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簡介

本頁面提供了有關 Daniel O'Connor 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Daniel O'Connor已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
President and CEO, Director 0
US:AMAM / Ambrx Biopharma Inc. President and CEO, Director 2,750,000
US:ZVSA / ZyVersa Therapeutics, Inc. Director, 10% Owner 1,377,598
US:SEEL / Seelos Therapeutics, Inc. Director 16,000
US:ONCS / OncoSec Medical Inc CEO and President, Director 96,097
US:ADXS / Ayala Pharmaceuticals, Inc. Chief Executive Officer, Director 618,352
如何解讀這些圖表

以下圖表顯示了在Daniel O'Connor進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

SEELQ / Seelos Therapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 SEELQ / Seelos Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2022-06-01 SEEL O'Connor Daniel 16,000 0.6118 889 11.0124 9,789 104 338.4 290,711 2,970.08

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SEELQ / Seelos Therapeutics, Inc. Insider Trades
SEELQ / Seelos Therapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 SEELQ / Seelos Therapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SEELQ / Seelos Therapeutics, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Daniel O'Connor 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2024-03-07 2024-03-07 4 AMAM Ambrx Biopharma, Inc.
Common Stock
D - Sale to Issuer -48,202 0 -100.00
2023-12-11 2023-12-11 4 AMAM Ambrx Biopharma, Inc.
Common Stock
A - Award 750,000 1,363,332 122.28
2023-10-31 2023-10-27 4 AMAM Ambrx Biopharma, Inc.
Common Stock
S - Sale X -50,012 342,845 -12.73 9.82 -491,118 3,366,738
2023-04-28 2023-04-26 4 AMAM Ambrx Biopharma Inc.
Ordinary Shares
A - Award 2,750,000 2,750,000
2022-12-14 2022-12-12 4 ZVSA ZyVersa Therapeutics, Inc.
Common Stock
J - Other 1,377,598 1,377,598
2022-06-02 2022-06-01 4 SEEL SEELOS THERAPEUTICS, INC.
Common Stock
P - Purchase 16,000 16,000 0.61 9,789 9,789
2022-03-10 2022-01-06 4 LSPR Larkspur Health Acquisition Corp.
Class B common stock
J - Other 609 201,848 0.30
2022-03-10 2022-01-06 4 LSPR Larkspur Health Acquisition Corp.
Class B common stock
J - Other -23,404 201,239 -10.42
2022-03-10 2022-01-06 4 LSPR Larkspur Health Acquisition Corp.
Class A Common Stock
J - Other 42,005 42,005
2022-01-06 2022-01-05 4 SEEL SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 35,000 35,000
2021-05-04 2021-04-30 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
S - Sale -3,172 96,097 -3.20 4.86 -15,416 467,031
2021-02-02 2021-02-01 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
S - Sale -3,413 99,269 -3.32 7.71 -26,314 765,364
2021-01-08 2021-01-06 4 SEEL SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 16,000 16,000
2020-11-03 2020-11-02 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
S - Sale -3,280 102,682 -3.10 3.79 -12,431 389,165
2020-08-26 2020-08-24 4 ONCS ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
A - Award 152,000 152,000
2020-08-04 2020-07-31 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
S - Sale -3,133 105,962 -2.87 4.20 -13,159 445,040
2020-06-03 2020-05-29 4 ONCS ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
A - Award 304,000 304,000
2020-06-03 2020-05-29 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
F - Taxes -44,471 109,095 -28.96 2.23 -99,170 243,282
2020-06-03 2020-05-29 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
A - Award 90,580 153,566 143.81
2020-05-04 2020-04-30 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
S - Sale -3,075 62,986 -4.65 1.79 -5,504 112,745
2020-02-03 2020-01-31 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
S - Sale -2,654 66,061 -3.86 1.96 -5,202 129,480
2020-01-07 2020-01-06 4 SEEL SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 16,000 16,000
2019-11-01 2019-10-31 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
S - Sale -2,128 68,715 -3.00 2.16 -4,596 148,424
2019-08-02 2019-07-31 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
F - Taxes -2,156 70,843 -2.95 2.23 -4,808 157,980
2019-05-02 2019-04-30 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
F - Taxes -21,357 729,992 -2.84 0.56 -12,067 412,445
2019-03-21 2019-03-20 4 SEEL SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 16,000 16,000
2019-03-21 2019-03-20 4 SEEL SEELOS THERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 24,000 24,000
2019-02-01 2019-01-31 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
F - Taxes -25,318 751,349 -3.26 0.88 -22,280 661,187
2018-12-27 2018-12-24 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
A - Award 750,000 776,667 2,812.46
2018-11-07 2018-11-07 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
P - Purchase 10,000 26,667 60.00 0.91 9,100 24,267
2018-05-07 2018-05-03 4 ONCS ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
A - Award 250,000 2,850,000 9.62 1.47 367,500 4,189,500
2018-02-06 2018-02-05 4 ONCS ONCOSEC MEDICAL Inc
Common Stock
P - Purchase 16,667 16,667 1.50 25,000 25,000
2018-01-17 2018-01-12 4 ONCS ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
A - Award 500,000 500,000
2018-01-17 2018-01-12 4 ONCS ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
A - Award 2,000,000 2,000,000
2017-09-11 2017-09-07 4 ONCS ONCOSEC MEDICAL Inc
Stock Option (Right to Buy)
A - Award 100,000 100,000
2017-07-03 2017-06-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 742 618,352 0.12 6.49 4,816 4,013,104
2017-06-20 2017-06-19 4 ADXS Advaxis, Inc.
Common Stock
A - Award 177,102 617,610 40.20
2017-06-01 2017-05-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 421 440,508 0.10 8.07 3,397 3,554,900
2017-05-01 2017-05-01 4 ADXS Advaxis, Inc.
Common Stock
A - Award 142,996 440,087 48.13
2017-05-01 2017-04-28 4 ADXS Advaxis, Inc.
Common Stock
A - Award 349 297,091 0.12 8.56 2,987 2,543,099
2017-04-03 2017-03-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 365 296,742 0.12 8.17 2,982 2,424,382
2017-03-01 2017-02-28 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -104 296,377 -0.04 8.79 -914 2,605,154
2017-03-01 2017-02-28 4 ADXS Advaxis, Inc.
Common Stock
A - Award 490 296,481 0.17 8.79 4,307 2,606,068
2017-02-02 2017-01-31 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -97 295,991 -0.03 8.96 -869 2,652,079
2017-02-02 2017-01-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 466 296,088 0.16 8.96 4,175 2,652,948
2017-01-03 2016-12-30 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -192 295,622 -0.06 7.16 -1,375 2,116,654
2017-01-03 2016-12-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 792 295,814 0.27 7.16 5,671 2,118,028
2016-12-01 2016-11-30 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -89 295,022 -0.03 8.31 -740 2,451,633
2016-12-01 2016-11-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 455 295,111 0.15 8.31 3,781 2,452,372
2016-11-07 2016-11-03 4 ADXS Advaxis, Inc.
Option
A - Award 170,234 170,234
2016-11-02 2016-11-02 4 ADXS Advaxis, Inc.
Common Stock
S - Sale -8,240 294,656 -2.72 8.32 -68,557 2,451,538
2016-11-02 2016-10-31 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -231 302,896 -0.08 8.09 -1,869 2,450,429
2016-11-02 2016-10-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 467 303,127 0.15 8.09 3,778 2,452,297
2016-10-04 2016-09-30 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -50 302,660 -0.02 10.69 -534 3,235,435
2016-10-04 2016-09-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 354 302,710 0.12 10.69 3,784 3,235,970
2016-09-01 2016-08-31 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -46 302,356 -0.02 11.53 -530 3,486,165
2016-09-01 2016-08-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 328 302,402 0.11 11.53 3,782 3,486,695
2016-08-01 2016-07-29 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -562 310,341 -0.18 8.34 -4,687 2,588,244
2016-08-01 2016-07-29 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,133 310,903 0.37 8.34 9,449 2,592,931
2016-07-01 2016-06-30 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -551 309,770 -0.18 8.09 -4,458 2,506,039
2016-07-01 2016-06-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,752 310,321 0.57 8.09 14,174 2,510,497
2016-06-01 2016-05-31 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -268 308,569 -0.09 9.26 -2,482 2,857,349
2016-06-01 2016-05-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,020 308,837 0.33 9.26 9,445 2,859,831
2016-05-02 2016-05-02 4 ADXS Advaxis, Inc.
Common Stock
S - Sale -8,237 307,817 -2.61 7.51 -61,860 2,311,706
2016-05-02 2016-04-29 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -607 316,054 -0.19 7.74 -4,698 2,446,258
2016-05-02 2016-04-29 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,221 316,661 0.39 7.74 9,451 2,450,956
2016-04-01 2016-03-31 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -275 315,440 -0.09 9.03 -2,483 2,848,423
2016-04-01 2016-03-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,046 315,715 0.33 9.03 9,445 2,850,906
2016-03-01 2016-02-29 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -455 314,669 -0.14 5.46 -2,484 1,718,093
2016-03-01 2016-02-29 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,730 315,124 0.55 5.46 9,446 1,720,577
2016-02-01 2016-01-29 4 ADXS Advaxis, Inc.
Common Stock
S - Sale -8,818 313,394 -2.74 6.88 -60,668 2,156,151
2016-02-01 2016-01-29 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -688 322,212 -0.21 6.82 -4,692 2,197,486
2016-02-01 2016-01-29 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,300 322,900 0.40 6.82 8,866 2,202,178
2016-01-04 2015-12-31 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -296 332,953 -0.09 10.06 -2,978 3,349,507
2016-01-04 2015-12-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,061 333,249 0.32 10.06 10,674 3,352,485
2015-12-01 2015-11-30 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -133 332,190 -0.04 12.07 -1,605 4,009,533
2015-12-01 2015-11-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 590 332,323 0.18 12.07 7,121 4,011,139
2015-11-06 2015-11-05 4 ADXS Advaxis, Inc.
Options
A - Award 450,000 450,000
2015-11-03 2015-10-30 4 ADXS Advaxis, Inc.
Common Stock
S - Sale -8,350 331,733 -2.46 12.26 -102,371 4,067,047
2015-11-03 2015-10-30 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -321 340,083 -0.09 11.09 -3,560 3,771,520
2015-11-03 2015-10-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 641 340,404 0.19 11.09 7,109 3,775,080
2015-10-01 2015-09-30 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -159 339,763 -0.05 10.23 -1,627 3,475,775
2015-10-01 2015-09-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 695 339,922 0.20 10.23 7,110 3,477,402
2015-09-02 2015-08-31 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -109 339,227 -0.03 14.80 -1,613 5,020,560
2015-09-02 2015-08-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 480 339,336 0.14 14.80 7,104 5,022,173
2015-08-04 2015-07-31 4 ADXS Advaxis, Inc.
Common Stock
S - Sale -8,449 338,856 -2.43 15.44 -130,453 5,231,937
2015-08-04 2015-07-31 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -325 347,305 -0.09 16.66 -5,414 5,786,101
2015-08-04 2015-07-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 640 347,630 0.18 16.66 10,662 5,791,516
2015-07-01 2015-06-30 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -8 346,990 0.00 20.33 -163 7,054,307
2015-07-01 2015-06-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 349 346,998 0.10 20.33 7,095 7,054,469
2015-06-02 2015-05-29 4 ADXS Advaxis, Inc.
Common Stock
A - Award 282 358,048 0.08 25.16 7,095 9,008,488
2015-05-01 2015-04-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 413 357,766 0.12 16.81 6,943 6,014,046
2015-04-01 2015-03-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 461 357,353 0.13 14.44 6,657 5,160,177
2015-04-01 2015-03-30 4 ADXS Advaxis, Inc.
Options
A - Award 670,000 670,000
2015-03-02 2015-02-27 4 ADXS Advaxis, Inc.
Common Stock
A - Award 740 356,892 0.21 9.00 6,660 3,212,028
2015-02-04 2015-01-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 994 356,152 0.28 9.85 9,791 3,508,097
2015-02-04 2014-12-10 4 ADXS Advaxis, Inc.
Common Stock
A - Award 51,239 355,158 16.86
2015-01-02 2014-12-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 780 303,919 0.26 8.01 6,248 2,434,391
2014-12-01 2014-11-28 4 ADXS Advaxis, Inc.
Common Stock
A - Award 2,003 303,139 0.67 3.12 6,249 945,794
2014-11-03 2014-10-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,967 301,136 0.66 3.18 6,255 957,612
2014-10-01 2014-09-30 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -397 299,169 -0.13 3.36 -1,334 1,005,208
2014-10-01 2014-09-30 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,860 299,566 0.62 3.36 6,250 1,006,542
2014-09-02 2014-08-29 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -343 297,706 -0.12 3.88 -1,331 1,155,099
2014-09-02 2014-08-29 4 ADXS Advaxis, Inc.
Common Stock
A - Award 1,610 298,049 0.54 3.88 6,247 1,156,430
2014-08-01 2014-08-01 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -873 296,439 -0.29 2.84 -2,479 841,887
2014-08-01 2014-08-01 4 ADXS Advaxis, Inc.
Common Stock
A - Award 3,301 297,312 1.12 2.84 9,375 844,366
2014-08-01 2014-08-01 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -7,826 294,011 -2.59 4.03 -31,539 1,184,864
2014-07-18 2014-07-17 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -16,468 301,837 -5.17 4.03 -66,366 1,216,403
2014-07-01 2014-07-01 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -1,198 318,305 -0.37 3.15 -3,774 1,002,661
2014-07-01 2014-07-01 4 ADXS Advaxis, Inc.
Common Stock
A - Award 3,968 319,503 1.26
2014-05-02 2014-05-01 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -2,374 315,535 -0.75 2.72 -6,457 858,255
2014-05-02 2014-05-01 4 ADXS Advaxis, Inc.
Common Stock
A - Award 6,893 317,909 2.22
2014-04-02 2014-03-31 4 ADXS Advaxis, Inc.
Common Stock
P - Purchase 3,333 311,016 1.08 3.00 9,999 933,048
2014-02-04 2014-01-31 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -552 314,349 -0.18 4.49 -2,478 1,411,427
2014-02-04 2014-01-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 2,088 314,902 0.67
2014-01-09 2014-01-07 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -18,160 312,814 -5.49 4.03 -73,185 1,260,640
2014-01-09 2014-01-07 4 ADXS Advaxis, Inc.
Common Stock
A - Award 200,000 330,974 152.70
2014-01-09 2014-01-07 4 ADXS Advaxis, Inc.
Common Stock
A - Award 50,000 130,974 61.75
2014-01-09 2014-01-07 4 ADXS Advaxis, Inc.
Common Stock
F - Taxes -4,073 80,974 -4.79 4.03 -16,414 326,325
2014-01-09 2014-01-07 4 ADXS Advaxis, Inc.
Common Stock
A - Award 10,825 85,048 14.58
2014-01-03 2013-12-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 7,485 74,223 11.22 3.70 27,694 274,625
2013-11-12 2013-10-31 4 ADXS Advaxis, Inc.
Common Stock
A - Award 4,138 66,738 6.61 4.43 18,331 295,649
2013-11-12 2013-09-30 4/A ADXS Advaxis, Inc.
Common Stock
A - Award 666 49,099 1.38 5.62 3,746 276,182
2013-11-12 2013-08-31 4/A ADXS Advaxis, Inc.
Common Stock
A - Award 597 45,840 1.32 3.10 1,851 142,104
2013-10-29 2013-10-24 4/A ADXS Advaxis, Inc.
Common stock
P - Purchase 13,500 61,336 28.22 4.00 54,000 245,344
2013-10-29 2013-09-30 4/A ADXS Advaxis, Inc.
Common stock
A - Award 2,593 47,836 5.73 5.62 14,573 268,838
2013-10-29 2013-08-31 4/A ADXS Advaxis, Inc.
Common stock
A - Award 4,704 45,243 11.60 3.10 14,582 140,253
2013-10-29 2013-07-31 4/A ADXS Advaxis, Inc.
Common stock
A - Award 3,439 40,539 9.27 4.24 14,581 171,885
2013-10-29 2013-06-30 4/A ADXS Advaxis, Inc.
Common stock
A - Award 2,917 37,100 8.53 5.00 14,585 185,500
2013-10-29 2013-05-31 4/A ADXS Advaxis, Inc.
Common stock
A - Award 2,381 34,183 7.49 6.12 14,572 209,200
2013-10-29 2013-05-20 4/A ADXS Advaxis, Inc.
Common stock
C - Conversion 21,091 31,802 196.91 3.16 66,648 100,494
2013-10-29 2013-04-30 4/A ADXS Advaxis, Inc.
Common stock
A - Award 1,440 10,711 15.53 10.12 14,573 108,395
2013-10-29 2013-03-31 4/A ADXS Advaxis, Inc.
Common stock
A - Award 1,240 9,271 15.44 11.75 14,570 108,934
2013-10-29 2013-02-28 4/A ADXS Advaxis, Inc.
Common stock
A - Award 1,090 8,031 15.70 13.37 14,573 107,374
2013-10-29 2013-01-31 4/A ADXS Advaxis, Inc.
Common stock
A - Award 2,061 6,941 42.23 7.12 14,674 49,420
2013-10-29 3/A ADXS Advaxis, Inc.
Common Stock
4,880
2013-10-28 2013-10-24 4 ADXS Advaxis, Inc.
Common Stock Warrants
P - Purchase 6,750 6,750 0.00 7 7
2013-10-28 2013-10-24 4 ADXS Advaxis, Inc.
Common Stock
P - Purchase 13,500 61,256 28.27 4.00 54,000 245,024
2013-07-10 2013-05-20 4 ADXS Advaxis, Inc.
Convertible Promissory Note
C - Conversion 0
2013-07-10 2013-05-20 4 ADXS Advaxis, Inc.
Common Stock
C - Conversion 2,636,401 3,719,734 243.36 0.03 66,701 94,109
2013-07-10 2013-03-14 4 ADXS Advaxis, Inc.
Option
A - Award 1,000,000 1,000,000
2013-01-07 2013-01-03 4 ADXS Advaxis, Inc.
Option
A - Award 1,000,000 1,000,000
2013-01-07 3 ADXS Advaxis, Inc.
Common Stock
10,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)