金礦公司
US ˙ OTCPK ˙ US3811191069

簡介

本頁面提供了有關 Highbridge Capital Management Llc 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Highbridge Capital Management Llc已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:HHLA / HH&L Acquisition Co. 10% Owner 250,000
US:KNSW / KnightSwan Acquisition Corp - Class A 10% Owner 0
US:XFIN / ExcelFin Acquisition Corp. 10% Owner 418,315
US:QTNTF / Quotient Ltd 10% Owner 227,931
US:TRON / Tron Inc. 10% Owner 0
US:BENE / Benessere Capital Acquisition Corp - Class A 10% Owner 737,127
US:ACEV / ACE Convergence Acquisition Corp - Class A 10% Owner 779,216
US:HYMC / Hycroft Mining Holding Corporation 10% Owner 5,995,316
US:CTAM / Castle AM & Co 10% Owner
US:PKD / Parker Drilling Co. 10% Owner 1,962,848
US:GTYH / GTY Technology Holdings Inc 10% Owner 1,978,000
US:AUMN / Golden Minerals Company 10% Owner 45,075
10% Owner 4,712,041
如何解讀這些圖表

以下圖表顯示了在Highbridge Capital Management Llc進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

AUMN / Golden Minerals Company內部人士買入 - 短期收益分析

在這一部分，我們分析了在 AUMN / Golden Minerals Company 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AUMN / Golden Minerals Company Insider Trades
AUMN / Golden Minerals Company內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 AUMN / Golden Minerals Company 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2010-03-19 GDMN HIGHBRIDGE CAPITAL MANAGEMENT LLC 347,766 8.5000 13,911 212.5000 2,956,011 731 4825 64,159,739 2,170.48

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AUMN / Golden Minerals Company Insider Trades
HYMC / Hycroft Mining Holding Corporation內部人士買入 - 短期收益分析

在這一部分，我們分析了在 AUMN / Golden Minerals Company 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2020-10-06 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 833,333 83,333 17 83.2

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HYMC / Hycroft Mining Holding Corporation Insider Trades
HYMC / Hycroft Mining Holding Corporation內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 AUMN / Golden Minerals Company 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2021-08-27 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 173,560 2.0200 17,356 20.2000 350,591 195 1.5000 -324,557 -92.57
2021-08-04 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 44,631 2.1500 4,463 21.5000 95,957
2021-08-03 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 16,174 2.1000 1,617 21.0000 33,965
2021-08-02 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 130,688 2.1500 13,069 21.5000 280,979
2021-07-30 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 73,640 2.3200 7,364 23.2000 170,845
2021-07-14 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 29,413 2.7400 2,941 27.4000 80,592
2021-07-13 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 76,787 2.7700 7,679 27.7000 212,700
2021-07-12 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 8,790 2.8200 879 28.2000 24,788
2021-07-09 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 34,910 2.8900 3,491 28.9000 100,890
2021-07-06 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 52 2.9500 5 29.5000 153
2021-06-28 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 11,015 3.1400 1,102 31.4000 34,587
2021-06-25 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 51,829 3.1700 5,183 31.7000 164,298
2021-06-24 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 155,486 3.2300 15,549 32.3000 502,220
2021-06-23 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 67,445 3.2300 6,744 32.3000 217,847
2021-06-22 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 49,943 3.1100 4,994 31.1000 155,323
2021-06-21 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 5,411 3.1000 541 31.0000 16,774
2021-06-18 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 1,432 3.2300 143 32.3000 4,625
2021-06-17 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 56,145 3.2300 5,614 32.3000 181,348
2021-06-16 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 3,500 3.5100 350 35.1000 12,285
2021-06-15 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 11,300 3.5000 1,130 35.0000 39,550
2021-06-14 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 70,000 3.5100 7,000 35.1000 245,700
2021-06-11 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 101,564 3.7800 10,156 37.8000 383,912
2021-05-07 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 6,495 4.0500 650 40.5000 26,305
2021-05-06 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 16,227 4.0400 1,623 40.4000 65,557
2021-04-26 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 30,233 4.0400 3,023 40.4000 122,141
2021-04-19 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 190,862 4.0000 19,086 40.0000 763,448
2021-04-16 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 510 4.0200 51 40.2000 2,050
2021-04-15 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 37,863 4.0200 3,786 40.2000 152,209
2021-04-09 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 20,284 4.0500 2,028 40.5000 82,150
2021-04-08 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 156,179 4.0800 15,618 40.8000 637,210
2021-04-07 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 87,687 4.0800 8,769 40.8000 357,763
2021-04-06 HYMC HIGHBRIDGE CAPITAL MANAGEMENT LLC 24,842 4.1200 2,484 41.2000 102,349

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HYMC / Hycroft Mining Holding Corporation Insider Trades
TRON / Tron Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 AUMN / Golden Minerals Company 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TRON / Tron Inc. Insider Trades
TRON / Tron Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 AUMN / Golden Minerals Company 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TRON / Tron Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Highbridge Capital Management Llc 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2024-01-12 2024-01-10 4 HHLA HH&L Acquisition Co.
Class A Ordinary Shares, par value $0.0001 per share 		S - Sale -250,000 250,000 -50.00 10.75 -2,687,500 2,687,500
2024-01-03 2023-12-06 4 KNSW KnightSwan Acquisition Corp
Class A Common Stock, par value $0.0001 per share 		J - Other -476,069 0 -100.00 10.71 -5,100,841
2023-08-15 3 HHLA HH&L Acquisition Co.
Class A Ordinary Shares, par value $0.0001 per share 		500,000
2023-07-24 3 KNSW KnightSwan Acquisition Corp
Class A Common Stock, par value $0.0001 per share 		476,069
2023-05-15 2023-05-11 4 XFIN ExcelFin Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -81,175 418,315 -16.25 10.32 -837,726 4,317,011
2023-05-08 2023-05-04 4 XFIN ExcelFin Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -310 499,490 -0.06 10.31 -3,196 5,149,742
2023-05-02 2023-04-28 4 XFIN ExcelFin Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -200 499,800 -0.04 10.32 -2,065 5,160,435
2023-04-24 3 XFIN ExcelFin Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		500,000
2023-02-27 3 QTNTF Quotient Ltd
Ordinary Shares, nil par value (the "Ordinary Shares") 		227,931
2023-02-27 3 QTNTF Quotient Ltd
Ordinary Shares 		17,020,000
2023-01-12 2023-01-10 4 TRON CORNER GROWTH ACQUISITION CORP. 2
Class A Ordinary Shares, $0.0001 par value 		J - Other -812,712 0 -100.00 10.21 -8,297,790
2022-07-25 3 BENE Benessere Capital Acquisition Corp.
Class A Common Stock, $0.0001 par value per share 		737,127
2022-06-23 2022-06-22 4 ACEV ACE Convergence Acquisition Corp.
Class A Ordinary Shares 		S - Sale -105,966 779,216 -11.97 10.14 -1,074,495 7,901,250
2022-06-23 2022-06-21 4 ACEV ACE Convergence Acquisition Corp.
Class A Ordinary Shares 		S - Sale -55,941 885,182 -5.94 10.14 -567,242 8,975,745
2022-06-22 3 TRON CORNER GROWTH ACQUISITION CORP. 2
Class A Ordinary Shares, $0.0001 par value 		812,712
2022-02-07 3 ACEV ACE Convergence Acquisition Corp.
Class A Ordinary Shares, par value $0.0001 per share 		941,123
2021-08-31 2021-08-27 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value 		S - Sale -173,560 5,995,316 -2.81 2.02 -350,591 12,110,538
2021-08-05 2021-08-04 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -44,631 6,168,876 -0.72 2.15 -95,957 13,263,083
2021-08-05 2021-08-03 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -16,174 6,213,507 -0.26 2.10 -33,965 13,048,365
2021-08-03 2021-08-02 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -130,688 6,229,681 -2.05 2.15 -280,979 13,393,814
2021-08-03 2021-07-30 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -73,640 6,360,369 -1.14 2.32 -170,845 14,756,056
2021-07-15 2021-07-14 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -29,413 6,434,009 -0.46 2.74 -80,592 17,629,185
2021-07-15 2021-07-13 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -76,787 6,463,422 -1.17 2.77 -212,700 17,903,679
2021-07-13 2021-07-12 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -8,790 6,540,209 -0.13 2.82 -24,788 18,443,389
2021-07-13 2021-07-09 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -34,910 6,548,999 -0.53 2.89 -100,890 18,926,607
2021-07-08 2021-07-06 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value 		S - Sale -52 6,583,909 0.00 2.95 -153 19,422,532
2021-06-30 2021-06-28 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value 		S - Sale -11,015 6,583,961 -0.17 3.14 -34,587 20,673,638
2021-06-28 2021-06-25 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -51,829 6,594,976 -0.78 3.17 -164,298 20,906,074
2021-06-28 2021-06-24 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -155,486 6,646,805 -2.29 3.23 -502,220 21,469,180
2021-06-24 2021-06-23 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -67,445 6,802,291 -0.98 3.23 -217,847 21,971,400
2021-06-24 2021-06-22 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -49,943 6,869,736 -0.72 3.11 -155,323 21,364,879
2021-06-22 2021-06-21 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -5,411 6,919,679 -0.08 3.10 -16,774 21,451,005
2021-06-22 2021-06-18 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -1,432 6,925,090 -0.02 3.23 -4,625 22,368,041
2021-06-21 2021-06-17 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -56,145 6,926,522 -0.80 3.23 -181,348 22,372,666
2021-06-21 2021-06-16 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -3,500 6,982,667 -0.05 3.51 -12,285 24,509,161
2021-06-16 2021-06-15 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -11,300 6,986,167 -0.16 3.50 -39,550 24,451,584
2021-06-16 2021-06-14 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -70,000 6,997,467 -0.99 3.51 -245,700 24,561,109
2021-06-15 2021-06-11 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value 		S - Sale -101,564 7,067,467 -1.42 3.78 -383,912 26,715,025
2021-05-07 2021-05-07 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -6,495 7,169,031 -0.09 4.05 -26,305 29,034,576
2021-05-07 2021-05-06 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -16,227 7,175,526 -0.23 4.04 -65,557 28,989,125
2021-04-28 2021-04-26 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -30,233 7,191,753 -0.42 4.04 -122,141 29,054,682
2021-04-19 2021-04-19 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -190,862 7,221,986 -2.57 4.00 -763,448 28,887,944
2021-04-19 2021-04-16 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -510 7,412,848 -0.01 4.02 -2,050 29,799,649
2021-04-19 2021-04-15 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -37,863 7,413,358 -0.51 4.02 -152,209 29,801,699
2021-04-12 2021-04-09 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -20,284 7,451,221 -0.27 4.05 -82,150 30,177,445
2021-04-12 2021-04-08 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -156,179 7,471,505 -2.05 4.08 -637,210 30,483,740
2021-04-08 2021-04-07 4 HYMC HYCROFT MINING HOLDING CORP
Common Stock 		S - Sale -87,687 7,627,684 -1.14 4.08 -357,763 31,120,951
2021-04-08 2021-04-06 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		S - Sale -24,842 7,715,371 -0.32 4.12 -102,349 31,787,329
2020-10-08 2020-10-06 4 HYMC HYCROFT MINING HOLDING CORP
Warrants (Right to Buy) (the "Warrants") 		P - Purchase 833,333
2020-10-08 2020-10-06 4 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		P - Purchase 833,333 7,740,213 12.07
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		13,813,760
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		13,813,760
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		13,813,760
2020-06-08 3 HYMC HYCROFT MINING HOLDING CORP
Class A Common Stock, $0.0001 par value ("Common Stock") 		13,813,760
2020-03-31 2020-03-27 4 CTAM A. M. Castle & Co.
3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 		J - Other
2020-03-31 2020-03-27 4 CTAM A. M. Castle & Co.
5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 		J - Other
2020-03-31 2020-03-27 4 CTAM A. M. Castle & Co.
Common Stock, par value $0.01 per share ("Common Stock") 		J - Other 22,519,492 23,028,594 4,423.38
2020-02-13 2020-02-11 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share 		P - Purchase 5,200 1,962,848 0.27 14.60 75,920 28,657,581
2020-02-10 2020-02-07 4 PKD PARKER DRILLING CO /DE/
Common Stock 		P - Purchase 115,309 1,957,648 6.26 14.01 1,615,479 27,426,648
2020-02-10 2020-02-06 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 68,466 1,842,339 3.86 15.15 1,037,260 27,911,436
2020-02-06 2020-02-04 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 30,301 1,773,873 1.74 16.31 494,209 28,931,869
2020-02-04 2020-02-03 4 PKD PARKER DRILLING CO /DE/
Common Stock 		P - Purchase 8,569 1,743,572 0.49 16.54 141,731 28,838,681
2020-02-04 2020-01-31 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 80,020 1,735,003 4.84 17.12 1,369,942 29,703,251
2020-01-31 2020-01-30 4 PKD PARKER DRILLING CO /DE/
Common Stock 		P - Purchase 81,385 1,654,983 5.17 17.55 1,428,307 29,044,952
2020-01-31 2020-01-29 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 10,914 1,573,598 0.70 18.20 198,635 28,639,484
2020-01-24 2020-01-23 4 PKD PARKER DRILLING CO /DE/
Common Stock 		P - Purchase 2,214 1,562,684 0.14 17.92 39,675 28,003,297
2020-01-24 2020-01-22 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 10,482 1,560,470 0.68 17.84 186,999 27,838,785
2020-01-21 2020-01-21 4 PKD PARKER DRILLING CO /DE/
Common Stock 		P - Purchase 10,212 1,549,988 0.66 17.60 179,731 27,279,789
2020-01-21 2020-01-17 4 PKD PARKER DRILLING CO /DE/
Common Stock 		P - Purchase 16,458 1,539,776 1.08 17.94 295,257 27,623,581
2020-01-21 2020-01-16 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share ("Common Stock") 		P - Purchase 16,359 1,523,318 1.09 17.43 285,137 26,551,433
2020-01-21 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share ("Common Stock") 		3,013,918
2020-01-21 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share ("Common Stock") 		3,013,918
2020-01-21 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.01 per share ("Common Stock") 		3,013,918
2019-04-08 2019-04-05 4 PKD PARKER DRILLING CO /DE/
Common Stock 		S - Sale -19,827 1,455,961 -1.34 16.83 -333,688 24,503,824
2019-04-08 2019-04-05 4 PKD PARKER DRILLING CO /DE/
Common Stock 		S - Sale -67,954 1,475,788 -4.40 17.76 -1,206,863 26,209,995
2019-04-08 2019-04-05 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.16 2/3 per share ("Common Stock") 		S - Sale -1,000 1,543,742 -0.06 17.79 -17,790 27,463,170
2019-04-05 2019-04-04 4 PKD PARKER DRILLING CO /DE/
Common Stock 		S - Sale -10,526 1,544,742 -0.68 15.83 -166,627 24,453,266
2019-04-05 2019-04-04 4 PKD PARKER DRILLING CO /DE/
Common Stock 		S - Sale -10,000 1,555,268 -0.64 16.12 -161,200 25,070,920
2019-04-05 2019-04-03 4 PKD PARKER DRILLING CO /DE/
Common Stock 		S - Sale -130 1,565,268 -0.01 17.25 -2,242 27,000,873
2019-04-05 2019-04-03 4 PKD PARKER DRILLING CO /DE/
Common Stock 		S - Sale -300 1,565,398 -0.02 17.32 -5,196 27,112,693
2019-04-05 2019-04-03 4 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.16 2/3 per share ("Common Stock") 		S - Sale -27,295 1,565,698 -1.71 16.10 -439,450 25,207,738
2019-04-05 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.16 2/3 per share ("Common Stock") 		3,185,986
2019-04-05 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.16 2/3 per share ("Common Stock") 		3,185,986
2019-04-05 3 PKD PARKER DRILLING CO /DE/
Common Stock, par value $0.16 2/3 per share ("Common Stock") 		3,185,986
2018-11-07 2018-11-05 4 GTYH GTY Technology Holdings Inc.
Class A Ordinary Shares, par value $0.0001 per share 		S - Sale -500,000 1,978,000 -20.18 10.12 -5,060,000 20,017,360
2018-11-07 3 GTYH GTY Technology Holdings Inc.
Class A Ordinary Shares, par value $0.0001 per share 		4,956,000
2018-11-07 3 GTYH GTY Technology Holdings Inc.
Class A Ordinary Shares, par value $0.0001 per share 		4,956,000
2018-11-07 3 GTYH GTY Technology Holdings Inc.
Class A Ordinary Shares, par value $0.0001 per share 		4,956,000
2018-11-07 3 GTYH GTY Technology Holdings Inc.
Class A Ordinary Shares, par value $0.0001 per share 		4,956,000
2018-06-07 2018-06-05 4 CTAM CASTLE A M & CO
5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 		P - Purchase 2,090,545.77
2017-09-11 3 NONE CASTLE A M & CO
Common Stock, par value $0.01 per share ("Common Stock") 		1,018,210
2017-09-11 3 NONE CASTLE A M & CO
Common Stock, par value $0.01 per share ("Common Stock") 		1,018,210
2017-09-11 3 NONE CASTLE A M & CO
Common Stock, par value $0.01 per share ("Common Stock") 		1,018,210
2010-03-23 2010-03-19 4 GDMN Golden Minerals Co
Common stock, $0.01 par value ("Common Stock") 		S - Sale -347,766 45,075 -88.53 8.50 -2,956,011 383,138
2009-12-15 2009-03-24 4 GDMN Golden Minerals Co
Common stock, $0.01 par value ("Common Stock") 		J - Other 1,604 392,841 0.41
2009-05-29 3 GDMN Golden Minerals Co
Common Stock, $0.01 par value ("Common Stock") 		391,237
2008-08-12 2008-08-11 4 ENZN ENZON PHARMACEUTICALS INC
4% convertible senior notes due 2013 		S - Sale -3,000,000 4,712,041 -38.90 3,045,000.00 -9,135,000,000,000 14,348,164,845,000
2007-08-15 2007-08-13 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -50,000 0 -100.00 6.52 -326,000
2007-08-15 2007-08-13 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 50,000 50,000 6.52 326,000 326,000
2007-08-15 2007-08-13 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -50,000 0 -100.00 6.49 -324,500
2007-08-15 2007-08-13 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 50,000 50,000 6.49 324,500 324,500
2007-08-15 2007-08-13 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -2,343 0 -100.00 6.46 -15,136
2007-08-15 2007-08-13 4 ENZN ENZON PHARMACEUTICALS INC
Shares of common stock, $0.01 par ("Common Stock") 		P - Purchase 2,343 2,343 6.46 15,136 15,136
2007-08-06 2007-08-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -60,000 0 -100.00 7.21 -432,600
2007-08-06 2007-08-02 4 ENZN ENZON PHARMACEUTICALS INC
Shares of common stock, $0.01 par ("Common Stock") 		P - Purchase 60,000 60,000 7.21 432,600 432,600
2007-07-26 2007-07-24 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -55,000 0 -100.00 7.71 -424,050
2007-07-26 2007-07-24 4 ENZN ENZON PHARMACEUTICALS INC
Shrs. of common stock $0.01 par val. per shr. (Common Stock) 		P - Purchase 55,000 55,000 7.71 424,050 424,050
2007-07-18 2007-07-16 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -22,192 0 -100.00 7.75 -171,988
2007-07-18 2007-07-16 4 ENZN ENZON PHARMACEUTICALS INC
Shares of common stock, $0.01 par value ("Common Stock") 		P - Purchase 22,192 22,192 7.75 171,988 171,988
2007-07-13 2007-07-12 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -500 0 -100.00 7.71 -3,855
2007-07-13 2007-07-12 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 500 500 7.71 3,855 3,855
2007-07-13 2007-07-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -54,013 0 -100.00 7.73 -417,520
2007-07-13 2007-07-11 4 ENZN ENZON PHARMACEUTICALS INC
Shares of common stock, $0.01 par value ("Common Stock") 		P - Purchase 54,013 54,013 7.73 417,520 417,520
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -400 0 -100.00 8.22 -3,288
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -2,390 400 -85.66 8.23 -19,670 3,292
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -3,300 2,790 -54.19 8.25 -27,225 23,018
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -500 6,090 -7.59 8.26 -4,130 50,303
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -700 6,590 -9.60 8.27 -5,789 54,499
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -2,710 7,290 -27.10 8.28 -22,439 60,361
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 2,710 10,000 37.17 8.28 22,439 82,800
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 700 7,290 10.62 8.27 5,789 60,288
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 500 6,590 8.21 8.26 4,130 54,433
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 3,300 6,090 118.28 8.25 27,225 50,242
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 2,390 2,790 597.50 8.23 19,670 22,962
2007-04-12 2007-04-11 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 400 400 8.22 3,288 3,288
2007-04-12 2007-04-10 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -10,253 0 -100.00 8.25 -84,587
2007-04-12 2007-04-10 4 ENZN ENZON PHARMACEUTICALS INC
Shs of com stock, $0.01 par value p/share ("Common Stock") 		P - Purchase 10,253 10,253 8.25 84,587 84,587
2007-04-11 2007-04-09 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -11,300 0 -100.00 8.20 -92,660
2007-04-11 2007-04-09 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -34,000 11,300 -75.06 8.25 -280,500 93,225
2007-04-11 2007-04-09 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 34,000 45,300 300.88 8.25 280,500 373,725
2007-04-11 2007-04-09 4 ENZN ENZON PHARMACEUTICALS INC
Shs of com stock, $0.01 par value p/share ("Common Stock") 		P - Purchase 11,300 11,300 8.20 92,660 92,660
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -700 0 -100.00 8.19 -5,733
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -852 700 -54.90 8.20 -6,986 5,740
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -40,000 1,552 -96.26 8.73 -349,200 13,549
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -40,000 41,552 -49.05 8.25 -330,000 342,804
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -30,000 81,552 -26.89 8.26 -247,800 673,620
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 30,000 111,552 36.79 8.26 247,800 921,420
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 40,000 81,552 96.26 8.25 330,000 672,804
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 40,000 41,552 2,577.32 8.23 329,200 341,973
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 852 1,552 121.71 8.20 6,986 12,726
2007-03-06 2007-03-02 4 ENZN ENZON PHARMACEUTICALS INC
Shares of common stock, $0.01 par value ("Common Stock") 		P - Purchase 700 700 8.19 5,733 5,733
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -30,000 0 -100.00 8.76 -262,800
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -8,368 30,000 -21.81 8.75 -73,220 262,500
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -8,743 38,368 -18.56 8.74 -76,414 335,336
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -9,065 47,111 -16.14 8.73 -79,137 411,279
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -8,700 56,176 -13.41 8.72 -75,864 489,855
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		J - Other -4,034 64,876 -5.85 8.71 -35,136 565,070
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 4,034 68,910 6.22 8.71 35,136 600,206
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 8,700 64,876 15.49 8.72 75,864 565,719
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 9,065 56,176 19.24 8.73 79,137 490,416
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 8,743 47,111 22.79 8.74 76,414 411,750
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Common Stock 		P - Purchase 8,368 38,368 27.89 8.75 73,220 335,720
2007-02-20 2007-02-15 4 ENZN ENZON PHARMACEUTICALS INC
Shares of common stock, $0.01 par value ("Common Stock") 		P - Purchase 30,000 30,000 8.67 260,100 260,100
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）