基本數據
| LEI | 5493001EX0VY0ZPVGJ38 |
| CIK | 944075 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Socket Mobile, Inc.
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| May 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 19, 2026 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| May 13, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2026 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. |
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| May 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 5, 2026 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| May 5, 2026 |
Socket Mobile Reports First Quarter 2026 Results Exhibit 99.1 Socket Mobile Reports First Quarter 2026 Results FREMONT, Calif., – May 5, 2026 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States ("GAAP") for the three months ended Marc |
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| April 14, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant /x/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /x/ Definitive P |
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| March 30, 2026 |
Socket Mobile Announces $0.5 Million Secured Subordinated Convertible Note Financing Exhibit 99.1 Socket Mobile Announces $0.5 Million Secured Subordinated Convertible Note Financing FREMONT, Calif., March 30, 2026 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced productivity, today announced completion of a secured subordinated convertible note financing of $0.5 million. The proceeds will be used to increase the Company’ |
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| March 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (X) ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| March 30, 2026 |
SEVENTH BUSINESS FINANCING MODIFICATION AGREEMENT AND WAIVER OF DEFAULT Exhibit 10.14 SEVENTH BUSINESS FINANCING MODIFICATION AGREEMENT AND WAIVER OF DEFAULT This Seventh Business Financing Modification Agreement and Waiver of Default (this “BFMA”) is entered into as of April 21, 2025, by and between Socket Mobile, Inc., a Delaware corporation (“Borrower”), and Western Alliance Bank, an Arizona corporation (“Lender”). 1. DESCRIPTION OF EXISTING INDEBTEDNESS: Among oth |
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| March 30, 2026 |
Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE Exhibit 10.1 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (the “ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGIST |
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| March 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 March 27, 2026 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| March 30, 2026 |
EIGHTH BUSINESS FINANCING MODIFICATION AGREEMENT AND WAIVER OF DEFAULTS Exhibit 10.13 EIGHTH BUSINESS FINANCING MODIFICATION AGREEMENT AND WAIVER OF DEFAULTS This Eighth Business Financing Modification Agreement and Waiver of Defaults (this “BFMA”) is entered into as of January 20, 2026, by and between Socket Mobile, Inc., a Delaware corporation (“Borrower”), and Western Alliance Bank, an Arizona corporation (“Lender”). 1. DESCRIPTION OF EXISTING INDEBTEDNESS: Among o |
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| March 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 March 18, 2026 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. (Exact name of registrant as specified in its charter) Delaware 001-13810 94-3155066 (State or other jurisdiction of incorporation) (Commission File N |
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| March 18, 2026 |
Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE EXTENSION AGREEMENT Exhibit 10.1 Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE EXTENSION AGREEMENT This Secured Subordinated Convertible Note Extension Agreement (“Extension Agreement”) is entered into as of March 18, 2026 (the “Effective Date”), by and between Socket Mobile, Inc., a Delaware corporation (the “Company” or “Borrower”) and the holders listed on Schedule A hereto (“Holder”). WHEREAS, the Com |
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| February 23, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 19, 2026 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| February 23, 2026 |
Socket Mobile Reports Fourth Quarter 2025 and Full Year Results Exhibit 99.1 Socket Mobile Reports Fourth Quarter 2025 and Full Year Results FREMONT, Calif., – February 19, 2026 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States ("GAAP") for the th |
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| November 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2025 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, I |
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| October 22, 2025 |
Socket Mobile Reports Third Quarter 2025 Results Exhibit 99.1 Socket Mobile Reports Third Quarter 2025 Results FREMONT, Calif., – October 22, 2025 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the three and nine mon |
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| October 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 22, 2025 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| September 3, 2025 |
1,401,861 Shares Socket Mobile, Inc. Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-289788 PROSPECTUS 1,401,861 Shares Socket Mobile, Inc. Common Stock This prospectus relates to 1,406,861 shares of our common stock (“Common Stock”) which may be sold from time to time by certain stockholders set forth in the “Selling Stockholders” section of this prospectus. The shares offered by this prospectus represent shares issuable to th |
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| September 3, 2025 |
X0101 EFFECT 33 LIVE 2025-09-03 16:30:00 S-3 0000944075 SOCKET MOBILE, INC. 333-289788 |
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| August 29, 2025 |
August 29, 2025 Lynn Zhao Chief Financial Officer Socket Mobile, Inc. 40675 Encyclopedia Circle Fremont, CA 94538 Re: Socket Mobile, Inc. Registration Statement on Form S-3 Filed August 22, 2025 File No. 333-289788 Dear Lynn Zhao: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for acceleration. W |
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| August 29, 2025 |
August 29, 2025 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Uwem Bassey Re: Socket Mobile, Inc. Registration Statement on Form S-3 Filed August 22, 2025 File No. 333-289788 Acceleration Request Requested Date: September 3, 2025 Requested Time: 4:30 PM Eastern Time Ladies and Gentlemen: Pursuant to Rule |
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| August 22, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-3 SOCKET MOBILE, INC. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, par |
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| August 22, 2025 |
As filed with the Securities and Exchange Commission on August 22, 2025 Registration No. |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2025 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. ( |
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| August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 31, 2025 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. (Exact name of registrant as specified in its charter) Delaware 001-13810 94-3155066 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 1, 2025 |
Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE EXTENSION AGREEMENT Exhibit 10.1 Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE EXTENSION AGREEMENT This Secured Subordinated Convertible Note Extension Agreement (“Extension Agreement”) is entered into as of July 31, 2025 (the “Effective Date”), by and between Socket Mobile, Inc., a Delaware corporation (the “Company” or “Borrower”) and the holders listed on Schedule A hereto (“Holder”). WHEREAS, the Comp |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 31, 2025 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| July 31, 2025 |
Socket Mobile Reports Second Quarter 2025 Results Exhibit 99.1 Socket Mobile Reports Second Quarter 2025 Results FREMONT, Calif., – July 31, 2025 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the three and six months |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 4, 2025 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 30, 2025 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| June 2, 2025 |
Exhibit 99.1 Socket Mobile Strengthens Balance Sheet with a Secured Subordinated Convertible Note Financing of $1.5 Million FREMONT, Calif., June 2, 2025 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced productivity, today announced completion of a secured subordinated convertible note financing of $1,500,000. The proceeds will be used to |
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| June 2, 2025 |
Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE Exhibit 10.1 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (the “ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGIST |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2025 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. |
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| April 24, 2025 |
Socket Mobile Reports First Quarter 2025 Results Exhibit 99.1 Socket Mobile Reports First Quarter 2025 Results FREMONT, Calif., – April 24, 2025 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the three months ended M |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 24, 2025 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant /x/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /x/ Definitive P |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No. |
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| April 14, 2025 |
SOCKET MOBILE INC. CLAWBACK POLICY Exhibit 97.1 SOCKET MOBILE INC. CLAWBACK POLICY This Clawback Policy (this “Policy”) was approved by the Compensation Committee of the Board of Directors (the “Board”) of Socket Mobile Inc. (the “Company”) on April 10, 2025, with retroactive effect to December 1, 2023 (the “Effective Date”). This Policy is adopted pursuant to Rule 5608 (Recovery of Erroneously Awarded Compensation) of The Nasdaq S |
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| March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (X) ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| February 25, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 25, 2025 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| February 25, 2025 |
Socket Mobile Reports Fourth Quarter 2024 and Full Year Results Exhibit 99.1 Socket Mobile Reports Fourth Quarter 2024 and Full Year Results FREMONT, Calif., – February 25, 2025 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States ("GAAP") for the th |
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| November 21, 2024 |
1,050,970 Shares Socket Mobile, Inc. Common Stock 424B3 1 form424b3.htm FILED PURSUANT TO RULE 424(B)(3) Filed Pursuant to Rule 424(b)(3) Registration No. 333-283136 PROSPECTUS 1,050,970 Shares Socket Mobile, Inc. Common Stock This prospectus relates to 1,050,970 shares of our common stock (“Common Stock”) which may be sold from time to time by certain stockholders set forth in the “Selling Stockholders” section of this prospectus. The shares off |
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| November 19, 2024 |
CORRESP 1 filename1.htm November 19, 2024 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Marion Graham Re: Socket Mobile, Inc. Registration Statement on Form S-3 Filed November 12, 2024 File No. 333-283136 Acceleration Request Requested Date: November 21, 2024 Requested Time: 4:00 PM Eastern Time Ladies an |
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| November 15, 2024 |
As filed with the Securities and Exchange Commission on November 15, 2024 Registration No. |
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| November 14, 2024 |
November 14, 2024 Lynn Zhao Chief Financial Officer Socket Mobile, Inc. 40675 Encyclopedia Cir. Fremont, CA 94538 Re: Socket Mobile, Inc. Registration Statement on Form S-3 Filed November 12, 2024 File No. 333-283136 Dear Lynn Zhao: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for acceleration. |
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| November 12, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) Socket Mobile, Inc. |
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| November 12, 2024 |
As filed with the Securities and Exchange Commission on November 12, 2024 Registration No. |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2024 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, I |
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| October 24, 2024 |
Socket Mobile Reports Third Quarter 2024 Results Exhibit 99.1 Socket Mobile Reports Third Quarter 2024 Results FREMONT, Calif., – October 24, 2024 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the three and nine mon |
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| October 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 24, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| August 27, 2024 |
SCKT / Socket Mobile, Inc. / SOCKET MOBILE, INC. - SCHEDULE 13D Activist Investment SC 13D 1 sc13d-em.htm SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Socket Mobile, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 83368E200(CUSIP Number) Enrico Mills c/o Socket Mobile, Inc. 40675 Encyclopedia Circle Fremont, CA 94538 (510) 933-3000 (Name, Address and Tele |
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| August 23, 2024 |
SCKT / Socket Mobile, Inc. / BASS CHARLIE Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Socket Mobile, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 83368E200(CUSIP Number) Charlie Bass c/o Socket Mobile, Inc. 40675 Encyclopedia Circle Fremont, CA 94538 (510) 933-3000 (Name, Address and Telephone Number of |
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| August 22, 2024 |
Exhibit 10.1 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (the “ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGIST |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 21, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| August 22, 2024 |
Exhibit 99.1 Socket Mobile Strengthens Balance Sheet with a Secured Subordinated Convertible Note Financing of $1.0 Million FREMONT, Calif., August 22, 2024 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced productivity, today announced completion of a secured subordinated convertible note financing of $1,000,000. The proceeds will be used |
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| August 15, 2024 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is entered into effective as of DATE (“Effective Date”) between Socket Mobile, Inc., a Delaware corporation (“Company”), and NAME (“Executive”). WHEREAS, Company desires to foster the stable and continuous employment of key personnel in its executive team that have the vision, talent, knowledge, know-how and experi |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 9, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 12, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| August 14, 2024 |
Socket Mobile Appoints Alexis Hartmann, Key SaaS Expert, to Board of Directors Exhibit 99.1 Socket Mobile Appoints Alexis Hartmann, Key SaaS Expert, to Board of Directors FREMONT, Calif., August 14, 2024 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced productivity, today announced the appointment of Alexis Hartmann to its Board of Directors, effective August 12, 2024. Following the appointment of Mr. Hartmann, the |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2024 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. ( |
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| July 31, 2024 |
Socket Mobile Reports Second Quarter 2024 Results Exhibit 99.1 Socket Mobile Reports Second Quarter 2024 Results FREMONT, Calif., – July 31, 2024 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the three and six months |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 31, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| June 26, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SOCKET MOBILE, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, $0.001 par value per share (Title of Class of Securities) 83368E200 (CUSIP Number of Class of Sec |
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| June 11, 2024 |
x SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SOCKET MOBILE, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, $0.001 par value per share (Title of Class of Securities) 83368E200 (CUSIP Number of Class of S |
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| June 6, 2024 |
United States securities and exchange commission logo June 6, 2024 Lynn Zhao Chief Financial Officer Socket Mobile, Inc. |
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| May 28, 2024 |
SOCKET MOBILE, INC. 2004 EQUITY INCENTIVE PLAN (As Amended April 29, 2010, June 5, 2013, June 4, 2015, March 20, 2019, June 15, 2022, and January 31, 2024) 1. Purposes of the Plan. The purposes of this Plan are: · to attract and retain the best available personnel for positions of substantial responsibility, · to provide additional incentive to Employees, Directors and Consultants, and · to promot |
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| May 28, 2024 |
SOCKET MOBILE, INC. 2004 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT Exhibit (d)(2) SOCKET MOBILE, INC. 2004 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT This Award Agreement ("Agreement") is between ("Optionee") and Socket Mobile Inc. ("Company"). I. NOTICE OF STOCK OPTION GRANT Pursuant to the Socket Mobile, Inc. 2004 Equity Incentive Plan, as amended April 29, 2010, June 5, 2013, June 4, 2015, March 20, 2019, June 15, 2022, and January 31, 2024 ("Plan"), S |
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| May 28, 2024 |
Exhibit (a)(1)(A) SOCKET MOBILE, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR NEW STOCK OPTIONS This document constitutes part of the prospectus relating to the securities that have been registered under the Securities Act of 1933, as amended. The prospectus relates to the Socket Mobile, Inc. 2004 Equity Incentive Plan, as amended. May 28, 2024 -i- SOCKET MOBILE, INC. OFFER TO EXCH |
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| May 28, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SOCKET MOBILE, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, $0.001 par value per share (Title of Class of Securities) 83368E200 (CUSIP Number of Class of Securities’ Underlying |
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| May 28, 2024 |
Exhibit 107 Calculation of Filling Fee Tables Schedule TO (Form Type) Socket Mobile, Inc. |
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| May 28, 2024 |
Exhibit (a)(1)(E) Form of Reminder Email Socket Mobile’s offer to exchange certain outstanding stock options for new stock options (referred to as the “Offer”) currently is still open. |
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| May 28, 2024 |
ANNOUNCEMENT EMAIL TO ALL ELIGIBLE SERVICE PROVIDERS Exhibit (a)(1)(B) ANNOUNCEMENT EMAIL TO ALL ELIGIBLE SERVICE PROVIDERS From: Kevin J. |
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| May 28, 2024 |
Exhibit (a)(1)(C) SOCKET MOBILE, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR NEW STOCK OPTIONS ELECTION FORM THE OFFER EXPIRES AT 9:00 P.M., PACIFIC DAYLIGHT TIME, ON JUNE 25, 2024, UNLESS THE OFFER IS EXTENDED Terms used in this Election Form, including the Election Instructions attached hereto, that are defined in the Offer to Exchange have the same meaning as those defined term |
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| May 28, 2024 |
Form of Confirmation Email Regarding Receipt of Election Form Exhibit (a)(1)(D) Form of Confirmation Email Regarding Receipt of Election Form Socket Mobile, Inc. |
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| May 28, 2024 |
Notice to Eligible Service Providers Regarding Expiration of Offering Period Exhibit (a)(1)(F) Notice to Eligible Service Providers Regarding Expiration of Offering Period To: Eligible Service Providers From: Kevin J. |
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| May 15, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 15, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2024 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. |
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| May 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 1, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| May 1, 2024 |
Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE EXTENSION AGREEMENT Exhibit 10.1 Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE EXTENSION AGREEMENT This Secured Subordinated Convertible Note Extension Agreement (“Extension Agreement”) is entered into as of May 1, 2024 (the “Effective Date”), by and between Socket Mobile, Inc., a Delaware corporation (the “Company” or “Borrower”) and the holders listed on Schedule A hereto (“Holder”). WHEREAS, the Compan |
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| May 1, 2024 |
Socket Mobile Reports First Quarter 2024 Results Exhibit 99.1 Socket Mobile Reports First Quarter 2024 Results FREMONT, Calif., – May 1, 2024 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the three months ended Marc |
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| May 1, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 1, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| April 4, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 1, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| April 4, 2024 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is entered into effective as of [Date] (“Effective Date”) between Socket Mobile, Inc., a Delaware corporation (“Company”), and [Name] (“Executive”). WHEREAS, Company desires to foster the stable and continuous employment of key personnel in its executive team that have the vision, talent, knowledge, know-how and ex |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant /x/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /x/ Definitive P |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| March 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 March 5, 2024 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| March 5, 2024 |
Socket Mobile Reports Fourth Quarter 2023 and Full Year Results Exhibit 99.1 Socket Mobile Reports Fourth Quarter 2023 and Full Year Results FREMONT, Calif., – March 5, 2024 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the three |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2023 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, I |
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| October 27, 2023 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 27, 2023 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| October 27, 2023 |
Socket Mobile Reports Third Quarter and Nine-Month 2023 Results Exhibit 99.1 Socket Mobile Reports Third Quarter and Nine-Month 2023 Results FREMONT, Calif., – October 27, 2023 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the thr |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2023 OR For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. (Exact name of registrant as specified in its charter) Delaware 94-3155066 (State of incorporat |
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| August 2, 2023 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 2, 2023 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| August 2, 2023 |
Socket Mobile Reports Second Quarter and Six-Month 2023 Results Exhibit 99.1 Socket Mobile Reports Second Quarter and Six-Month 2023 Results FREMONT, Calif., – August 2, 2023 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the three |
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| June 21, 2023 |
PROSPECTUS 1,194,027 Shares Socket Mobile, Inc. Common Stock As filed with the Securities and Exchange Commission on June 21, 2023 Registration No. |
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| June 14, 2023 |
June 14, 2023 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Marion Graham Re: Socket Mobile, Inc. Registration Statement on Form S-3 Filed June 6, 2023 File No. 333-272454 Acceleration Request Requested Date: June 20, 2023 Requested Time: 4:00 PM Eastern Time Ladies and Gentlemen: Pursuant to Rule 461 und |
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| June 13, 2023 |
United States securities and exchange commission logo June 13, 2023 Kevin Mills Chief Executive Officer Socket Mobile, Inc. |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 7, 2023 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| June 6, 2023 |
EX-FILING FEES 4 ex107.htm Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) Socket Mobile, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Commo |
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| June 6, 2023 |
As filed with the Securities and Exchange Commission on June 6, 2023 Registration No. |
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| June 5, 2023 |
SCKT / Socket Mobile Inc / MILLS KEVIN J Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Socket Mobile, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 83368E200(CUSIP Number) Kevin Mills c/o Socket Mobile, Inc. 40675 Encyclopedia Cir. Fremont, CA 94538 (510) 933-3000 (Name, Address and Telephone Number of Person Authorized to R |
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| June 5, 2023 |
SCKT / Socket Mobile Inc / BASS CHARLIE Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Socket Mobile, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 83368E200(CUSIP Number) Charlie Bass c/o Socket Mobile, Inc. 40675 Encyclopedia Cir. Fremont, CA 94538 (510) 933-3000 (Name, Address and Telephone Number of Pe |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 26, 2023 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| May 30, 2023 |
Exhibit 99.1 Socket Mobile Strengthens Balance Sheet with a Secured Subordinated Convertible Note Financing of $1.6 Million FREMONT, Calif., May 30, 2023 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced productivity, today announced completion of a secured subordinated convertible note financing of $1,600,000. The proceeds will be used to |
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| May 30, 2023 |
Form of Secured Subordinated Convertible Note issued on May 26, 2023 Exhibit 10.1 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (the “ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGIST |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2023 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. |
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| April 27, 2023 |
Socket Mobile Reports First Quarter 2023 Results Exhibit 99.1 Socket Mobile Reports First Quarter 2023 Results FREMONT, Calif., – April 27, 2023 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the three months ended M |
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| April 27, 2023 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 27, 2023 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant /x/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /x/ Definitive P |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 22, 2023 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| February 22, 2023 |
Socket Mobile Reports Fourth Quarter 2022 and Full Year Results Exhibit 99.1 Socket Mobile Reports Fourth Quarter 2022 and Full Year Results FREMONT, Calif., – February 22, 2023 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (“GAAP”) for the th |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 25, 2023 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| January 27, 2023 |
SECOND BUSINESS FINANCING MODIFICATION AGREEMENT AND WAIVER OF DEFAULTS Exhibit 10.1 SECOND BUSINESS FINANCING MODIFICATION AGREEMENT AND WAIVER OF DEFAULTS This Second Business Financing Modification Agreement and Waiver of Defaults (this “BFMA”) is entered into as of January 25, 2023, by and between Socket Mobile, Inc., a Delaware corporation (“Borrower”), and Western Alliance Bank, an Arizona corporation (“Lender”). 1. DESCRIPTION OF EXISTING INDEBTEDNESS: Among ot |
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| November 17, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 16, 2022 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| November 17, 2022 |
Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE EXTENSION AGREEMENT Exhibit 10.1 Socket Mobile, Inc. SECURED SUBORDINATED CONVERTIBLE NOTE EXTENSION AGREEMENT This Secured Subordinated Convertible Note Extension Agreement (?Extension Agreement?) is entered into as of November 16, 2022 (the ?Effective Date?), by and between Socket Mobile, Inc., a Delaware corporation (the ?Company? or ?Borrower?) and the holders listed on Schedule A hereto (?Holder?). WHEREAS, the |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2022 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, I |
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| October 27, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 27, 2022 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| October 27, 2022 |
Socket Mobile Reports Third Quarter 2022 Results Exhibit 99.1 Socket Mobile Reports Third Quarter 2022 Results FREMONT, Calif., ? October 27, 2022 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (?GAAP?) for the three and nine mon |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2022 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. ( |
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| July 28, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 28, 2022 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| July 28, 2022 |
Socket Mobile Reports Second Quarter and Six-Months 2022 Results Exhibit 99.1 Socket Mobile Reports Second Quarter and Six-Months 2022 Results FREMONT, Calif., ? July 28, 2022 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (?GAAP?) for the three |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 25, 2022 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| June 15, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 15, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2022 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. |
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| April 28, 2022 |
Socket Mobile Reports First Quarter 2022 Results Exhibit 99.1 Socket Mobile Reports First Quarter 2022 Results NEWARK, Calif., ? April 28, 2022 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (?GAAP?) for the three months ended Ma |
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| April 28, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 28, 2022 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| April 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant /x/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /x/ Definitive P |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (X) ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| February 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 16, 2022 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| February 16, 2022 |
Socket Mobile Reports Solid Fourth Quarter and Full Year 2021 Results Exhibit 99.1 Socket Mobile Reports Solid Fourth Quarter and Full Year 2021 Results NEWARK, Calif., ? February 16, 2022 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (?GAAP?) for t |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2021 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, I |
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| October 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 21, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| October 21, 2021 |
Socket Mobile Reports Strong Third Quarter 2021 Results Exhibit 99.1 Socket Mobile Reports Strong Third Quarter 2021 Results NEWARK, Calif., ? October 21, 2021 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (?GAAP?) for the three and n |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2021 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. ( |
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| July 22, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 22, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| July 22, 2021 |
Socket Mobile Reports Solid Second Quarter Results Exhibit 99.1 Socket Mobile Reports Solid Second Quarter Results NEWARK, Calif., ? July 22, 2021 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced workplace productivity, today reported financial results that are determined in accordance with generally accepted accounting principles in the United States (?GAAP?) for the three and six month |
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| June 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION As filed with the Securities and Exchange Commission on June 8, 2021 Registration No. |
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| May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 17, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| May 19, 2021 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (?Agreement?) is entered into between Socket Mobile, Inc., a Delaware corporation (?Company?), and [Name] (?Executive?). The effective date (?Effective Date?) of this Agreement is set forth in Exhibit A. WHEREAS, Company desires to foster the stable and continuous employment of key personnel in its executive team that have the v |
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| May 19, 2021 |
DAVE hOLMES JOINS SOCKET MOBILE AS CHIEF BUSINESS OFFICER Exhibit 99.1 DAVE hOLMES JOINS SOCKET MOBILE AS CHIEF BUSINESS OFFICER NEWARK, Calif. ? May 18, 2021 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced workplace productivity, today announced that Dave Holmes has joined the executive management team as Chief Business Officer. Dave Holmes will be responsible for Socket Mobile?s worldwide bu |
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| May 14, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 13, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2021 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. |
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| April 22, 2021 |
Socket Mobile Reports First Quarter Results Exhibit 99.1 Socket Mobile Reports First Quarter Results NEWARK, Calif., ? April 22, 2021 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced workplace productivity, today reported financial results for the first quarter of 2021. First Quarter Financial Highlights: ? Revenue for the first quarter of 2021 was $4.8 million, up 14% from $4.2 m |
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| April 22, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 22, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| April 16, 2021 |
United States securities and exchange commission logo April 16, 2021 Kevin Mills Chief Executive Officer Socket Mobile, Inc. |
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| April 16, 2021 |
United States securities and exchange commission logo April 16, 2021 Kevin Mills Chief Executive Officer Socket Mobile, Inc. |
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| April 15, 2021 |
April 15, 2021 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Matthew Derby Re: Socket Mobile, Inc. Registration Statement on Form S-3 Filed April 12, 2021 File No. 333-255186 Acceleration Request Requested Date: April 19, 2021 Requested Time: 4:00 PM Eastern Time Ladies and Gentlemen: Pursuant to Rule 461 |
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| April 12, 2021 |
Certificate of Amendment to Restated Certificate, as filed June 20, 2013 Exhibit 3.2 State of Delaware Secretary of State Division of Corporations Delivered 10:10 AM 06/20/2013 FILED 10:10 AM 06/20/2013 SRV 130805500 - 2504344 FILE CERTIFICATE OF AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF SOCKET MOBILE, INC. A Delaware Corporation Socket Mobile, Inc., a corporation organized and existing under the laws of the State of Delaware (the "Corporation"), hereby ce |
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| April 12, 2021 |
As filed with the Securities and Exchange Commission on April 12, 2021 Registration No. |
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| April 12, 2021 |
SOCKET MOBILE, INC. Dated as of , 20 TABLE OF CONTENTS Exhibit 4.2 SOCKET MOBILE, INC. INDENTURE Dated as of , 20 Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions. 1 Section 1.2 Other Definitions. 4 Section 1.3 Incorporation by Reference of Trust Indenture Act. 5 Section 1.4 Rules of Construction. 5 ARTICLE II THE SECURITIES 5 Section 2.1 Issuable in Series. 5 Section 2.2 Establishment of Te |
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| March 31, 2021 |
PROSPECTUS 234,332 Shares Socket Mobile, Inc. Common Stock As filed with the Securities and Exchange Commission on March 31, 2021 Registration No. |
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| March 24, 2021 |
Definitive Proxy Statement on Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant /x/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /x/ Definitive P |
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| March 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant /x/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /x/ Definitive P |
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| March 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (X) ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| March 23, 2021 |
March 23, 2021 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Matthew Derby Re: Socket Mobile, Inc. Registration Statement on Form S-3 Filed March 8, 2021 File No. 333-253981 Acceleration Request Requested Date: March 25, 2021 Requested Time: 4:00 PM Eastern Time Ladies and Gentlemen: Pursuant to Rule 461 |
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| March 23, 2021 |
As filed with the Securities and Exchange Commission on March 23, 2021 Registration No. |
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| March 16, 2021 |
United States securities and exchange commission logo March 16, 2021 Kevin Mills Chief Executive Officer Socket Mobile, Inc. |
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| March 16, 2021 |
United States securities and exchange commission logo March 16, 2021 Kevin Mills Chief Executive Officer Socket Mobile, Inc. |
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| March 8, 2021 |
As filed with the Securities and Exchange Commission on March 8, 2021 Registration No. |
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| March 4, 2021 |
Exhibit 9.1 2021 Technology Transfer Agreement This 2021 Technology Transfer Agreement ("Agreement") is entered into as of February 26, 2021 (the "Effective Date") by and between Socket Mobile, Inc., a Delaware corporation with a principal place of business at 39700 Eureka Drive, Newark, California 94560 ("Socket"), and SpringCard SAS, a soci?t? par actions simplifi?e organized under the laws of F |
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| March 4, 2021 |
Exhibit 99.1 Socket Mobile and SpringCard SAS announce licensing agreement to enable improved Contactless Customer Experiences Newark, Calif., March 1, 2021 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading provider of data capture and delivery solutions designed to enhance workplace productivity, is excited to announce it has licensed SpringCard SAS core contactless technology. SpringCard SAS is a |
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| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 26, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| February 24, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 February 24, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| February 24, 2021 |
Exhibit 99.1 Socket Mobile Reports Fourth Quarter and Full Year 2020 Results Profitable fourth quarter and improved liquidity NEWARK, Calif., ? February 24, 2021 ? Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced workplace productivity, today reported financial results for the fourth quarter and year ended December 31, 2020. The 2020 fourt |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 29, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| February 4, 2021 |
Exhibit 10.1 AMENDED AND RESTATED BUSINESS FINANCING AGREEMENT Borrower: Socket Mobile, Inc. 39700 Eureka Drive Newark, CA 94560 Lender: Western Alliance Bank 55 Almaden Boulevard, Suite 100 San Jose, CA 95113 This AMENDED AND RESTATED BUSINESS FINANCING AGREEMENT, dated as of January 29th, 2021, is made and entered into between Western Alliance Bank, an Arizona corporation (“Lender”) and Socket M |
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| January 27, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 22, 2021 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| January 27, 2021 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is entered into between Socket Mobile, Inc., a Delaware corporation (“Company”), and [Name] (“Executive”). The effective date (“Effective Date”) of this Agreement is set forth in Exhibit A. WHEREAS, Company desires to foster the stable and continuous employment of key personnel in its executive team that have the v |
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| December 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 31, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| December 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 December 10, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| November 17, 2020 |
Socket Mobile Takes Goodwill Impairment Charge in Q3 2020 Exhibit 99.1 Socket Mobile Takes Goodwill Impairment Charge in Q3 2020 NEWARK, Calif., – November 17, 2020 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, announced today that it has completed the annual goodwill impairment test required by generally accepted accounting principles. As a result of the lower stock price from |
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| November 17, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 17, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2020 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, I |
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| November 12, 2020 |
November 10, 2020 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Matthew Darby Re: Socket Mobile, Inc. Registration Statement on Form S-3 Filed November 5, 2020 File No. 333-249873 Acceleration Request Requested Date: November 12, 2020 Requested Time: 4:00 PM Eastern Time Ladies and Gentlemen: Pursuant to |
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| November 12, 2020 |
1,047,942 Shares Socket Mobile, Inc. Common Stock As filed with the Securities and Exchange Commission on November 12 , 2020 Registration No. |
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| November 12, 2020 |
United States securities and exchange commission logo November 12, 2020 Lynn Zhao Chief Financial Officer Socket Mobile, Inc. |
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| November 12, 2020 |
United States securities and exchange commission logo November 12, 2020 Lynn Zhao Chief Financial Officer Socket Mobile, Inc. |
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| November 12, 2020 |
As filed with the Securities and Exchange Commission on November 10, 2020 Registration No. |
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| November 5, 2020 |
As filed with the Securities and Exchange Commission on November 5, 2020 Registration No. |
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| October 22, 2020 |
Socket Mobile Reports Third Quarter Results Exhibit 99.1 Socket Mobile Reports Third Quarter Results NEWARK, Calif., – October 22, 2020 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported third quarter 2020 results. Socket Mobile and its auditors did not complete the annual review process related to goodwill impairment, which is part of the quarter-end cl |
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| October 22, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 22, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| October 6, 2020 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is entered into as of October 1, 2020 (“Effective Date”) between Socket Mobile, Inc., a Delaware corporation (“Company”), and [Name] (“Executive”). WHEREAS, Company desires to foster the stable and continuous employment of key personnel in its executive team that have the vision, talent, knowledge, know-how and exp |
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| October 6, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 1, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| September 29, 2020 |
SCKT / Socket Mobile, Inc. / SOCKET MOBILE, INC. - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Socket Mobile, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 83368E200 (CUSIP Number) Charlie Bass c/o Socket Mobile, Inc. 39700 Eureka Drive Newark, CA 94560 (510) 933-3000 (Name, Address and Telephone Number of Person |
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| September 29, 2020 |
SCKT / Socket Mobile, Inc. / BASS CHARLIE - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Socket Mobile, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 83368E200 (CUSIP Number) Charlie Bass c/o Socket Mobile, Inc. 39700 Eureka Drive Newark, CA 94560 (510) 933-3000 (Name, Address and Telephone Number of Person |
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| September 1, 2020 |
Exhibit 99.1 Socket Mobile Strengthens Balance Sheet with a Secured Subordinated Convertible Note Financing of $1.5 Million NEWARK, Calif., – September 1, 2020 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today announced completion of a secured subordinated convertible note financing of $1,530,000. The proceeds will be |
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| September 1, 2020 |
Form of Secured Subordinated Convertible Note issued August 31, 2020. Exhibit 10.1 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (the “ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGIST |
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| September 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 August 31, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| August 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2020 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. ( |
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| July 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 30, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| July 30, 2020 |
Socket Mobile Reports Second Quarter and Six-Month Results Exhibit 99.1 Socket Mobile Reports Second Quarter and Six-Month Results NEWARK, Calif., – July 30, 2020 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported 2020 second quarter results, which include the early stages of COVID-19 impacts. Revenue for the second quarter of 2020 was $2.7 million, a decrease of 46 pe |
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| May 28, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 May 27, 2020 SOCKET MOBILE, INC. |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2020 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. |
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| April 29, 2020 |
Socket Mobile Reports First Quarter Results Exhibit 99.1 Socket Mobile Reports First Quarter Results NEWARK, Calif., – April 29, 2020 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported 2020 first quarter results, which include the early stages of COVID-19 impacts. Revenue for the first quarter of 2020 was $4.2 million, a 9 percent decrease compared to re |
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| April 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 29, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| April 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 20, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| April 21, 2020 |
Socket Mobile Announces Receipt of Loan Proceeds Under Paycheck Protection Program Exhibit 99.1 Socket Mobile Announces Receipt of Loan Proceeds Under Paycheck Protection Program NEWARK, Calif., – April 21, 2020 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, announces today that it has received loan proceeds of $1,058,700 ("PPP Loan") under the Paycheck Protection Program ("PPP"). The PPP was establishe |
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| March 26, 2020 |
SCKT / Socket Mobile, Inc. DEFC14A - - PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant /x/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /x/ Definitive P |
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| March 26, 2020 |
SCKT / Socket Mobile, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (X) ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| February 12, 2020 |
Socket Mobile Reports 2019 Full Year Revenue up 17% – Profitable Fourth Quarter and Year Exhibit 99.1 Socket Mobile Reports 2019 Full Year Revenue up 17% – Profitable Fourth Quarter and Year NEWARK, Calif., – February 12, 2020 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported financial results for the fourth quarter and year ended December 31, 2019. Revenue for 2019 was $19.3 million, an increase |
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| February 12, 2020 |
SCKT / Socket Mobile, Inc. / Manatuck Hill Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 12, 2020 SOCKET MOBILE, INC. |
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| January 14, 2020 |
Exhibit 10.1 SEVENTH BUSINESS FINANCING MODIFICATION AGREEMENT This Seventh Business Financing Modification Agreement (this “BFMA”) is entered into as of January 8, 2020, by and between Socket Mobile, Inc., a Delaware corporation (“Borrower”), and Western Alliance Bank, an Arizona corporation, successor in interest to Bridge Bank, National Association (“Lender”). 1. DESCRIPTION OF EXISTING INDEBTE |
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| January 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 January 8, 2020 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| November 14, 2019 |
SCKT / Socket Mobile, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2019 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, I |
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| October 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 October 23, 2019 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| October 24, 2019 |
Exhibit 99.1 Socket Mobile Reports Profitable Growth for the Third Quarter and Nine Months ended September 30, 2019 NEWARK, Calif., – October 24, 2019 - Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported financial results for its 2019 third quarter and nine months ended September 30, 2019. Revenue for the third q |
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| October 24, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 24, 2019 SOCKET MOBILE, INC. |
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| September 12, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 September 10, 2019 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| September 3, 2019 |
SCKT / Socket Mobile, Inc. SC TO-I/A - - SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SOCKET MOBILE, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, $0.001 par value per share (Title of Class of Securities) 83368E200 (CUSIP Number of Class of Sec |
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| August 22, 2019 |
SCKT / Socket Mobile, Inc. SC TO-I/A - - SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SOCKET MOBILE, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, $0.001 par value per share (Title of Class of Securities) 83368E200 (CUSIP Number of Class of Sec |
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| August 14, 2019 |
SCKT / Socket Mobile, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2019 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. ( |
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| August 5, 2019 |
SOCKET MOBILE, INC. 2004 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT Exhibit (d)(2) SOCKET MOBILE, INC. 2004 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT This Award Agreement ("Agreement") is between ("Optionee") and Socket Mobile Inc. ("Company"). I. NOTICE OF STOCK OPTION GRANT Pursuant to the Socket Mobile, Inc. 2004 Equity Incentive Plan, as amended April 29, 2010, June 5, 2013, June 4, 2015, and March 20, 2019 ("Plan"), Socket Mobile, Inc., (“Company”), |
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| August 5, 2019 |
Exhibit (a)(1)(E) Form of Reminder Email Socket Mobile’s offer to exchange certain outstanding stock options for new stock options (referred to as the “Offer”) currently is still open. |
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| August 5, 2019 |
ANNOUNCEMENT EMAIL TO ALL ELIGIBLE SERVICE PROVIDERS Exhibit (a)(1)(B) ANNOUNCEMENT EMAIL TO ALL ELIGIBLE SERVICE PROVIDERS From: Kevin J. |
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| August 5, 2019 |
Form of Confirmation Email Regarding Receipt of Election Form Exhibit (a)(1)(D) Form of Confirmation Email Regarding Receipt of Election Form Socket Mobile, Inc. |
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| August 5, 2019 |
SCKT / Socket Mobile, Inc. SC TO-I - - SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SOCKET MOBILE, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, $0.001 par value per share (Title of Class of Securities) 83368E200 (CUSIP Number of Class of Securities’ Underlying |
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| August 5, 2019 |
Notice to Eligible Service Providers Regarding Expiration of Offering Period Exhibit (a)(1)(F) Notice to Eligible Service Providers Regarding Expiration of Offering Period To: Eligible Service Providers From: Kevin J. |
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| August 5, 2019 |
Exhibit (a)(1)(A) SOCKET MOBILE, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR NEW STOCK OPTIONS This document constitutes part of the prospectus relating to the securities that have been registered under the Securities Act of 1933, as amended. The prospectus relates to the Socket Mobile, Inc. 2004 Equity Incentive Plan, as amended. August 5, 2019 1 SOCKET MOBILE, INC. OFFER TO EXCH |
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| August 5, 2019 |
Exhibit (a)(1)(C) SOCKET MOBILE, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR NEW STOCK OPTIONS ELECTION FORM THE OFFER EXPIRES AT 9:00 P.M., PACIFIC TIME, ON AUGUST 30, 2019, UNLESS THE OFFER IS EXTENDED Terms used in this Election Form, including the Election Instructions attached hereto, that are defined in the Offer to Exchange have the same meaning as those defined terms in th |
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| July 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 July 25, 2019 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| July 25, 2019 |
Socket Mobile Reports Profitable Second Quarter and Six-Month Results Exhibit 99.1 Socket Mobile Reports Profitable Second Quarter and Six-Month Results NEWARK, Calif., - July 25, 2019 - Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported profitable operating results for the second quarter and six-month periods ended June 30, 2019. Revenue for the second quarter of 2019 was $5.1 mil |
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| July 25, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 25, 2019 SOCKET MOBILE, INC. |
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| May 24, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 22, 2019 SOCKET MOBILE, INC. |
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| May 21, 2019 |
Exhibit 99.1 Socket Mobile APPOINTS LYNN ZHAO AS CFO REPLACING DAVID DUNLAP WHO IS RETIRING AFTER 24 YEARS OF SERVICE NEWARK, Calif., – May 20, 2019 – Socket Mobile, Inc. (NASDAQ: SCKT), an innovative provider of mobile productivity solutions, today announced that Lynn Zhao, 50, has been appointed to the position of Vice President of Finance and Administration, Secretary and Chief Financial Office |
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| May 21, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 20, 2019 SOCKET MOBILE, INC. |
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| May 10, 2019 |
SCKT / Socket Mobile, Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2019 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. |
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| April 24, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2019 SOCKET MOBILE, INC. |
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| April 24, 2019 |
Socket Mobile Reports First Quarter Revenue Growth and Profitable Operating Results Exhibit 99.1 Socket Mobile Reports First Quarter Revenue Growth and Profitable Operating Results NEWARK, Calif., – April 24, 2019 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported revenue growth and profitable operating results for the first quarter ended March 31, 2019. Revenue for the first quarter of 2019 w |
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| April 10, 2019 |
As filed with the Securities and Exchange Commission on April 10, 2019 Registration No. |
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| March 28, 2019 |
SCKT / Socket Mobile, Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant /x/ Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) /x/ Definitive P |
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| March 28, 2019 |
SCKT / Socket Mobile, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (X) ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| February 14, 2019 |
SCKT / Socket Mobile, Inc. / Manatuck Hill Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2019 |
Exhibit 99.1 Socket Mobile Reports 2018 Financial Results New product development and completion of SocketScan transition highlight the year NEWARK, Calif., – February 13, 2019 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported financial results for the fourth quarter and year ended December 31, 2018. Full Year |
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| February 13, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 13, 2019 SOCKET MOBILE, INC. |
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| January 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 17, 2019 SOCKET MOBILE, INC. |
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| November 14, 2018 |
SCKT / Socket Mobile, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2018 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, I |
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| October 25, 2018 |
Socket Mobile Reports Results for the Third Quarter and Nine Months ended September 30, 2018 Exhibit 99.1 Socket Mobile Reports Results for the Third Quarter and Nine Months ended September 30, 2018 NEWARK, Calif., – October 25, 2018 - Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported financial results for its 2018 third quarter and nine months ended September 30, 2018. Revenue for the third quarter of |
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| October 25, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 25, 2018 SOCKET MOBILE, INC. |
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| August 14, 2018 |
SCKT / Socket Mobile, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2018 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. ( |
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| July 26, 2018 |
Socket Mobile reports results for the quarter and six months ended June 30, 2018 Exhibit 99.1 Socket Mobile reports results for the quarter and six months ended June 30, 2018 NEWARK, Calif., – July 26, 2018 - Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported financial results for the three and six months ended June 30, 2018. Revenue for the second quarter of 2018 was $4.2 million, a decrease |
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| July 26, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2018 SOCKET MOBILE, INC. |
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| June 8, 2018 |
Exhibit 10.1 FOURTH BUSINESS FINANCING MODIFICATION AGREEMENT AND FORBEARANCE AGREEMENT This Fourth Business Financing Modification Agreement and Forbearance Agreement (this “BFMA”) is entered into as of June 4, 2018, by and between Socket Mobile, Inc., a Delaware corporation (“Borrower”), and Western Alliance Bank, an Arizona corporation, successor in interest to Bridge Bank, National Association |
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| June 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 June 4, 2018 Date of Report (Date of earliest event reported) SOCKET MOBILE, INC. |
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| May 16, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2018 SOCKET MOBILE, INC. |
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| May 11, 2018 |
SCKT / Socket Mobile, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2018 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period to . Commission file number 1-13810 SOCKET MOBILE, INC. |
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| April 26, 2018 |
Exhibit 99.1 Socket Mobile Reports First Quarter 2018 Results New product shipping delays (now shipping) and timing of enterprise deployments contributed to lower YoY revenues NEWARK, Calif., – April 26, 2018 – Socket Mobile, Inc. (NASDAQ: SCKT), a leading innovator of data capture and delivery solutions for enhanced productivity, today reported financial results for the first quarter ended March |
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| April 26, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2018 SOCKET MOBILE, INC. |
