ADXSW Insider Trading - Advaxis, Inc. Warrants

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Advaxis, Inc. Warrants內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	平均收益（%）	持股數量	分拆調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 ADXSW / Advaxis, Inc. Warrants 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)
2023-10-18	Israel Biotech Fund I, L.P.	658,858	0.0000	658,858	0.0000	0	111	1.31	863,104
2023-10-18	Israel Biotech Fund I, L.P.	658,858	0.0000	658,858	0.0000	0
2019-04-10	APPEL RONI	3,000	3.7970	38	303.7600	11,391
2018-09-11	APPEL RONI	33,333	1.2000	702	57.0000	40,000
2015-08-24	ADAGE CAPITAL PARTNERS GP, L.L.C.	12,100	14.4700	255	687.3250	175,087
2015-08-24	ADAGE CAPITAL PARTNERS GP, L.L.C.	9,500	13.7300	200	652.1750	130,435
2015-08-24	ADAGE CAPITAL PARTNERS GP, L.L.C.	3,400	14.0600	72	667.8500	47,804
2015-08-24	ADAGE CAPITAL PARTNERS GP, L.L.C.	20,000	12.9000	421	612.7500	258,000

經調整價格已按拆股調整。經調整股數已按拆股調整。

ADXSW / Advaxis, Inc. Warrants Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 ADXSW / Advaxis, Inc. Warrants 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2020-03-13	APPEL RONI	2,401	0.5500	30	44.0000	1,321	256	0.2840	-1,311	-99.35
2020-03-12	APPEL RONI	200	0.5800	2	46.4000	116
2020-03-11	APPEL RONI	399	0.6700	5	53.6000	267
2018-11-05	PETIT ROBERT	3,963	0.5800	83	27.5500	2,299
2018-11-02	PETIT ROBERT	8,491	0.5600	179	26.6000	4,755
2018-04-02	PETIT ROBERT	2,193	1.6200	46	76.9500	3,553
2018-02-02	LOMBARDO ANTHONY A	32	2.9300	1	139.1750	94
2018-01-03	Bonstein Sara	5,224	3.1800	110	151.0500	16,612
2017-11-06	PETIT ROBERT	3,723	3.3000	78	156.7500	12,286

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	行使價格	單位價格	股數變化	價值變化 (1K)	剩餘期權	剩餘股份
2024-02-12	2024-02-07	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	F - Taxes	I		1.2465	-2,586,905	-3,225		25,130,903
2024-02-12	2024-02-07	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	M - Exercise	I		0.4000	8,062,500	3,225		27,717,808
2024-02-12	2024-02-07	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	F - Taxes	I		1.2465	-2,707,581	-3,375		20,661,639
2024-02-12	2024-02-07	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	M - Exercise	I		0.4000	8,437,500	3,375		23,369,220
2024-02-12	2024-02-07	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	M - Exercise	I		0.4000	1,295,813	518		19,655,308
2024-02-12	2024-02-07	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	M - Exercise	I		0.4000	3,887,438	1,555		14,931,720
2024-02-12	2024-02-07	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	M - Exercise	I		0.4000	4,237,687	1,695		18,359,495
2024-02-12	2024-02-07	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	M - Exercise	I		0.4000	1,926,221	770		11,044,282
2023-11-08		3	Cabilly Yuval	ADXS	Common Stock, par value $0.001 per share		I						621,253
2023-11-08		3	Cabilly Yuval	ADXS	Common Stock, par value $0.001 per share		I						677,386
2023-10-31	2023-10-18	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	P - Purchase	I			658,858			1,094,091
2023-10-31	2023-10-18	4	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share	P - Purchase	I			658,858			1,094,091
2023-10-23	2023-10-18	4	aMoon 2 Fund Limited Partnership	ADXS	Common Stock	J - Other	D			0			560,602
2023-09-29		3/A	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share		I						621,253
2023-09-11		3	Israel Biotech Fund I, L.P.	ADXS	Common Stock, par value $0.001 per share		I						621,253
2023-01-30		3	Schindel Yair Chaim	ADXS	Common Stock		D						560,602
2023-01-23	2023-01-19	4	SIDRANSKY DAVID Held by Reporting Person's Son	ADXS	Common Stock	A - Award	I			46			46
2020-05-05	2020-05-04	4	Gutierrez Andres	ADXS	Options	A - Award	D	0.66		50,000		50,000
2020-05-05	2020-05-04	4	BERMAN RICHARD J	ADXS	Option	A - Award	D	0.66		13,000		13,000
2020-05-05	2020-05-04	4	SIDRANSKY DAVID	ADXS	Option	A - Award	D	0.66		13,000		13,000
2020-05-05	2020-05-04	4	PATTON JAMES P	ADXS	Option	A - Award	D	0.66		13,000		13,000
2020-05-05	2020-05-04	4	Berlin Kenneth A	ADXS	Options	A - Award	D	0.66		50,000		50,000
2020-05-05	2020-05-04	4	APPEL RONI	ADXS	Options	A - Award	D	0.66		13,000		13,000
2020-05-05	2020-05-04	4	Khleif Samir N	ADXS	Options	A - Award	D	0.66		13,000		13,000
2020-05-05	2020-05-04	4	Henderson Molly	ADXS	Options	A - Award	D	0.66		50,000		50,000
2020-03-16	2020-03-13	4	APPEL RONI See Notes	ADXS	Common Stock	S - Sale	I		0.5500	-2,401	-1		10,476
2020-03-16	2020-03-12	4	APPEL RONI See Notes	ADXS	Common Stock	S - Sale	I		0.5800	-200	-0		12,877
2020-03-16	2020-03-11	4	APPEL RONI See Notes	ADXS	Common Stock	S - Sale	I		0.6700	-399	-0		13,077
2019-10-25	2019-10-24	4	PATTON JAMES P	ADXS	Option	A - Award	D	0.31		10,000		10,000
2019-10-25	2019-10-24	4	Berlin Kenneth A	ADXS	Option	A - Award	D	0.31		50,000		50,000
2019-10-25	2019-10-24	4	Khleif Samir N	ADXS	Options	A - Award	D	0.31		10,000		10,000
2019-10-25	2019-10-24	4	APPEL RONI	ADXS	Options	A - Award	D	0.31		10,000		10,000
2019-10-25	2019-10-24	4	Henderson Molly	ADXS	Option	A - Award	D	0.31		25,000		25,000
2019-10-25	2019-10-24	4	SIDRANSKY DAVID	ADXS	Option	A - Award	D	0.31		10,000		10,000
2019-10-25	2019-10-24	4	BERMAN RICHARD J	ADXS	Option	A - Award	D	0.31		10,000		10,000
2019-10-25	2019-10-24	4	Gutierrez Andres	ADXS	Option	A - Award	D	0.31		25,000		25,000
2019-04-11	2019-04-11	4	Gutierrez Andres	ADXS	Common Stock	A - Award	D		3.7142	3,750	14		3,750
2019-04-11	2019-04-11	4	Henderson Molly	ADXS	Common Stock	A - Award	D		3.6799	2,500	9		5,833
2019-04-11	2019-04-10	4	APPEL RONI See note	ADXS	Common Stock	P - Purchase	I		3.7970	3,000	11		13,476
2019-04-10	2019-04-09	4	Henderson Molly	ADXS	Common Stock	A - Award	D		3.8500	100	0		100
2019-04-10	2019-04-09	4	Henderson Molly	ADXS	Common Stock	A - Award	D		3.8599	2,900	11		2,900
2019-04-08	2019-04-08	4	Berlin Kenneth A	ADXS	Common Stock	A - Award	D		3.7800	800	3		800
2019-04-08	2019-04-08	4	Berlin Kenneth A	ADXS	Common Stock	A - Award	D		3.7790	2,100	8		2,100
2019-04-08	2019-04-08	4	Berlin Kenneth A	ADXS	Common Stock	A - Award	D		3.7750	1,100	4		1,100
2018-11-07	2018-11-05	4	BERMAN RICHARD J	ADXS	Option	A - Award	D	0.54		25,000		25,000
2018-11-07	2018-11-05	4	PETIT ROBERT	ADXS	Option	A - Award	D	0.54		150,000		150,000
2018-11-07	2018-11-05	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		0.5800	-3,963	-2		231,206
2018-11-07	2018-11-05	4	Gutierrez Andres	ADXS	Option	A - Award	D	0.54		125,000		125,000
2018-11-07	2018-11-05	4	APPEL RONI	ADXS	Options	A - Award	D	0.54		25,000		25,000
2018-11-07	2018-11-05	4	PATTON JAMES P	ADXS	Option	A - Award	D	0.54		25,000		25,000
2018-11-07	2018-11-05	4	Khleif Samir N	ADXS	Options	A - Award	D	0.54		25,000		25,000
2018-11-07	2018-11-05	4	Berlin Kenneth A	ADXS	Option	A - Award	D	0.54		320,000		320,000
2018-11-07	2018-11-05	4	Henderson Molly	ADXS	Option	A - Award	D	0.54		125,000		125,000
2018-11-07	2018-11-05	4	SIDRANSKY DAVID	ADXS	Option	A - Award	D	0.54		30,000		30,000
2018-11-05	2018-11-02	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		0.5600	-8,491	-5		235,169
2018-09-13	2018-09-11	4	APPEL RONI See note	ADXS	Common Stock Warrants	P - Purchase	I	1.50		28,333		28,333
2018-09-13	2018-09-11	4	APPEL RONI See note	ADXS	Common Stock	P - Purchase	I		1.2000	33,333	40		157,143
2018-08-01	2018-07-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		1.4600	1,505	2		243,660
2018-07-02	2018-06-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		1.4500	1,516	2		242,155
2018-07-02	2018-06-18	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		1.7200	9,000	15		240,639
2018-07-02	2018-06-12	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		1.8400	5,000	9		231,639
2018-06-27	2018-06-26	4	PATTON JAMES P	ADXS	Common stock	A - Award	D			25,000			286,749
2018-06-27	2018-06-26	4	BERMAN RICHARD J	ADXS	Common stock	A - Award	D			5,000			55,669
2018-06-27	2018-06-26	4	SIDRANSKY DAVID	ADXS	Common stock	A - Award	D			15,000			110,355
2018-06-14	2018-06-13	4	SIDRANSKY DAVID	ADXS	Common stock	A - Award	D		1.7100	5,000	9		95,355
2018-06-13	2018-06-12	4	Berlin Kenneth A	ADXS	Common Stock	A - Award	D		1.8400	15,000	28		265,000
2018-06-13	2018-06-12	4	SIDRANSKY DAVID	ADXS	Common stock	A - Award	D		1.8400	6,802	13		90,355
2018-06-13	2018-06-12	4	SIDRANSKY DAVID	ADXS	Common stock	A - Award	D		1.8500	3,198	6		83,553
2018-06-13	2018-06-12	4	PATTON JAMES P	ADXS	Common stock	A - Award	D		1.8400	50,000	92		261,749
2018-06-13	2018-06-12	4	Henderson Molly	ADXS	Common Stock	A - Award	D		1.8900	5,000	9		5,000
2018-06-08	2018-06-06	4	Henderson Molly	ADXS	Stock Option	A - Award	D	1.71		250,000		250,000
2018-06-01	2018-05-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		1.8200	1,765	3		226,639
2018-05-02	2018-04-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		1.6000	1,374	2		224,874
2018-04-25	2018-04-23	4	Berlin Kenneth A	ADXS	Option	A - Award	D	1.62		750,000		750,000
2018-04-25	2018-04-23	4	Berlin Kenneth A	ADXS	Common Stock	A - Award	D			250,000			250,000
2018-04-25	2018-04-23	4	Gutierrez Andres	ADXS	Option	A - Award	D	1.62		250,000		250,000
2018-04-25		3	Berlin Kenneth A	ADXS	Common Stock		D						0
2018-04-25		3	Gutierrez Andres	ADXS	Common Stock		D						0
2018-04-18	2018-04-17	4	LOMBARDO ANTHONY A	ADXS	Common Stock	F - Taxes	D		1.7000	-11,051	-19		81,852
2018-04-03	2018-04-02	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		1.6200	-2,193	-4		223,500
2018-04-03	2018-03-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		1.6900	1,111	2		225,693
2018-04-03	2018-03-29	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		1.6900	1,088	2		226,670
2018-03-01	2018-02-28	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		1.8600	1,182	2		224,582
2018-03-01	2018-02-28	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		1.8600	989	2		225,582
2018-02-02	2018-01-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		2.9600	696	2		223,400
2018-02-02	2018-01-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		2.9600	-580	-2		224,593
2018-02-02	2018-02-02	4	LOMBARDO ANTHONY A	ADXS	Common Stock	S - Sale	D		2.9300	-32	-0		92,903
2018-01-03	2017-12-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		2.8400	752	2		222,704
2018-01-03	2018-01-03	4	Bonstein Sara	ADXS	Common Stock	S - Sale	D		3.1800	-5,224	-17		224,013
2018-01-03	2017-12-29	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		2.8400	473	1		229,237
2017-12-04	2017-11-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		2.9900	1,035	3		221,952
2017-12-04	2017-11-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		2.9900	856	3		228,764
2017-11-06	2017-11-02	4	SIDRANSKY DAVID	ADXS	Option	A - Award	D	3.19		30,000		30,000
2017-11-06	2017-11-06	4	Bonstein Sara	ADXS	Common Stock	S - Sale	D		3.3000	-3,862	-13		227,908
2017-11-06	2017-11-02	4	Bonstein Sara	ADXS	Option	A - Award	D	3.19		100,000		100,000
2017-11-06	2017-11-02	4	BERMAN RICHARD J	ADXS	Option	A - Award	D	3.19		25,000		25,000
2017-11-06	2017-11-02	4	LOMBARDO ANTHONY A	ADXS	Option	A - Award	D	3.19		100,000		100,000
2017-11-06	2017-11-02	4	APPEL RONI	ADXS	Options	A - Award	D	3.19		25,000		25,000
2017-11-06	2017-11-02	4	Ridge Thomas J	ADXS	Option	A - Award	D	3.19		25,000		25,000
2017-11-06	2017-11-02	4	MCKEARN THOMAS J	ADXS	Option	A - Award	D	3.19		25,000		25,000
2017-11-06	2017-11-02	4	PATTON JAMES P	ADXS	Option	A - Award	D	3.19		25,000		25,000
2017-11-06	2017-11-06	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		3.3000	-3,723	-12		220,917
2017-11-06	2017-11-02	4	PETIT ROBERT	ADXS	Option	A - Award	D	3.19		100,000		100,000
2017-11-06	2017-11-02	4	Khleif Samir N	ADXS	Options	A - Award	D	3.19		25,000		25,000
2017-11-02	2017-11-02	4	LOMBARDO ANTHONY A	ADXS	Common Stock	S - Sale	D		3.1900	-24	-0		92,935
2017-11-02	2017-11-02	4	Bonstein Sara	ADXS	Common Stock	S - Sale	D		3.1900	-12,734	-41		231,770
2017-11-02	2017-10-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		3.4000	379	1		244,504
2017-11-02	2017-11-02	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		3.1900	-12,625	-40		224,640
2017-11-02	2017-10-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		3.4000	432	1		237,265
2017-10-12	2017-10-11	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock, par value $0.001 ("Common Stock")	S - Sale	I		4.3000	-600,000	-2,580		4,100,043
2017-10-02	2017-09-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		4.1800	511	2		236,833
2017-10-02	2017-09-29	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		4.1800	423	2		244,125
2017-09-26	2017-09-26	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	S - Sale	I		4.0000	-300,000	-1,200		4,700,043
2017-09-26	2017-09-25	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	S - Sale	I		4.3800	-405,323	-1,775		5,000,043
2017-09-26	2017-09-22	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock, par value $0.001 ("Common Stock")	S - Sale	I		4.6800	-534,000	-2,499		5,405,366
2017-09-05	2017-08-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		6.8100	273	2		243,702
2017-09-05	2017-08-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		6.8100	318	2		236,322
2017-08-01	2017-07-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		6.4700	280	2		243,429
2017-08-01	2017-07-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		6.4700	335	2		236,004
2017-07-12		3	LOMBARDO ANTHONY A	ADXS	Common Stock		D						179,990
2017-07-12		3	LOMBARDO ANTHONY A	ADXS	Common Stock		D						179,990
2017-07-03	2017-06-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		6.4900	742	5		618,352
2017-07-03	2017-06-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		6.4900	394	3		243,149
2017-07-03	2017-06-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		6.4900	477	3		235,669
2017-06-20	2017-06-19	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D			177,102			617,610
2017-06-20	2017-06-19	4	Bonstein Sara	ADXS	Common Stock	A - Award	D			57,199			242,755
2017-06-20	2017-06-19	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D			57,199			235,192
2017-06-01	2017-05-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.0700	421	3		440,508
2017-06-01	2017-05-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.0700	219	2		185,556
2017-06-01	2017-05-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.0700	265	2		177,993
2017-05-01	2017-05-01	4	Bonstein Sara	ADXS	Common Stock	A - Award	D			57,881			185,337
2017-05-01	2017-04-28	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.5600	185	2		127,456
2017-05-01	2017-05-01	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D			142,996			440,087
2017-05-01	2017-04-28	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.5600	349	3		297,091
2017-05-01	2017-05-01	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D			57,881			177,728
2017-05-01	2017-04-28	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.5600	250	2		119,847
2017-04-03	2017-03-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.1700	194	2		127,271
2017-04-03	2017-03-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.1700	365	3		296,742
2017-04-03	2017-03-31	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		8.2400	-2,454	-20		119,597
2017-04-03	2017-03-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.1700	219	2		122,051
2017-03-01	2017-02-28	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		8.7900	-52	-0		121,832
2017-03-01	2017-02-28	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.7900	298	3		121,884
2017-03-01	2017-02-28	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		8.7900	-61	-1		127,077
2017-03-01	2017-02-28	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.7900	263	2		127,138
2017-03-01	2017-02-28	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		8.7900	-104	-1		296,377
2017-03-01	2017-02-28	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.7900	490	4		296,481
2017-02-02	2017-01-31	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		8.9600	-97	-1		295,991
2017-02-02	2017-01-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.9600	466	4		296,088
2017-02-02	2017-01-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		8.9600	-48	-0		121,586
2017-02-02	2017-01-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.9600	282	3		121,634
2017-02-02	2017-01-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		8.9600	-56	-1		126,875
2017-02-02	2017-01-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.9600	250	2		126,931
2017-01-03	2016-12-30	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		7.1600	-192	-1		295,622
2017-01-03	2016-12-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		7.1600	792	6		295,814
2017-01-03	2016-12-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		7.1600	-119	-1		103,841
2017-01-03	2016-12-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		7.1600	458	3		103,960
2017-01-03	2016-12-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		7.1600	-93	-1		121,352
2017-01-03	2016-12-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		7.1600	476	3		121,445
2017-01-03	2016-12-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		7.1600	-189	-1		126,681
2017-01-03	2016-12-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		7.1600	427	3		126,870
2017-01-03	2016-12-30	4	Bonstein Sara	ADXS	Common Stock	S - Sale	D		7.3700	-5,520	-41		126,443
2017-01-03	2016-12-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D			50,000			131,963
2016-12-21	2016-12-20	4	MCKEARN THOMAS J	ADXS	Common Stock	S - Sale	D		8.0800	-12,316	-100		69,804
2016-12-01	2016-11-30	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		8.3100	-89	-1		295,022
2016-12-01	2016-11-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.3100	455	4		295,111
2016-12-01	2016-11-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		8.3100	-58	-0		103,502
2016-12-01	2016-11-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		8.3100	263	2		103,560
2016-12-01	2016-11-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		8.3100	-49	-0		120,969
2016-12-01	2016-11-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.3100	274	2		121,018
2016-12-01	2016-11-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		8.3100	-55	-0		81,963
2016-12-01	2016-11-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.3100	245	2		82,018
2016-11-07	2016-11-03	4	MCKEARN THOMAS J	ADXS	Option	A - Award	D	7.71		25,000		25,000
2016-11-07	2016-11-03	4	BERMAN RICHARD J	ADXS	Option	A - Award	D	7.71		25,000		25,000
2016-11-07	2016-11-03	4	SIDRANSKY DAVID	ADXS	Option	A - Award	D	7.71		30,000		30,000
2016-11-07	2016-11-03	4	APPEL RONI	ADXS	Options	A - Award	D	7.71		25,000		25,000
2016-11-07	2016-11-03	4	PATTON JAMES P	ADXS	Option	A - Award	D	7.71		25,000		25,000
2016-11-07	2016-11-03	4	Ridge Thomas J	ADXS	Option	A - Award	D	7.71		25,000		25,000
2016-11-07	2016-11-03	4	O'Connor Daniel	ADXS	Option	A - Award	D	7.71		170,234		170,234
2016-11-07	2016-11-03	4	Mayes, Gregory T.	ADXS	Options	A - Award	D	7.71		68,906		68,906
2016-11-07	2016-11-03	4	PETIT ROBERT	ADXS	Option	A - Award	D	7.71		68,906		68,906
2016-11-07	2016-11-03	4	Bonstein Sara	ADXS	Option	A - Award	D	7.71		68,906		68,906
2016-11-07	2016-11-03	4	Khleif Samir N	ADXS	Options	A - Award	D	7.71		25,000		25,000
2016-11-02	2016-11-02	4	O'Connor Daniel	ADXS	Common Stock	S - Sale	D		8.3200	-8,240	-69		294,656
2016-11-02	2016-10-31	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		8.0900	-231	-2		302,896
2016-11-02	2016-10-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.0900	467	4		303,127
2016-11-02	2016-10-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		8.0900	-60	-0		103,297
2016-11-02	2016-10-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		8.0900	270	2		103,357
2016-11-02	2016-11-02	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		8.3200	-2,797	-23		120,744
2016-11-02	2016-10-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		8.0900	-118	-1		123,541
2016-11-02	2016-10-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.0900	281	2		123,659
2016-11-02	2016-10-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		8.0900	-56	-0		81,773
2016-11-02	2016-10-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.0900	252	2		81,829
2016-10-26	2016-10-25	4	Mayes, Gregory T.	ADXS	Common Stock	S - Sale	D		8.2300	-19,162	-158		103,087
2016-10-04	2016-09-30	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		10.6900	-50	-1		302,660
2016-10-04	2016-09-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		10.6900	354	4		302,710
2016-10-04	2016-09-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		10.6900	-45	-0		122,249
2016-10-04	2016-09-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		10.6900	204	2		122,294
2016-10-04	2016-09-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		10.6900	-32	-0		123,378
2016-10-04	2016-09-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		10.6900	213	2		123,410
2016-10-04	2016-09-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		10.6900	-43	-0		81,577
2016-10-04	2016-09-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		10.6900	191	2		81,620
2016-09-01	2016-08-31	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		11.5300	-46	-1		302,356
2016-09-01	2016-08-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		11.5300	328	4		302,402
2016-09-01	2016-08-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		11.5300	-42	-0		122,090
2016-09-01	2016-08-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		11.5300	190	2		122,132
2016-09-01	2016-08-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		11.5300	-29	-0		123,197
2016-09-01	2016-08-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		11.5300	197	2		123,226
2016-09-01	2016-08-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		11.5300	-40	-0		81,429
2016-09-01	2016-08-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		11.5300	177	2		81,469
2016-08-10	2016-08-09	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		15.6700	-15,761	-247		50,669
2016-08-10	2016-08-08	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		15.2100	-18,000	-274		66,430
2016-08-10	2016-08-09	4	SIDRANSKY DAVID	ADXS	Common stock	S - Sale	D		14.8500	-11,404	-169		80,355
2016-08-10	2016-08-08	4	SIDRANSKY DAVID	ADXS	Common stock	S - Sale	D		15.1700	-11,404	-173		91,759
2016-08-01	2016-07-29	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		8.3400	-562	-5		310,341
2016-08-01	2016-07-29	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.3400	1,133	9		310,903
2016-08-01	2016-07-29	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		8.3400	-58	-0		121,942
2016-08-01	2016-07-29	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		8.3400	262	2		122,000
2016-08-01	2016-07-29	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		8.3400	-115	-1		125,834
2016-08-01	2016-07-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.3400	273	2		125,949
2016-08-01	2016-07-29	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		8.3400	-54	-0		81,292
2016-08-01	2016-07-29	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.3400	244	2		81,346
2016-07-01	2016-06-30	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		8.0900	-551	-4		309,770
2016-07-01	2016-06-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.0900	1,752	14		310,321
2016-07-01	2016-06-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		8.0900	-105	-1		121,738
2016-07-01	2016-06-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		8.0900	405	3		121,843
2016-07-01	2016-06-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		8.0900	-72	-1		125,676
2016-07-01	2016-06-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.0900	422	3		125,748
2016-07-01	2016-06-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		8.0900	-96	-1		81,102
2016-07-01	2016-06-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.0900	378	3		81,198
2016-06-01	2016-05-31	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		9.2600	-268	-2		308,569
2016-06-01	2016-05-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		9.2600	1,020	9		308,837
2016-06-01	2016-05-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		9.2600	-52	-0		121,438
2016-06-01	2016-05-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		9.2600	236	2		121,490
2016-06-01	2016-05-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		9.2600	-37	-0		125,326
2016-06-01	2016-05-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		9.2600	246	2		125,363
2016-06-01	2016-05-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		9.2600	-49	-0		80,820
2016-06-01	2016-05-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		9.2600	220	2		80,869
2016-05-13	2016-05-13	4	MCKEARN THOMAS J	ADXS	Common Stock	S - Sale	D		7.4500	-4,100	-31		82,120
2016-05-02	2016-05-02	4	O'Connor Daniel	ADXS	Common Stock	S - Sale	D		7.5100	-8,237	-62		307,817
2016-05-02	2016-04-29	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		7.7400	-607	-5		316,054
2016-05-02	2016-04-29	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		7.7400	1,221	9		316,661
2016-05-02	2016-04-29	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		7.7400	-62	-0		121,254
2016-05-02	2016-04-29	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		7.7400	282	2		121,316
2016-05-02	2016-05-02	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		7.5100	-2,785	-21		125,117
2016-05-02	2016-04-29	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		7.7400	-123	-1		127,902
2016-05-02	2016-04-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		7.7400	294	2		128,025
2016-05-02	2016-04-29	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		7.7400	-59	-0		80,649
2016-05-02	2016-04-29	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		7.7400	263	2		80,708
2016-04-01	2016-03-31	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		9.0300	-275	-2		315,440
2016-04-01	2016-03-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		9.0300	1,046	9		315,715
2016-04-01	2016-03-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		9.0300	-54	-0		121,034
2016-04-01	2016-03-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		9.0300	242	2		121,088
2016-04-01	2016-03-31	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		9.1300	-3,325	-30		127,731
2016-04-01	2016-03-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		9.0300	-108	-1		131,056
2016-04-01	2016-03-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		9.0300	252	2		131,164
2016-04-01	2016-03-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		9.0300	-51	-0		80,445
2016-04-01	2016-03-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		9.0300	226	2		80,496
2016-03-18	2016-03-16	4	MCKEARN THOMAS J	ADXS	Common Stock	S - Sale	D		8.2500	-14,000	-116		86,220
2016-03-04	2016-03-03	4	Ridge Thomas J	ADXS	Common Stock	A - Award	D		7.3500	5,000	37		24,306
2016-03-01	2016-02-29	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		5.4600	-455	-2		314,669
2016-03-01	2016-02-29	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		5.4600	1,730	9		315,124
2016-03-01	2016-02-29	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		5.4600	-88	-0		120,846
2016-03-01	2016-02-29	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		5.4600	400	2		120,934
2016-03-01	2016-02-29	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		5.4600	-61	-0		130,912
2016-03-01	2016-02-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		5.4600	416	2		130,973
2016-03-01	2016-02-29	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		5.4600	-83	-0		80,270
2016-03-01	2016-02-29	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		5.4600	373	2		80,353
2016-02-25	2016-02-24	4	Bonstein Sara	ADXS	Common Stock	S - Sale	D		5.5800	-15,037	-84		79,980
2016-02-01	2016-01-29	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		6.8200	-87	-1		120,534
2016-02-01	2016-01-29	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		6.8200	312	2		120,621
2016-02-01	2016-01-29	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		6.8800	-3,099	-21		130,557
2016-02-01	2016-01-29	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		6.8200	-150	-1		133,656
2016-02-01	2016-01-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		6.8200	322	2		133,806
2016-02-01	2016-01-29	4	O'Connor Daniel	ADXS	Common Stock	S - Sale	D		6.8800	-8,818	-61		313,394
2016-02-01	2016-01-29	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		6.8200	-688	-5		322,212
2016-02-01	2016-01-29	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		6.8200	1,300	9		322,900
2016-02-01	2016-01-29	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		6.8200	-79	-1		95,017
2016-02-01	2016-01-29	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		6.8200	284	2		95,096
2016-01-04	2015-12-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		10.0600	-59	-1		94,812
2016-01-04	2015-12-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		10.0600	245	2		94,871
2016-01-04	2015-12-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		10.0600	-47	-0		133,484
2016-01-04	2015-12-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		10.0600	292	3		133,531
2016-01-04	2015-12-31	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		10.0600	-296	-3		332,953
2016-01-04	2015-12-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		10.0600	1,061	11		333,249
2016-01-04	2015-12-31	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		10.0600	-41	-0		166,271
2016-01-04	2015-12-31	4	Mauro David J	ADXS	Common Stock	A - Award	D		10.0600	195	2		166,312
2016-01-04	2015-12-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		10.0600	-73	-1		120,309
2016-01-04	2015-12-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		10.0600	292	3		120,382
2015-12-21	2015-12-17	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		12.3900	14,332	178		84,430
2015-12-01	2015-11-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		12.0700	-33	-0		120,091
2015-12-01	2015-11-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		12.0700	163	2		120,124
2015-12-01	2015-11-30	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		12.0700	-18	-0		166,118
2015-12-01	2015-11-30	4	Mauro David J	ADXS	Common Stock	A - Award	D		12.0700	108	1		166,136
2015-12-01	2015-11-30	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		12.0700	-133	-2		332,190
2015-12-01	2015-11-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		12.0700	590	7		332,323
2015-12-01	2015-11-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		12.0700	-22	-0		94,631
2015-12-01	2015-11-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		12.0700	136	2		94,653
2015-12-01	2015-11-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		12.0700	-22	-0		133,240
2015-12-01	2015-11-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		12.0700	163	2		133,262
2015-11-06	2015-11-05	4	Khleif Samir N	ADXS	Options	A - Award	D	12.81		40,000		40,000
2015-11-06	2015-11-05	4	Khleif Samir N	ADXS	Common Stock	A - Award	D			3,430			69,587
2015-11-06	2015-11-05	4	PETIT ROBERT	ADXS	Options	A - Award	D	12.81		145,000		145,000
2015-11-06	2015-11-05	4	BERMAN RICHARD J	ADXS	Options	A - Award	D	12.81		40,000		40,000
2015-11-06	2015-11-05	4	Mayes, Gregory T.	ADXS	Options	A - Award	D	12.81		175,000		175,000
2015-11-06	2015-11-05	4	O'Connor Daniel	ADXS	Options	A - Award	D	12.81		450,000		450,000
2015-11-06	2015-11-05	4	Mauro David J	ADXS	Options	A - Award	D	12.81		160,000		160,000
2015-11-06	2015-11-05	4	Bonstein Sara	ADXS	Options	A - Award	D	12.81		160,000		160,000
2015-11-06	2015-11-05	4	Ridge Thomas J	ADXS	Options	A - Award	D	12.81		40,000		40,000
2015-11-06	2015-11-05	4	Ridge Thomas J	ADXS	Common Stock	A - Award	D			3,430			19,306
2015-11-06	2015-11-05	4	PATTON JAMES P	ADXS	Option	A - Award	D	12.81		45,000		45,000
2015-11-06	2015-11-05	4	PATTON JAMES P	ADXS	Common Stock	A - Award	D			4,459			211,749
2015-11-06	2015-11-05	4	APPEL RONI	ADXS	Options	A - Award	D	12.81		40,000		40,000
2015-11-06	2015-11-05	4	SIDRANSKY DAVID	ADXS	Options	A - Award	D	12.81		50,000		50,000
2015-11-06	2015-11-05	4	SIDRANSKY DAVID	ADXS	Common Stock	A - Award	D			2,744			103,163
2015-11-06	2015-11-05	4	MCKEARN THOMAS J	ADXS	Options	A - Award	D	12.81		40,000		40,000
2015-11-03	2015-10-30	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		12.2600	-2,867	-35		133,099
2015-11-03	2015-10-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		11.0900	-76	-1		135,966
2015-11-03	2015-10-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		11.0900	176	2		136,042
2015-11-03	2015-10-30	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		11.0900	-21	-0		166,028
2015-11-03	2015-10-30	4	Mauro David J	ADXS	Common Stock	A - Award	D		11.0900	117	1		166,049
2015-11-03	2015-10-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		11.0900	-36	-0		119,961
2015-11-03	2015-10-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		11.0900	176	2		119,997
2015-11-03	2015-10-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		11.0900	-30	-0		94,517
2015-11-03	2015-10-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		11.0900	148	2		94,547
2015-11-03	2015-10-30	4	O'Connor Daniel	ADXS	Common Stock	S - Sale	D		12.2600	-8,350	-102		331,733
2015-11-03	2015-10-30	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		11.0900	-321	-4		340,083
2015-11-03	2015-10-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		11.0900	641	7		340,404
2015-10-27	2015-10-26	4	Mayes, Gregory T.	ADXS	Common Stock	S - Sale	D		11.6300	-19,231	-224		119,821
2015-10-22	2015-10-20	4	Mauro David J	ADXS	Common Stock	S - Sale	D		10.0800	-24,586	-248		165,932
2015-10-01	2015-09-30	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		10.2300	-159	-2		339,763
2015-10-01	2015-09-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		10.2300	695	7		339,922
2015-10-01	2015-09-30	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		10.2300	-23	-0		190,518
2015-10-01	2015-09-30	4	Mauro David J	ADXS	Common Stock	A - Award	D		10.2300	127	1		190,541
2015-10-01	2015-09-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		10.2300	-40	-0		139,052
2015-10-01	2015-09-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		10.2300	191	2		139,092
2015-10-01	2015-09-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		10.2300	-31	-0		94,399
2015-10-01	2015-09-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		10.2300	160	2		94,430
2015-10-01	2015-09-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		10.2300	-26	-0		135,866
2015-10-01	2015-09-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		10.2300	191	2		135,892
2015-09-02	2015-08-31	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		14.8000	-16	-0		190,414
2015-09-02	2015-08-31	4	Mauro David J	ADXS	Common Stock	A - Award	D		14.8000	88	1		190,430
2015-09-02	2015-08-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		14.8000	-28	-0		138,901
2015-09-02	2015-08-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		14.8000	132	2		138,929
2015-09-02	2015-08-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		14.8000	-18	-0		135,701
2015-09-02	2015-08-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		14.8000	132	2		135,719
2015-09-02	2015-08-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		14.8000	-22	-0		94,270
2015-09-02	2015-08-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		14.8000	111	2		94,292
2015-09-02	2015-08-31	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		14.8000	-109	-2		339,227
2015-09-02	2015-08-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		14.8000	480	7		339,336
2015-08-26		3	Ridge Thomas J	ADXS	Common Stock		D						31,752
2015-08-26		3	Ridge Thomas J	ADXS	Common Stock		D						31,752
2015-08-24	2015-08-24	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	P - Purchase	I		14.4700	12,100	175		5,939,366
2015-08-24	2015-08-24	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	P - Purchase	I		13.7300	9,500	130		5,927,266
2015-08-24	2015-08-24	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	P - Purchase	I		14.0600	3,400	48		5,917,766
2015-08-24	2015-08-24	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	P - Purchase	I		12.9000	20,000	258		5,914,366
2015-08-24	2015-08-24	4	ADAGE CAPITAL PARTNERS GP, L.L.C. See footnore	ADXS	Common Stock	P - Purchase	I		13.8700	5,000	69		5,894,366
2015-08-24	2015-08-21	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	P - Purchase	I		14.2100	75,000	1,066		5,889,366
2015-08-24	2015-08-20	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	P - Purchase	I		14.1700	12,000	170		5,814,366
2015-08-24	2015-08-20	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	P - Purchase	I		14.3100	13,600	195		5,802,366
2015-08-24	2015-08-20	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock	P - Purchase	I		14.3200	45,582	653		5,788,766
2015-08-24	2015-08-20	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock, par value $0.001 ("Common Stock")	P - Purchase	I		14.2800	103,818	1,483		5,743,184
2015-08-04	2015-07-31	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		16.6600	-25	-0		190,342
2015-08-04	2015-07-31	4	Mauro David J	ADXS	Common Stock	A - Award	D		16.6600	117	2		190,367
2015-08-04	2015-07-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		16.6600	-44	-1		138,797
2015-08-04	2015-07-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		16.6600	176	3		138,841
2015-08-04	2015-07-31	4	PETIT ROBERT	ADXS	Common Stock	S - Sale	D		15.4400	-2,943	-45		135,587
2015-08-04	2015-07-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		16.6600	-78	-1		138,530
2015-08-04	2015-07-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		16.6600	176	3		138,608
2015-08-04	2015-07-31	4	O'Connor Daniel	ADXS	Common Stock	S - Sale	D		15.4400	-8,449	-130		338,856
2015-08-04	2015-07-31	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		16.6600	-325	-5		347,305
2015-08-04	2015-07-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		16.6600	640	11		347,630
2015-08-04	2015-07-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		16.6600	-34	-1		94,181
2015-08-04	2015-07-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		16.6600	148	2		94,215
2015-07-01	2015-06-30	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		20.3300	-8	-0		346,990
2015-07-01	2015-06-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		20.3300	349	7		346,998
2015-07-01	2015-06-30	4	Mayes, Gregory T.	ADXS	Common stock	F - Taxes	D		20.3300	-20	-0		138,665
2015-07-01	2015-06-30	4	Mayes, Gregory T.	ADXS	Common stock	A - Award	D		20.3300	96	2		138,685
2015-07-01	2015-06-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		20.3300	-13	-0		138,432
2015-07-01	2015-06-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		20.3300	96	2		138,445
2015-07-01	2015-06-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		20.3300	-16	-0		94,067
2015-07-01	2015-06-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		20.3300	81	2		94,083
2015-07-01	2015-06-30	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		20.3300	-12	-0		190,250
2015-07-01	2015-06-30	4	Mauro David J	ADXS	Common Stock	A - Award	D		20.3300	64	1		190,262
2015-06-02	2015-05-29	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		25.1600	282	7		358,048
2015-06-02	2015-05-29	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		25.1600	-16	-0		138,589
2015-06-02	2015-05-29	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		25.1600	77	2		138,605
2015-06-02	2015-05-29	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		25.1600	-11	-0		138,349
2015-06-02	2015-05-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		25.1600	78	2		138,360
2015-06-02	2015-05-29	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		25.1600	-13	-0		94,002
2015-06-02	2015-05-29	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		25.1600	65	2		94,015
2015-06-02	2015-05-29	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		25.1600	-9	-0		190,198
2015-06-02	2015-05-29	4	Mauro David J	ADXS	Common Stock	A - Award	D		25.1600	51	1		190,207
2015-05-04	2015-04-30	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock, par value $0.001	P - Purchase	I		19.0000	500,000	9,500		5,639,366
2015-05-01	2015-04-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		16.8100	413	7		357,766
2015-05-01	2015-04-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		16.8100	-22	-0		138,528
2015-05-01	2015-04-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		16.8100	109	2		138,550
2015-05-01	2015-04-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		16.8100	-44	-1		138,282
2015-05-01	2015-04-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		16.8100	116	2		138,326
2015-05-01	2015-04-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		4.0300	-2,530	-10		138,210
2015-05-01	2015-04-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		16.8100	-17	-0		93,950
2015-05-01	2015-04-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		16.8100	92	2		93,967
2015-05-01	2015-04-30	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		16.8100	-13	-0		190,156
2015-05-01	2015-04-30	4	Mauro David J	ADXS	Common Stock	A - Award	D		16.8100	76	1		190,169
2015-04-01	2015-03-30	4	MCKEARN THOMAS J	ADXS	Options	A - Award	D	13.44		20,000		20,000
2015-04-01	2015-03-30	4	MCKEARN THOMAS J	ADXS	Common Stock	A - Award	D			15,000			100,220
2015-04-01	2015-03-30	4	BERMAN RICHARD J	ADXS	Options	A - Award	D	13.44		20,000		20,000
2015-04-01	2015-03-30	4	BERMAN RICHARD J	ADXS	Common Stock	A - Award	D			15,000			98,762
2015-04-01	2015-03-30	4	SIDRANSKY DAVID	ADXS	Options	A - Award	D	13.44		20,000		20,000
2015-04-01	2015-03-30	4	SIDRANSKY DAVID	ADXS	Common Stock	A - Award	D			15,000			100,419
2015-04-01	2015-03-30	4	APPEL RONI	ADXS	Options	A - Award	D	13.44		20,000		20,000
2015-04-01	2015-03-30	4	APPEL RONI	ADXS	Common Stock	A - Award	D			15,000			123,810
2015-04-01	2015-03-30	4	PATTON JAMES P	ADXS	Options	A - Award	D	13.44		20,000		20,000
2015-04-01	2015-03-30	4	PATTON JAMES P	ADXS	Common Stock	A - Award	D			15,000			207,290
2015-04-01	2015-03-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		14.4400	461	7		357,353
2015-04-01	2015-03-30	4	O'Connor Daniel	ADXS	Options	A - Award	D	13.44		670,000		670,000
2015-04-01	2015-03-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		14.4400	-14	-0		138,441
2015-04-01	2015-03-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		14.4400	112	2		138,455
2015-04-01	2015-03-30	4	Mayes, Gregory T.	ADXS	Options	A - Award	D	13.44		304,060		304,060
2015-04-01	2015-03-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		14.4400	-18	-0		140,740
2015-04-01	2015-03-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		14.4400	135	2		140,758
2015-04-01	2015-03-30	4	PETIT ROBERT	ADXS	Options	A - Award	D	13.44		62,185		62,185
2015-04-01	2015-03-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D			31,092			140,623
2015-04-01	2015-03-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		14.4400	-18	-0		93,875
2015-04-01	2015-03-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		14.4400	95	1		93,893
2015-04-01	2015-03-30	4	Bonstein Sara	ADXS	Options	A - Award	D	13.44		251,130		251,130
2015-04-01	2015-03-30	4	Khleif Samir N	ADXS	Options	A - Award	D	13.44		50,000		50,000
2015-04-01	2015-03-30	4	Khleif Samir N	ADXS	Options	A - Award	D	13.44		20,000		20,000
2015-04-01	2015-03-30	4	Khleif Samir N	ADXS	Common Stock	A - Award	D			15,000			66,157
2015-04-01	2015-03-31	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		14.4400	-38	-1		190,093
2015-04-01	2015-03-31	4	Mauro David J	ADXS	Common Stock	A - Award	D		14.4400	85	1		190,131
2015-04-01	2015-03-30	4	Mauro David J	ADXS	Options	A - Award	D	13.44		110,220		110,220
2015-04-01	2015-03-30	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		13.4400	-6,062	-81		190,046
2015-04-01	2015-03-30	4	Mauro David J	ADXS	Common Stock	A - Award	D			55,110			196,108
2015-03-02	2015-02-27	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		9.0000	-28	-0		109,531
2015-03-02	2015-02-27	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		9.0000	216	2		109,559
2015-03-02	2015-02-27	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		9.0000	-21	-0		138,343
2015-03-02	2015-02-27	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		9.0000	181	2		138,364
2015-03-02	2015-02-27	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		9.0000	-32	-0		140,998
2015-03-02	2015-02-27	4	Mauro David J	ADXS	Common Stock	A - Award	D		9.0000	136	1		141,030
2015-03-02	2015-02-27	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		9.0000	-28	-0		93,798
2015-03-02	2015-02-27	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		9.0000	152	1		93,826
2015-03-02	2015-02-27	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		9.0000	740	7		356,892
2015-02-25	2015-02-24	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		8.3000	-15,087	-125		93,674
2015-02-20	2015-02-18	4	ADAGE CAPITAL PARTNERS GP, L.L.C.	ADXS	Common Stock, par value $0.001	P - Purchase	I		7.5000	684,762	5,136		5,139,366
2015-02-04	2014-11-03	4	SIDRANSKY DAVID	ADXS	Common Stock	A - Award	D			25,115			85,419
2015-02-04	2014-11-03	4	BERMAN RICHARD J	ADXS	Common Stock	A - Award	D			33,762			83,762
2015-02-04	2014-11-03	4	PATTON JAMES P	ADXS	Common Stock	A - Award	D			33,762			192,290
2015-02-04	2014-11-03	4	APPEL RONI	ADXS	Common Stock	A - Award	D			25,115			108,810
2015-02-04	2015-01-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		9.8500	-67	-1		138,183
2015-02-04	2015-01-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		9.8500	243	2		138,250
2015-02-04	2014-12-10	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		3.3300	-21,988	-73		138,007
2015-02-04	2014-12-10	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D			41,799			159,995
2015-02-04	2015-01-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		9.8500	994	10		356,152
2015-02-04	2014-12-10	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D			51,239			355,158
2015-02-04	2014-11-03	4	MCKEARN THOMAS J	ADXS	Common Stock	F - Taxes	D		3.0400	-13,424	-41		85,220
2015-02-04	2014-11-03	4	MCKEARN THOMAS J	ADXS	Common Stock	A - Award	D			25,115			98,644
2015-02-04	2015-01-30	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		9.8500	-59	-1		140,894
2015-02-04	2015-01-30	4	Mauro David J	ADXS	Common Stock	A - Award	D		9.8500	186	2		140,953
2015-02-04	2014-12-10	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		3.3300	-4,817	-16		140,767
2015-02-04	2014-12-10	4	Mauro David J	ADXS	Common Stock	A - Award	D			9,796			145,584
2015-02-04	2014-11-03	4	Khleif Samir N	ADXS	Common Stock	A - Award	D			25,115			51,157
2015-02-04	2015-01-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		9.8500	-56	-1		108,761
2015-02-04	2015-01-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		9.8500	205	2		108,817
2015-02-04	2014-12-10	4	Bonstein Sara	ADXS	Common Stock	A - Award	D			22,595			108,612
2015-02-04	2015-01-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		4.0300	-2,894	-12		109,343
2015-02-04	2015-01-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		9.8500	-127	-1		112,237
2015-02-04	2015-01-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		9.8500	292	3		112,364
2015-01-02	2014-12-31	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		8.0100	-8	-0		71,938
2015-01-02	2014-12-31	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D		8.0100	103	1		71,946
2015-01-02	2014-12-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		8.0100	-27	-0		86,017
2015-01-02	2014-12-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		8.0100	162	1		86,044
2015-01-02	2014-12-31	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		8.0100	-25	-0		135,788
2015-01-02	2014-12-31	4	Mauro David J	ADXS	Common Stock	A - Award	D		8.0100	151	1		135,813
2015-01-02	2014-12-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		8.0100	780	6		303,919
2015-01-02	2014-12-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		8.0100	-23	-0		118,196
2015-01-02	2014-12-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		8.0100	190	2		118,219
2015-01-02	2014-12-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		8.0100	-31	-0		112,072
2015-01-02	2014-12-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		8.0100	232	2		112,103
2014-12-19		3	Gross Phillip See footnotes	ADXS	Common Stock, par value $0.001		I						8,909,208
2014-12-19		3	Gross Phillip See footnotes	ADXS	Common Stock, par value $0.001		I						8,909,208
2014-12-19		3	Gross Phillip See footnotes	ADXS	Common Stock, par value $0.001		I						8,909,208
2014-12-19		3	Gross Phillip See footnotes	ADXS	Common Stock, par value $0.001		I						8,909,208
2014-12-19		3	Gross Phillip See footnotes	ADXS	Common Stock, par value $0.001		I						8,909,208
2014-12-19		3	Gross Phillip See footnotes	ADXS	Common Stock, par value $0.001		I						8,909,208
2014-12-01	2014-11-28	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		3.1200	-61	-0		135,662
2014-12-01	2014-11-28	4	Mauro David J	ADXS	Common Stock	A - Award	D		3.1200	388	1		135,723
2014-12-01	2014-11-28	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		3.1200	-70	-0		85,882
2014-12-01	2014-11-28	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		3.1200	416	1		85,952
2014-12-01	2014-11-28	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		3.1200	-19	-0		71,843
2014-12-01	2014-11-28	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D		3.1200	265	1		71,862
2014-12-01	2014-11-28	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		3.1200	-81	-0		111,871
2014-12-01	2014-11-28	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		3.1200	597	2		111,952
2014-12-01	2014-11-28	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		3.1200	-60	-0		118,029
2014-12-01	2014-11-28	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		3.1200	490	2		118,089
2014-12-01	2014-11-28	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		3.1200	2,003	6		303,139
2014-11-13	2014-11-12	4	APPEL RONI	ADXS	Options	J - Other	D	9.39		-2,200		2,200
2014-11-13	2014-11-12	4	APPEL RONI	ADXS	Options	J - Other	D	18.50		-3,000		3,000
2014-11-13	2014-11-12	4	APPEL RONI	ADXS	Options	J - Other	D	18.75		-1,000		1,000
2014-11-13	2014-11-12	4	APPEL RONI	ADXS	Options	J - Other	D	12.50		-1,400		1,400
2014-11-13	2014-11-12	4	APPEL RONI	ADXS	Options	J - Other	D	27.00		-4,693		4,693
2014-11-13	2014-11-12	4	APPEL RONI	ADXS	Options	J - Other	D	35.88		-4,457		4,457
2014-11-13	2014-11-12	4	APPEL RONI	ADXS	Common Stock	J - Other	D			-33,636			83,695
2014-11-03	2014-10-31	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		3.1800	-68	-0		85,536
2014-11-03	2014-10-31	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		3.1800	408	1		85,604
2014-11-03	2014-10-31	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		3.1800	-103	-0		71,597
2014-11-03	2014-10-31	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D		3.1800	260	1		71,700
2014-11-03	2014-10-31	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		4.0300	-1,991	-8		71,440
2014-11-03	2014-10-31	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		3.1800	-25	-0		135,335
2014-11-03	2014-10-31	4	Mauro David J	ADXS	Common Stock	A - Award	D		3.1800	190	1		135,360
2014-11-03	2014-10-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		3.1800	-58	-0		117,599
2014-11-03	2014-10-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		3.1800	481	2		117,657
2014-11-03	2014-10-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		3.1800	1,967	6		301,136
2014-11-03	2014-10-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		3.1800	-222	-1		111,355
2014-11-03	2014-10-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		3.1800	590	2		111,577
2014-11-03	2014-10-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		4.0300	-2,536	-10		110,987
2014-11-03	2014-10-31	4	Khleif Samir N	ADXS	Common Stock	A - Award	D			26,042			26,042
2014-10-28	2014-10-27	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		3.3700	-18,563	-63		117,176
2014-10-21	2014-10-20	4	Mauro David J	ADXS	Common Stock	F - Taxes	D		2.8800	-29,830	-86		135,170
2014-10-21	2014-10-20	4	Mauro David J	ADXS	Common Stock	A - Award	D			165,000			165,000
2014-10-01	2014-09-30	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		3.3600	-75	-0		113,523
2014-10-01	2014-09-30	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		3.3600	554	2		113,598
2014-10-01	2014-09-30	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		3.3600	-397	-1		299,169
2014-10-01	2014-09-30	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		3.3600	1,860	6		299,566
2014-10-01	2014-09-30	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		3.3600	-55	-0		135,739
2014-10-01	2014-09-30	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		3.3600	455	2		135,794
2014-10-01	2014-09-30	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		3.3600	-18	-0		73,431
2014-10-01	2014-09-30	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D		3.3600	246	1		73,449
2014-10-01	2014-09-30	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		3.3600	-65	-0		85,196
2014-10-01	2014-09-30	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		3.3600	386	1		85,261
2014-09-02	2014-08-29	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		3.8800	-343	-1		297,706
2014-09-02	2014-08-29	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		3.8800	1,610	6		298,049
2014-09-02	2014-08-29	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		3.8800	-45	-0		135,339
2014-09-02	2014-08-29	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		3.8800	394	2		135,384
2014-09-02	2014-08-29	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		3.8800	-65	-0		113,044
2014-09-02	2014-08-29	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		3.8800	480	2		113,109
2014-09-02	2014-08-29	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		3.8800	-15	-0		73,203
2014-09-02	2014-08-29	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D		3.8800	213	1		73,218
2014-09-02	2014-08-29	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		3.8800	-56	-0		84,875
2014-09-02	2014-08-29	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		3.8800	334	1		84,931
2014-08-01	2014-08-01	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		2.8400	-873	-2		296,439
2014-08-01	2014-08-01	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		2.8400	3,301	9		297,312
2014-08-01	2014-08-01	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		4.0300	-7,826	-32		294,011
2014-08-01	2014-08-01	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		2.8400	-111	-0		134,990
2014-08-01	2014-08-01	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D		2.8400	807	2		135,101
2014-08-01	2014-08-01	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		2.8400	-160	-0		112,629
2014-08-01	2014-08-01	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D		2.8400	984	3		112,789
2014-08-01	2014-08-01	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		4.0300	-2,498	-10		111,805
2014-08-01	2014-08-01	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		2.8400	-45	-0		73,005
2014-08-01	2014-08-01	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D		2.8400	424	1		73,050
2014-08-01	2014-08-01	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		4.0300	-1,966	-8		72,626
2014-08-01	2014-08-01	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		2.8400	-143	-0		84,597
2014-08-01	2014-08-01	4	Bonstein Sara	ADXS	Common Stock	A - Award	D		2.8400	685	2		84,740
2014-07-18	2014-07-17	4	MCKEARN THOMAS J	ADXS	Common Stock	A - Award	D			50,000			73,529
2014-07-18	2014-07-17	4	BERMAN RICHARD J	ADXS	Common Stock	A - Award	D			-50,000			50,000
2014-07-18	2014-07-17	4	MOORE THOMAS A	ADXS	Common Stock	A - Award	D			10,976			176,462
2014-07-18	2014-07-17	4	SIDRANSKY DAVID	ADXS	Common Stock	A - Award	D			50,000			60,304
2014-07-18	2014-07-17	4	APPEL RONI	ADXS	Common Stock	A - Award	D			50,000			117,331
2014-07-18	2014-07-17	4	PATTON JAMES P	ADXS	Common Stock	A - Award	D			50,000			158,528
2014-07-18	2014-07-17	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		4.0300	-16,468	-66		301,837
2014-07-18	2014-07-17	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		4.0300	-5,580	-22		114,303
2014-07-18	2014-07-17	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		4.0300	-4,510	-18		74,592
2014-07-18	2014-07-17	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		5.0700	-17,049	-86		84,055
2014-07-18	2014-07-17	4	Bonstein Sara	ADXS	Common Stock	A - Award	D			100,000			101,104
2014-07-01	2014-07-01	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		3.1500	-1,198	-4		318,305
2014-07-01	2014-07-01	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D			3,968			319,503
2014-07-01	2014-07-01	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		3.1500	-148	-0		134,294
2014-07-01	2014-07-01	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D			971			134,442
2014-07-01	2014-07-01	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		3.1500	-211	-1		119,883
2014-07-01	2014-07-01	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D			1,183			120,094
2014-07-01	2014-07-01	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		3.1500	-60	-0		79,102
2014-07-01	2014-07-01	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D			503			79,162
2014-07-01	2014-07-01	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		3.1500	-242	-1		1,104
2014-07-01	2014-07-01	4	Bonstein Sara	ADXS	Common Stock	A - Award	D			824			1,346
2014-05-09	2014-05-09	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		2.6325	-7,530	-20		0
2014-05-09	2014-05-09	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		2.6321	-7,000	-18		7,530
2014-05-02	2013-10-25	4/A	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		4.0300	-19,592	-79		130,408
2014-05-02	2013-10-25	4/A	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D			150,000			150,000
2014-05-02	2014-01-07	4/A	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		4.0300	-1,565	-6		131,828
2014-05-02	2014-01-07	4/A	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D			2,985			133,393
2014-05-02	2014-01-31	4/A	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		4.4900	-106	-0		132,233
2014-05-02	2014-01-31	4/A	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D			511			132,339
2014-05-02	2014-05-01	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		2.7200	-2,374	-6		315,535
2014-05-02	2014-05-01	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D			6,893			317,909
2014-05-02	2014-05-01	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		2.7200	-448	-1		133,471
2014-05-02	2014-05-01	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D			1,686			133,919
2014-05-02	2014-05-01	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		2.7200	-443	-1		118,911
2014-05-02	2014-05-01	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D			2,055			119,354
2014-05-02	2014-05-01	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		2.7200	-150	-0		78,659
2014-05-02	2014-05-01	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D			874			78,809
2014-05-02	2014-05-01	4	Bonstein Sara	ADXS	Common Stock	F - Taxes	D		2.7200	-194	-1		522
2014-05-02	2014-05-01	4	Bonstein Sara	ADXS	Common Stock	A - Award	D			716			716
2014-04-02	2014-03-31	4	O'Connor Daniel	ADXS	Common Stock	P - Purchase	D		3.0000	3,333	10		311,016
2014-02-04	2014-01-31	4	Rosenblum Mark J	ADXS	Common Stock	F - Taxes	D		4.4900	-48	-0		113,774
2014-02-04	2014-01-31	4	Rosenblum Mark J	ADXS	Common Stock	A - Award	D			530			113,822
2014-02-04	2014-01-31	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		4.4900	-552	-2		314,349
2014-02-04	2014-01-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D			2,088			314,902
2014-02-04	2014-01-31	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		4.4900	-106	-0		151,825
2014-02-04	2014-01-31	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D			511			151,931
2014-02-04	2014-01-31	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		4.4900	-134	-1		117,299
2014-02-04	2014-01-31	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D			623			117,433
2014-02-04	2014-01-31	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		4.4900	-42	-0		77,935
2014-02-04	2014-01-31	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D			265			77,977
2014-01-10	2014-01-07	4	PETIT ROBERT	ADXS	Common Stock	F - Taxes	D		4.0300	-8,324	-34		116,810
2014-01-10	2014-01-07	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D			80,000			125,134
2014-01-10	2014-01-07	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D			20,000			45,134
2014-01-09	2014-01-07	4	Rosenblum Mark J	ADXS	Common Stock	F - Taxes	D		4.0300	-1,565	-6		21,616
2014-01-09	2014-01-07	4	Rosenblum Mark J	ADXS	Common Stock	A - Award	D			2,985			23,181
2014-01-09	2014-01-07	4	Rosenblum Mark J	ADXS	Common Stock	F - Taxes	D		4.0300	-8,324	-34		113,292
2014-01-09	2014-01-07	4	Rosenblum Mark J	ADXS	Common Stock	A - Award	D			80,000			121,616
2014-01-09	2014-01-07	4	Rosenblum Mark J	ADXS	Common Stock	A - Award	D			20,000			41,616
2014-01-09	2014-01-07	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		4.0300	-4,073	-16		80,974
2014-01-09	2014-01-07	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D			10,825			85,048
2014-01-09	2014-01-07	4	O'Connor Daniel	ADXS	Common Stock	F - Taxes	D		4.0300	-18,160	-73		312,814
2014-01-09	2014-01-07	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D			200,000			330,974
2014-01-09	2014-01-07	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D			50,000			130,974
2014-01-09	2014-01-07	4	Mayes, Gregory T.	ADXS	Common Stock	F - Taxes	D		4.0300	-1,565	-6		151,420
2014-01-09	2014-01-07	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D			2,985			152,985
2014-01-09	2014-01-07	4	PETIT ROBERT	ADXS	Common Stock	A - Award	D			8,847			25,134
2014-01-09	2014-01-07	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		4.0300	-3,253	-13		8,955
2014-01-09	2014-01-07	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D			6,203			12,208
2014-01-09	2014-01-07	4	FRENCH CHRISTY LEE	ADXS	Common Stock	F - Taxes	D		4.0300	-6,243	-25		77,712
2014-01-09	2014-01-07	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D			60,000			83,955
2014-01-09	2014-01-07	4	FRENCH CHRISTY LEE	ADXS	Common Stock	A - Award	D			15,000			23,955
2014-01-03	2013-12-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		3.7000	7,485	28		74,223
2013-11-26	2013-11-18	4	SIDRANSKY DAVID	ADXS	Common Stock	A - Award	D		4.8500	10,309	50		10,309
2013-11-25	2013-11-18	4	MCKEARN THOMAS J	ADXS	Common Stock	A - Award	D		4.8500	10,309	50		23,529
2013-11-25	2013-11-18	4	APPEL RONI	ADXS	Common Stock	A - Award	D		4.8500	10,309	50		67,332
2013-11-25	2013-11-18	4	PATTON JAMES P	ADXS	Common Stock	A - Award	D		4.8500	20,619	100		108,528
2013-11-12	2013-09-30	4/A	O'Connor Daniel	ADXS	Common Stock	A - Award	D		5.6250	666	4		49,099
2013-11-12	2013-08-31	4/A	O'Connor Daniel	ADXS	Common Stock	A - Award	D		3.1000	597	2		45,840
2013-11-12	2013-10-31	4	O'Connor Daniel	ADXS	Common Stock	A - Award	D		4.4300	4,138	18		66,738
2013-10-29		3/A	O'Connor Daniel	ADXS	Common Stock		D						4,880
2013-10-29	2013-06-30	4/A	O'Connor Daniel	ADXS	Common stock	A - Award	D		5.0000	2,917	15		37,100
2013-10-29	2013-05-31	4/A	O'Connor Daniel	ADXS	Common stock	A - Award	D		6.1200	2,381	15		34,183
2013-10-29	2013-05-20	4/A	O'Connor Daniel	ADXS	Common stock	C - Conversion	D		3.1600	21,091	67		31,802
2013-10-29	2013-04-30	4/A	O'Connor Daniel	ADXS	Common stock	A - Award	D		10.1200	1,440	15		10,711
2013-10-29	2013-03-31	4/A	O'Connor Daniel	ADXS	Common stock	A - Award	D		11.7500	1,240	15		9,271
2013-10-29	2013-02-28	4/A	O'Connor Daniel	ADXS	Common stock	A - Award	D		13.3700	1,090	15		8,031
2013-10-29	2013-01-31	4/A	O'Connor Daniel	ADXS	Common stock	A - Award	D		7.1200	2,061	15		6,941
2013-10-29	2013-10-24	4/A	O'Connor Daniel	ADXS	Common stock	P - Purchase	D		4.0000	13,500	54		61,336
2013-10-29	2013-09-30	4/A	O'Connor Daniel	ADXS	Common stock	A - Award	D		5.6200	2,593	15		47,836
2013-10-29	2013-08-31	4/A	O'Connor Daniel	ADXS	Common stock	A - Award	D		3.1000	4,704	15		45,243
2013-10-29	2013-07-31	4/A	O'Connor Daniel	ADXS	Common stock	A - Award	D		4.2400	3,439	15		40,539
2013-10-29	2013-10-24	4	APPEL RONI	ADXS	Common Stock Warrants	P - Purchase	D	5.00	0.0010	6,250	0	6,250
2013-10-29	2013-10-24	4	APPEL RONI	ADXS	Common Stock	P - Purchase	D		4.0000	12,500	50		57,023
2013-10-29	2013-10-24	4	PATTON JAMES P	ADXS	Common Stock Warrants	P - Purchase	D	5.00	0.0010	12,500	0	12,500
2013-10-29	2013-10-24	4	PATTON JAMES P	ADXS	Common Stock	P - Purchase	D		4.0000	25,000	100		87,909
2013-10-28	2013-10-22	4	MOORE THOMAS A	ADXS	Common Stock Warrants	M - Exercise	D	5.00	0.0010	20,332	0	20,332
2013-10-28	2013-10-22	4	MOORE THOMAS A	ADXS	Common Stock	M - Exercise	D		4.0000	40,783	163		165,486
2013-10-28	2013-10-24	4	Rosenblum Mark J	ADXS	Common Stock Warrants	P - Purchase	D	5.00	0.0010	6,000	0	6,000
2013-10-28	2013-10-24	4	Rosenblum Mark J	ADXS	Common Stock	P - Purchase	D		4.0000	12,000	48		20,196
2013-10-28	2013-10-24	4	O'Connor Daniel	ADXS	Common Stock Warrants	P - Purchase	D	5.00	0.0010	6,750	0	6,750
2013-10-28	2013-10-24	4	O'Connor Daniel	ADXS	Common Stock	P - Purchase	D		4.0000	13,500	54		61,256
2013-10-28	2013-10-25	4	Mayes, Gregory T.	ADXS	Common Stock	A - Award	D			150,000			150,000
2013-10-28	2013-10-24	4	PETIT ROBERT	ADXS	Common Stock Warrants	P - Purchase	D	500.00	0.0010	6,400	0	6,400
2013-10-28	2013-10-24	4	PETIT ROBERT	ADXS	Common Stock	P - Purchase	D		4.0000	12,800	51		16,287
2013-09-17		3	FRENCH CHRISTY LEE	ADXS	Common Stock		D						6,005
2013-07-10	2012-08-02	4/A	PATTON JAMES P	ADXS	Common Stock Warrants (right to buy)	A - Award	D	0.08		222,222		222,222
2013-07-10	2013-06-12	4	MCKEARN THOMAS J	ADXS	Common Stock	A - Award	D			1,353,333			1,652,623
2013-07-10	2013-03-14	4	MCKEARN THOMAS J	ADXS	Option	A - Award	D	0.08		400,000		400,000
2013-07-10	2013-06-12	4	BERMAN RICHARD J	ADXS	Common Stock	A - Award	D			1,816,364			1,816,364
2013-07-10	2013-03-14	4	BERMAN RICHARD J	ADXS	Option	A - Award	D	0.08		750,000		750,000
2013-07-10	2012-11-23	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		0.0350	-100,000	-4		0
2013-07-10	2012-11-21	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		0.0400	-82,694	-3		100,000
2013-07-10	2012-11-21	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		0.0351	-127,632	-4		182,694
2013-07-10	2012-11-21	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		0.0375	-67,306	-3		310,326
2013-07-10	2012-11-20	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		0.0370	-150,000	-6		377,632
2013-07-10	2012-11-20	4	BERMAN RICHARD J	ADXS	Common Stock	S - Sale	D		0.0360	-150,000	-5		527,632
2013-07-10	2013-05-21	4	MOORE THOMAS A	ADXS	Convertible Promissory Note	C - Conversion	D	0.03				0
2013-07-10	2013-05-21	4	MOORE THOMAS A	ADXS	Common Stock	C - Conversion	D		0.0253	4,745,521	120		15,587,888
2013-07-10	2013-03-14	4	MOORE THOMAS A	ADXS	Option	A - Award	D	0.08		4,000,000		4,000,000
2013-07-10	2013-03-14	4	APPEL RONI	ADXS	Option	A - Award	D	0.08		550,000		550,000
2013-07-10	2013-06-25	4	PATTON JAMES P	ADXS	Common Stock	C - Conversion	D		0.0253	2,636,441	67		7,863,682
2013-07-10	2013-06-12	4	PATTON JAMES P	ADXS	Common Stock	A - Award	D			2,286,665			5,227,241
2013-07-10	2013-03-14	4	PATTON JAMES P	ADXS	Option	A - Award	D	0.08		800,000		800,000
2013-07-10	2012-06-25	4	PATTON JAMES P	ADXS	Convertible Promissory Note	C - Conversion	D	0.03				0
2013-07-10	2013-03-14	4	Rosenblum Mark J	ADXS	Option	A - Award	D	0.08		2,400,000		2,400,000
2013-07-10	2013-05-20	4	O'Connor Daniel	ADXS	Convertible Promissory Note	C - Conversion	D	0.03				0
2013-07-10	2013-05-20	4	O'Connor Daniel	ADXS	Common Stock	C - Conversion	D		0.0253	2,636,401	67		3,719,734
2013-07-10	2013-03-14	4	O'Connor Daniel	ADXS	Option	A - Award	D	0.08		1,000,000		1,000,000
2013-06-14	2013-06-12	4	APPEL RONI	ADXS	Common Stock	A - Award	D			1,353,333			5,565,467
2013-05-06		3	PETIT ROBERT	ADXS	Common Stock		D						304,452
2013-02-28	2012-03-01	4	MCKEARN THOMAS J	ADXS	Common Stock	A - Award	D			120,000			299,290
2013-02-28	2012-02-08	4	BERMAN RICHARD J	ADXS	Common Stock	A - Award	D			677,632			677,632
2013-02-28	2012-03-01	4	APPEL RONI	ADXS	Common Stock	A - Award	D			82,000			4,212,134
2013-02-28	2012-08-02	4	PATTON JAMES P	ADXS	Convertible Promissory Note	A - Award	D	0.03				1,333,340
2013-02-28	2012-08-02	4	PATTON JAMES P	ADXS	Common Stock Warrants (right to buy)	A - Award	D	0.08		1,333,340		1,333,340
2013-02-28	2012-03-01	4	PATTON JAMES P	ADXS	Common Stock	A - Award	D			120,000			2,940,576
2013-01-07		3	O'Connor Daniel	ADXS	Common Stock		D						10,000
2013-01-07	2013-01-03	4	O'Connor Daniel	ADXS	Option	A - Award	D	0.03		1,000,000		1,000,000
2012-07-09	2012-07-05	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	A - Award	D	0.15		400,000		400,000
2012-07-09	2012-07-05	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	A - Award	D	0.15		7,674,512		7,674,512
2012-07-09	2012-07-05	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	A - Award	D	0.15		2,798,765		2,798,765
2012-07-09	2012-07-05	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	A - Award	D	0.15		191,334		191,334
2012-07-09	2012-07-05	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	D - Sale to Issuer	D	0.15		-400,000		0
2012-07-09	2012-07-05	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	D - Sale to Issuer	D	0.15		-7,674,512		0
2012-07-09	2012-07-05	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	D - Sale to Issuer	D	0.15		-2,798,765		0
2012-07-09	2012-07-05	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	D - Sale to Issuer	D	0.15		-191,334		0
2012-05-22	2012-05-18	4	MOORE THOMAS A	ADXS	Convertible Promissory Note	A - Award	D	0.15				400,000
2012-05-22	2012-05-18	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	A - Award	D	0.15		400,000		400,000
2012-05-16	2012-05-14	4	MOORE THOMAS A	ADXS	Convertible Promissory Note	D - Sale to Issuer	D	0.15				0
2012-05-16	2012-05-14	4	MOORE THOMAS A	ADXS	Common Stock Warrants (right to buy)	D - Sale to Issuer	D	0.15		-1,568,627		0
2012-05-16	2012-05-14	4	MOORE THOMAS A	ADXS	Common Stock	A - Award	D			5,490,196			10,842,367
2012-05-16	2012-05-14	4	Rosenblum Mark J	ADXS	Common Stock Warrants (right to buy)	D - Sale to Issuer	I	0.15		-196,078		0
2012-05-16	2012-05-14	4	Rosenblum Mark J	ADXS	Convertible Promissory Note	D - Sale to Issuer	I	0.15				0
2012-05-16	2012-05-14	4	Rosenblum Mark J	ADXS	Common Stock	A - Award	I			686,275			686,275

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

ADXSW / Advaxis, Inc. Warrants - Insider Trading and Ownership Report - SEC Form 3, 4, 5