Adynxx 公司
US ˙ OTCPK ˙ US00784D1037

簡介

本頁面提供了有關 Nicole Vitullo 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Nicole Vitullo已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:ESPR / Esperion Therapeutics, Inc. Director 36,918
US:MRNS / Marinus Pharmaceuticals, Inc. Director 12,375
Director 0
10% Owner 187,500
US:ADYX / Adynxx, Inc. 10% Owner 45,054
US:BNGO / Bionano Genomics, Inc. 10% Owner 15,000
US:DRNA / Dicerna Pharmaceuticals Inc 10% Owner 0
US:OCRX / Ocera Therapeutics, Inc. 10% Owner 0
US:TBRA / Tobira Therapeutics, Inc. 10% Owner 0
US:CLCD / CoLucid Pharmaceuticals, Inc. 10% Owner 0
Director 0
US:EVOK / Evoke Pharma, Inc. 10% Owner 10,328
US:SNDX / Syndax Pharmaceuticals, Inc. 10% Owner 0
US:GKOS / Glaukos Corporation 10% Owner 0
US:LIFE / Ethos Technologies Inc. 10% Owner 0
US:NEOT / Neothetics, Inc. 10% Owner 0
US:DRTX / Durata Therapeutics Inc Director, 10% Owner 0
US:ATRA / Atara Biotherapeutics, Inc. 10% Owner 0
US:VCYT / Veracyte, Inc. 10% Owner 2,763,294
US:OTIC / Otonomy Inc 10% Owner 0
US:ALDX / Aldeyra Therapeutics, Inc. 10% Owner 0
10% Owner 0
US:AKAO / Achaogen, Inc. 10% Owner 0
US:ALIM / Alimera Sciences, Inc. 10% Owner 34,907
US:TNDM / Tandem Diabetes Care, Inc. 10% Owner 6,008
US:CLVS / Clovis Oncology Inc 10% Owner 2,581,745
US:NUVA / Nuvasive Inc 10% Owner 8,000
如何解讀這些圖表

以下圖表顯示了在Nicole Vitullo進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

ADYX / Adynxx, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ADYX / Adynxx, Inc. Insider Trades
ADYX / Adynxx, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ADYX / Adynxx, Inc. Insider Trades
ALDX / Aldeyra Therapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ALDX / Aldeyra Therapeutics, Inc. Insider Trades
ALDX / Aldeyra Therapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ALDX / Aldeyra Therapeutics, Inc. Insider Trades
ATRA / Atara Biotherapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2014-10-21 ATRA DP VIII Associates, L.P. 1,841 11.0000 74 275.0000 20,251 184 1600.5 96,586 476.94
2014-10-21 ATRA Domain Partners VIII, L.P. 248,159 11.0000 9,926 275.0000 2,729,749

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATRA / Atara Biotherapeutics, Inc. Insider Trades
ATRA / Atara Biotherapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATRA / Atara Biotherapeutics, Inc. Insider Trades
ATYR / aTyr Pharma, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATYR / aTyr Pharma, Inc. Insider Trades
ATYR / aTyr Pharma, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATYR / aTyr Pharma, Inc. Insider Trades
BNGO / Bionano Genomics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2018-08-23 BNGO Domain Partners VIII, L.P. 15,000 6.1250 429 214.3750 91,875 35 82.5 -56,565 -61.57

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BNGO / Bionano Genomics, Inc. Insider Trades
BNGO / Bionano Genomics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BNGO / Bionano Genomics, Inc. Insider Trades
ESPR / Esperion Therapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2014-10-21 ESPR DOMAIN PARTERS VII L P 500,000 20.0000 500,000 20.0000 10,000,000 210 115.3000 47,650,000 476.50

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ESPR / Esperion Therapeutics, Inc. Insider Trades
ESPR / Esperion Therapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2019-03-19 ESPR VITULLO NICOLE 13,629 44.6600 13,629 44.6600 608,671 363 27.44 -234,691 -38.56
2019-03-19 ESPR VITULLO NICOLE 1,700 45.2500 1,700 45.2500 76,925
2018-01-25 ESPR VITULLO NICOLE 11,674 71.7900 11,674 71.7900 838,076
2017-12-06 ESPR VITULLO NICOLE 9,326 53.8500 9,326 53.8500 502,205

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ESPR / Esperion Therapeutics, Inc. Insider Trades
GKOS / Glaukos Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GKOS / Glaukos Corporation Insider Trades
GKOS / Glaukos Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GKOS / Glaukos Corporation Insider Trades
SNDX / Syndax Pharmaceuticals, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SNDX / Syndax Pharmaceuticals, Inc. Insider Trades
SNDX / Syndax Pharmaceuticals, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SNDX / Syndax Pharmaceuticals, Inc. Insider Trades
VCYT / Veracyte, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VCYT / Veracyte, Inc. Insider Trades
VCYT / Veracyte, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 ADYX / Adynxx, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VCYT / Veracyte, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Nicole Vitullo 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2023-06-16 2023-06-15 4 ESPR Esperion Therapeutics, Inc.
Common Stock
A - Award 5,150 36,918 16.21
2022-05-27 2022-05-26 4 ESPR Esperion Therapeutics, Inc.
Stock Option (right to buy)
A - Award 20,000 20,000
2022-02-07 2022-02-04 4 MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 12,375 12,375
2022-02-07 2022-02-04 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
A - Award 2,750 6,442 74.49
2021-05-28 2021-05-27 4 ESPR Esperion Therapeutics, Inc.
Common Stock
A - Award 12,376 31,768 63.82
2021-03-16 2021-03-16 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
J - Other 2,717 3,692 278.67
2021-03-16 2021-03-16 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
J - Other -11,612 0 -100.00
2021-03-16 2021-03-16 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
J - Other -6,192 0 -100.00
2021-03-16 2021-03-15 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
S - Sale -4,250 0 -100.00 15.87 -67,448
2021-03-16 2021-03-12 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
J - Other 6,192 6,192
2021-03-16 2021-03-12 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
J - Other -619,221 0 -100.00
2021-01-20 2021-01-15 4 MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 16,500 16,500
2020-11-06 2020-01-08 4/A MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 150,000 150,000
2020-05-29 2020-05-28 4 ESPR Esperion Therapeutics, Inc.
Common Stock
A - Award 6,106 19,392 45.96
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -42,000 0 -100.00
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -30,000 0 -100.00
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -30,000 0 -100.00
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -30,000 0 -100.00
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -25,000 0 -100.00
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -25,000 0 -100.00
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -20,000 0 -100.00
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -20,000 0 -100.00
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -50,000 0 -100.00
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -25,159 0 -100.00 6.30 -158,502
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -3,393,382 0 -100.00 6.30 -21,378,307
2020-01-29 2020-01-28 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -36,431 0 -100.00 6.30 -229,515
2020-01-10 2020-01-08 4 MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 100,000 100,000
2019-08-08 2019-08-06 4 OBLN OBALON THERAPEUTICS INC
Warrants to Purchase Common Stock
P - Purchase 187,500 187,500 4.00 750,000 750,000
2019-08-08 2019-08-06 4 OBLN OBALON THERAPEUTICS INC
Common Stock
P - Purchase 250,000 813,433 44.37 4.00 1,000,000 3,253,732
2019-05-31 2019-05-29 4 ESPR Esperion Therapeutics, Inc.
Common Stock
A - Award 4,967 13,286 59.71
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
45,054
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
45,054
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
45,054
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
45,054
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
45,054
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
45,054
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
45,054
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
45,054
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
6,072,088
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
6,072,088
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
6,072,088
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
6,072,088
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
6,072,088
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
6,072,088
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
6,072,088
2019-05-13 3 ADYX Alliqua BioMedical, Inc.
Common Stock
6,072,088
2019-03-21 2019-03-21 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other 1,356 8,319 19.47
2019-03-21 2019-03-21 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other -17,790 0 -100.00
2019-03-21 2019-03-19 4 ESPR Esperion Therapeutics, Inc.
Common Stock
S - Sale -1,700 0 -100.00 45.25 -76,925
2019-03-21 2019-03-19 4 ESPR Esperion Therapeutics, Inc.
Common Stock
S - Sale -13,629 1,700 -88.91 44.66 -608,671 75,922
2019-03-21 2019-03-19 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other 17,790 17,790
2019-03-21 2019-03-19 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other -1,101,080 0 -100.00
2019-02-28 2019-02-26 4 MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 35,000 35,000
2019-01-25 2019-01-23 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 42,000 42,000
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Warrants to Purchase Common Stock
P - Purchase 15,000 15,000
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series B Preferred Stock
C - Conversion -6,810,098 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Convertible Promissory Note
C - Conversion 0
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series D-1 Preferred Stock
C - Conversion -3,682,919 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series D Preferred Stock
C - Conversion -6,396,105 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series C Preferred Stock
C - Conversion -5,426,808 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series B-1 Preferred Stock
C - Conversion -2,986,762 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Common Stock
P - Purchase 15,000 943,878 1.61 6.12 91,875 5,781,253
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Common Stock
C - Conversion 337,694 929,878 57.03 4.59 1,550,015 4,268,140
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Common Stock
C - Conversion 591,184 591,184
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series B Preferred Stock
C - Conversion -50,532 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Convertible Promissory Note
C - Conversion 0
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series D-1 Preferred Stock
C - Conversion -27,328 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series D Preferred Stock
C - Conversion -47,460 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series C Preferred Stock
C - Conversion -40,268 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Series B-1 Preferred Stock
C - Conversion -22,161 0 -100.00
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Common Stock
C - Conversion 2,505 6,891 57.11 4.59 11,498 31,630
2018-08-27 2018-08-23 4 BNGO BioNano Genomics, Inc
Common Stock
C - Conversion 4,386 4,386
2018-08-27 2018-08-23 4 OBLN OBALON THERAPEUTICS INC
Common Stock
P - Purchase 1,648,359 5,634,329 41.35 1.82 3,000,013 10,254,479
2018-08-21 3 BNGO BioNano Genomics, Inc
Common Stock
280
2018-08-21 3 BNGO BioNano Genomics, Inc
Common Stock
280
2018-08-21 3 BNGO BioNano Genomics, Inc
Common Stock
280
2018-08-21 3 BNGO BioNano Genomics, Inc
Common Stock
280
2018-08-21 3 BNGO BioNano Genomics, Inc
Common Stock
280
2018-08-21 3 BNGO BioNano Genomics, Inc
Common Stock
280
2018-08-21 3 BNGO BioNano Genomics, Inc
Common Stock
280
2018-08-21 3 BNGO BioNano Genomics, Inc
Common Stock
280
2018-06-26 2018-06-22 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other 3,846 6,963 123.39
2018-06-26 2018-06-22 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other -21,471 0 -100.00
2018-06-04 2018-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other 5,000 36,431 15.91
2018-06-04 2018-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other -25,000 0 -100.00
2018-05-25 2018-05-23 4 ESPR Esperion Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 10,100 10,100
2018-02-13 2018-02-09 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 30,000 30,000
2018-01-26 2018-01-26 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other 645 3,177 25.47
2018-01-26 2018-01-26 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other -8,500 0 -100.00
2018-01-26 2018-01-25 4 ESPR Esperion Therapeutics, Inc.
Common Stock
S - Sale -11,674 15,329 -43.23 71.79 -838,076 1,100,469
2018-01-26 2018-01-24 4 ESPR Esperion Therapeutics, Inc.
Warrant to Purchase Common Stock
M - Exercise -1,193 0 -100.00
2018-01-26 2018-01-24 4 ESPR Esperion Therapeutics, Inc.
Warrant to Purchase Common Stock
M - Exercise -70,042 0 -100.00
2018-01-26 2018-01-24 4 ESPR Esperion Therapeutics, Inc.
Common Stock
F - Taxes -117 27,003 -0.43 71.82 -8,403 1,939,355
2018-01-26 2018-01-24 4 ESPR Esperion Therapeutics, Inc.
Common Stock
M - Exercise 1,193 27,120 4.60 6.99 8,339 189,569
2018-01-26 2018-01-24 4 ESPR Esperion Therapeutics, Inc.
Common Stock
F - Taxes -6,814 1,101,080 -0.62 71.82 -489,381 79,079,566
2018-01-26 2018-01-24 4 ESPR Esperion Therapeutics, Inc.
Common Stock
M - Exercise 70,042 1,107,894 6.75 6.99 489,594 7,744,179
2018-01-26 2018-01-24 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other 8,500 8,500
2018-01-26 2018-01-24 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other -850,000 1,037,852 -45.02
2018-01-24 2018-01-22 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
J - Other 2,250 46,450 5.09
2018-01-24 2018-01-22 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
J - Other -2,250 3,900 -36.59
2017-12-20 2017-12-18 4 DRNA Dicerna Pharmaceuticals Inc
Redeemable Convertible Preferred Stock
C - Conversion -368 0 -100.00
2017-12-20 2017-12-18 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
A - Award 282 25,730 1.11
2017-12-20 2017-12-18 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
C - Conversion 12,444 25,448 95.69 3.19 39,696 81,179
2017-12-20 2017-12-18 4 DRNA Dicerna Pharmaceuticals Inc
Redeemable Convertible Preferred Stock
C - Conversion -49,632 0 -100.00
2017-12-20 2017-12-18 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
A - Award 37,890 3,469,029 1.10
2017-12-20 2017-12-18 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
C - Conversion 1,678,432 3,431,139 95.76 3.19 5,354,198 10,945,333
2017-12-13 2017-12-11 4 OCRX Ocera Therapeutics, Inc.
Common Stock
D - Sale to Issuer -988,285 0 -100.00
2017-12-13 2017-12-11 4 OCRX Ocera Therapeutics, Inc.
Common Stock
D - Sale to Issuer -47,963 0 -100.00
2017-12-13 2017-12-11 4 OCRX Ocera Therapeutics, Inc.
Common Stock
D - Sale to Issuer -15,731 0 -100.00
2017-12-13 2017-12-11 4 OCRX Ocera Therapeutics, Inc.
Warrant to Purchase Common Stock
D - Sale to Issuer -20,150 0 -100.00
2017-12-13 2017-12-11 4 OCRX Ocera Therapeutics, Inc.
Warrant to Purchase Common Stock
D - Sale to Issuer -20,150 0 -100.00
2017-12-13 2017-12-11 4 OCRX Ocera Therapeutics, Inc.
Common Stock
D - Sale to Issuer -1,857,036 0 -100.00
2017-12-13 2017-12-11 4 OCRX Ocera Therapeutics, Inc.
Common Stock
D - Sale to Issuer -7,333 0 -100.00
2017-12-08 2017-12-08 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other 2,472 2,472
2017-12-08 2017-12-08 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other -32,560 0 -100.00
2017-12-08 2017-12-06 4 ESPR Esperion Therapeutics, Inc.
Common Stock
S - Sale -9,326 25,927 -26.45 53.85 -502,205 1,396,169
2017-12-08 2017-12-06 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other 3,291 32,560 11.24
2017-12-08 2017-12-06 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other -329,083 1,887,852 -14.84
2017-12-08 2017-12-06 4 MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 35,000 35,000
2017-09-11 2017-09-11 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
J - Other 1,650 44,200 3.88
2017-09-11 2017-09-11 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
J - Other -1,650 6,150 -21.15
2017-08-14 2017-08-10 4 ACHN ACHILLION PHARMACEUTICALS INC
Warrants to Purchase Common Stock
M - Exercise -20,706 0 -100.00
2017-08-14 2017-08-10 4 ACHN ACHILLION PHARMACEUTICALS INC
Warrants to Purchase Common Stock
M - Exercise -2,790,539 0 -100.00
2017-08-14 2017-08-10 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
F - Taxes -12,726 25,159 -33.59 5.06 -64,394 127,305
2017-08-14 2017-08-10 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
M - Exercise 20,706 37,885 120.53 3.11 64,447 117,917
2017-08-14 2017-08-10 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
F - Taxes -1,714,954 3,393,382 -33.57 5.06 -8,677,667 17,170,513
2017-08-14 2017-08-10 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
M - Exercise 2,790,539 5,108,336 120.40 3.11 8,685,553 15,899,696
2017-04-19 2017-04-17 4 ESPR Esperion Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 14,000 14,000
2017-04-12 2017-04-11 4 DRNA Dicerna Pharmaceuticals Inc
Redeemable Convertible Preferred Stock
P - Purchase 49,632 49,632 100.00 4,963,200 4,963,200
2017-04-12 2017-04-11 4 DRNA Dicerna Pharmaceuticals Inc
Redeemable Convertible Preferred Stock
P - Purchase 368 368 100.00 36,800 36,800
2017-01-19 2017-01-17 4 MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 10,500 10,500
2017-01-19 2017-01-17 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
A - Award 4,500 7,800 136.36
2017-01-19 2017-01-19 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 30,000 30,000
2016-11-04 2016-11-01 4 TBRA Tobira Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer 17,695 0 -100.00
2016-11-04 2016-11-01 4 TBRA Tobira Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer 1,071 0 -100.00
2016-11-04 2016-11-01 4 TBRA Tobira Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer 1,996 0 -100.00
2016-11-04 2016-11-01 4 TBRA Tobira Therapeutics, Inc.
Common Stock
U - Other -38,094 0 -100.00 28.35 -1,079,965
2016-11-03 2016-11-01 4 TBRA Tobira Therapeutics, Inc.
Common Stock
U - Other -3,553,322 0 -100.00 28.35 -100,736,679
2016-11-03 2016-11-01 4 TBRA Tobira Therapeutics, Inc.
Common Stock
U - Other -47,613 0 -100.00 28.35 -1,349,829
2016-11-03 2016-11-01 4 TBRA Tobira Therapeutics, Inc.
Common Stock
U - Other -1,657 0 -100.00 28.35 -46,976
2016-11-03 2016-11-01 4 TBRA Tobira Therapeutics, Inc.
Common Stock
U - Other -285,679 0 -100.00 28.35 -8,099,000
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -14,271 0 -100.00
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series B Preferred Stock
C - Conversion -20,583 0 -100.00
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series A Preferred Stock
C - Conversion -11,083 0 -100.00
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Common Stock
C - Conversion 49,570 49,570
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series E Preferred Stock
C - Conversion -482,326 0 -100.00
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series D Preferred Stock
C - Conversion -597,207 0 -100.00
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -836,722 0 -100.00
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series B Preferred Stock
C - Conversion -1,206,836 0 -100.00
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series A Preferred Stock
C - Conversion -649,835 0 -100.00
2016-10-14 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Common Stock
C - Conversion 3,985,970 3,985,970
2016-09-13 2016-09-09 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
J - Other -1,943,109 0 -100.00
2016-08-05 2016-08-03 4 MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 7,700 7,700
2016-08-05 2016-08-03 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
A - Award 3,300 3,300
2016-08-03 2016-08-03 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
S - Sale -129 3,039 -4.07 8.15 -1,051 24,768
2016-08-03 2016-08-02 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
S - Sale -32 3,168 -1.00 8.71 -279 27,593
2016-08-03 2016-08-01 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
S - Sale -84 3,200 -2.56 8.82 -741 28,224
2016-08-03 2016-08-03 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
S - Sale -81,094 1,943,109 -4.01 8.15 -660,916 15,836,338
2016-08-03 2016-08-02 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
S - Sale -19,718 2,024,203 -0.96 8.71 -171,744 17,630,808
2016-08-03 2016-08-01 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
S - Sale -52,216 2,043,921 -2.49 8.82 -460,545 18,027,383
2016-07-12 2016-07-12 4 NONE Celator Pharmaceuticals Inc
Stock Option (Right to Buy)
D - Sale to Issuer -14,000 0 -100.00
2016-07-12 2016-07-12 4 NONE Celator Pharmaceuticals Inc
Stock Option (Right to Buy)
D - Sale to Issuer -14,000 0 -100.00
2016-07-12 2016-07-12 4 NONE Celator Pharmaceuticals Inc
Stock Option (Right to Buy)
D - Sale to Issuer -28,000 0 -100.00
2016-07-12 2016-07-12 4 NONE Celator Pharmaceuticals Inc
Warrant to Purchase Common Stock
D - Sale to Issuer -85,777 0 -100.00
2016-07-12 2016-07-12 4 NONE Celator Pharmaceuticals Inc
Warrant to Purchase Common Stock
D - Sale to Issuer -32,091 0 -100.00
2016-07-12 2016-07-12 4 NONE Celator Pharmaceuticals Inc
Warrant to Purchase Common Stock
D - Sale to Issuer -44,495 0 -100.00
2016-07-12 2016-07-12 4 NONE Celator Pharmaceuticals Inc
Common Stock
D - Sale to Issuer -5,867 0 -100.00 30.25 -177,477
2016-07-12 2016-07-12 4 NONE Celator Pharmaceuticals Inc
Common Stock
D - Sale to Issuer -16,733 0 -100.00 30.25 -506,173
2016-07-12 2016-07-12 4 NONE Celator Pharmaceuticals Inc
Common Stock
D - Sale to Issuer -2,378,924 0 -100.00 30.25 -71,962,451
2016-06-13 2016-06-09 4 ESPR Esperion Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 8,000 8,000
2016-05-27 2016-05-26 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -5,880 10,328 -36.28 4.70 -27,636 48,542
2016-05-27 2016-05-26 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -344,120 606,283 -36.21 4.70 -1,617,364 2,849,530
2016-05-02 2016-04-28 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
S - Sale -149,765 2,096,137 -6.67 6.96 -1,042,364 14,589,114
2016-05-02 2016-04-28 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
S - Sale -235 3,284 -6.68 6.96 -1,636 22,857
2016-04-27 2016-04-27 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -61 16,208 -0.37 5.02 -306 81,364
2016-04-27 2016-04-25 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -21 16,269 -0.13 5.20 -109 84,599
2016-04-27 2016-04-27 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -3,603 950,403 -0.38 5.02 -18,087 4,771,023
2016-04-27 2016-04-25 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -1,492 954,006 -0.16 5.20 -7,758 4,960,831
2016-04-21 2016-04-20 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -76 16,290 -0.46 5.29 -402 86,174
2016-04-21 2016-04-19 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -632 16,366 -3.72 5.36 -3,388 87,722
2016-04-21 2016-04-20 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -4,424 955,498 -0.46 5.29 -23,403 5,054,584
2016-04-21 2016-04-19 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -37,054 959,922 -3.72 5.36 -198,609 5,145,182
2016-04-13 2016-04-11 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -75 16,998 -0.44 5.22 -392 88,730
2016-04-13 2016-04-11 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -4,348 996,976 -0.43 5.22 -22,697 5,204,215
2016-04-08 2016-04-08 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -251 17,073 -1.45 5.35 -1,343 91,341
2016-04-08 2016-04-07 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -475 17,324 -2.67 5.26 -2,498 91,124
2016-04-08 2016-04-06 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -148 17,799 -0.82 5.22 -773 92,911
2016-04-08 2016-04-08 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -14,554 1,001,324 -1.43 5.35 -77,864 5,357,083
2016-04-08 2016-04-07 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -27,781 1,015,878 -2.66 5.26 -146,128 5,343,518
2016-04-08 2016-04-06 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -8,669 1,043,659 -0.82 5.22 -45,252 5,447,900
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Series C-1 Preferred Stock
C - Conversion -360,640 0 -100.00
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Series B-1 Preferred Stock
C - Conversion -400,422 0 -100.00
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Common Stock
C - Conversion 761,062 761,062
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Series C-1 Preferred Stock
C - Conversion -2,674 0 -100.00
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Series B-1 Preferred Stock
C - Conversion -2,967 0 -100.00
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Common Stock
C - Conversion 5,641 5,641
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Series A-1 Preferred Stock
C - Conversion -13,925 0 -100.00
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Common Stock
C - Conversion 13,925 13,925
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Series B-1 Preferred Stock
C - Conversion -444,460 0 -100.00
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Series A-1 Preferred Stock
C - Conversion -1,299,394 0 -100.00
2016-03-08 2016-03-08 4 SNDX Syndax Pharmaceuticals Inc
Common Stock
C - Conversion 1,743,854 1,743,854
2016-03-02 3 SNDX Syndax Pharmaceuticals Inc
Common Stock
27,128
2016-03-02 3 SNDX Syndax Pharmaceuticals Inc
Common Stock
27,128
2016-03-02 3 SNDX Syndax Pharmaceuticals Inc
Common Stock
27,128
2016-03-02 3 SNDX Syndax Pharmaceuticals Inc
Common Stock
27,128
2016-03-02 3 SNDX Syndax Pharmaceuticals Inc
Common Stock
27,128
2016-03-02 3 SNDX Syndax Pharmaceuticals Inc
Common Stock
27,128
2016-03-02 3 SNDX Syndax Pharmaceuticals Inc
Common Stock
27,128
2016-03-02 3 SNDX Syndax Pharmaceuticals Inc
Common Stock
27,128
2016-03-02 3 SNDX Syndax Pharmaceuticals Inc
Common Stock
27,128
2016-01-26 2016-01-25 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 30,000 30,000
2015-11-12 2015-11-11 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -370 17,179 -2.11 10.31 -3,815 177,115
2015-11-12 2015-11-11 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -49,630 2,317,797 -2.10 10.31 -511,685 23,896,487
2015-11-12 2015-11-10 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -1,325 17,549 -7.02 10.43 -13,820 183,036
2015-11-12 2015-11-10 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -177,749 2,367,427 -6.98 10.43 -1,853,922 24,692,264
2015-11-12 2015-11-09 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -2,375 18,874 -11.18 10.01 -23,774 188,929
2015-11-12 2015-11-09 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -318,551 2,545,176 -11.12 10.01 -3,188,696 25,477,212
2015-09-29 2015-09-25 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -69 21,249 -0.32 8.22 -567 174,667
2015-09-29 2015-09-25 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -9,241 2,863,727 -0.32 8.22 -75,961 23,539,836
2015-08-20 2015-08-18 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -11,836 1,052,328 -1.11 7.02 -83,089 7,387,343
2015-08-20 2015-08-18 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -202 17,947 -1.11 7.02 -1,418 125,988
2015-08-18 2015-08-18 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other 31,431 31,431
2015-08-18 2015-08-18 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other -483,521 0 -100.00
2015-08-18 2015-08-14 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -37,843 21,318 -63.97 7.51 -284,201 160,098
2015-07-22 2015-07-20 4 MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 6,300 6,300
2015-07-01 2015-06-30 4 GKOS GLAUKOS Corp
Series F Preferred Stock
C - Conversion -286,983 0 -100.00
2015-07-01 2015-06-30 4 GKOS GLAUKOS Corp
Series E Preferred Stock
C - Conversion -589,100 0 -100.00
2015-07-01 2015-06-30 4 GKOS GLAUKOS Corp
Common Stock
C - Conversion 876,083 876,083
2015-07-01 2015-06-30 4 GKOS GLAUKOS Corp
Series F Preferred Stock
C - Conversion -2,130 0 -100.00
2015-07-01 2015-06-30 4 GKOS GLAUKOS Corp
Series E Preferred Stock
C - Conversion -4,371 0 -100.00
2015-07-01 2015-06-30 4 GKOS GLAUKOS Corp
Common Stock
C - Conversion 6,501 6,501
2015-06-24 3 GKOS GLAUKOS Corp
Common Stock
126,400
2015-06-24 3 GKOS GLAUKOS Corp
Common Stock
126,400
2015-06-24 3 GKOS GLAUKOS Corp
Common Stock
126,400
2015-06-24 3 GKOS GLAUKOS Corp
Common Stock
126,400
2015-06-24 3 GKOS GLAUKOS Corp
Common Stock
126,400
2015-06-24 3 GKOS GLAUKOS Corp
Common Stock
126,400
2015-06-24 3 GKOS GLAUKOS Corp
Common Stock
126,400
2015-06-24 3 GKOS GLAUKOS Corp
Common Stock
126,400
2015-06-24 3 GKOS GLAUKOS Corp
Common Stock
126,400
2015-06-12 2015-06-11 4 NONE Celator Pharmaceuticals Inc
Stock Option (Right to Buy)
A - Award 14,000 14,000
2015-05-22 2015-05-21 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other 222,630 483,521 85.33
2015-05-22 2015-05-21 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other -1,700,000 2,872,968 -37.17
2015-05-15 2015-05-14 4 ESPR Esperion Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 8,000 8,000
2015-05-12 2015-05-12 4 LIFE aTYR PHARMA INC
Series E Preferred Stock
C - Conversion -887,073 0 -100.00
2015-05-12 2015-05-12 4 LIFE aTYR PHARMA INC
Series D Preferred Stock
C - Conversion -1,506,901 0 -100.00
2015-05-12 2015-05-12 4 LIFE aTYR PHARMA INC
Series C Preferred Stock
C - Conversion -12,143,933 0 -100.00
2015-05-12 2015-05-12 4 LIFE aTYR PHARMA INC
Common Stock
C - Conversion 1,807,820 1,807,820
2015-05-12 2015-05-12 4 LIFE aTYR PHARMA INC
Series E Preferred Stock
C - Conversion -6,581 0 -100.00
2015-05-12 2015-05-12 4 LIFE aTYR PHARMA INC
Series D Preferred Stock
C - Conversion -11,182 0 -100.00
2015-05-12 2015-05-12 4 LIFE aTYR PHARMA INC
Series C Preferred Stock
C - Conversion -90,110 0 -100.00
2015-05-12 2015-05-12 4 LIFE aTYR PHARMA INC
Common Stock
C - Conversion 13,414 13,414
2015-05-11 2015-05-11 4 CLCD CoLucid Pharmaceuticals, Inc.
Series B Preferred Stock
C - Conversion -1,565 0 -100.00
2015-05-11 2015-05-11 4 CLCD CoLucid Pharmaceuticals, Inc.
Series A Preferred Stock
C - Conversion -1,954 0 -100.00
2015-05-11 2015-05-11 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
C - Conversion 3,519 3,519
2015-05-11 2015-05-11 4 CLCD CoLucid Pharmaceuticals, Inc.
Series C Preferred Stock
C - Conversion -464,756 0 -100.00
2015-05-11 2015-05-11 4 CLCD CoLucid Pharmaceuticals, Inc.
Series B Preferred Stock
C - Conversion -939,289 0 -100.00
2015-05-11 2015-05-11 4 CLCD CoLucid Pharmaceuticals, Inc.
Series A Preferred Stock
C - Conversion -798,188 0 -100.00
2015-05-11 2015-05-11 4 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
C - Conversion 2,202,233 2,245,902 5,043.01
2015-05-06 2015-05-04 4 TBRA Tibira Therapeutics, Inc.
Common Stock
J - Other 36,187 38,094 1,897.59
2015-05-06 2015-05-04 4 TBRA Regado Biosciences Inc
Common Stock
P - Purchase 277,777 3,553,322 8.48 10.62 2,949,992 37,736,280
2015-05-06 3 TBRA Regado Biosciences Inc
Common Stock
6,551,090
2015-05-06 3 TBRA Regado Biosciences Inc
Common Stock
6,551,090
2015-05-06 3 TBRA Regado Biosciences Inc
Common Stock
6,551,090
2015-05-06 3 TBRA Regado Biosciences Inc
Common Stock
6,551,090
2015-05-06 3 TBRA Regado Biosciences Inc
Common Stock
6,551,090
2015-05-06 3 TBRA Regado Biosciences Inc
Common Stock
6,551,090
2015-05-06 3 TBRA Regado Biosciences Inc
Common Stock
6,551,090
2015-05-06 3 TBRA Regado Biosciences Inc
Common Stock
6,551,090
2015-05-06 3 TBRA Tibira Therapeutics, Inc.
Common Stock
95,226
2015-05-06 3 TBRA Tibira Therapeutics, Inc.
Common Stock
95,226
2015-05-06 3 TBRA Tibira Therapeutics, Inc.
Common Stock
95,226
2015-05-06 3 TBRA Tibira Therapeutics, Inc.
Common Stock
95,226
2015-05-06 3 TBRA Tibira Therapeutics, Inc.
Common Stock
95,226
2015-05-06 3 TBRA Tibira Therapeutics, Inc.
Common Stock
95,226
2015-05-06 3 TBRA Tibira Therapeutics, Inc.
Common Stock
95,226
2015-05-06 3 TBRA Tibira Therapeutics, Inc.
Common Stock
95,226
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-06 3 LIFE aTYR PHARMA INC
Common Stock
18,858
2015-05-05 3 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
87,338
2015-05-05 3 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
87,338
2015-05-05 3 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
87,338
2015-05-05 3 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
87,338
2015-05-05 3 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
87,338
2015-05-05 3 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
87,338
2015-05-05 3 CLCD CoLucid Pharmaceuticals, Inc.
Common Stock
87,338
2015-04-16 2015-04-16 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -32,411 1,064,164 -2.96 7.07 -229,146 7,523,639
2015-04-16 2015-04-15 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -7,920 1,096,575 -0.72 7.58 -60,034 8,312,038
2015-04-16 2015-04-14 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -9,832 1,104,495 -0.88 7.78 -76,493 8,592,971
2015-04-16 2015-04-16 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -554 18,149 -2.96 7.07 -3,917 128,313
2015-04-16 2015-04-15 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -135 18,703 -0.72 7.58 -1,023 141,769
2015-04-16 2015-04-14 4 EVOK Evoke Pharma Inc
Common Stock
S - Sale -168 18,838 -0.88 7.78 -1,307 146,560
2015-03-24 2015-03-20 4 ESPR Esperion Therapeutics, Inc.
Common Stock
J - Other -350,000 2,216,935 -13.63
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series C Preferred Stock Warrant (Right to Buy)
M - Exercise -2,827 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series B-2 Preferred Stock Warrant (Right to Buy)
M - Exercise -1,570 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series C Preferred Stock
C - Conversion -102,282 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series B-2 Preferred Stock
C - Conversion -36,913 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series B Preferred Stock
C - Conversion -104,247 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series A Preferred Stock
C - Conversion -12,578 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
F - Taxes -1,725 48,025 -3.47 14.00 -24,150 672,350
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
M - Exercise 2,827 49,750 6.02 8.54 24,143 424,865
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
F - Taxes -958 46,923 -2.00 14.00 -13,412 656,922
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
M - Exercise 1,570 47,881 3.39 8.54 13,408 408,904
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
C - Conversion 46,311 46,311
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series C Preferred Stock Warrant (Right to Buy)
M - Exercise -165,790 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series B-2 Preferred Stock Warrant (Right to Buy)
M - Exercise -92,105 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series C Preferred Stock
C - Conversion -7,252,144 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series B-2 Preferred Stock
C - Conversion -2,164,305 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series B Preferred Stock
C - Conversion -6,111,968 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Series A Preferred Stock
C - Conversion -737,422 0 -100.00
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
P - Purchase 70,000 3,091,643 2.32 14.00 980,000 43,283,002
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
F - Taxes -101,132 3,021,643 -3.24 14.00 -1,415,848 42,303,002
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
M - Exercise 165,790 3,122,775 5.61 8.54 1,415,847 26,668,498
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
F - Taxes -56,185 2,956,985 -1.86 14.00 -786,590 41,397,790
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
M - Exercise 92,105 3,013,170 3.15 8.54 786,577 25,732,472
2014-12-10 2014-11-25 4/A NEOT Neothetics, Inc.
Common Stock
C - Conversion 2,921,065 2,921,065
2014-12-04 2014-12-02 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 25,000 25,000
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series C Preferred Stock Warrant (Right to Buy)
M - Exercise -165,790 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series B-2 Preferred Stock Warrant (Right to Buy)
M - Exercise -92,105 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series C Preferred Stock
C - Conversion -7,252,144 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series B-2 Preferred Stock
C - Conversion -2,164,305 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series B Preferred Stock
C - Conversion -6,111,968 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series A Preferred Stock
C - Conversion -737,422 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
P - Purchase 70,000 3,091,642 2.32 14.00 980,000 43,282,988
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
F - Taxes -101,132 3,021,642 -3.24 14.00 -1,415,848 42,302,988
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
M - Exercise 165,790 3,122,774 5.61 8.54 1,415,847 26,668,490
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
F - Taxes -56,185 2,956,984 -1.86 14.00 -786,590 41,397,776
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
M - Exercise 92,105 3,013,169 3.15 8.54 786,577 25,732,463
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
C - Conversion 2,921,064 2,921,064
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series C Preferred Stock Warrant (Right to Buy)
M - Exercise -2,827 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series B-2 Preferred Stock Warrant (Right to Buy)
M - Exercise -1,570 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series C Preferred Stock
C - Conversion -102,282 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series B-2 Preferred Stock
C - Conversion -36,913 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series B Preferred Stock
C - Conversion -104,247 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Series A Preferred Stock
C - Conversion -12,578 0 -100.00
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
F - Taxes -1,725 48,023 -3.47 14.00 -24,150 672,322
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
M - Exercise 2,827 49,748 6.03 8.54 24,143 424,848
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
F - Taxes -958 46,921 -2.00 14.00 -13,412 656,894
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
M - Exercise 1,570 47,879 3.39 8.54 13,408 408,887
2014-11-26 2014-11-25 4 NEOT Neothetics, Inc.
Common Stock
C - Conversion 46,309 46,309
2014-11-19 3 NEOT Neothetics, Inc.
Common Stock
7,868
2014-11-19 3 NEOT Neothetics, Inc.
Common Stock
7,868
2014-11-19 3 NEOT Neothetics, Inc.
Common Stock
7,868
2014-11-19 3 NEOT Neothetics, Inc.
Common Stock
7,868
2014-11-19 3 NEOT Neothetics, Inc.
Common Stock
7,868
2014-11-19 3 NEOT Neothetics, Inc.
Common Stock
7,868
2014-11-19 3 NEOT Neothetics, Inc.
Common Stock
7,868
2014-11-19 3 NEOT Neothetics, Inc.
Common Stock
7,868
2014-11-19 3 NEOT Neothetics, Inc.
Common Stock
7,868
2014-11-18 2014-11-17 4 DRTX Durata Therapeutics, Inc.
Common Stock
D - Sale to Issuer -6,250 0 -100.00
2014-11-18 2014-11-17 4 DRTX Durata Therapeutics, Inc.
Stock Option (Right to Buy)
D - Sale to Issuer -8,575 0 -100.00
2014-11-18 2014-11-17 4 DRTX Durata Therapeutics, Inc.
Common Stock
D - Sale to Issuer -22,306 0 -100.00
2014-11-18 2014-11-17 4 DRTX Durata Therapeutics, Inc.
Common Stock
D - Sale to Issuer -3,006,132 0 -100.00
2014-10-21 2014-10-21 4 ESPR Esperion Therapeutics, Inc.
Common Stock
P - Purchase 500,000 2,566,935 24.19 20.00 10,000,000 51,338,700
2014-10-21 2014-10-21 4 ATRA Atara Biotherapeutics, Inc.
Series B Preferred Stock
C - Conversion -4,606 0 -100.00
2014-10-21 2014-10-21 4 ATRA Atara Biotherapeutics, Inc.
Series A Preferred Stock
C - Conversion -9,443 0 -100.00
2014-10-21 2014-10-21 4 ATRA Atara Biotherapeutics, Inc.
Common Stock
P - Purchase 1,841 15,890 13.10 11.00 20,251 174,790
2014-10-21 2014-10-21 4 ATRA Atara Biotherapeutics, Inc.
Common Stock
C - Conversion 14,049 14,049
2014-10-21 2014-10-21 4 ATRA Atara Biotherapeutics, Inc.
Series B Preferred Stock
C - Conversion -620,776 0 -100.00
2014-10-21 2014-10-21 4 ATRA Atara Biotherapeutics, Inc.
Series A Preferred Stock
C - Conversion -1,272,607 0 -100.00
2014-10-21 2014-10-21 4 ATRA Atara Biotherapeutics, Inc.
Common Stock
P - Purchase 248,159 2,141,542 13.11 11.00 2,729,749 23,556,962
2014-10-21 2014-10-21 4 ATRA Atara Biotherapeutics, Inc.
Common Stock
C - Conversion 1,893,383 1,893,383
2014-10-01 2014-09-30 4 MRNS MARINUS PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 6,000 6,000
2014-09-12 2014-09-10 4 VCYT VERACYTE, INC.
Common Stock
J - Other -300,000 2,763,294 -9.79
2014-09-11 2014-09-09 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other 100,995 260,891 63.16
2014-09-11 2014-09-09 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other -1,200,000 4,572,968 -20.79
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Series C Preferred Stock Warrant (Right to Buy)
M - Exercise -502 0 -100.00
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Series D Preferred Stock
F - Taxes -1,386 0 -100.00
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Series C Preferred Stock
C - Conversion -6,866 0 -100.00
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Series B Preferred Stock
C - Conversion -3,238 0 -100.00
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Common Stock
F - Taxes -277 11,715 -2.31 16.00 -4,432 187,440
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Common Stock
M - Exercise 502 11,992 4.37 8.79 4,413 105,410
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Common Stock
C - Conversion 11,490 11,490
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Series C Preferred Stock Warrant (Right to Buy)
M - Exercise -67,755 0 -100.00
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Series D Preferred Stock
F - Taxes -186,828 0 -100.00
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Series C Preferred Stock
C - Conversion -925,479 0 -100.00
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Series B Preferred Stock
C - Conversion -436,485 0 -100.00
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Common Stock
F - Taxes -37,224 1,579,323 -2.30 16.00 -595,584 25,269,168
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Common Stock
M - Exercise 67,755 1,616,547 4.37 8.79 595,566 14,209,448
2014-08-18 2014-08-18 4 OTIC Otonomy, Inc.
Common Stock
C - Conversion 1,548,792 1,548,792
2014-08-07 2014-08-05 4 MRNS MARINUS PHARMACEUTICALS INC
Series C Preferred Stock
C - Conversion -1,165 0 -100.00
2014-08-07 2014-08-05 4 MRNS MARINUS PHARMACEUTICALS INC
Series B Preferred Stock
C - Conversion -7,043 0 -100.00
2014-08-07 2014-08-05 4 MRNS MARINUS PHARMACEUTICALS INC
Series A Preferred Stock
C - Conversion -8,792 0 -100.00
2014-08-07 2014-08-05 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
C - Conversion 17,000 17,000
2014-08-07 2014-08-05 4 MRNS MARINUS PHARMACEUTICALS INC
Series C Preferred Stock
C - Conversion -579,630 0 -100.00
2014-08-07 2014-08-05 4 MRNS MARINUS PHARMACEUTICALS INC
Series B Preferred Stock
C - Conversion -657,192 0 -100.00
2014-08-07 2014-08-05 4 MRNS MARINUS PHARMACEUTICALS INC
Series A Preferred Stock
C - Conversion -820,320 0 -100.00
2014-08-07 2014-08-05 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
P - Purchase 419,744 2,476,886 20.40 8.00 3,357,952 19,815,088
2014-08-07 2014-08-05 4 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
C - Conversion 2,057,142 2,057,142
2014-07-31 3 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
85,100
2014-07-31 3 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
85,100
2014-07-31 3 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
85,100
2014-07-31 3 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
85,100
2014-07-31 3 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
85,100
2014-07-31 3 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
85,100
2014-07-31 3 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
85,100
2014-07-31 3 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
85,100
2014-07-31 3 MRNS MARINUS PHARMACEUTICALS INC
Common Stock
85,100
2014-06-13 2014-06-12 4 NONE Celator Pharmaceuticals Inc
Stock Option (Right to Buy)
A - Award 14,000 14,000
2014-05-22 2014-05-21 4 DRTX Durata Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 8,575 8,575
2014-05-16 2014-05-15 4 ESPR Esperion Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 5,000 5,000
2014-05-07 2014-05-07 4 ALDX Aldeyra Therapeutics, Inc.
Convertible Promissory Note
C - Conversion 0
2014-05-07 2014-05-07 4 ALDX Aldeyra Therapeutics, Inc.
Common Stock
C - Conversion 21,250 1,973,389 1.09
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Series A Preferred Stock
C - Conversion -3,882 0 -100.00
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Common Stock
C - Conversion 9,208 9,208
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Series B Preferred Stock Warrant (Right to Buy)
M - Exercise -60,576 0 -100.00
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Series B Preferred Stock Warrant (Right to Buy)
M - Exercise -60,576 0 -100.00
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Series B Preferred Stock
C - Conversion -755,263 0 -100.00
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Series A Preferred Stock
C - Conversion -486,316 0 -100.00
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Common Stock
F - Taxes -39,063 1,952,139 -1.96 8.00 -312,504 15,617,112
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Common Stock
F - Taxes -39,063 1,952,139 -1.96 8.00 -312,504 15,617,112
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Common Stock
M - Exercise 60,576 1,991,202 3.14 5.16 312,572 10,274,602
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Common Stock
M - Exercise 60,576 1,991,202 3.14 5.16 312,572 10,274,602
2014-05-05 2014-05-01 4 ALDX Aldeyra Therapeutics, Inc.
Common Stock
C - Conversion 1,909,113 1,909,113
2014-05-01 3 ALDX Aldeyra Therapeutics, Inc.
Common Stock
20,716
2014-05-01 3 ALDX Aldeyra Therapeutics, Inc.
Common Stock
20,716
2014-05-01 3 ALDX Aldeyra Therapeutics, Inc.
Common Stock
20,716
2014-05-01 3 ALDX Aldeyra Therapeutics, Inc.
Common Stock
20,716
2014-05-01 3 ALDX Aldeyra Therapeutics, Inc.
Common Stock
20,716
2014-05-01 3 ALDX Aldeyra Therapeutics, Inc.
Common Stock
20,716
2014-05-01 3 ALDX Aldeyra Therapeutics, Inc.
Common Stock
20,716
2014-05-01 3 ALDX Aldeyra Therapeutics, Inc.
Common Stock
20,716
2014-05-01 3 ALDX Aldeyra Therapeutics, Inc.
Common Stock
20,716
2014-03-21 2014-03-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -27,500 0 -100.00 14.00 -385,000
2014-03-21 2014-03-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -78,369 0 -100.00 14.00 -1,097,166
2014-03-21 2014-03-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -7,313,241 0 -100.00 14.00 -102,385,374
2014-03-21 2014-03-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -50,743 0 -100.00 14.00 -710,402
2014-03-21 2014-03-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
D - Sale to Issuer -2,972,678 0 -100.00 14.00 -41,617,492
2014-03-17 2014-03-17 4 AKAO Achaogen Inc
Series D Preferred Stock
C - Conversion -7,430 0 -100.00
2014-03-17 2014-03-17 4 AKAO Achaogen Inc
Series C Preferred Stock
C - Conversion -15,799 0 -100.00
2014-03-17 2014-03-17 4 AKAO Achaogen Inc
Series B Preferred Stock
C - Conversion -10,661 0 -100.00
2014-03-17 2014-03-17 4 AKAO Achaogen Inc
Series D Preferred Stock
C - Conversion -435,663 0 -100.00
2014-03-17 2014-03-17 4 AKAO Achaogen Inc
Series C Preferred Stock
C - Conversion -926,321 0 -100.00
2014-03-17 2014-03-17 4 AKAO Achaogen Inc
Series B Preferred Stock
C - Conversion -625,065 0 -100.00
2014-03-17 2014-03-17 4 AKAO Achaogen Inc
Common Stock
C - Conversion 33,890 33,890
2014-03-17 2014-03-17 4 AKAO Achaogen Inc
Common Stock
C - Conversion 1,987,049 1,987,049
2014-02-14 2014-02-12 4 CADX CADENCE PHARMACEUTICALS INC
Warrants to Purchase Common Stock
M - Exercise -1,367,020 0 -100.00
2014-02-14 2014-02-12 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
F - Taxes -765,532 2,972,678 -20.48 14.00 -10,717,448 41,617,492
2014-02-14 2014-02-12 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
M - Exercise 1,367,020 3,738,210 57.65 7.84 10,717,437 29,307,566
2014-02-14 2014-02-12 4 CADX CADENCE PHARMACEUTICALS INC
Warrants to Purchase Common Stock
M - Exercise -23,317 0 -100.00
2014-02-14 2014-02-12 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
F - Taxes -13,058 50,743 -20.47 14.00 -182,812 710,402
2014-02-14 2014-02-12 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
M - Exercise 23,317 63,801 57.60 7.84 182,805 500,200
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Warrant
C - Conversion 156 156
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Warrant
C - Conversion -156 0 -100.00
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Series C Preferred Stock
C - Conversion -9,469 0 -100.00
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Series B Preferred Stock
C - Conversion -3,535 0 -100.00
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Warrant
C - Conversion 21,041 21,041
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Warrant
C - Conversion -21,041 0 -100.00
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Series C Preferred Stock
C - Conversion -1,276,243 0 -100.00
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Series B Preferred Stock
C - Conversion -476,464 0 -100.00
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
C - Conversion 13,004 13,004
2014-02-04 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
C - Conversion 1,752,707 1,752,707
2014-01-17 2014-01-16 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -2,230 34,907 -6.00 6.56 -14,629 228,990
2014-01-17 2014-01-15 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -1,010 37,137 -2.65 6.01 -6,070 223,193
2014-01-17 2014-01-16 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -204,315 3,590,931 -5.38 6.56 -1,340,306 23,556,507
2014-01-17 2014-01-15 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -92,445 3,795,246 -2.38 6.01 -555,594 22,809,428
2013-12-19 2013-12-17 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 25,000 25,000
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Warrant to Purchase Common Stock
J - Other 6,008 6,008
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Warrant to Purchase Series D Preferred Stock
J - Other -10,068 0 -100.00
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Series D Preferred Stock
C - Conversion -38,941 0 -100.00
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Series C Preferred Stock
C - Conversion -9,378 0 -100.00
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Series B Preferred Stock
C - Conversion -6,071 0 -100.00
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Warrant to Purchase Common Stock
J - Other 352,351 352,351
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Warrant to Purchase Series D Preferred Stock
J - Other -590,403 0 -100.00
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Series D Preferred Stock
C - Conversion -2,283,114 0 -100.00
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Series C Preferred Stock
C - Conversion -549,833 0 -100.00
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Series B Preferred Stock
C - Conversion -356,111 0 -100.00
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Common Stock
C - Conversion 54,390 54,390
2013-11-19 2013-11-19 4 TNDM TANDEM DIABETES CARE INC
Common Stock
C - Conversion 3,189,058 3,189,058
2013-11-04 2013-11-04 4 VCYT VERACYTE, INC.
Series C Preferred Stock
C - Conversion -5,053 0 -100.00
2013-11-04 2013-11-04 4 VCYT VERACYTE, INC.
Series C Preferred Stock
C - Conversion -680,972 0 -100.00
2013-11-04 2013-11-04 4 VCYT VERACYTE, INC.
Series B Preferred Stock
C - Conversion -17,677 0 -100.00
2013-11-04 2013-11-04 4 VCYT VERACYTE, INC.
Series B Preferred Stock
C - Conversion -2,382,322 0 -100.00
2013-11-04 2013-11-04 4 VCYT VERACYTE, INC.
Common Stock
C - Conversion 22,730 22,730
2013-11-04 2013-11-04 4 VCYT VERACYTE, INC.
Common Stock
C - Conversion 3,063,294 3,063,294
2013-09-30 2013-09-30 4 EVOK Evoke Pharma Inc
Series A Preferred Stock
C - Conversion -19,006 0 -100.00
2013-09-30 2013-09-30 4 EVOK Evoke Pharma Inc
Series A Preferred Stock
C - Conversion -1,114,327 0 -100.00
2013-09-30 2013-09-30 4 EVOK Evoke Pharma Inc
Common Stock
C - Conversion 19,006 19,006
2013-09-30 2013-09-30 4 EVOK Evoke Pharma Inc
Common Stock
C - Conversion 1,114,327 1,114,327
2013-09-24 3 EVOK Evoke Pharma Inc
Common Stock
5,250
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Series D Preferred Stock
C - Conversion -7,407 0 -100.00
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Series C Preferred Stock
C - Conversion -2,899 0 -100.00
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Series B Preferred Stock
C - Conversion -4,233 0 -100.00
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Series E Preferred Stock
C - Conversion -225,913 0 -100.00
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Series D Preferred Stock
C - Conversion -894,120 0 -100.00
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Series C Preferred Stock
C - Conversion -270,568 0 -100.00
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Series B Preferred Stock
C - Conversion -394,969 0 -100.00
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Common Stock
C - Conversion 7,407 14,920 98.59
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Common Stock
C - Conversion 2,899 7,513 62.83
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Common Stock
C - Conversion 4,233 4,614 1,111.02
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Common Stock
P - Purchase 750,000 2,571,117 41.18 4.00 3,000,000 10,284,468
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Common Stock
C - Conversion 225,913 1,821,117 14.16
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Common Stock
C - Conversion 894,120 1,595,204 127.53
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Common Stock
C - Conversion 270,568 701,084 62.85
2013-08-28 2013-08-27 4 RGDO Regado Biosciences Inc
Common Stock
C - Conversion 394,969 430,516 1,111.12
2013-08-21 3 RGDO Regado Biosciences Inc
Common Stock
35,547
2013-08-21 3 RGDO Regado Biosciences Inc
Common Stock
381
2013-08-21 3 RGDO Regado Biosciences Inc
Common Stock
17,171
2013-07-31 2013-07-15 4/A OCRX Ocera Therapeutics, Inc.
Common Stock
P - Purchase 331,873 1,857,036 21.76 6.03 1,999,999 11,191,242
2013-07-31 2013-07-15 4/A OCRX Ocera Therapeutics, Inc.
Common Stock
P - Purchase 7,333 7,333 6.03 44,192 44,192
2013-07-31 2013-07-15 4/A OCRX Ocera Therapeutics, Inc.
Common Stock
P - Purchase 988,285 988,285 6.03 5,955,801 5,955,801
2013-07-31 3/A OCRX Ocera Therapeutics, Inc.
Common Stock
47,963
2013-07-31 3/A OCRX Ocera Therapeutics, Inc.
Common Stock
1,525,163
2013-07-31 3/A OCRX Ocera Therapeutics, Inc.
Common Stock
15,731
2013-07-16 2013-07-15 4 OCRX Ocera Therapeutics, Inc.
Common Stock
P - Purchase 331,873 1,897,336 21.20 6.03 1,999,999 11,434,106
2013-07-16 2013-07-15 4 OCRX Ocera Therapeutics, Inc.
Common Stock
P - Purchase 7,333 7,333 6.03 44,192 44,192
2013-07-16 2013-07-15 4 OCRX Ocera Therapeutics, Inc.
Common Stock
P - Purchase 988,285 988,285 6.03 5,955,801 5,955,801
2013-07-16 3 OCRX Ocera Therapeutics, Inc.
Common Stock
47,963
2013-07-16 3 OCRX Ocera Therapeutics, Inc.
Common Stock
1,565,463
2013-07-16 3 OCRX Ocera Therapeutics, Inc.
Common Stock
15,731
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Warrant to Purchase Common Stock
J - Other 1,193 1,193
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Warrant to Purchase Series A Preferred Stock
J - Other -8,346 0 -100.00
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Series A Preferred Stock
C - Conversion -30,462 0 -100.00
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Warrant to Purchase Common Stock
J - Other 70,042 70,042
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Warrant to Purchase Series A Preferred Stock
J - Other -489,320 0 -100.00
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Series A Preferred Stock
C - Conversion -1,786,012 0 -100.00
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Common Stock
P - Purchase 4,791 35,253 15.73 14.00 67,074 493,542
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Common Stock
C - Conversion 30,462 30,462
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Common Stock
P - Purchase 280,923 2,066,935 15.73 14.00 3,932,922 28,937,090
2013-07-02 2013-07-01 4 ESPR Esperion Therapeutics, Inc.
Common Stock
C - Conversion 1,786,012 1,786,012
2013-06-25 3 ESPR Esperion Therapeutics, Inc.
Common Stock
21,471
2013-06-24 2013-06-20 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -114 38,147 -0.30 5.01 -571 191,116
2013-06-24 2013-06-20 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -10,516 3,887,691 -0.27 5.01 -52,685 19,477,332
2013-06-20 2013-06-19 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -22,423 3,898,207 -0.57 5.37 -120,412 20,933,372
2013-06-20 2013-06-18 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -32,855 3,920,630 -0.83 5.40 -177,417 21,171,402
2013-06-20 2013-06-19 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -244 38,261 -0.63 5.37 -1,310 205,462
2013-06-20 2013-06-18 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -359 38,505 -0.92 5.40 -1,939 207,927
2013-06-18 2013-06-17 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -959 38,864 -2.41 5.40 -5,179 209,866
2013-06-18 2013-06-14 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -425 39,823 -1.06 5.03 -2,138 200,310
2013-06-18 2013-06-17 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -87,812 3,953,485 -2.17 5.40 -474,185 21,348,819
2013-06-18 2013-06-14 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -38,897 4,041,297 -0.95 5.03 -195,652 20,327,724
2013-06-13 2013-06-11 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -59 40,248 -0.15 5.00 -295 201,240
2013-06-13 2013-06-11 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale X -5,337 4,080,194 -0.13 5.00 -26,685 20,400,970
2013-06-05 2013-06-04 4 CLVS Clovis Oncology, Inc.
Common Stock
S - Sale -159,192 2,581,745 -5.81 64.58 -10,280,619 166,729,092
2013-06-05 2013-06-04 4 CLVS Clovis Oncology, Inc.
Common Stock
S - Sale -2,779 44,034 -5.94 64.58 -179,468 2,843,716
2013-06-04 2013-06-03 4 NONE Celator Pharmaceuticals Inc
Stock Option (Right to Buy)
A - Award 28,000 28,000
2013-05-17 2013-05-16 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale -232 40,307 -0.57 4.50 -1,044 181,382
2013-05-17 2013-05-15 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale -251 40,539 -0.62 4.70 -1,180 190,533
2013-05-17 2013-05-16 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale -21,276 4,085,531 -0.52 4.50 -95,742 18,384,890
2013-05-17 2013-05-15 4 ALIM ALIMERA SCIENCES INC
Common Stock
S - Sale -22,966 4,106,807 -0.56 4.70 -107,940 19,301,993
2013-05-01 2013-04-29 4 NONE Celator Pharmaceuticals Inc
Warrant to Purchase Common Stock
J - Other 85,777 85,777
2013-05-01 2013-04-29 4 NONE Celator Pharmaceuticals Inc
Warrant to Purchase Common Stock
J - Other 12,906 32,091 67.27
2013-05-01 2013-04-29 4 NONE Celator Pharmaceuticals Inc
Warrant to Purchase Common Stock
J - Other 17,895 44,495 67.27
2013-05-01 2013-04-29 4 NONE Celator Pharmaceuticals Inc
Common Stock
J - Other 156,749 2,378,924 7.05
2013-04-17 2013-04-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -23,210 2,371,190 -0.97 6.62 -153,650 15,697,278
2013-04-17 2013-04-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -71,578 7,313,241 -0.97 6.62 -473,846 48,413,655
2013-04-10 2013-04-10 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -1,567 2,394,400 -0.07 6.72 -10,530 16,090,368
2013-04-10 2013-04-09 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -11,386 2,395,967 -0.47 6.71 -76,400 16,076,939
2013-04-10 2013-04-08 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -12,217 2,407,353 -0.50 6.52 -79,655 15,695,942
2013-04-10 2013-04-10 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -4,832 7,384,819 -0.07 6.72 -32,471 49,625,984
2013-04-10 2013-04-09 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -35,114 7,389,651 -0.47 6.71 -235,615 49,584,558
2013-04-10 2013-04-08 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -37,676 7,424,765 -0.50 6.52 -245,648 48,409,468
2013-03-22 2013-03-21 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -4,374 2,419,570 -0.18 5.35 -23,401 12,944,700
2013-03-22 2013-03-21 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -893 40,484 -2.16 5.49 -4,903 222,257
2013-03-22 2013-03-21 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -13,490 7,462,441 -0.18 5.35 -72,172 39,924,059
2013-03-22 2013-03-21 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -1,743 78,369 -2.18 5.49 -9,569 430,246
2013-03-21 2013-03-20 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -5,510 2,423,944 -0.23 5.22 -28,762 12,652,988
2013-03-21 2013-03-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -7,925 2,429,454 -0.33 5.19 -41,131 12,608,866
2013-03-21 2013-03-20 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -92 41,377 -0.22 5.22 -480 215,988
2013-03-21 2013-03-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -134 41,469 -0.32 5.19 -695 215,224
2013-03-21 2013-03-20 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -182 80,112 -0.23 5.22 -950 418,185
2013-03-21 2013-03-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -261 80,294 -0.32 5.19 -1,355 416,726
2013-03-21 2013-03-20 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -16,995 7,475,931 -0.23 5.22 -88,714 39,024,360
2013-03-21 2013-03-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -24,442 7,492,926 -0.33 5.19 -126,854 38,888,286
2013-03-19 2013-03-18 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -8,020 2,437,379 -0.33 5.16 -41,383 12,576,876
2013-03-19 2013-03-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -9,636 2,445,399 -0.39 5.28 -50,878 12,911,707
2013-03-19 2013-03-18 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -135 41,603 -0.32 5.16 -697 214,671
2013-03-19 2013-03-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -163 41,738 -0.39 5.28 -861 220,377
2013-03-19 2013-03-18 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -265 80,555 -0.33 5.16 -1,367 415,664
2013-03-19 2013-03-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -318 80,820 -0.39 5.28 -1,679 426,730
2013-03-19 2013-03-18 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -24,736 7,517,368 -0.33 5.16 -127,638 38,789,619
2013-03-19 2013-03-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -29,719 7,542,104 -0.39 5.28 -156,916 39,822,309
2013-03-15 2013-03-14 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -5,020 2,455,035 -0.20 5.36 -26,907 13,158,988
2013-03-15 2013-03-13 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -7,733 2,460,055 -0.31 5.40 -41,758 13,284,297
2013-03-15 2013-03-14 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -85 41,901 -0.20 5.36 -456 224,589
2013-03-15 2013-03-13 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -131 41,986 -0.31 5.40 -707 226,724
2013-03-15 2013-03-14 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -166 81,138 -0.20 5.36 -890 434,900
2013-03-15 2013-03-13 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -256 81,304 -0.31 5.40 -1,382 439,042
2013-03-15 2013-03-14 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -15,480 7,571,823 -0.20 5.36 -82,973 40,584,971
2013-03-15 2013-03-13 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -23,848 7,587,303 -0.31 5.40 -128,779 40,971,436
2013-03-13 2013-03-12 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -6,346 2,467,788 -0.26 5.38 -34,141 13,276,699
2013-03-13 2013-03-11 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -4,118 2,474,134 -0.17 5.34 -21,990 13,211,876
2013-03-13 2013-03-12 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -107 42,117 -0.25 5.38 -576 226,589
2013-03-13 2013-03-11 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -70 42,224 -0.17 5.34 -374 225,476
2013-03-13 2013-03-12 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -210 81,560 -0.26 5.38 -1,130 438,793
2013-03-13 2013-03-11 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -136 81,770 -0.17 5.34 -726 436,652
2013-03-13 2013-03-12 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -19,569 7,611,151 -0.26 5.38 -105,281 40,947,992
2013-03-13 2013-03-11 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -12,700 7,630,720 -0.17 5.34 -67,818 40,748,045
2013-03-11 2013-03-08 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -5,154 2,478,252 -0.21 5.32 -27,419 13,184,301
2013-03-11 2013-03-07 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -12,701 2,483,406 -0.51 5.22 -66,299 12,963,379
2013-03-11 2013-03-08 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -88 42,294 -0.21 5.32 -468 225,004
2013-03-11 2013-03-07 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -215 42,382 -0.50 5.22 -1,122 221,234
2013-03-11 2013-03-08 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -171 81,906 -0.21 5.32 -910 435,740
2013-03-11 2013-03-07 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -420 82,077 -0.51 5.22 -2,192 428,442
2013-03-11 2013-03-08 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -15,892 7,643,420 -0.21 5.32 -84,545 40,662,994
2013-03-11 2013-03-07 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -39,168 7,659,312 -0.51 5.22 -204,457 39,981,609
2013-03-07 2013-03-06 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -3,839 2,496,107 -0.15 5.06 -19,425 12,630,301
2013-03-07 2013-03-05 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -4,039 2,499,946 -0.16 5.01 -20,235 12,524,729
2013-03-07 2013-03-06 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -65 42,597 -0.15 5.06 -329 215,541
2013-03-07 2013-03-05 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -69 42,662 -0.16 5.01 -346 213,737
2013-03-07 2013-03-06 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -11,841 7,698,480 -0.15 5.06 -59,915 38,954,309
2013-03-07 2013-03-05 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -12,454 7,710,321 -0.16 5.01 -62,395 38,628,708
2013-03-07 2013-03-06 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -127 82,497 -0.15 5.06 -643 417,435
2013-03-07 2013-03-05 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -134 82,624 -0.16 5.01 -671 413,946
2013-03-06 2013-03-06 4 CLVS Clovis Oncology, Inc.
Common Stock
S - Sale -1,651 46,813 -3.41 24.51 -40,466 1,147,387
2013-03-06 2013-03-05 4 CLVS Clovis Oncology, Inc.
Common Stock
S - Sale -2,132 48,464 -4.21 24.69 -52,639 1,196,576
2013-03-06 2013-03-04 4 CLVS Clovis Oncology, Inc.
Common Stock
S - Sale -417 50,596 -0.82 24.44 -10,191 1,236,566
2013-03-06 2013-03-06 4 CLVS Clovis Oncology, Inc.
Common Stock
S - Sale -98,349 2,740,937 -3.46 24.51 -2,410,534 67,180,366
2013-03-06 2013-03-05 4 CLVS Clovis Oncology, Inc.
Common Stock
S - Sale -126,868 2,839,286 -4.28 24.69 -3,132,371 70,101,971
2013-03-06 2013-03-04 4 CLVS Clovis Oncology, Inc.
Common Stock
S - Sale -24,783 2,966,154 -0.83 24.44 -605,697 72,492,804
2013-03-05 2013-03-04 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -5,145 2,503,985 -0.21 5.01 -25,776 12,544,965
2013-03-05 2013-03-01 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -7,635 2,509,130 -0.30 5.01 -38,251 12,570,741
2013-03-05 2013-03-04 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -88 42,731 -0.21 5.01 -441 214,082
2013-03-05 2013-03-01 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -130 42,819 -0.30 5.01 -651 214,523
2013-03-05 2013-03-04 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -170 82,758 -0.20 5.01 -852 414,618
2013-03-05 2013-03-01 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -253 82,928 -0.30 5.01 -1,268 415,469
2013-03-05 2013-03-04 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -15,865 7,722,775 -0.21 5.01 -79,484 38,691,103
2013-03-05 2013-03-01 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -23,548 7,738,640 -0.30 5.01 -117,975 38,770,586
2013-02-22 2013-02-20 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -1,998 2,516,765 -0.08 5.01 -10,010 12,608,993
2013-02-22 2013-02-20 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -34 42,949 -0.08 5.01 -170 215,174
2013-02-22 2013-02-20 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -6,160 7,762,188 -0.08 5.01 -30,862 38,888,562
2013-02-22 2013-02-20 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -66 83,181 -0.08 5.01 -331 416,737
2013-02-20 2013-02-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -10,076 2,518,763 -0.40 5.02 -50,582 12,644,190
2013-02-20 2013-02-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -2,967 2,528,839 -0.12 5.00 -14,835 12,644,195
2013-02-20 2013-02-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -171 42,983 -0.40 5.02 -858 215,775
2013-02-20 2013-02-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -51 43,154 -0.12 5.00 -255 215,770
2013-02-20 2013-02-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -334 83,247 -0.40 5.02 -1,677 417,900
2013-02-20 2013-02-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -99 83,581 -0.12 5.00 -495 417,905
2013-02-20 2013-02-19 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -31,075 7,768,348 -0.40 5.02 -155,996 38,997,107
2013-02-20 2013-02-15 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -9,148 7,799,423 -0.12 5.00 -45,740 38,997,115
2013-02-15 2013-02-14 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -2,951 2,531,806 -0.12 5.01 -14,785 12,684,348
2013-02-15 2013-02-13 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -5,763 2,534,757 -0.23 5.00 -28,815 12,673,785
2013-02-15 2013-02-14 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -51 43,205 -0.12 5.01 -256 216,457
2013-02-15 2013-02-13 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -98 43,256 -0.23 5.00 -490 216,280
2013-02-15 2013-02-14 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -98 83,680 -0.12 5.01 -491 419,237
2013-02-15 2013-02-13 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -191 83,778 -0.23 5.00 -955 418,890
2013-02-15 2013-02-14 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -9,100 7,808,571 -0.12 5.01 -45,591 39,120,941
2013-02-15 2013-02-13 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -17,770 7,817,671 -0.23 5.00 -88,850 39,088,355
2013-02-05 2013-02-01 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -9,769 2,540,520 -0.38 4.85 -47,380 12,321,522
2013-02-05 2013-02-01 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -164 43,354 -0.38 4.85 -795 210,267
2013-02-05 2013-02-01 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -30,134 7,835,441 -0.38 4.85 -146,150 38,001,889
2013-02-05 2013-02-01 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -322 83,969 -0.38 4.85 -1,562 407,250
2013-02-01 2013-01-31 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -18,537 2,550,289 -0.72 4.71 -87,309 12,011,861
2013-02-01 2013-01-30 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -11,105 2,568,826 -0.43 5.00 -55,525 12,844,130
2013-02-01 2013-01-31 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -314 43,518 -0.72 4.71 -1,479 204,970
2013-02-01 2013-01-30 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -188 43,832 -0.43 5.00 -940 219,160
2013-02-01 2013-01-31 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -57,165 7,865,575 -0.72 4.71 -269,247 37,046,858
2013-02-01 2013-01-30 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -34,248 7,922,740 -0.43 5.00 -171,240 39,613,700
2013-02-01 2013-01-31 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -613 84,291 -0.72 4.71 -2,887 397,011
2013-02-01 2013-01-30 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -367 84,904 -0.43 5.00 -1,835 424,520
2013-01-30 2013-01-29 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -15,320 2,579,931 -0.59 5.27 -80,736 13,596,236
2013-01-30 2013-01-28 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -16,660 2,595,251 -0.64 5.40 -89,964 14,014,355
2013-01-30 2013-01-29 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -260 44,020 -0.59 5.27 -1,370 231,985
2013-01-30 2013-01-28 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -282 44,280 -0.63 5.40 -1,523 239,112
2013-01-30 2013-01-29 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -47,247 7,956,988 -0.59 5.27 -248,992 41,933,327
2013-01-30 2013-01-28 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -51,377 8,004,235 -0.64 5.40 -277,436 43,222,869
2013-01-30 2013-01-29 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -507 85,271 -0.59 5.27 -2,672 449,378
2013-01-30 2013-01-28 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -551 85,778 -0.64 5.40 -2,975 463,201
2013-01-28 2013-01-25 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -13,790 2,611,911 -0.53 5.38 -74,190 14,052,081
2013-01-28 2013-01-24 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -36,324 2,625,701 -1.36 5.45 -197,966 14,310,070
2013-01-28 2013-01-25 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -234 44,562 -0.52 5.38 -1,259 239,744
2013-01-28 2013-01-24 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -616 44,796 -1.36 5.45 -3,357 244,138
2013-01-28 2013-01-25 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -456 86,329 -0.53 5.38 -2,453 464,450
2013-01-28 2013-01-24 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -1,201 86,785 -1.36 5.45 -6,545 472,978
2013-01-28 2013-01-25 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -42,525 8,055,612 -0.53 5.38 -228,784 43,339,193
2013-01-28 2013-01-24 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -111,022 8,098,137 -1.35 5.45 -605,070 44,134,847
2013-01-24 2013-01-23 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -25,354 2,662,025 -0.94 5.11 -129,559 13,602,948
2013-01-24 2013-01-22 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -14,966 2,687,379 -0.55 5.02 -75,129 13,490,643
2013-01-24 2013-01-23 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -430 45,412 -0.94 5.11 -2,197 232,055
2013-01-24 2013-01-22 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -254 45,842 -0.55 5.02 -1,275 230,127
2013-01-24 2013-01-23 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -839 87,986 -0.94 5.11 -4,287 449,608
2013-01-24 2013-01-22 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -495 88,825 -0.55 5.02 -2,485 445,902
2013-01-24 2013-01-23 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -78,188 8,210,159 -0.94 5.11 -399,541 41,953,912
2013-01-24 2013-01-22 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -46,153 8,288,347 -0.55 5.02 -231,688 41,607,502
2013-01-22 2013-01-18 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -19,080 2,702,345 -0.70 5.19 -99,025 14,025,171
2013-01-22 2013-01-17 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -12,615 2,721,425 -0.46 5.35 -67,490 14,559,624
2013-01-22 2013-01-18 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -324 46,096 -0.70 5.19 -1,682 239,238
2013-01-22 2013-01-17 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -214 46,420 -0.46 5.35 -1,145 248,347
2013-01-22 2013-01-18 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -58,838 8,334,500 -0.70 5.19 -305,369 43,256,055
2013-01-22 2013-01-17 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -38,903 8,393,338 -0.46 5.35 -208,131 44,904,358
2013-01-22 2013-01-18 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -631 89,320 -0.70 5.19 -3,275 463,571
2013-01-22 2013-01-17 4 CADX CADENCE PHARMACEUTICALS INC
Common Stock
S - Sale X -418 89,951 -0.46 5.35 -2,236 481,238
2013-01-18 2013-01-18 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other 66,462 159,896 71.13
2013-01-18 2013-01-18 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other -1,000,000 5,772,968 -14.76
2013-01-15 3 NONE Celator Pharmaceuticals Inc
Common Stock
2,222,175
2013-01-15 3 NONE Celator Pharmaceuticals Inc
Common Stock
16,733
2013-01-15 3 NONE Celator Pharmaceuticals Inc
Common Stock
5,868
2012-12-20 2012-12-18 4 ACHN ACHILLION PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 20,000 20,000
2012-07-24 2012-07-24 4 DRTX Durata Therapeutics, Inc.
Series A Preferred Stock
C - Conversion -16,529 0 -100.00
2012-07-24 2012-07-24 4 DRTX Durata Therapeutics, Inc.
Series A Preferred Stock
C - Conversion -2,227,596 0 -100.00
2012-07-24 2012-07-24 4 DRTX Durata Therapeutics, Inc.
Common Stock
P - Purchase 5,777 22,306 34.95 9.00 51,993 200,754
2012-07-24 2012-07-24 4 DRTX Durata Therapeutics, Inc.
Common Stock
C - Conversion 16,529 16,529
2012-07-24 2012-07-24 4 DRTX Durata Therapeutics, Inc.
Common Stock
P - Purchase 778,536 3,006,132 34.95 9.00 7,006,824 27,055,188
2012-07-24 2012-07-24 4 DRTX Durata Therapeutics, Inc.
Common Stock
C - Conversion 2,227,596 2,227,596
2012-07-18 3 DRTX Durata Therapeutics, Inc.
Common Stock
6,250
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other 93,434 93,434
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other -1,200,000 6,772,968 -15.05
2004-05-12 3 NUVA NUVASIVE INC
Common Stock
8,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)