,028 | -229 | 1,187,314 | ||||
| 2021-04-22 | 2021-04-21 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 14.99 | 155,000 | 155,000 | |||||
| 2021-04-06 | 2021-03-09 | 4/A | NOMIS BAY LTD. | HGEN | Common Stock | D | 17.2374 | -83,568 | -1,440 | 5,632,469 | ||||
| 2021-03-15 | 2021-03-12 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 16.07 | 652,640 | 652,640 | |||||
| 2021-03-11 | 2021-03-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15.4900 | -37,912 | -587 | 5,342,887 | ||||
| 2021-03-11 | 2021-03-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 16.0206 | -119,201 | -1,910 | 5,380,799 | ||||
| 2021-03-11 | 2021-03-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 16.4646 | -32,469 | -535 | 5,500,000 | ||||
| 2021-03-11 | 2021-03-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 17.2374 | -83,568 | -1,440 | 55,632,469 | ||||
| 2021-03-01 | 2021-03-01 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.6490 | -14,100 | -263 | 5,616,037 | ||||
| 2021-03-01 | 2021-02-26 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.1793 | -30,003 | -575 | 5,630,137 | ||||
| 2021-03-01 | 2021-02-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.1694 | -2,402 | -46 | 5,660,140 | ||||
| 2021-02-24 | 2021-02-24 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.5450 | -25,906 | -506 | 5,662,542 | ||||
| 2021-02-24 | 2021-02-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 23.2130 | -77,314 | -1,795 | 5,688,448 | ||||
| 2021-02-19 | 2021-02-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 23.4950 | -37,300 | -876 | 5,765,762 | ||||
| 2021-02-19 | 2021-02-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.6950 | -42,408 | -920 | 5,803,062 | ||||
| 2021-02-19 | 2021-02-17 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.9190 | -9,700 | -193 | 5,845,470 | ||||
| 2021-02-16 | 2021-02-13 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.6810 | -16,423 | -323 | 5,855,170 | ||||
| 2021-02-16 | 2021-02-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.0090 | -550 | -12 | 5,871,593 | ||||
| 2021-02-10 | 2021-02-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.3890 | -10,875 | -233 | 5,872,143 | ||||
| 2021-02-10 | 2021-02-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22.3230 | -25,666 | -573 | 5,883,018 | ||||
| 2021-02-10 | 2021-02-08 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20.6990 | -17,732 | -367 | 5,908,684 | ||||
| 2021-02-04 | 2021-02-04 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.8770 | -47,862 | -1,047 | 5,926,416 | ||||
| 2021-02-04 | 2021-02-03 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.2330 | -25,000 | -481 | 5,974,278 | ||||
| 2021-02-04 | 2021-02-02 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20.0290 | -722 | -14 | 5,999,278 | ||||
| 2021-01-27 | 2021-01-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.7800 | -70,000 | -1,315 | 6,000,000 | ||||
| 2021-01-27 | 2021-01-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.2320 | -23,140 | -445 | 6,070,000 | ||||
| 2021-01-27 | 2021-01-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20.0760 | -71,892 | -1,443 | 6,093,140 | ||||
| 2021-01-21 | 2021-01-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.3711 | -2,500 | -46 | 6,165,032 | ||||
| 2021-01-21 | 2021-01-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.0825 | -6,000 | -126 | 6,167,532 | ||||
| 2021-01-19 | 2021-01-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.8100 | -50,000 | -990 | 6,173,532 | ||||
| 2021-01-19 | 2021-01-15 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.2290 | -30,000 | -547 | 6,223,532 | ||||
| 2021-01-19 | 2021-01-14 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.0660 | -25,000 | -452 | 6,253,532 | ||||
| 2021-01-13 | 2021-01-12 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18.4272 | -14,577 | -269 | 6,278,532 | ||||
| 2021-01-13 | 2021-01-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.0000 | -10,423 | -198 | 6,293,109 | ||||
| 2020-12-31 | 2020-12-28 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22.2020 | -500 | -11 | 6,303,532 | ||||
| 2020-12-28 | 2020-12-22 | 4/A | NOMIS BAY LTD. | HGEN | Common Stock | D | 20.0197 | -50,000 | -1,001 | 6,357,433 | ||||
| 2020-12-28 | 2020-12-24 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22.0490 | -8,401 | -185 | 6,304,032 | ||||
| 2020-12-28 | 2020-12-23 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21.0860 | -45,000 | -949 | 6,312,433 | ||||
| 2020-12-23 | 2020-12-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 50,000.0000 | -50,000 | -2,500,000 | 6,357,433 | ||||
| 2020-12-23 | 2020-12-21 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19.4578 | -25,000 | -486 | 6,407,433 | ||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | -46 | 0 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | -157 | 46 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | -100 | 203 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | -70 | 303 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15.0000 | -37,300 | -560 | 6,432,433 | ||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15.7627 | -62,700 | -988 | 6,469,733 | ||||
| 2020-12-23 | 2020-12-17 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | 0.1533 | -46 | -0 | 373 | |||
| 2020-12-23 | 2020-12-15 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | 0.4000 | -157 | -0 | 327 | |||
| 2020-12-23 | 2020-12-10 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | 0.1000 | -100 | -0 | 170 | |||
| 2020-12-23 | 2020-12-07 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15.00 | 0.1000 | -70 | -0 | 70 | |||
| 2020-10-07 | 2020-10-05 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 12.14 | 82,622 | 82,622 | |||||
| 2020-10-02 | 2020-09-30 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 10.64 | 8.0400 | 1,803 | 14 | 1,803 | |||
| 2020-10-02 | 2020-09-30 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 10.6400 | 1,284 | 14 | 4,364 | ||||
| 2020-10-02 | 2020-09-30 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 10.6400 | 1,519 | 16 | 84,986 | ||||
| 2020-09-22 | 2020-09-18 | 4 | Chappell Dale | HGEN | Stock Option (right to buy) | D | 9.65 | 9.6500 | 133,760 | 1,291 | 133,760 | |||
| 2020-09-22 | 2020-09-18 | 4 | Tousley David L. | HGEN | Stock Option (Right to Buy) | D | 9.65 | 62,700 | 62,700 | |||||
| 2020-09-22 | 2020-09-18 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 9.65 | 151,316 | 151,316 | |||||
| 2020-09-22 | 2020-09-18 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 9.65 | 88,200 | 88,200 | |||||
| 2020-08-12 | 2020-08-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.0350 | -17,100 | -86 | 32,662,170 | ||||
| 2020-07-30 | 2020-07-28 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.6550 | -10,000 | -57 | 32,679,270 | ||||
| 2020-07-21 | 2020-07-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.0000 | -261,915 | -1,310 | 32,689,270 | ||||
| 2020-07-21 | 2020-07-17 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.0050 | -38,085 | -191 | 32,951,185 | ||||
| 2020-07-02 | 2020-06-30 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 4.9130 | -3,000 | -15 | 32,989,270 | ||||
| 2020-06-17 | 2020-06-16 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.7329 | -35,000 | -201 | 32,992,270 | ||||
| 2020-06-17 | 2020-06-15 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5.5049 | -30,000 | -165 | 33,027,270 | ||||
| 2020-06-12 | 2020-06-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3.4770 | -5,000 | -17 | 33,057,270 | ||||
| 2020-06-12 | 2020-06-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3.6510 | -35,000 | -128 | 33,062,270 | ||||
| 2020-06-12 | 2020-06-04 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3.0250 | -106,000 | -321 | 33,097,270 | ||||
| 2020-06-12 | 2020-06-03 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2.9830 | -101,010 | -301 | 33,203,270 | ||||
| 2020-06-12 | 2020-06-02 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2.1810 | -263,250 | -574 | 33,304,280 | ||||
| 2020-06-12 | 2020-03-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2.0000 | -6,000 | -12 | 33,567,530 | ||||
| 2020-05-22 | 2020-05-20 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.8600 | 26,847 | 23 | 449,351 | ||||
| 2020-05-21 | 2020-05-20 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0.86 | 0.8600 | 250,000 | 215 | 250,000 | |||
| 2020-04-07 | 2020-04-01 | 4/A | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 1.20 | 1.2000 | 21,022 | 25 | 21,022 | |||
| 2020-04-07 | 2020-04-01 | 4/A | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 1.20 | 1.2000 | 15,340 | 18 | 15,340 | |||
| 2020-04-07 | 2020-04-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Convertible Note | I | 0.36 | 500,000.0000 | 0 | |||||
| 2020-04-07 | 2020-04-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0.3600 | 1,583,333 | 570 | 49,636,917 | ||||
| 2020-04-07 | 2018-09-20 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Convertible Note | I | 0.36 | 500,000.0000 | ||||||
| 2020-04-02 | 2020-04-01 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 1.20 | 1.2000 | 48,214 | 58 | 48,214 | |||
| 2020-04-02 | 2020-04-01 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 1.2000 | 13,750 | 16 | 417,338 | ||||
| 2020-04-02 | 2020-04-01 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 1.2000 | 10,824 | 13 | 15,400 | ||||
| 2020-04-02 | 2020-04-01 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 1.20 | 1.2000 | 66,071 | 79 | 66,071 | |||
| 2020-01-29 | 2020-01-28 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0.40 | 0.4000 | 318,103 | 127 | 318,103 | |||
| 2020-01-24 | 2020-01-22 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0.38 | 0.3800 | 50,000 | 19 | 50,000 | |||
| 2020-01-24 | 2020-01-22 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 0.3800 | 4,576 | 2 | 4,576 | ||||
| 2020-01-24 | 2020-01-22 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.3800 | 43,421 | 16 | 403,588 | ||||
| 2019-12-16 | 2019-12-16 | 4 | Buxton Cheryl | HGEN | Stock Option (Right to Buy) | D | 0.45 | 715,877 | 715,877 | |||||
| 2019-11-12 | 2019-11-08 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.7000 | 23,571 | 16 | 360,167 | ||||
| 2019-11-12 | 2019-11-08 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0.70 | 0.5100 | 26,470 | 13 | 26,470 | |||
| 2019-07-31 | 2019-07-29 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.8500 | 15,882 | 13 | 422,504 | ||||
| 2019-07-31 | 2019-07-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.8500 | 19,412 | 17 | 336,596 | ||||
| 2019-06-05 | 2019-06-04 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 1.2500 | 8,000 | 10 | 557,207 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 586,027 | 48,053,584 | ||||||
| 2019-06-04 | 2019-05-31 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 591,248 | 47,467,557 | ||||||
| 2019-05-31 | 2019-05-31 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 235,624 | 549,207 | ||||||
| 2019-05-31 | 2019-05-31 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 236,499 | 406,622 | ||||||
| 2019-05-30 | 2019-05-29 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 0.66 | -238,625 | 477,252 | |||||
| 2019-05-30 | 2019-05-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.6650 | 238,625 | 159 | 317,184 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 0.66 | -100,000 | 615,877 | |||||
| 2019-05-16 | 2019-05-14 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0.6650 | 100,000 | 66 | 199,869 | ||||
| 2019-04-25 | 2019-04-23 | 4 | Durrant Cameron | HGEN | Employee Stock Option Exercise (Right to Buy) | D | 0.66 | -75,000 | 8,359,771 | |||||
| 2019-04-25 | 2019-04-23 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.6650 | 75,000 | 50 | 313,583 | ||||
| 2019-04-02 | 2019-03-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 1.3500 | 12,222 | 16 | 78,559 | ||||
| 2019-04-02 | 2019-03-29 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 1.3500 | 13,704 | 19 | 99,869 | ||||
| 2019-04-02 | 2019-03-29 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 1.3500 | 10,000 | 14 | 170,123 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Durrant Cameron | HGEN | Employee Stock Option Exercise (Right to Buy) | D | 0.66 | -75,000 | 8,434,771 | |||||
| 2019-03-11 | 2019-03-08 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.6650 | 75,000 | 50 | 238,583 | ||||
| 2019-01-28 | 2019-01-25 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0.84 | 142,857 | 142,857 | |||||
| 2019-01-28 | 2019-01-25 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0.84 | 86,111 | 86,111 | |||||
| 2019-01-07 | 2019-01-03 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0.7400 | 20,946 | 16 | 86,165 | ||||
| 2019-01-07 | 2019-01-03 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.7400 | 18,243 | 13 | 160,123 | ||||
| 2019-01-07 | 2019-01-03 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.7400 | 18,243 | 13 | 66,337 | ||||
| 2018-12-14 | 2018-12-14 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.8160 | 4,000 | 3 | 163,583 | ||||
| 2018-12-14 | 2018-12-12 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.8219 | 2,000 | 2 | 159,583 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.7570 | 2,500 | 2 | 157,583 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.7500 | 2,500 | 2 | 155,083 | ||||
| 2018-12-10 | 2018-12-07 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.7390 | 7,000 | 5 | 152,583 | ||||
| 2018-12-10 | 2018-12-06 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0.7320 | 10,000 | 7 | 145,583 | ||||
| 2018-10-02 | 2018-09-28 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0.6400 | 24,219 | 16 | 65,219 | ||||
| 2018-10-02 | 2018-09-28 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.6400 | 21,094 | 14 | 141,880 | ||||
| 2018-10-02 | 2018-09-28 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.6400 | 21,094 | 14 | 48,094 | ||||
| 2018-08-09 | 2018-08-07 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0.5000 | 27,000 | 14 | 120,786 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0.5000 | 31,000 | 16 | 41,000 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0.5000 | 27,000 | 14 | 27,000 | ||||
| 2018-03-13 | 3 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 20,000 | ||||||||
| 2018-03-13 | 3 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 20,000 | ||||||||
| 2018-03-13 | 2018-03-09 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 0.66 | 715,877 | 715,877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0.66 | 284,313 | 284,313 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0.66 | 1,073,815 | 1,223,815 | |||||
| 2018-03-13 | 2018-03-09 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0.66 | 156,863 | 156,863 | |||||
| 2018-03-13 | 2018-03-09 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0.66 | 715,877 | 715,877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0.66 | 7,466,749 | 8,509,771 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 0.66 | 715,877 | 715,877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 0.66 | 88,235 | 88,235 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 0.66 | 715,877 | 715,877 | |||||
| 2018-03-07 | 2017-09-05 | 4 | Jester J Gregory | HGEN | Employee Stock Option (right to buy) | D | 0.33 | 150,000 | 150,000 | |||||
| 2018-03-05 | 2018-02-27 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 0.2800 | 29,893,424 | 8,370 | 33,573,530 | ||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0.0937 | 32,028,669 | 3,001 | 46,876,309 | ||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 12,812,322 | 14,847,640 | ||||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 11,957,369 | 13,997,832 | ||||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 5,123,733 | 5,996,710 | ||||||
| 2017-09-05 | 2017-08-30 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 0.4600 | -38,900 | -18 | 3,680,106 | ||||
| 2017-02-22 | 2017-02-21 | 4 | Lam Morgan | KBIO | Employee Stock Option (right to buy) | D | 2.92 | 100,000 | 100,000 | |||||
| 2017-02-22 | 2017-02-21 | 4 | Tousley David L. | KBIO | Employee Stock Option (right to buy) | D | 2.92 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | BARLIANT RONALD | KBIO | Stock Option (right to buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | MORRIS TIMOTHY E | KBIO | Stock Option (right to buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Chappell Dale | KBIO | Stock Option (Right to Buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Durrant Cameron | KBIO | Stock Option (right to buy) | D | 3.38 | 1,043,022 | 1,043,022 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Friedberg Ezra M | KBIO | Stock Option (right to buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Lam Morgan | KBIO | Stock Option (right to buy) | D | 3.38 | 100,000 | 100,000 | |||||
| 2016-08-29 | 2016-08-26 | 4 | Shkreli Martin | KBIO | Common Stock | D | 3.1000 | -309,723 | -960 | 0 | ||||
| 2016-08-29 | 2016-08-25 | 4 | Shkreli Martin | KBIO | Common Stock | D | 3.1000 | -1,913,206 | -5,931 | 309,723 | ||||
| 2016-07-13 | 3 | NOMIS BAY LTD. | KBIOQ | Common Stock | D | 7,438,012 | ||||||||
| 2016-07-13 | 3 | NOMIS BAY LTD. | KBIOQ | Common Stock | D | 7,438,012 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5,821,735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,984,076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6,989,221 | ||||||||
| 2016-07-05 | 2016-06-30 | 4 | BARLIANT RONALD | KBIOQ | Common Stock | D | 93,786 | 93,786 | ||||||
| 2016-07-05 | 2016-06-30 | 4 | Durrant Cameron | KBIOQ | Common Stock | D | 135,583 | 135,583 | ||||||
| 2015-12-18 | 2015-12-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 29.3200 | 3,410 | 100 | 178,210 | ||||
| 2015-12-18 | 2015-12-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 29.3200 | 3,410 | 100 | 178,210 | ||||
| 2015-12-18 | 2015-12-16 | 4 | Fernandez Thomas Edward | KBIO | Common Stock | D | 29.3200 | 6,821 | 200 | 6,821 | ||||
| 2015-12-18 | 2015-12-16 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 29.3200 | 10,000 | 293 | 250,000 | ||||
| 2015-12-18 | 2015-12-16 | 4 | Harrison Michael Wayne | KBIO | Common Stock | D | 29.3200 | 1,705 | 50 | 1,705 | ||||
| 2015-12-17 | 2015-12-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 29.3200 | 3,410 | 100 | 378,210 | ||||
| 2015-12-17 | 2015-12-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 29.3200 | 3,410 | 100 | 378,210 | ||||
| 2015-11-24 | 2015-11-24 | 4 | Shkreli Martin | KBIO | Common Stock | D | 38.1500 | 5,000 | 191 | 2,075,200 | ||||
| 2015-11-23 | 2015-11-20 | 4 | Shkreli Martin | KBIO | Common Stock | D | 18.8800 | 5,000 | 94 | 2,070,200 | ||||
| 2015-11-19 | 3 | BIESTEK MAREK | KBIO | Common Stock | D | 0 | ||||||||
| 2015-11-19 | 2015-11-18 | 4 | Shkreli Martin | KBIO | Common Stock | D | 2.0200 | 440,000 | 889 | 2,065,200 | ||||
| 2015-11-19 | 2015-11-18 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 2.0400 | 40,000 | 82 | 240,000 | ||||
| 2015-11-19 | 2015-11-17 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 1.8300 | 135,000 | 247 | 200,000 | ||||
| 2015-11-19 | 2015-11-16 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 1.3600 | 65,000 | 88 | 65,000 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 2.1300 | 150,000 | 320 | 574,800 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 2.1300 | 150,000 | 320 | 574,800 | ||||
| 2015-11-18 | 3/A | Moradi David | KBIO | Common Stock | D | 67,937 | ||||||||
| 2015-11-18 | 3/A | Moradi David Through Anthion Partners II LLC | KBIO | Common Stock | I | 67,937 | ||||||||
| 2015-11-18 | 2015-11-17 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.6900 | 113,800 | 192 | 424,800 | ||||
| 2015-11-18 | 2015-11-17 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1.6900 | 113,800 | 192 | 424,800 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.7600 | 17,100 | 30 | 311,000 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1.7600 | 17,100 | 30 | 311,000 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.2600 | 225,963 | 285 | 293,900 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1.2600 | 225,963 | 285 | 293,900 | ||||
| 2015-11-18 | 3 | Anthion Partners II LLC | KBIO | Common Stock | D | 203,811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 203,811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC | KBIO | Common Stock | D | 203,811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 203,811 | ||||||||
| 2015-11-18 | 3 | Shkreli Martin | KBIO | Common Stock | D | 828,170 | ||||||||
| 2015-11-18 | 3 | Shkreli Martin | KBIO | Common Stock | D | 828,170 | ||||||||
| 2015-11-18 | 2015-11-17 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.6900 | 113,800 | 192 | 424,800 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1.6900 | 113,800 | 192 | 424,800 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1.7600 | 17,100 | 30 | 311,000 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.7600 | 17,100 | 30 | 311,000 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1.2600 | 225,963 | 285 | 293,900 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1.2600 | 225,963 | 285 | 293,900 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Shkreli Martin | KBIO | Common Stock | D | 2.4300 | 7,000 | 17 | 1,625,200 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Shkreli Martin | KBIO | Common Stock | D | 1.9300 | 606,677 | 1,171 | 1,618,200 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Shkreli Martin | KBIO | Common Stock | D | 1.4300 | 97,269 | 139 | 1,011,523 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Shkreli Martin | KBIO | Common Stock | D | 0.6100 | 500,169 | 305 | 914,254 | ||||
| 2015-11-10 | 2015-11-09 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.95 | 1,875 | 1,875 | |||||
| 2015-10-28 | 2015-10-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 1.90 | 3,125 | 3,125 | |||||
| 2015-10-08 | 2015-10-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 2.31 | 1,875 | 1,875 | |||||
| 2015-09-28 | 2015-09-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 1.93 | 3,125 | 3,125 | |||||
| 2015-09-22 | 2015-08-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 2.01 | 3,125 | 3,125 | |||||
| 2015-09-22 | 2015-09-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 3.45 | 1,875 | 1,875 | |||||
| 2015-08-11 | 2015-08-10 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 2.05 | 1,875 | 1,875 | |||||
| 2015-07-30 | 2015-07-30 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 2.16 | 3,125 | 3,125 | |||||
| 2015-07-14 | 2015-07-10 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | BAFFI ROBERT | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 3.68 | 5,000 | 5,000 | |||||
| 2015-07-08 | 2015-07-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.49 | 15,000 | 15,000 | |||||
| 2015-06-30 | 2015-06-29 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0.49 | 25,000 | 25,000 | |||||
| 2015-06-08 | 2015-06-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.57 | 15,000 | 15,000 | |||||
| 2015-05-28 | 2015-05-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0.53 | 25,000 | 25,000 | |||||
| 2015-05-08 | 2015-05-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.50 | 15,000 | 15,000 | |||||
| 2015-04-27 | 2015-04-22 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0.57 | 30,000 | 30,000 | |||||
| 2015-04-27 | 2015-04-22 | 4 | MARTELL RON | KBIO | Restricted Stock Units | D | 30,000 | 30,000 | ||||||
| 2015-04-08 | 2015-04-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.47 | 15,000 | 15,000 | |||||
| 2015-03-13 | 2015-01-20 | 4/A | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.44 | 15,000 | 15,000 | |||||
| 2015-03-10 | 2015-03-10 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.56 | 15,000 | 15,000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | Joseph Donald | KBIO | Stock Options (right to buy) | D | 0.45 | 300,000 | 300,000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.45 | 300,000 | 300,000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Options (right to buy) | D | 0.45 | 300,000 | 300,000 | |||||
| 2015-02-09 | 2015-02-06 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.42 | 15,000 | 15,000 | |||||
| 2015-01-21 | 2015-01-20 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0.44 | 15,000 | 15,000 | |||||
| 2014-12-01 | 2014-11-25 | 4 | BAFFI ROBERT | KBIO | Stock Option (right to buy) | D | 1.87 | 40,000 | 40,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LAWLIS V BRYAN | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 2.10 | 20,000 | 20,000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Joseph Donald | KBIO | Stock Option (right to buy) | D | 5.41 | 40,000 | 40,000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Option (right to buy) | D | 5.41 | 75,000 | 75,000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Molfino Nestor | KBIO | Stock Option (right to buy) | D | 5.41 | 150,000 | 150,000 | |||||
| 2014-01-22 | 2014-01-21 | 4 | Pritchard David | KBIO | Stock Option (right to buy) | D | 5.36 | 250,000 | 250,000 | |||||
| 2013-10-23 | 2013-10-22 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 4.15 | 150,000 | 150,000 | |||||
| 2013-10-23 | 2013-10-22 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 4.15 | 20,000 | 20,000 | |||||
| 2013-09-03 | 2013-08-29 | 4 | LAWLIS V BRYAN | KBIO | Stock Option (right to buy) | D | 5.57 | 20,000 | 20,000 | |||||
| 2013-08-01 | 2013-07-30 | 4 | Joseph Donald | KBIO | Stock Option (right to buy) | D | 5.75 | 125,000 | 125,000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | HENNER DENNIS | KBIO | Stock Option (Right to Buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | HEALY JAMES | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Cooper Jeffrey H | KBIO | Stock Option (right to buy) | D | 6.00 | -60,000 | 60,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Molfino Nestor | KBIO | Stock Option (right to buy) | D | 6.00 | -90,000 | 90,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Option (right to buy) | D | 6.00 | 75,000 | 75,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Smith Brigitte | KBIO | Stock Option (right to buy) | D | 6.00 | 15,000 | 15,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Pritchard David | KBIO | Stock Option (right to buy) | D | 6.00 | 150,000 | 150,000 | |||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -1,207 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -80,731 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -643 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -2,565 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -171,450 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -1,367 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -3,143 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -210,056 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -1,675 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -9,982 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -653,356 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -19,120 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -5,231 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -341,236 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -11,226 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -2,851 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -185,996 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -6,118 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1,392 | 31,415 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 93,129 | 2,072,914 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 742 | 43,767 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 2,918 | 30,023 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 195,088 | 1,979,785 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1,555 | 43,025 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 3,440 | 27,105 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 229,904 | 1,784,697 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1,833 | 41,470 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 9,982 | 23,665 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 653,356 | 1,554,793 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 19,120 | 39,637 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 5,231 | 13,683 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 341,236 | 901,437 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 11,226 | 20,517 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 2,851 | 8,452 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 185,996 | 560,201 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 6,118 | 9,291 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | DEVELOPMENT BANK OF JAPAN INC. | KBIO | Series D Preferred Stock | D | -431,973 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | DEVELOPMENT BANK OF JAPAN INC. | KBIO | Common Stock | D | 491,530 | 491,530 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | BAXTER INTERNATIONAL INC | KBIO | Series D Preferred Stock | D | -842,435 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | BAXTER INTERNATIONAL INC | KBIO | Common Stock | D | 958,583 | 958,583 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Sanofi by wholly-owned subsidiary Genzyme Corp. | KBIO | Preferred Shares | I | -431,973 | 0 | ||||||
| 2013-02-07 | 2013-01-31 | 4 | Sanofi by wholly-owned subsidiary Genzyme Corp. | KBIO | Common Stock | I | 8.0000 | 87,500 | 700 | 579,030 | ||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series D Preferred Stock | I | -275,539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series C Preferred Stock | I | -337,622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series B-2 Preferred Stock | I | -1,949,879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 313,527 | 2,632,928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 369,522 | 2,319,401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 1,949,879 | 1,949,879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series D Preferred Stock | I | -275,539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series C Preferred Stock | I | -337,622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series B-2 Preferred Stock | I | -1,949,879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 313,527 | 2,632,928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 369,522 | 2,319,401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 1,949,879 | 1,949,879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series E Preferred Stock | D | -165,164 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series D Preferred Stock | D | -224,029 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series C Preferred Stock | D | -181,114 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series B-2 Preferred Stock | D | -487,489 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series B-1 Preferred Stock | D | -357,693 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series A Preferred Stock | D | -194,965 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Common Stock | D | 1,683,817 | 1,691,794 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series D Preferred Stock | I | -275,539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series C Preferred Stock | I | -337,622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series B-2 Preferred Stock | I | -1,949,879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 313,527 | 2,632,928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 369,522 | 2,319,401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 1,949,879 | 1,949,879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series D Preferred Stock | I | -275,539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series C Preferred Stock | I | -337,622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series B-2 Preferred Stock | I | -1,949,879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 313,527 | 2,632,928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 369,522 | 2,319,401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 1,949,879 | 1,949,879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -1,207 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -80,731 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -643 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -2,565 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -171,450 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -1,367 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -3,143 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -210,056 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -1,675 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -9,982 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -653,356 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -19,120 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -5,231 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -341,236 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -11,226 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -2,851 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -185,996 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -6,118 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1,392 | 31,415 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 93,129 | 2,072,914 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 742 | 43,767 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 2,918 | 30,023 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 195,088 | 1,979,785 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1,555 | 43,025 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 3,440 | 27,105 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 229,904 | 1,784,697 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1,833 | 41,470 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 9,982 | 23,665 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 653,356 | 1,554,793 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 19,120 | 39,637 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 5,231 | 13,683 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 341,236 | 901,437 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 11,226 | 20,517 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 2,851 | 8,452 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 185,996 | 560,201 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 6,118 | 9,291 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series D Preferred Stock | I | -45,368 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series D Preferred Stock | I | -170,617 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series C Preferred Stock | I | -25,322 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series C Preferred Stock | I | -59,084 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series B-2 Preferred Stock | I | -146,240 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series B-2 Preferred Stock | I | -341,229 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte | KBIO | Common Stock | I | 825,613 | 850,613 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series D Preferred Stock | D | -96,612 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series C Preferred Stock | D | -79,886 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series B-2 Preferred Stock | D | -175,488 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series B-1 Preferred Stock | D | -125,185 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Common Stock | D | 498,038 | 721,228 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Mitsubishi UFJ Capital II, Limited Partnership | KBIO | Series D Preferred Stock | D | -345,578 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Mitsubishi UFJ Capital II, Limited Partnership | KBIO | Common Stock | D | 393,223 | 393,223 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series D Preferred Stock | D | -215,985 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series C Preferred Stock | D | -84,406 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series B-2 Preferred Stock | D | -487,469 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Common Stock | D | 825,613 | 850,613 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Lehman Brothers Holdings Inc. By LB I Group Inc. | KBIO | Series C Convertible Preferred Stock | I | -974,940 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Lehman Brothers Holdings Inc. By LB I Group Inc. | KBIO | Common Stock | I | 1,067,059 | 1,067,059 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series D Preferred Stock | D | -104,387 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series C Preferred Stock | D | -51,710 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series B-2 Preferred Stock | D | -175,489 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series B-1 Preferred Stock | D | -121,149 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Common Stock | D | 472,013 | 474,018 | ||||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8.0000 | 5,485 | 44 | 5,601 | ||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8.0000 | 366,592 | 2,933 | 374,205 | ||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8.0000 | 2,923 | 23 | 3,173 | ||||
| 2013-02-04 | 2013-01-31 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Common Stock | D | 8.0000 | 25,000 | 200 | 25,000 | ||||
| 2013-02-04 | 2013-01-31 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Common Stock | I | 8.0000 | 25,000 | 200 | 25,000 | ||||
| 2013-02-04 | 2013-01-31 | 4 | 5AM Partners LLC | KBIO | Common Stock | D | 8.0000 | 62,500 | 500 | 223,190 | ||||
| 2012-08-13 | 3 | WITHY RAYMOND M | NONE | Common Stock | D | 100,000 | ||||||||
| 2012-08-10 | 3 | Alloy Ventures 2000, L.P. | NONE | Common Stock | D | 28,418 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 414 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 27,116 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 891 | ||||||||
| 2012-08-10 | 3 | Yarranton Geoffrey Thomas | NONE | Common Stock | D | 931,645 | ||||||||
| 2012-08-10 | 3 | Pritchard David | NONE | Common Stock | D | 2,273,521 | ||||||||
| 2012-08-10 | 3 | Shochat Dan | NONE | Common Stock | D | 826,394 | ||||||||
| 2012-08-10 | 3 | 5AM VENTURES LLC | NONE | Common Stock | D | 572,295 | ||||||||
| 2012-08-10 | 3 | EDB Investments Pte Ltd. | NONE | Common Stock | D | 7,142 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
