CTAM / Castle AM & Co - Insider Trading and Ownership Report - SEC Form 3, 4, 5

城堡AM公司
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內部人士股份96,719,407 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Castle AM & Co內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 CTAM / Castle AM & Co 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2020-10-21 Mellin Jonathan 138,962 0.2600 138,962 0.2600 36,130 133 12.8300 1,746,752 4,834.63
2018-12-19 Edgar Marec Elden 52 2.8500 52 2.8500 148
2016-11-11 Sheehan Michael J 100,000 0.5220 100,000 0.5220 52,200
2016-11-04 WB & CO 4,630,795 0.1000 4,630,795 0.1000 463,080
2016-06-01 Stone House Capital Management, LLC 8,160 8,160
2015-10-01 Stone House Capital Management, LLC 5,040 5,040
2015-09-01 Stone House Capital Management, LLC 28,373 28,373

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

CTAM / Castle AM & Co Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 CTAM / Castle AM & Co 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2018-12-19 Anderson Patrick R. 52 2.8500 52 2.8500 148 201 1.5800 -66 -44.49
2016-11-17 Stone House Capital Management, LLC 136,918 0.4505 136,918 0.4505 61,682
2016-11-16 Stone House Capital Management, LLC 100,000 0.4786 100,000 0.4786 47,860
2016-11-15 Stone House Capital Management, LLC 110,691 0.4808 110,691 0.4808 53,220
2016-11-14 Stone House Capital Management, LLC 79,339 0.4962 79,339 0.4962 39,368
2016-11-11 Stone House Capital Management, LLC 160,037 0.5090 160,037 0.5090 81,459
2016-11-10 Stone House Capital Management, LLC 139,039 0.5313 139,039 0.5313 73,871
2016-11-09 Stone House Capital Management, LLC 69,650 0.5240 69,650 0.5240 36,497

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

CTAM / Castle AM & Co Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2020-12-30 2020-12-28 4 Zundel Mark D CTAM Common Stock F - Taxes D 0.3000 -71,427 -21 57,058
2020-12-30 2020-12-28 4 Scheinkman Steven W. CTAM Common Stock F - Taxes D 0.3800 -500,868 -190 471,108
2020-12-30 2020-12-28 4 Edgar Marec Elden CTAM Common Stock F - Taxes D 0.3000 -358,389 -108 155,475
2020-12-30 2020-12-28 4 Anderson Patrick R. CTAM Common Stock F - Taxes D 0.3000 -306,359 -92 207,579
2020-10-22 2020-10-21 4 Mellin Jonathan CTAM Common Stock P - Purchase D 0.2600 138,962 36 163,768
2020-04-01 2020-03-27 4 Scheinkman Steven W. CTAM Convertible Note A - Award D 0.46
2020-04-01 2020-03-27 4 Scheinkman Steven W. CTAM Convertible Note D - Sale to Issuer D 3.77
2020-04-01 2020-03-27 4 Scheinkman Steven W. CTAM Common Stock A - Award D 364,849 971,976
2020-04-01 2020-03-27 4 Anderson Patrick R. CTAM Convertible Note A - Award D 0.46
2020-04-01 2020-03-27 4 Anderson Patrick R. CTAM Convertible Note D - Sale to Issuer D 3.77
2020-04-01 2020-03-27 4 Anderson Patrick R. CTAM Common Stock A - Award D 192,848 513,938
2020-04-01 2020-03-27 4 Edgar Marec Elden CTAM Convertible Note A - Award D 0.46
2020-04-01 2020-03-27 4 Edgar Marec Elden CTAM Convertible Note D - Sale to Issuer D 3.77
2020-04-01 2020-03-27 4 Edgar Marec Elden CTAM Common Stock A - Award D 192,848 513,864
2020-04-01 2020-03-27 4 Steele Jeremy T. CTAM Convertible Note A - Award D 0.46
2020-04-01 2020-03-27 4 Steele Jeremy T. CTAM Convertible Note D - Sale to Issuer D 3.77
2020-04-01 2020-03-27 4 Steele Jeremy T. CTAM Common Stock A - Award D 20,217 35,217
2020-04-01 2020-03-27 4 Zundel Mark D CTAM Convertible Note A - Award D 0.46
2020-04-01 2020-03-27 4 Zundel Mark D CTAM Convertible Note D - Sale to Issuer D 3.77
2020-04-01 2020-03-27 4 Zundel Mark D CTAM Convertible Note D - Sale to Issuer D 3.77
2020-04-01 2020-03-27 4 Zundel Mark D CTAM Common Stock A - Award D 73,477 128,485
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM 3.00% / 5.00% Convertible Senior Secured Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM 3.00% / 5.00% Convertible Senior Secured Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I 0
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I 0
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM Common Stock J - Other I 20,229,264 20,610,221
2020-03-31 2020-03-27 4 WHITEBOX ADVISORS LLC CTAM Common Stock J - Other I 20,945,875 21,346,747
2020-03-31 3 Whitebox Multi-Strategy Partners LP CTAM Common Stock D 21,226,360
2020-03-31 3 Whitebox Multi-Strategy Partners LP CTAM Common Stock D 21,226,360
2020-03-31 3 Whitebox Multi-Strategy Partners LP CTAM Common Stock D 21,226,360
2020-03-31 2020-03-27 4 HIGHBRIDGE CAPITAL MANAGEMENT LLC CTAM 3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 HIGHBRIDGE CAPITAL MANAGEMENT LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I
2020-03-31 2020-03-27 4 HIGHBRIDGE CAPITAL MANAGEMENT LLC CTAM Common Stock, par value $0.01 per share ("Common Stock") J - Other I 22,519,492 23,028,594
2020-03-31 2020-03-27 4 Corre Partners Management, LLC CTAM 3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 Corre Partners Management, LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I
2020-03-31 2020-03-27 4 Corre Partners Management, LLC CTAM Common Stock, par value $0.01 per share ("Common Stock") J - Other I 10,469,092 10,702,564
2020-03-31 2020-03-27 4 WOLVERINE ASSET MANAGEMENT LLC CTAM 3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 J - Other I
2020-03-31 2020-03-27 4 WOLVERINE ASSET MANAGEMENT LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 J - Other I
2020-03-31 2020-03-27 4 WOLVERINE ASSET MANAGEMENT LLC CTAM Common Stock, par value $0.01 per share ("Common Stock") J - Other I 3,681,985 3,752,890
2020-03-31 2020-03-27 4 SGF, LLC CTAM 2022 Notes J - Other D 0.27 -29,278,895 0
2020-03-31 2020-03-27 4 SGF, LLC CTAM Common Stock J - Other D 10,815,730 11,022,296
2020-03-27 2020-03-25 4 Zundel Mark D CTAM Convertible Notes A - Award D 3.77
2020-03-27 2020-03-25 4 Steele Jeremy T. CTAM Convertible Notes A - Award D 3.77
2020-01-14 2020-01-01 4 Scheinkman Steven W. CTAM Convertible Notes J - Other D 3.77
2020-01-14 2020-01-01 4 Scheinkman Steven W. CTAM Common Stock J - Other D 607,035 607,127
2019-07-15 3/A Zundel Mark D CTAM Common Stock D 55,008
2019-05-29 2019-05-28 4 Steele Jeremy T. CTAM Common Stock A - Award D 15,000 15,000
2018-12-20 2018-12-19 4 Anderson Patrick R. CTAM Common Stock S - Sale D 2.8500 -52 -0 320,967
2018-12-20 2018-12-19 4 Edgar Marec Elden CTAM Common Stock P - Purchase D 2.8500 52 0 321,016
2018-12-20 3 Zundel Mark D CTAM Common Stock D 109,960
2018-12-20 3 Zundel Mark D CTAM Common Stock D 109,960
2018-12-20 3 Zundel Mark D CTAM Common Stock D 109,960
2018-06-07 2018-06-05 4 WHITEBOX ADVISORS LLC See Footnotes CTAM 5.00% / 7.00% Convertible Senior Secured Notes due 2022 P - Purchase I 2,090,271.0000
2018-06-07 2018-06-05 4 HIGHBRIDGE CAPITAL MANAGEMENT LLC CTAM 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 P - Purchase I 2,090,545.7700
2018-04-27 2018-04-25 4 BRODSKY JEFFREY A CTAM Common Stock A - Award D 22,910 22,910
2018-04-27 2018-04-25 4 Sheehan Michael J CTAM Common Stock A - Award D 22,910 24,576
2018-04-26 2018-04-25 4 Mellin Jonathan CTAM Common Stock A - Award D 22,910 24,806
2018-02-22 2017-08-31 4/A SGF, LLC CTAM New Money Notes A - Award D 0.27 5,700,258.0000 7,125,323 40,616,179,433 7,125,323
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Exchange Notes A - Award D 0.27 17,775,807 17,775,807
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 0 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 0 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other I 181 181
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other I -14,739 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 412 412
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D -33,471 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 1,896 1,896
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D -153,990 0
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D 107,850 107,850
2018-02-22 2017-08-31 4/A SGF, LLC CTAM Common Stock J - Other D -8,759,076 0
2017-11-03 2017-08-31 4/A Anderson Patrick R. CTAM Convertible Notes A - Award D 3.77
2017-11-03 2017-08-31 4/A Anderson Patrick R. IRA CTAM Common Stock A - Award I 123 123
2017-11-03 2017-08-31 4/A Anderson Patrick R. CTAM Common Stock A - Award D 158 321,019
2017-11-03 2017-08-31 4/A Anderson Patrick R. CTAM Common Stock A - Award D 320,861 320,861
2017-11-03 2017-08-31 4/A Anderson Patrick R. CTAM Common Stock J - Other D -22,951 0
2017-11-03 2017-08-31 4/A Edgar Marec Elden CTAM Convertible Notes A - Award D 3.77
2017-11-03 2017-08-31 4/A Edgar Marec Elden CTAM Common Stock A - Award D 103 320,964
2017-11-03 2017-08-31 4/A Edgar Marec Elden CTAM Common Stock A - Award D 320,861 320,861
2017-11-03 2017-08-31 4/A Edgar Marec Elden CTAM Common Stock J - Other D -8,443 0
2017-11-03 2017-08-31 4/A KNOPP RONALD E CTAM Convertible Notes A - Award D 3.77
2017-11-03 2017-08-31 4/A KNOPP RONALD E Retirement Account CTAM Common Stock A - Award I 110 110
2017-11-03 2017-08-31 4/A KNOPP RONALD E CTAM Common Stock A - Award D 80 320,941
2017-11-03 2017-08-31 4/A KNOPP RONALD E CTAM Common Stock A - Award D 320,861 320,861
2017-11-03 2017-08-31 4/A KNOPP RONALD E Retirement Account CTAM Common Stock J - Other I -8,942 0
2017-11-03 2017-08-21 4/A KNOPP RONALD E CTAM Common Stock J - Other D -11,152 0
2017-11-03 2017-11-01 4 Corre Partners Management, LLC CTAM 5.00% / 7.00% Convertible Senior Secured Notes due 2022 S - Sale I 116,675.0000
2017-10-16 3 Sheehan Michael J CTAM Common Stock D 3,332
2017-10-16 3 Sheehan Michael J CTAM Common Stock D 3,332
2017-09-11 3 Segal Jonathan M. NONE No securities are beneficially owned. D 0
2017-09-11 3 Corre Partners Management, LLC NONE Common Stock I 469,108
2017-09-11 3 Corre Partners Management, LLC NONE Common Stock I 469,108
2017-09-11 3 WHITEBOX ADVISORS LLC See Footnotes NONE Common Stock I 801,752
2017-09-11 3 WHITEBOX ADVISORS LLC See Footnotes NONE Common Stock I 801,752
2017-09-11 3 WHITEBOX ADVISORS LLC See Footnotes NONE Common Stock I 801,752
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141,810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141,810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141,810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141,810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141,810
2017-09-11 3 WOLVERINE ASSET MANAGEMENT LLC See Footnotes NONE Common Stock I 141,810
2017-09-11 3 HIGHBRIDGE CAPITAL MANAGEMENT LLC NONE Common Stock, par value $0.01 per share ("Common Stock") I 1,018,210
2017-09-11 3 HIGHBRIDGE CAPITAL MANAGEMENT LLC NONE Common Stock, par value $0.01 per share ("Common Stock") I 1,018,210
2017-09-11 3 HIGHBRIDGE CAPITAL MANAGEMENT LLC NONE Common Stock, par value $0.01 per share ("Common Stock") I 1,018,210
2017-09-05 3 SGF, LLC CASLQ Common Stock D 0
2017-09-05 2017-08-31 4 Edgar Marec Elden CASLQ Convertible Notes A - Award D 3.77
2017-09-05 2017-08-31 4 Edgar Marec Elden CASLQ Common Stock A - Award D 104 320,965
2017-09-05 2017-08-31 4 Edgar Marec Elden CASLQ Common Stock A - Award D 320,861 320,861
2017-09-05 2017-08-31 4 Edgar Marec Elden CASLQ Common Stock J - Other D -8,443 0
2017-09-05 2017-08-31 4 KNOPP RONALD E CASLQ Convertible Notes A - Award D 3.77
2017-09-05 2017-08-31 4 KNOPP RONALD E Retirement Account CASLQ Common Stock A - Award I 110 110
2017-09-05 2017-08-31 4 KNOPP RONALD E CASLQ Common Stock A - Award D 137 320,998
2017-09-05 2017-08-31 4 KNOPP RONALD E CASLQ Common Stock A - Award D 320,861 320,861
2017-09-05 2017-08-31 4 KNOPP RONALD E Retirement Account CASLQ Common Stock J - Other I -8,942 0
2017-09-05 2017-08-31 4 KNOPP RONALD E CASLQ Common Stock J - Other D -11,152 0
2017-09-05 2017-08-31 4 Scheinkman Steven W. CASLQ Convertible Notes A - Award D 3.77
2017-09-05 2017-08-31 4 Scheinkman Steven W. CASLQ Common Stock A - Award D 92 607,127
2017-09-05 2017-08-31 4 Scheinkman Steven W. CASLQ Common Stock A - Award D 607,035 607,035
2017-09-05 2017-08-31 4 Scheinkman Steven W. CASLQ Common Stock J - Other D -7,500 0
2017-09-05 2017-08-31 4 Anderson Patrick R. CASLQ Convertible Notes A - Award D 3.77
2017-09-05 2017-08-31 4 Anderson Patrick R. CASLQ Common Stock A - Award D 282 321,143
2017-09-05 2017-08-31 4 Anderson Patrick R. CASLQ Common Stock A - Award D 320,861 320,861
2017-09-05 2017-08-31 4 Anderson Patrick R. CASLQ Common Stock J - Other D -22,951 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ New Money Notes A - Award D 0.27 5,700,258.0000 7,125,323 40,616,179,433 7,125,323
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Exchange Notes A - Award D 0.27 17,775,807 17,775,807
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 0 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 0 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other I 181 181
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other I -14,739 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 412 412
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D -33,471 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 1,231 1,231
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D -153,990 0
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D 107,850 107,850
2017-09-05 2017-08-31 4 SGF, LLC CASLQ Common Stock J - Other D -8,759,076 0
2017-04-04 2017-04-01 4 Edgar Marec Elden CASL Restricted Stock Units M - Exercise D -5,088 0
2017-04-04 2017-04-01 4 Edgar Marec Elden CASL Common Stock F - Taxes D 0.3000 -1,582 -0 8,443
2017-04-04 2017-04-01 4 Edgar Marec Elden CASL Common Stock M - Exercise D 5,088 10,025
2017-02-13 2017-02-09 4 MASSE GARY A CASL Common Stock D - Sale to Issuer D -84,076 11,950
2017-01-04 2016-12-31 4 Anderson Patrick R. CASL Restricted Stock Units M - Exercise D -3,002 0
2017-01-04 2016-12-31 4 Anderson Patrick R. CASL Common Stock F - Taxes D 0.2520 -933 -0 22,951
2017-01-04 2016-12-31 4 Anderson Patrick R. CASL Common Stock M - Exercise D 3,002 23,884
2017-01-04 2016-12-31 4 KNOPP RONALD E CASL Restricted Stock Units M - Exercise D -3,632 0
2017-01-04 2016-12-31 4 KNOPP RONALD E CASL Common Stock F - Taxes D 0.2520 -1,129 -0 11,152
2017-01-04 2016-12-31 4 KNOPP RONALD E CASL Common Stock M - Exercise D 3,632 12,281
2017-01-04 2016-12-31 4 Edgar Marec Elden CASL Restricted Stock Unit M - Exercise D -4,937 0
2017-01-04 2016-12-31 4 Edgar Marec Elden CASL Common Stock M - Exercise D 4,937 4,937
2016-11-17 2016-11-17 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0.4505 -136,918 -62 3,204,326
2016-11-17 2016-11-16 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0.4786 -100,000 -48 3,341,244
2016-11-17 2016-11-15 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0.4808 -110,691 -53 3,441,244
2016-11-15 2016-11-11 4 Sheehan Michael J By Trust CAS Common Stock P - Purchase I 0.5220 100,000 52 100,000
2016-11-14 2016-11-14 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0.4962 -79,339 -39 3,551,935
2016-11-14 2016-11-11 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0.5090 -160,037 -81 3,631,274
2016-11-14 2016-11-10 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0.5313 -139,039 -74 3,791,311
2016-11-14 2016-11-09 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock S - Sale I 0.5240 -69,650 -36 3,930,350
2016-11-07 2016-11-04 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value S - Sale I 0.1000 -4,630,795 -463 0
2016-11-07 2016-11-04 4 TRAUB KENNETH H CAS Common Stock, $0.01 par value D - Sale to Issuer D -53,990 18,888
2016-11-04 2016-11-04 4 Mellin Jonathan CAS Common Stock G - Gift D 100,000 153,990
2016-11-04 2016-11-04 4 WB & CO CAS Common Stock G - Gift D -100,000 8,759,076
2016-11-04 2016-11-04 4 WB & CO CAS Common Stock P - Purchase D 0.1000 4,630,795 463 8,859,076
2016-10-27 2016-10-25 4 Schwind Paul CAS Stock Option (Right to Buy) A - Award D 0.54 43,100 43,100
2016-09-07 2016-09-02 4 Brownstein Howard Brod CAS Common Stock A - Award D 31,839 31,839
2016-09-07 2016-09-02 4 Young Allan J CAS Common Stock D - Sale to Issuer D -35,323 18,667
2016-08-29 3/A KNOPP RONALD E CAS Common Stock D 5,881
2016-07-29 2016-07-27 4 Burger Richard N CAS Common Stock A - Award D 35,323 35,323
2016-07-29 2016-07-27 4 TRAUB KENNETH H CAS Common Stock A - Award D 35,323 72,878
2016-07-29 2016-07-27 4 Young Allan J CAS Common Stock A - Award D 35,323 53,990
2016-07-29 2016-07-27 4 Sheehan Michael J CAS Common Stock A - Award D 35,323 35,323
2016-07-29 2016-07-27 4 Mellin Jonathan CAS Common Stock A - Award D 35,323 53,990
2016-07-29 2016-07-27 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 35,323 85,340
2016-07-29 2016-07-27 4 MASSE GARY A CAS Common Stock A - Award D 25,232 96,026
2016-07-29 2016-07-27 4 MASSE GARY A CAS Common Stock A - Award D 35,323 70,794
2016-06-03 2016-06-01 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 8,160 4,000,000
2016-03-07 3 Burger Richard N CAS Common Stock, $0.01 par value D 0
2016-03-04 3 LERNER ROBERT L CAS Common Stock, $0.01 par value D 0
2016-02-29 2016-02-25 4 Edgar Marec Elden CAS Employee Stock Option (right to buy) A - Award D 1.98 172,000 172,000
2016-02-29 2016-02-25 4 KNOPP RONALD E CAS Employee Stock Option (right to buy) A - Award D 1.98 152,000 152,000
2016-02-29 2016-02-25 4 Anderson Patrick R. CAS Employee Stock Option (right to buy) A - Award D 1.98 152,000 152,000
2016-02-29 2016-02-25 4 Scheinkman Steven W. CAS Employee Stock Option (right to buy) A - Award D 1.98 727,000 727,000
2016-01-05 2015-12-31 4 KNOPP RONALD E CAS Restricted Stock Units M - Exercise D -2,700 0
2016-01-05 2015-12-31 4 KNOPP RONALD E CAS Common Stock F - Taxes D 1.5900 -839 -1 7,368
2016-01-05 2015-12-31 4 KNOPP RONALD E CAS Common Stock M - Exercise D 2,700 8,207
2016-01-05 2015-12-31 4 Anderson Patrick R. CAS Restricted Stock Units M - Exercise D -2,300 0
2016-01-05 2015-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 1.5900 -715 -1 20,882
2016-01-05 2015-12-31 4 Anderson Patrick R. CAS Common Stock M - Exercise D 2,300 21,597
2016-01-05 2015-12-31 4 GARRETT THOMAS L CAS Restricted Stock Units M - Exercise D -2,900 0
2016-01-05 2015-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 1.5900 -916 -1 18,443
2016-01-05 2015-12-31 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 2,900 19,359
2015-10-05 2015-10-01 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 5,040 4,000,000
2015-09-30 2015-09-28 4 Schwind Paul CAS Employee Stock Option (right to buy) A - Award D 2.13 10,452 10,452
2015-09-30 2015-09-28 4 Schwind Paul CAS Restricted Stock Units A - Award D 3,658 3,658
2015-09-03 2015-09-01 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 28,373 4,000,000
2015-09-01 2015-08-31 4 Anderson Patrick R. CAS Common Stock P - Purchase D 2.8800 10,000 29 19,297
2015-08-20 2015-08-19 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3.2500 185,693 604 4,000,000
2015-08-20 2015-08-18 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3.2700 314,307 1,028 3,814,307
2015-08-17 2015-08-17 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3.3200 150,000 498 3,500,000
2015-08-13 2015-08-12 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3.4600 4,380 15 23,435
2015-08-13 2015-08-12 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3.4600 2,233 8 42,403
2015-08-13 2015-08-11 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3.4300 5,480 19 19,055
2015-08-13 2015-08-11 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3.4300 2,797 10 40,170
2015-08-12 2015-08-12 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3.5200 100,000 352 3,350,000
2015-08-12 2015-08-11 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3.4400 125,000 430 3,250,000
2015-08-12 2015-08-10 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3.6000 125,400 451 3,125,000
2015-08-11 2015-08-10 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3.3800 230 1 13,575
2015-08-11 2015-08-10 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 3.3800 120 0 37,373
2015-08-11 2015-08-07 4 Donnelley Reuben Simpson By Immediate Family CAS Common Stock G - Gift I 14,739 14,739
2015-08-11 2015-08-07 4 Donnelley Reuben Simpson CAS Common Stock G - Gift D -14,739 33,471
2015-08-11 2015-08-07 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 2.9900 7,720 23 13,345
2015-08-11 2015-08-07 4 Donnelley Reuben Simpson See Note CAS Common Stock P - Purchase I 2.9900 3,940 12 37,253
2015-08-10 2015-08-06 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 3.0300 267,293 810 2,999,600
2015-07-28 2015-07-24 4 GARRETT THOMAS L CAS Employee Stock Option (right to buy) A - Award D 3.92 24,216 24,216
2015-07-28 2015-07-24 4 KNOPP RONALD E CAS Employee Stock Option (right to buy) A - Award D 3.92 14,100 14,100
2015-07-28 2015-07-24 4 KNOPP RONALD E CAS Employee Stock Option (right to buy) A - Award D 3.92 36,505 36,505
2015-07-28 2015-07-24 4 Edgar Marec Elden CAS Employee Stock Option (right to buy) A - Award D 3.92 15,900 15,900
2015-07-28 2015-07-24 4 Edgar Marec Elden CAS Employee Stock Option (right to buy) A - Award D 3.92 41,373 41,373
2015-07-28 2015-07-24 4 Anderson Patrick R. CAS Employee Stock Option (right to buy) A - Award D 3.92 14,100 14,100
2015-07-28 2015-07-24 4 Anderson Patrick R. CAS Employee Stock Option (right to buy) A - Award D 3.92 36,505 36,505
2015-07-28 2015-07-24 4 Scheinkman Steven W. CAS Employee Stock Option (right to buy) A - Award D 3.92 50,000 50,000
2015-07-28 2015-07-24 4 Scheinkman Steven W. CAS Employee Stock Option (right to buy) A - Award D 3.92 180,000 180,000
2015-07-28 2015-07-24 4 Scheinkman Steven W. CAS Restricted Stock Units A - Award D 65,000 65,000
2015-06-09 2015-06-09 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 6.0200 55,513 334 2,732,307
2015-06-09 2015-06-08 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 6.0200 39,389 237 2,676,794
2015-06-09 2015-06-05 4 Stone House Capital Management, LLC See Footnotes CAS Common Stock P - Purchase I 5.9800 42,086 252 2,637,405
2015-06-05 3 Cohen Mark Alexander See Footnotes CAS Common Stock I 5,190,638
2015-06-05 3 Cohen Mark Alexander See Footnotes CAS Common Stock I 5,190,638
2015-06-05 3 Cohen Mark Alexander See Footnotes CAS Common Stock I 5,190,638
2015-06-05 3 Cohen Mark Alexander See Footnotes CAS Common Stock I 5,190,638
2015-04-27 2015-04-23 4 ANDERSON BRIAN P CAS Common Stock A - Award D 18,667 69,894
2015-04-27 2015-04-23 4 Donnelley Reuben Simpson CAS Common Stock A - Award D 18,667 48,210
2015-04-27 2015-04-23 4 Kelly James Dewey CAS Common Stock A - Award D 18,667 38,165
2015-04-27 2015-04-23 4 MASSE GARY A CAS Common Stock A - Award D 18,667 35,471
2015-04-27 2015-04-23 4 Mellin Jonathan CAS Common Stock A - Award D 18,667 18,667
2015-04-27 2015-04-23 4 TRAUB KENNETH H CAS Common Stock A - Award D 18,667 37,555
2015-04-27 2015-04-23 4 Young Allan J CAS Common Stock A - Award D 18,667 18,667
2015-04-27 2015-04-23 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 18,667 50,017
2015-03-19 2015-03-17 4 Keating Terrence J CAS Phantom Stock A - Award D 3.3000 1,919 6 1,919
2015-03-05 2015-03-03 4 Scheinkman Steven W. CAS Common Stock, $0.01 par value P - Purchase D 3.4644 7,500 26 7,500
2015-03-03 2015-03-03 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS 7.0% Convertible Notes due December 15, 2017 P - Purchase I 10.28 1,989,005.0000
2015-03-03 2015-03-02 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS 7.0% Convertible Notes due December 15, 2017 P - Purchase I 10.28 707,195.0000
2015-03-03 2015-02-27 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 3.0275 786,112 2,380 4,630,795
2015-02-27 2015-02-25 4 Edgar Marec Elden CAS Restricted Stock Units A - Award D 11,454 11,454
2015-02-27 2015-02-25 4 LETNICH STEPHEN JAMES CAS Restricted Stock Units A - Award D 18,958 18,958
2015-02-27 2015-02-25 4 KNOPP RONALD E CAS Restricted Stock Units A - Award D 9,147 9,147
2015-02-27 2015-02-25 4 Anderson Patrick R. CAS Restricted Stock Units A - Award D 7,394 7,394
2015-02-27 2015-02-25 4 GARRETT THOMAS L CAS Restricted Stock Units A - Award D 7,914 7,914
2015-02-27 2015-02-26 4 DOLAN SCOTT J CAS Restricted Stock Units A - Award D 69,264 69,264
2015-02-05 2015-01-30 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS 7.0% Convertible Notes due December 15, 2017 P - Purchase I 10.28 87,250.0000
2015-01-30 3 Young Allan J CAS Common Stock, $0.01 par value D 0
2015-01-30 3 Scheinkman Steven W. CAS Common Stock, $0.01 par value D 0
2015-01-30 2015-01-29 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 6.0034 54,733 329 3,844,683
2015-01-30 2015-01-28 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 6.0463 17,694 107 3,789,950
2015-01-26 2015-01-26 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 6.0510 62,600 379 3,772,256
2015-01-26 2015-01-23 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 5.9622 24,300 145 3,709,656
2015-01-26 2015-01-22 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 6.0785 90,673 551 3,685,356
2015-01-21 2015-01-21 4 TRAUB KENNETH H CAS Common Stock, $0.01 par value P - Purchase D 5.9500 10,000 60 18,888
2015-01-21 2015-01-20 4 TRAUB KENNETH H CAS Common Stock, $0.01 par value P - Purchase D 5.7233 1,500 9 8,888
2015-01-21 2015-01-16 4 TRAUB KENNETH H CAS Common Stock, $0.01 par value P - Purchase D 5.8980 3,585 21 7,388
2015-01-21 2015-01-21 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 5.9455 27,800 165 3,594,683
2015-01-21 2015-01-20 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 5.8652 87,676 514 3,566,883
2015-01-21 2015-01-16 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 5.8321 73,616 429 3,479,207
2015-01-07 3 TRAUB KENNETH H CAS Common Stock, $0.01 par value D 7,606
2015-01-07 3 TRAUB KENNETH H CAS Common Stock, $0.01 par value D 7,606
2015-01-05 2015-01-02 4 MCCARTNEY JOHN CAS Phantom Stock A - Award D 8.1300 923 8 923
2015-01-05 2014-12-31 4 GARRETT THOMAS L CAS Restricted Stock Units M - Exercise D -3,700 0
2015-01-05 2014-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 7.9800 -1,135 -9 16,459
2015-01-05 2014-12-31 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 3,700 17,594
2015-01-05 2014-12-31 4 Anderson Patrick R. CAS Restricted Stock Units M - Exercise D -3,500 0
2015-01-05 2014-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 7.9800 -1,100 -9 9,297
2015-01-05 2014-12-31 4 Anderson Patrick R. CAS Common Stock M - Exercise D 3,500 10,397
2015-01-05 2015-01-02 4 Keating Terrence J CAS Phantom Stock A - Award D 8.1300 923 8 923
2015-01-05 2015-01-02 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 7.8872 28,412 224 3,405,591
2015-01-05 2014-12-31 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 7.9812 57,372 458 3,377,179
2015-01-05 2014-12-31 4 KNOPP RONALD E CAS Restricted Stock Units M - Exercise D -660 0
2015-01-05 2014-12-31 4 KNOPP RONALD E CAS Common Stock F - Taxes D 7.9800 -207 -2 5,507
2015-01-05 2014-12-31 4 KNOPP RONALD E CAS Common Stock M - Exercise D 660 5,714
2014-12-30 3 Raging Capital Master Fund, Ltd. By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value I 6,133,014
2014-12-30 3 Raging Capital Master Fund, Ltd. By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value I 6,133,014
2014-12-30 3 Raging Capital Master Fund, Ltd. By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value I 6,133,014
2014-12-30 3 Raging Capital Master Fund, Ltd. By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value I 6,133,014
2014-12-30 2014-12-30 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 7.6388 252,700 1,930 3,319,807
2014-12-30 2014-12-26 4 MARTIN WILLIAM C By Raging Capital Master Fund, Ltd. CAS Common Stock, $0.01 par value P - Purchase I 7.1720 600 4 3,067,107
2014-12-17 2014-12-15 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 6.9000 13,700 95 181,677
2014-11-12 2014-11-11 4 Bretones-Lopez Jose-Luis CAS Common Stock P - Purchase D 7.3200 1,600 12 1,750
2014-11-12 2014-11-10 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 7.1000 300 2 167,977
2014-11-06 2014-11-04 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 7.0500 14,000 99 167,677
2014-10-16 2014-10-15 4 DOLAN SCOTT J CAS Restricted Stock Units M - Exercise D -19,623 0
2014-10-16 2014-10-15 4 DOLAN SCOTT J CAS Common Stock M - Exercise D 19,623 153,677
2014-10-02 2014-10-01 4 MCCARTNEY JOHN CAS Phantom Stock A - Award D 8.2800 906 8 906
2014-10-02 2014-10-01 4 Keating Terrence J CAS Phantom Stock A - Award D 8.2800 906 8 906
2014-09-15 2014-09-12 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 9.7500 14,900 145 134,054
2014-08-13 2014-08-12 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 9.0000 12,600 113 119,154
2014-08-13 2014-08-11 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 9.0000 13,800 124 106,554
2014-08-13 2014-08-11 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 8.9800 200 2 92,754
2014-08-13 2014-08-12 4 KNOPP RONALD E See Note CAS Common Stock I - Other I 8.9900 8,999 81 8,999
2014-07-02 2014-07-01 4 Keating Terrence J CAS Phantom Stock A - Award D 11.2100 669 8 669
2014-07-02 2014-07-01 4 MCCARTNEY JOHN CAS Phantom Stock A - Award D 11.2100 669 8 669
2014-05-22 3/A KNOPP RONALD E CAS Common Stock D 4,600
2014-05-16 2014-05-16 4 Bretones-Lopez Jose-Luis CAS Common Stock P - Purchase D 12.1600 150 2 150
2014-05-16 2014-05-16 4 HERBERT PATRICK J III CAS Common Stock M - Exercise D 8.5200 7,500 64 53,793
2014-05-06 2014-05-05 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 12.5700 300 4 92,554
2014-05-06 2014-05-02 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 12.8800 23,900 308 92,254
2014-04-25 2014-04-24 4 MASSE GARY A CAS Common Stock A - Award D 4,854 16,804
2014-04-25 2014-04-24 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 4,854 31,350
2014-04-25 2014-04-24 4 Kelly James Dewey CAS Common Stock A - Award D 4,854 19,498
2014-04-25 2014-04-24 4 Keating Terrence J CAS Common Stock A - Award D 4,854 32,904
2014-04-25 2014-04-24 4 Donnelley Reuben Simpson CAS Common Stock A - Award D 4,854 29,543
2014-04-25 2014-04-24 4 ANDERSON BRIAN P CAS Common Stock A - Award D 4,854 51,227
2014-04-25 2014-04-24 4 HERBERT PATRICK J III CAS Common Stock A - Award D 4,854 46,293
2014-04-25 2014-04-24 4 MCCARTNEY JOHN CAS Common Stock A - Award D 4,854 77,623
2014-04-16 2014-04-01 4/A Keating Terrence J CAS Phantom Stock A - Award D 14.7400 509 8 5,264
2014-04-16 2014-04-01 4/A MCCARTNEY JOHN CAS Phantom Stock A - Award D 14.7400 509 8 509
2014-04-03 3 Edgar Marec Elden CAS No securities are beneficially owned. D 0
2014-04-03 2014-04-01 4 Keating Terrence J CAS Phantom Stock A - Award D 14.7400 509 8 5,264
2014-04-03 2014-04-01 4 Edgar Marec Elden CAS Restricted Stock Units A - Award D 5,088 5,088
2014-04-03 2014-04-01 4 Edgar Marec Elden CAS Restricted Stock Units A - Award D 4,937 4,937
2014-04-03 2014-04-01 4 MCCARTNEY JOHN CAS Phantom Stock A - Award D 14.7400 509 8 509
2014-03-27 2014-03-24 4 GARRETT THOMAS L CAS Restricted Stock Units A - Award D 3,374 3,374
2014-03-26 2014-03-24 4 KNOPP RONALD E CAS Restricted Stock Units A - Award D 3,632 3,632
2014-03-26 2014-03-24 4 Anderson Patrick R. CAS Restricted Stock Units A - Award D 3,002 3,002
2014-03-26 2014-03-24 4 GLYNN KEVIN H CAS Restricted Stock Units A - Award D 4,022 4,022
2014-03-26 2014-03-24 4 Scharm Anne CAS Restricted Stock Units A - Award D 3,995 3,995
2014-03-26 2014-03-24 4 Stephens Scott F CAS Restricted Stock Units A - Award D 10,147 10,147
2014-03-26 2014-03-24 4 DOLAN SCOTT J CAS Restricted Stock Unit A - Award D 29,979 29,979
2014-03-26 2014-03-24 4 LETNICH STEPHEN JAMES CAS Restricted Stock Units A - Award D 8,118 8,118
2014-03-26 2014-03-24 4 Bretones-Lopez Jose-Luis CAS Restricted Stock Units A - Award D 3,891 3,891
2014-03-17 2014-03-13 4 GARRETT THOMAS L See Note CAS Common Stock I - Other I 14.4200 -2,058 -30 6,175
2014-02-28 2014-02-26 4 Anderson Patrick R. CAS Common Stock F - Taxes D 13.8700 -474 -7 6,897
2014-02-28 2014-02-26 4 Anderson Patrick R. CAS Common Stock A - Award D 1,260 7,371
2014-02-28 2014-02-26 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 13.8700 -487 -7 13,894
2014-02-28 2014-02-26 4 GARRETT THOMAS L CAS Common Stock A - Award D 1,320 14,381
2014-02-28 2014-02-26 4 GLYNN KEVIN H CAS Common Stock F - Taxes D 13.8700 -711 -10 3,373
2014-02-28 2014-02-26 4 GLYNN KEVIN H CAS Common Stock A - Award D 1,890 4,084
2014-02-28 2014-02-26 4 KNOPP RONALD E CAS Common Stock F - Taxes D 13.8700 -96 -1 454
2014-02-28 2014-02-26 4 KNOPP RONALD E CAS Common Stock A - Award D 255 550
2014-02-28 2014-02-26 4 Scharm Anne CAS Common Stock F - Taxes D 13.8700 -80 -1 373
2014-02-28 2014-02-26 4 Scharm Anne CAS Common Stock A - Award D 213 453
2014-02-28 2014-02-26 4 Stephens Scott F CAS Common Stock F - Taxes D 13.8700 -2,021 -28 48,683
2014-02-28 2014-02-26 4 Stephens Scott F CAS Common Stock A - Award D 5,370 50,704
2014-02-28 2014-02-27 4 DOLAN SCOTT J CAS Common Stock A - Award D 9,469 68,354
2014-01-22 2013-05-28 5 Stephens Scott F CAS Common Stock S - Sale D 17.9500 -1,000 -18 45,334
2014-01-03 2014-01-02 4 Keating Terrence J CAS Phantom Stock A - Award D 14.6100 513 8 4,755
2014-01-02 2013-12-31 4 Anderson Patrick R. CAS Restricted Stock Units M - Exercise D -2,100 0
2014-01-02 2013-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 14.7700 -660 -10 6,112
2014-01-02 2013-12-31 4 Anderson Patrick R. CAS Common Stock M - Exercise D 2,100 6,772
2014-01-02 2013-12-31 4 GARRETT THOMAS L CAS Restricted Stock Units M - Exercise D -2,200 0
2014-01-02 2013-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 14.7700 -677 -10 13,061
2014-01-02 2013-12-31 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 2,200 13,738
2014-01-02 2013-12-31 4 GLYNN KEVIN H CAS Restricted Stock Units M - Exercise D -3,200 0
2014-01-02 2013-12-31 4 GLYNN KEVIN H CAS Common Stock F - Taxes D 14.7700 -1,006 -15 2,194
2014-01-02 2013-12-31 4 GLYNN KEVIN H CAS Common Stock M - Exercise D 3,200 3,200
2014-01-02 2013-12-31 4 KNOPP RONALD E CAS Restricted Stock Units M - Exercise D -430 0
2014-01-02 2013-12-31 4 KNOPP RONALD E CAS Common Stock F - Taxes D 14.7700 -135 -2 295
2014-01-02 2013-12-31 4 KNOPP RONALD E CAS Common Stock M - Exercise D 430 430
2014-01-02 2013-12-31 4 PERNA ROBERT J CAS Restricted Stock Units M - Exercise D -5,000 0
2014-01-02 2013-12-31 4 PERNA ROBERT J CAS Common Stock F - Taxes D 14.7700 -1,572 -23 27,169
2014-01-02 2013-12-31 4 PERNA ROBERT J CAS Common Stock M - Exercise D 5,000 28,741
2014-01-02 2013-12-31 4 Scharm Anne CAS Restricted Stock Units M - Exercise D -350 0
2014-01-02 2013-12-31 4 Scharm Anne CAS Common Stock F - Taxes D 14.7700 -110 -2 240
2014-01-02 2013-12-31 4 Scharm Anne CAS Common Stock M - Exercise D 350 350
2014-01-02 2013-12-31 4 Stephens Scott F CAS Restricted Stock Units M - Exercise D -8,900 0
2014-01-02 2013-12-31 4 Stephens Scott F CAS Common Stock F - Taxes D 14.7700 -2,799 -41 46,334
2014-01-02 2013-12-31 4 Stephens Scott F CAS Common Stock M - Exercise D 8,900 49,133
2013-12-09 2013-12-06 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 13.7300 14,900 205 58,885
2013-11-20 2013-11-19 4 PERNA ROBERT J CAS Employee Stock Option (right to buy) M - Exercise D 12.79 -6,590 0
2013-11-20 2013-11-19 4 PERNA ROBERT J CAS Common Stock S - Sale D 14.0900 -5,480 -77 23,741
2013-11-20 2013-11-19 4 PERNA ROBERT J CAS Common Stock M - Exercise D 12.7900 6,590 84 29,221
2013-11-20 2013-11-18 4 PERNA ROBERT J CAS Employee Stock Option (right to buy) M - Exercise D 12.79 -6,610 6,590
2013-11-20 2013-11-18 4 PERNA ROBERT J CAS Common Stock S - Sale D 14.2900 -6,610 -94 22,631
2013-11-20 2013-11-18 4 PERNA ROBERT J CAS Common Stock M - Exercise D 12.7900 6,610 85 29,241
2013-11-05 2013-11-05 4 GARRETT THOMAS L CAS Common Stock S - Sale D 15.3400 -2,500 -38 11,538
2013-11-04 2013-11-01 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 14.3300 7,650 110 43,985
2013-10-16 2013-10-15 4 DOLAN SCOTT J CAS Restricted Stock Units M - Exercise D -19,623 0
2013-10-16 2013-10-15 4 DOLAN SCOTT J CAS Common Stock M - Exercise D 19,623 36,335
2013-10-02 2013-10-01 4 Keating Terrence J CAS Phantom Stock A - Award D 16.3600 458 8 4,242
2013-08-22 2013-08-21 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 16.4700 4,500 74 16,712
2013-08-22 2013-08-21 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 16.4800 100 2 12,212
2013-08-21 2013-08-20 4 ANDERSON BRIAN P CAS Common Stock P - Purchase D 16.3600 15,142 248 46,373
2013-07-26 2013-07-24 4 LETNICH STEPHEN JAMES CAS Restricted Stock Units A - Award D 5,900 5,900
2013-07-26 2013-07-24 4 LETNICH STEPHEN JAMES CAS Restricted Stock Units A - Award D 6,281 6,281
2013-07-26 2013-07-24 4 KNOPP RONALD E CAS Restricted Stock Units A - Award D 2,200 2,700
2013-07-02 2013-07-01 4 Keating Terrence J CAS Phantom Stock A - Award D 15.7400 476 7 3,784
2013-06-25 3 FOM Corp CAS No securities beneficially owned. D 0
2013-06-17 2013-06-14 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 17.0100 4,700 80 12,112
2013-05-16 2013-05-15 4 GARRETT THOMAS L CAS Common Stock S - Sale D 18.1500 -1,500 -27 14,038
2013-05-13 2013-05-10 4 Donnelley Reuben Simpson CAS Common Stock S - Sale D 18.6000 -100 -2 24,689
2013-05-13 2013-05-10 4 Donnelley Reuben Simpson CAS Common Stock S - Sale D 18.5600 -3,800 -71 24,789
2013-05-13 2013-05-09 4 Donnelley Reuben Simpson CAS Common Stock S - Sale D 18.3200 -3,700 -68 28,589
2013-04-29 2013-04-25 4 Donnelley Reuben Simpson CAS Common Stock A - Award D 4,146 32,289
2013-04-29 2013-04-25 4 ANDERSON BRIAN P CAS Common Stock A - Award D 7,108 31,231
2013-04-29 2013-04-25 4 Drake Ann M CAS Common Stock A - Award D 4,146 26,496
2013-04-29 2013-04-25 4 HERBERT PATRICK J III CAS Common Stock A - Award D 4,146 39,366
2013-04-29 2013-04-25 4 Kelly James Dewey CAS Common Stock A - Award D 4,146 14,644
2013-04-29 2013-04-25 4 Keating Terrence J CAS Common Stock A - Award D 4,146 28,050
2013-04-29 2013-04-25 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 4,146 26,496
2013-04-29 2013-04-25 4 MASSE GARY A CAS Common Stock A - Award D 4,146 11,950
2013-04-29 2013-04-25 4 MCCARTNEY JOHN CAS Common Stock A - Award D 4,146 72,769
2013-04-02 2013-04-01 4 Keating Terrence J CAS Phantom Stock A - Award D 17.2600 435 7 3,307
2013-03-18 2013-03-15 4 DOLAN SCOTT J CAS Common Stock P - Purchase D 17.1800 6,000 103 7,412
2013-03-08 2013-03-06 4 Anderson Patrick R. CAS Restricted Stock Units A - Award D 2,300 2,300
2013-03-08 2013-03-06 4 Anderson Patrick R. CAS Performance Share Unit M - Exercise D -1,852 0
2013-03-08 2013-03-06 4 Anderson Patrick R. CAS Common Stock F - Taxes D 16.2900 -697 -11 4,660
2013-03-08 2013-03-06 4 Anderson Patrick R. CAS Common Stock M - Exercise D 1,852 5,357
2013-03-08 2013-03-06 4 Bretones-Lopez Jose-Luis CAS Restricted Stock Units A - Award D 3,400 3,400
2013-03-08 2013-03-06 4 Bretones-Lopez Jose-Luis CAS Restricted Stock Units A - Award D 4,298 4,298
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Restricted Stock Units A - Award D 2,900 2,900
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Performance Share Units M - Exercise D -2,370 0
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 16.2900 -874 -14 15,538
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 2,370 16,412
2013-03-08 2013-03-06 4 GARRETT THOMAS L CAS Common Stock S - Sale D 16.1900 -1,500 -24 14,042
2013-03-08 2013-03-06 4 GLYNN KEVIN H CAS Restricted Stock Units A - Award D 3,400 3,400
2013-03-08 2013-03-06 4 PERNA ROBERT J CAS Restricted Stock Units A - Award D 5,700 5,700
2013-03-08 2013-03-06 4 PERNA ROBERT J CAS Performance Share Unit M - Exercise D -5,000 0
2013-03-08 2013-03-06 4 PERNA ROBERT J CAS Common Stock F - Taxes D 16.2900 -1,782 -29 22,631
2013-03-08 2013-03-06 4 PERNA ROBERT J CAS Common Stock M - Exercise D 5,000 24,413
2013-03-08 2013-03-06 4 Scharm Anne CAS Restricted Stock Units A - Award D 3,300 3,300
2013-03-08 2013-03-06 4 Stephens Scott F CAS Restricted Stock Units A - Award D 9,600 9,600
2013-03-08 2013-03-06 4 Stephens Scott F CAS Performance Share Unit M - Exercise D -9,704 0
2013-03-08 2013-03-06 4 Stephens Scott F CAS Common Stock F - Taxes D 16.2900 -3,192 -52 40,233
2013-03-08 2013-03-06 4 Stephens Scott F CAS Common Stock M - Exercise D 9,704 43,425
2013-03-08 2013-03-06 4 Tiffany Blain CAS Restricted Stock Units A - Award D 8,400 8,400
2013-03-08 2013-03-06 4 Tiffany Blain CAS Performance Share Units M - Exercise D -6,630 0
2013-03-08 2013-03-06 4 Tiffany Blain CAS Common Stock F - Taxes D 16.2900 -2,824 -46 36,860
2013-03-08 2013-03-06 4 Tiffany Blain CAS Common Stock M - Exercise D 6,630 39,684
2013-03-08 2013-03-07 4 DOLAN SCOTT J CAS Restricted Stock Units A - Award D 26,000 26,000
2013-03-08 2013-03-07 4 DOLAN SCOTT J CAS Performance Share Units M - Exercise D -2,059 0
2013-03-08 2013-03-07 4 DOLAN SCOTT J CAS Common Stock F - Taxes D 16.2900 -647 -11 1,412
2013-03-08 2013-03-07 4 DOLAN SCOTT J CAS Common Stock M - Exercise D 2,059 2,059
2013-02-05 2012-12-27 5 Donnelley Reuben Simpson See Note CAS Common Stock G - Gift I 16,000 33,313
2013-02-05 2012-12-20 5 Donnelley Reuben Simpson See Note CAS Common Stock G - Gift I 7,046 17,313
2013-01-17 2013-01-16 4 Sorensen Paul Coursey CAS Restricted Stock Units M - Exercise D -8,257 0
2013-01-17 2013-01-16 4 Sorensen Paul Coursey CAS Common Stock M - Exercise D 8,257 8,257
2013-01-03 2013-01-02 4 Keating Terrence J CAS Phantom Stock A - Award D 15.0000 500 8 2,873
2013-01-02 2012-12-31 4 GARRETT THOMAS L CAS Restricted Stock Units M - Exercise D -3,200 0
2013-01-02 2012-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 14.7700 -985 -15 15,542
2013-01-02 2012-12-31 4 GARRETT THOMAS L CAS Common Stock M - Exercise D 14.7700 3,200 47 16,527
2013-01-02 2012-12-31 4 Anderson Patrick R. CAS Restricted Stock Units M - Exercise D -2,500 0
2013-01-02 2012-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 14.7700 -786 -12 3,441
2013-01-02 2012-12-31 4 Anderson Patrick R. CAS Common Stock M - Exercise D 14.7700 2,500 37 4,227
2013-01-02 2012-12-31 4 PERNA ROBERT J CAS Restricted Stock Units M - Exercise D -6,750 0
2013-01-02 2012-12-31 4 PERNA ROBERT J CAS Common Stock F - Taxes D 14.7700 -2,122 -31 19,413
2013-01-02 2012-12-31 4 PERNA ROBERT J CAS Common Stock M - Exercise D 14.7700 6,750 100 21,535
2013-01-02 2012-12-31 4 Stephens Scott F CAS Restricted Stock Units M - Exercise D -13,100 0
2013-01-02 2012-12-31 4 Stephens Scott F CAS Common Stock F - Taxes D 14.7700 -4,119 -61 33,678
2013-01-02 2012-12-31 4 Stephens Scott F CAS Common Stock M - Exercise D 14.7700 13,100 193 37,798
2013-01-02 2012-12-31 4 Tiffany Blain CAS Restricted Stock Units M - Exercise D -8,950 0
2013-01-02 2012-12-31 4 Tiffany Blain CAS Common Stock F - Taxes D 14.7700 -3,709 -55 33,054
2013-01-02 2012-12-31 4 Tiffany Blain CAS Common Stock M - Exercise D 14.7700 8,950 132 36,763
2012-10-17 2012-10-15 4 DOLAN SCOTT J CAS Performance Share Unit A - Award D 2,779 2,779
2012-10-17 2012-10-15 4 DOLAN SCOTT J CAS Restricted Stock Units A - Award D 78,492 78,492
2012-08-08 2012-08-07 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 7.9900 1,500 12 28,143
2012-08-08 2012-08-07 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 7.8900 1,000 8 26,643
2012-08-08 2012-08-07 4 MASSE GARY A CAS Common Stock P - Purchase D 7.8700 2,000 16 7,804
2012-07-30 2012-07-26 4 Sorensen Paul Coursey CAS Restricted Stock Units A - Award D 8,257 8,257
2012-06-18 2012-06-14 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 9.7600 2,500 24 25,643
2012-06-04 2012-06-01 4 HERBERT PATRICK J III CAS Employee Stock Option (right to buy) M - Exercise D 10.35 -5,000 0
2012-06-04 2012-06-01 4 HERBERT PATRICK J III CAS Common Stock S - Sale D 10.8300 -4,822 -52 35,220
2012-06-04 2012-06-01 4 HERBERT PATRICK J III CAS Common Stock M - Exercise D 10.3500 5,000 52 40,042
2012-05-16 2012-05-14 4 Tiffany Blain CAS Common Stock A - Award D 4,945 27,813
2012-05-16 2012-05-14 4 PERNA ROBERT J CAS Common Stock A - Award D 3,956 14,785
2012-05-16 2012-05-14 4 CALLAN JAMES CAS Common Stock A - Award D 3,956 3,956
2012-05-14 2012-05-10 4 Stephens Scott F CAS Common Stock A - Award D 7,994 24,349
2012-04-27 2012-04-26 4 ANDERSON BRIAN P CAS Common Stock A - Award D 5,804 24,123
2012-04-27 2012-04-26 4 Donnelley Reuben Simpson CAS Common Stock A - Award D 5,804 23,143
2012-04-27 2012-04-26 4 Drake Ann M CAS Common Stock A - Award D 5,804 22,350
2012-04-27 2012-04-26 4 HERBERT PATRICK J III CAS Common Stock A - Award D 5,804 35,042
2012-04-27 2012-04-26 4 Keating Terrence J CAS Common Stock A - Award D 5,804 23,904
2012-04-27 2012-04-26 4 Kelly James Dewey CAS Common Stock A - Award D 5,804 10,498
2012-04-27 2012-04-26 4 Lieberman Pamela Forbes CAS Common Stock A - Award D 5,804 22,350
2012-04-27 2012-04-26 4 MASSE GARY A CAS Common Stock A - Award D 5,804 5,804
2012-04-27 2012-04-26 4 MCCARTNEY JOHN CAS Common Stock A - Award D 5,804 68,623
2012-03-19 2012-03-15 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 10.8900 100 1 17,339
2012-03-19 2012-03-12 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 10.4600 500 5 17,239
2012-03-19 2012-03-08 4 Donnelley Reuben Simpson CAS Common Stock P - Purchase D 10.1500 2,000 20 16,739
2012-03-09 2012-03-08 4 GOLDBERG MICHAEL H CAS Restricted Stock Units A - Award D 38,000 38,000
2012-03-09 2012-03-07 4 Stephens Scott F CAS Restricted Stock Units A - Award D 15,400 15,400
2012-03-09 2012-03-07 4 Anderson Patrick R. CAS Restricted Stock Units A - Award D 3,500 3,500
2012-03-09 2012-03-07 4 BIEMER ALBERT J CAS Restricted Stock Units A - Award D 2,900 2,900
2012-03-09 2012-03-07 4 CALLAN JAMES CAS Restricted Stock Units A - Award D 6,100 6,100
2012-03-09 2012-03-07 4 Coughlin Kevin CAS Restricted Stock Units A - Award D 2,800 2,800
2012-03-09 2012-03-07 4 GARRETT THOMAS L CAS Restricted Stock Units A - Award D 3,700 3,700
2012-03-09 2012-03-07 4 GLYNN KEVIN H CAS Restricted Stock Units A - Award D 5,100 5,100
2012-03-09 2012-03-07 4 Jones Nicholas CAS Restricted Stock Units A - Award D 7,800 7,800
2012-03-09 2012-03-07 4 PERNA ROBERT J CAS Restricted Stock Units A - Award D 8,700 8,700
2012-03-09 2012-03-07 4 Tiffany Blain CAS Restricted Stock Units A - Award D 9,300 9,300
2012-01-04 2011-12-31 4 HOOKS STEPHEN V CAS Restricted Stock Units M - Exercise D -9,150 0
2012-01-04 2011-12-31 4 HOOKS STEPHEN V CAS Common Stock F - Taxes D 9.4600 -2,877 -27 66,986
2012-01-04 2011-12-31 4 HOOKS STEPHEN V CAS Common Stock M - Exercise D 9,150 69,863
2012-01-04 2011-12-31 4 HOOKS STEPHEN V CAS Common Stock F - Taxes D 9.4600 -3,962 -37 60,713
2012-01-04 2011-12-31 4 Anderson Patrick R. CAS Common Stock F - Taxes D 9.4600 -629 -6 1,694
2012-01-04 2011-12-31 4 BIEMER ALBERT J CAS Common Stock F - Taxes D 9.4600 -817 -8 1,783
2012-01-04 2011-12-31 4 Fitzpatrick Kevin P CAS Common Stock F - Taxes D 9.4600 -1,446 -14 8,351
2012-01-04 2011-12-31 4 Coughlin Kevin CAS Common Stock F - Taxes D 9.4600 -817 -8 11,305
2012-01-04 2011-12-31 4 GARRETT THOMAS L CAS Common Stock F - Taxes D 9.4600 -1,509 -14 13,327
2012-01-04 2011-12-31 4 GOLDBERG MICHAEL H CAS Common Stock F - Taxes D 9.4600 -8,177 -77 96,297
2012-01-04 2011-12-31 4 PERNA ROBERT J CAS Common Stock F - Taxes D 9.4600 -1,446 -14 10,829
2012-01-04 2011-12-31 4 Tiffany Blain CAS Common Stock F - Taxes D 9.4600 -1,666 -16 22,868
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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