TetraLogic 製藥公司
US ˙ OTCPK

簡介

本頁面提供了有關 Dennis Henner 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Dennis Henner已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:IMGO / Imago BioSciences Inc Director 0
US:FTSV / Forty Seven, Inc. Director 0
US:ETTX / Entasis Therapeutics Holdings Inc 10% Owner 0
US:HAIR / Restoration Robotics, Inc. 10% Owner 0
US:RDUS / Radius Recycling, Inc. 2,459,804
US:TLOG / TetraLogic Pharmaceuticals Corporation 10% Owner 2,214,523
US:SIEN / Sientra, Inc. 10% Owner 5,461,530
10% Owner 2,237,377
US:OPHT / Ophthotech Corp 10% Owner 0
US:AERI / Aerie Pharmaceuticals Inc Director, 10% Owner 0
US:GMED / Globus Medical, Inc. 0
US:KBIO / KaloBios Pharmaceuticals, Inc. Director, 10% Owner 15,000
US:SOMX / Somaxon Pharmaceuticals, Inc. 10% Owner 1,275,886
10% Owner 3
US:ZGNX / Zogenix Inc 10% Owner 9,482,439
US:AVNR / Avanir Pharmaceuticals Inc 10% Owner 12
如何解讀這些圖表

以下圖表顯示了在Dennis Henner進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

TLOG / TetraLogic Pharmaceuticals Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 TLOG / TetraLogic Pharmaceuticals Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2013-12-17 TLOG Clarus Lifesciences II, L.P. 1,425,063 7.0000 1,425,063 7.0000 9,975,441 31 12.25 7,481,581 75.00

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TLOG / TetraLogic Pharmaceuticals Corporation Insider Trades
TLOG / TetraLogic Pharmaceuticals Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 TLOG / TetraLogic Pharmaceuticals Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2016-02-09 TLOG Clarus Lifesciences II, L.P. 230,507 0.1600 230,507 0.1600 36,881 317 0.0301 -29,943 -81.19
2016-02-08 TLOG Clarus Lifesciences II, L.P. 103,123 0.1900 103,123 0.1900 19,593
2016-02-05 TLOG Clarus Lifesciences II, L.P. 832,881 0.2000 832,881 0.2000 166,576
2016-02-04 TLOG Clarus Lifesciences II, L.P. 500,026 0.1400 500,026 0.1400 70,004
2016-02-03 TLOG Clarus Lifesciences II, L.P. 82,583 0.1500 82,583 0.1500 12,387
2016-02-02 TLOG Clarus Lifesciences II, L.P. 176,306 0.1700 176,306 0.1700 29,972
2016-02-01 TLOG Clarus Lifesciences II, L.P. 140,000 0.2000 140,000 0.2000 28,000
2016-01-29 TLOG Clarus Lifesciences II, L.P. 52,826 0.2600 52,826 0.2600 13,735
2016-01-28 TLOG Clarus Lifesciences II, L.P. 32,521 0.2600 32,521 0.2600 8,455
2016-01-27 TLOG Clarus Lifesciences II, L.P. 209,984 0.2700 209,984 0.2700 56,696
2016-01-26 TLOG Clarus Lifesciences II, L.P. 69,425 0.3000 69,425 0.3000 20,828

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TLOG / TetraLogic Pharmaceuticals Corporation Insider Trades
歷史內部人交易

該表格顯示了由 Dennis Henner 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2023-01-11 2023-01-11 4 IMGO Imago BioSciences, Inc.
Common Stock
U - Other -26,095 0 -100.00 36.00 -939,420
2020-04-07 2020-04-07 4 FTSV Forty Seven, Inc.
Stock Option (right to buy)
D - Sale to Issuer -10,322 0 -100.00
2020-04-07 2020-04-07 4 FTSV Forty Seven, Inc.
Stock Option (right to buy)
D - Sale to Issuer -20,645 0 -100.00
2019-06-14 2019-06-12 4 FTSV Forty Seven, Inc.
Stock Option (right to buy)
A - Award 10,322 10,322
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Series B-1 Tranche B Convertible Preferred Stock
C - Conversion -8,552,024 0 -100.00
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Series B-1 Tranche A Convertible Preferred Stock
C - Conversion -6,702,213 0 -100.00
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Series B Convertible Preferred Stock
C - Conversion -7,500,000 0 -100.00
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Common Stock
P - Purchase 453,395 1,623,405 38.75 15.00 6,800,925 24,351,075
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Common Stock
C - Conversion 412,583 1,170,010 54.47
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Common Stock
C - Conversion 323,341 685,170 89.36
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Common Stock
C - Conversion 361,829 361,829
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -1,922,682 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -755,780 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -938,489 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 200,000 3,816,951 5.53 16.00 3,200,000 61,071,216
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,922,682 3,616,951 113.48
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 755,780 1,694,269 80.53
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 938,489 938,489
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -1,922,682 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -755,780 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -938,489 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 200,000 3,816,951 5.53 16.00 3,200,000 61,071,216
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,922,682 3,616,951 113.48
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 755,780 1,694,269 80.53
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 938,489 938,489
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -3,389,105 0 -100.00
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
C - Conversion 0
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 180,881 3,569,986 5.34 7.00 1,266,167 24,989,902
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 3,389,105 3,389,105
2017-10-13 2017-10-11 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
J - Other 1,259,269.79
2016-09-29 2016-09-27 4 RDUS Radius Health, Inc.
Common Stock
J - Other -1,229,902 2,459,804 -33.33
2016-02-10 2016-02-09 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -230,507 2,214,523 -9.43 0.16 -36,881 354,324
2016-02-10 2016-02-08 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -103,123 2,445,030 -4.05 0.19 -19,593 464,556
2016-02-09 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2016-02-09 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2016-02-09 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2016-02-09 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2016-02-09 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2016-02-09 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2016-02-09 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2016-02-09 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2016-02-05 2016-02-05 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -832,881 2,548,153 -24.63 0.20 -166,576 509,631
2016-02-05 2016-02-04 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -500,026 3,381,034 -12.88 0.14 -70,004 473,345
2016-02-05 2016-02-03 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -82,583 3,881,060 -2.08 0.15 -12,387 582,159
2016-02-02 2016-02-02 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -176,306 3,963,643 -4.26 0.17 -29,972 673,819
2016-02-02 2016-02-01 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -140,000 4,139,949 -3.27 0.20 -28,000 827,990
2016-02-02 2016-01-29 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -52,826 4,279,949 -1.22 0.26 -13,735 1,112,787
2016-01-28 2016-01-28 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -32,521 4,332,775 -0.74 0.26 -8,455 1,126,522
2016-01-28 2016-01-27 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -209,984 4,365,296 -4.59 0.27 -56,696 1,178,630
2016-01-28 2016-01-26 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -69,425 4,575,280 -1.49 0.30 -20,828 1,372,584
2015-06-17 2015-06-16 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -39,701 2,237,377 -1.74 14.30 -567,724 31,994,491
2015-06-17 2015-06-15 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -1,529 2,277,078 -0.07 14.27 -21,819 32,493,903
2015-06-12 2015-06-12 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -6,430 2,278,607 -0.28 14.25 -91,628 32,470,150
2015-06-12 2015-06-11 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -25,168 2,285,037 -1.09 14.27 -359,147 32,607,478
2015-06-10 2015-06-10 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -8,987 2,310,205 -0.39 14.32 -128,694 33,082,136
2015-06-10 2015-06-09 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -13,000 2,319,192 -0.56 14.26 -185,380 33,071,678
2015-06-10 2015-06-08 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -2,662 2,332,192 -0.11 14.25 -37,934 33,233,736
2015-06-03 2015-06-03 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -10,450 2,334,854 -0.45 14.32 -149,644 33,435,109
2015-06-03 2015-06-02 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -11,014 2,345,304 -0.47 14.25 -156,950 33,420,582
2015-06-03 2015-06-01 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -15,010 2,356,318 -0.63 14.29 -214,493 33,671,784
2015-05-28 2015-05-26 4 OPHT Ophthotech Corp.
Common Stock
J - Other -1,554,744 0 -100.00
2015-03-24 2015-03-23 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -26,300 2,371,328 -1.10 14.44 -379,772 34,241,976
2015-03-24 2015-03-20 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -27,115 2,397,628 -1.12 14.53 -393,981 34,837,535
2015-03-19 2015-03-19 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -50,012 2,424,743 -2.02 14.61 -730,675 35,425,495
2015-03-19 2015-03-18 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -25,000 2,474,755 -1.00 14.68 -367,000 36,329,403
2015-03-19 2015-03-17 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -79,307 2,499,755 -3.08 14.67 -1,163,434 36,671,406
2015-01-30 2015-01-28 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
J - Other -3,139,447 0 -100.00
2015-01-30 2013-10-25 4/A AERI AERIE PHARMACEUTICALS INC
Common Stock Warrant
C - Conversion 184,812 0 -100.00
2015-01-30 2013-10-25 4/A AERI AERIE PHARMACEUTICALS INC
Series B Preferred Warrant
C - Conversion -184,812 0 -100.00
2015-01-30 2013-10-25 4/A AERI AERIE PHARMACEUTICALS INC
Common Stock
P - Purchase 321,000 3,468,494 10.20 10.00 3,210,000 34,684,940
2015-01-12 2015-01-08 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -175,000 3,324,259 -5.00 31.11 -5,444,250 103,417,697
2015-01-06 2015-01-05 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -10,200 3,499,259 -0.29 31.11 -317,322 108,861,947
2015-01-06 2015-01-05 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -13,420 3,509,459 -0.38 30.67 -411,591 107,635,108
2014-12-30 2014-12-29 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -6,214 3,522,879 -0.18 30.03 -186,606 105,792,056
2014-12-30 2014-12-26 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -74,510 3,529,093 -2.07 30.05 -2,239,026 106,049,245
2014-12-24 2014-12-23 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -263 3,603,603 -0.01 30.00 -7,890 108,108,090
2014-12-24 2014-12-22 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -49,441 3,603,866 -1.35 30.36 -1,501,029 109,413,372
2014-06-16 2014-06-11 4 AERI AERIE PHARMACEUTICALS INC
Option (right to buy)
A - Award 13,500 13,500
2014-06-11 2014-06-11 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -500 4,500 -10.00 44.32 -22,160 199,440
2014-06-11 2014-06-11 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -29,217 2,843,564 -1.02 44.53 -1,301,074 126,627,886
2014-06-11 2014-06-10 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -200 2,872,781 -0.01 46.80 -9,360 134,446,151
2014-06-11 2014-06-10 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -36,880 2,872,981 -1.27 45.90 -1,692,630 131,857,187
2014-06-11 2014-06-10 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -79,824 2,909,861 -2.67 44.66 -3,564,988 129,956,138
2014-06-11 2014-06-09 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -39,362 2,989,685 -1.30 46.78 -1,841,500 139,868,526
2014-06-11 2014-06-09 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -25,697 3,029,047 -0.84 46.02 -1,182,463 139,383,415
2014-06-10 2014-06-06 4 RDUS Radius Health, Inc.
Series B Convertible Preferred
C - Conversion -91,175 0 -100.00
2014-06-10 2014-06-06 4 RDUS Radius Health, Inc.
Series A-3 Convertible Preferred Stock
C - Conversion -53,331 0 -100.00
2014-06-10 2014-06-06 4 RDUS Radius Health, Inc.
Series A-2 Convertible Preferred Stock
C - Conversion -217,873 0 -100.00
2014-06-10 2014-06-06 4 RDUS Radius Health, Inc.
Series A-1 Convertible Preferred Stock
C - Conversion -269,724 0 -100.00
2014-06-10 2014-06-06 4 RDUS Radius Health, Inc.
Common Stock
J - Other 694,449 3,689,706 23.18
2014-06-10 2014-06-06 4 RDUS Radius Health, Inc.
Common Stock
C - Conversion 399,891 2,995,257 15.41
2014-06-10 2014-06-06 4 RDUS Radius Health, Inc.
Common Stock
C - Conversion 255,881 2,595,366 10.94
2014-06-10 2014-06-06 4 RDUS Radius Health, Inc.
Common Stock
C - Conversion 1,045,351 2,339,485 80.78
2014-06-10 2014-06-06 4 RDUS Radius Health, Inc.
Common Stock
C - Conversion 1,294,134 1,294,134
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Warrants
X - Other -23,282 0 -100.00 6.40 -149,056
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Convertible Notes
C - Conversion -853,416 0 -100.00
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Series C Convertible Preferred Stock
C - Conversion -2,342,944 0 -100.00
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
X - Other 23,282 4,644,705 0.50 6.40 149,056 29,736,330
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
C - Conversion 853,416 4,621,423 22.65 7.00 5,973,912 32,349,961
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
C - Conversion 2,342,944 3,768,007 164.41
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
P - Purchase 1,425,063 1,425,063 7.00 9,975,441 9,975,441
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Series G Preferred Ordinary Shares
C - Conversion -203,439 0 -100.00
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Series F Preferred Ordinary Shares
C - Conversion -553,859 0 -100.00
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Series E Preferred Ordinary Shares
C - Conversion -1,239,308 0 -100.00
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion -582,456 0 -100.00
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion 203,439 2,579,062 8.56
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion 553,859 2,375,623 30.40
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion 1,239,308 1,821,764 212.77
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion 582,456 582,456
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Convertible Notes
C - Conversion -420,222 0 -100.00
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Series B Warrants
C - Conversion -184,812 0 -100.00
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Series B Convertible Preferred Stock
C - Conversion -2,727,272 0 -100.00
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
P - Purchase 321,000 3,653,306 9.63 10.00 3,210,000 36,533,060
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
C - Conversion 184,812 3,332,306 5.87 0.05 9,241 166,615
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
C - Conversion 420,222 3,147,494 15.41
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
C - Conversion 2,727,272 2,727,272
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series C Preferred Stock
C - Conversion -186,027 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series B Preferred Stock
C - Conversion -2,542,373 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Common Stock
C - Conversion 186,027 2,728,390 7.32
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Common Stock
C - Conversion 2,542,373 2,542,373
2013-09-04 2013-09-03 4 GMED GLOBUS MEDICAL INC
Class A Common Stock
J - Other -7,244,201 0 -100.00
2013-05-03 2013-05-01 4 KBIO KALOBIOS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 15,000 15,000
2013-04-30 2013-04-23 4 RDUS Radius Health, Inc.
Common Stock Warrant
P - Purchase 227,939 227,939 6.14 1,400,001 1,400,001
2013-04-30 2013-04-23 4 RDUS Radius Health, Inc.
Series B Convertible Preferred Stock
P - Purchase 91,175 91,175 61.42 5,599,968 5,599,968
2013-02-07 2013-02-05 4 KBIO KALOBIOS PHARMACEUTICALS INC
Series D Preferred Stock
C - Conversion -275,539 0 -100.00
2013-02-07 2013-02-05 4 KBIO KALOBIOS PHARMACEUTICALS INC
Series C Preferred Stock
C - Conversion -337,622 0 -100.00
2013-02-07 2013-02-05 4 KBIO KALOBIOS PHARMACEUTICALS INC
Series B-2 Preferred Stock
C - Conversion -1,949,879 0 -100.00
2013-02-07 2013-02-05 4 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock
C - Conversion 313,527 2,632,928 13.52
2013-02-07 2013-02-05 4 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock
C - Conversion 369,522 2,319,401 18.95
2013-02-07 2013-02-05 4 KBIO KALOBIOS PHARMACEUTICALS INC
Common Stock
C - Conversion 1,949,879 1,949,879
2012-08-10 2012-08-08 4 GMED GLOBUS MEDICAL INC
Series E Preferred Stock
C - Conversion -7,444,168 0 -100.00
2012-08-10 2012-08-08 4 GMED GLOBUS MEDICAL INC
Class A Common Stock
S - Sale -804,232 7,244,201 -9.99 11.16 -8,975,229 80,845,283
2012-08-10 2012-08-08 4 GMED GLOBUS MEDICAL INC
Class A Common Stock
C - Conversion 7,444,168 8,048,433 1,231.94
2012-08-02 3 GMED GLOBUS MEDICAL INC
Class A Common Stock
604,265
2012-07-10 2012-07-09 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -1,624,574 1,275,886 -56.01 0.31 -498,744 391,697
2012-07-10 2012-07-06 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -671,217 2,900,460 -18.79 0.29 -195,324 844,034
2012-07-05 2012-07-03 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -98,210 3,571,677 -2.68 0.29 -28,481 1,035,786
2012-07-05 2012-07-02 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -80,348 3,669,887 -2.14 0.29 -23,301 1,064,267
2012-07-02 2012-06-28 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -19,500 3,750,235 -0.52 0.29 -5,655 1,087,568
2012-06-21 2012-06-19 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -12,000 3,759,735 -0.32 0.29 -3,480 1,090,323
2012-06-19 2012-06-15 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -1,450 3,781,735 -0.04 0.29 -420 1,096,703
2012-06-07 2012-06-06 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -8,400 3,783,185 -0.22 0.29 -2,436 1,097,124
2012-06-07 2012-06-05 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -29,555 3,791,585 -0.77 0.29 -8,571 1,099,560
2012-06-06 2012-06-04 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other -10,942,468 3 -100.00
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock Warrant (right to buy)
X - Other -1,290,922 0 -100.00
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock Warrant (right to buy)
X - Other -1,706,426 0 -100.00
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -708,810 10,942,471 -6.08 7.49 -5,311,255 81,994,124
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -608,146 11,651,281 -4.96 7.49 -4,556,960 87,305,379
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
X - Other 1,706,426 12,259,427 16.17 3.11 5,311,251 38,157,467
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
X - Other 1,290,922 10,553,001 13.94 3.53 4,556,955 37,252,094
2012-06-04 2012-05-31 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -29,850 3,821,140 -0.78 0.30 -8,955 1,146,342
2012-06-04 2012-05-30 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -51,007 3,850,990 -1.31 0.30 -15,302 1,155,297
2012-06-04 2012-05-29 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -15,300 3,901,997 -0.39 0.30 -4,622 1,178,793
2012-06-04 2012-05-25 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -293,015 3,917,297 -6.96 0.30 -87,904 1,175,189
2012-06-04 2012-05-23 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -135,250 4,210,312 -3.11 0.30 -40,629 1,264,778
2012-06-04 2012-05-22 4 SOMX Somaxon Pharmaceuticals, Inc.
Common Stock
S - Sale -287,000 4,345,562 -6.20 0.30 -86,990 1,317,140
2011-09-20 2011-09-16 4 ZGNX ZOGENIX, INC.
Common Stock
P - Purchase 3,500,000 9,482,439 58.50 2.00 7,000,000 18,964,878
2010-12-07 2010-12-03 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
J - Other -6,669,204 12 -100.00
2010-11-10 2010-11-09 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,200,000 6,669,216 -15.25 4.81 -5,773,920 32,089,600
2010-11-10 2010-11-08 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -44,626 7,869,216 -0.56 5.10 -227,593 40,133,002
2010-11-05 2010-11-05 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -332,572 7,913,842 -4.03 4.80 -1,597,377 38,010,975
2010-11-05 2010-11-03 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,400,106 8,246,414 -14.51 4.52 -6,332,539 37,297,706
2010-11-02 2010-11-02 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,290,871 9,646,520 -11.80 4.49 -5,800,400 43,345,673
2010-11-02 2010-11-01 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -2,478,142 10,937,391 -18.47 5.36 -13,273,424 58,582,854
2010-11-02 2010-10-29 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,424,947 13,415,533 -9.60 5.06 -7,215,647 67,933,576
2010-10-12 2010-10-11 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -311,000 14,840,480 -2.05 3.52 -1,093,445 52,177,644
2010-10-12 2010-10-08 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -240,838 15,151,480 -1.56 3.47 -836,792 52,643,817
2010-07-15 2010-07-13 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -165,000 15,392,318 -1.06 3.53 -583,143 54,399,530
2008-04-11 3 AVNR AVANIR PHARMACEUTICALS
Class A Common Stock
15,557,318
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)