EVFM / Evofem Biosciences, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Evofem 生物科學公司
US ˙ OTCPK ˙ US30048L1044

已發行股份 132,530,081 shares
內部人士股份8,070,277 shares
內部持股6.09 %
所有內部人士46
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

0 ( )
7927 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

0.000% ( )
7833 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Evofem Biosciences, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
Research Corp Acacia 10% Owner - [10%] 1,000 14
Alta Partners Management VIII, LLC 10% Owner - [10%] 1,339,776 1,339,776
Alta Partners VIII, L.P. 10% Owner - [10%] 1,339,776 1,339,776
Katherine Cocca Atkinson Chief Commercial Officer - [O] 33,334 267
James C Blair 10% Owner - [10%] 3,091,643 3,091,643
Russell Barrans Chief Commercial Officer - [O] 448,554 6,408
Farah Champsi 10% Owner - [10%] 1,339,776 1,339,776
Kelly Culwell Chief Medical Officer - [O] 273,390 3,906
Martha J Demski Director - [D] 16,393 16,393
Associates Domain 10% Owner - [10%] 7,868 7,868
Parters Vii L P Domain 10% Owner - [10%] 3,091,643 3,091,643
Brian H Dovey 10% Owner - [10%] 3,091,643 3,091,643
Dp Vii Associates Lp 10% Owner - [10%] 48,025 48,025
Maria Feldman 140,000
File Justin J. Chief Financial Officer - [O] 24,065 193
內部人士 平均收益(%) 持股
數量
分拆
調整
Alexander A Fitzpatrick General Counsel and Secretary - [O] 516,422 7,377
Maxim Gorbachev Director, 10% Owner - [D] [10%] 1,585,549 1,585,549
Gillian Greer 6,000
Brian K Halak 10% Owner - [10%] 3,091,643 3,091,643
William Walmsley Hall Director - [D] 5,000 71
Invesco Ltd. 10% Owner - [10%] 13,226,532 188,950
Daniel Janney 10% Owner - [10%] 1,339,776 1,339,776
Lincoln Krochmal 16,288
Kamdar Kim P. Director, 10% Owner - [D] [10%] 0 0
Christopher Kemmerer VP, Pharma Dev & Manufacturing - [O] 10,848 10,848
Knudson Susan A. Chief Financial Officer - [O] 0 0
Link Fund Solutions Ltd 10% Owner - [10%] 0 0
Kenneth W Locke Chief Scientific Officer - [O] 0 0
Thomas G Lynch Director - [D] 325,000 4,643
George W Mahaffey President and CEO, Director - [D] [O] 171,040 171,040
內部人士 平均收益(%) 持股
數量
分拆
調整
Dominique Monnet 0
Guy P Nohra 10% Owner - [10%] 1,339,776 1,339,776
Jeffrey M Nugent 12,450
Anthony Stephen O'Brien Director - [D] 8,140 116
Pdl Biopharma, Inc. 10% Owner - [10%] 0 0
Saundra L Pelletier Chief Executive Officer, Director - [D] [O] 186,722 1,494
RMI Investments S.a.r.l. 10% Owner - [10%] 1,585,549 1,585,549
Lisa Dale Rarick Director - [D] 10,250 146
RusnanoMedInvest LLC 10% Owner - [10%] 1,585,549 1,585,549
Colin Rutherford 6,000
Kathleen K Schoemaker 10% Owner - [10%] 3,091,643 3,091,643
Nimesh Shah 10% Owner - [10%] 7,868 7,868
Jesse I Treu 10% Owner - [10%] 3,091,643 3,091,643
Nicole Vitullo 10% Owner - [10%] 3,091,643 3,091,643
Hani M Zeini 0
Yan Zhang CFO - [O] 0 0

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 EVFM / Evofem Biosciences, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2022-05-27 PELLETIER SAUNDRA L 141,000 0.3525 1,128 44.0625 49,702 42 1.3500 -48,179 -96.94
2021-12-20 File Justin J. 40,594 0.3700 580 25.9000 15,020
2021-12-20 PELLETIER SAUNDRA L 135,000 0.3750 1,929 26.2500 50,625
2021-12-20 Fitzpatrick Alexander A 25,000 0.3890 357 27.2300 9,725
2021-06-18 Kamdar Kim P. 10,000 1.1650 143 81.5500 11,650
2021-06-14 O'Brien Anthony Stephen 8,140 1.3100 116 91.7000 10,663
2021-06-11 Barrans Russell 18,180 1.1400 260 79.8000 20,725
2021-06-11 Rarick Lisa Dale 5,000 1.1980 71 83.8600 5,990
2021-06-10 PELLETIER SAUNDRA L 50,000 1.0300 714 72.1000 51,500

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

EVFM / Evofem Biosciences, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 EVFM / Evofem Biosciences, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2024-01-12 Zhang Yan 104 0.0385 104 0.0385 4 96 0.01 -3 -74.00
2023-12-21 Kamdar Kim P. 10 0.6210 10 0.6210 6
2020-09-08 PELLETIER SAUNDRA L 122,500 3.2600 1,750 228.2000 399,350
2020-06-04 Link Fund Solutions Ltd 9,138,504 0.2300 130,550 16.1000 2,101,856
2020-06-04 ACACIA RESEARCH CORP 9,138,504 3.2090 130,550 224.6300 29,325,459
2020-05-26 Invesco Ltd. 65 5.9800 1 418.6000 389
2020-05-26 Invesco Ltd. 73,814 5.7900 1,054 405.3000 427,383
2020-05-15 Invesco Ltd. 3,211 5.0400 46 352.8000 16,183
2019-05-21 Kamdar Kim P. 655 5.0700 9 354.9000 3,321

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

EVFM / Evofem Biosciences, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2024-01-12 2024-01-12 4 Zhang Yan EVFM Common Stock S - Sale D 0.0385 -104 -0 0
2023-12-22 2023-12-21 4 Kamdar Kim P. EVFM Common Stock S - Sale D 0.6210 -10 -0 0
2023-05-08 2022-12-31 5 File Justin J. EVFM Common Stock D - Sale to Issuer D -30,000 24,065
2023-04-26 2022-12-31 4 PELLETIER SAUNDRA L EVFM Common Stock D - Sale to Issuer D -50,000 186,722
2023-04-26 3 Zhang Yan EVFM Common Stock D 13,000
2022-06-07 3 Atkinson Katherine Cocca EVFM Common Stock D 16,667
2022-05-31 2022-05-27 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 0.3525 141,000 50 236,722
2022-05-06 2022-05-04 4 Kamdar Kim P. EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-05-06 2022-05-04 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-05-06 2022-05-04 4 O'Brien Anthony Stephen EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-05-06 2022-05-04 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-05-06 2022-05-04 4 Rarick Lisa Dale EVFM Stock option (right to buy) A - Award D 2.47 6,000 6,000
2022-02-23 2022-02-18 4 File Justin J. EVFM Stock option (right to buy) A - Award D 0.49 450,000 450,000
2022-02-23 2022-02-18 4 File Justin J. EVFM Common Stock A - Award D 450,000 810,982
2022-02-23 2022-02-18 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 0.49 300,000 300,000
2022-02-23 2022-02-18 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 300,000 516,422
2022-02-23 2022-02-18 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 0.49 750,000 750,000
2022-02-23 2022-02-18 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 750,000 1,435,837
2022-01-04 2021-12-31 4 Fitzpatrick Alexander A EVFM Common Stock D - Sale to Issuer D -120,000 216,422
2022-01-04 2021-12-31 4 File Justin J. EVFM Common Stock D - Sale to Issuer D -120,000 360,982
2022-01-04 2021-12-31 4 PELLETIER SAUNDRA L EVFM Common Stock D - Sale to Issuer D -300,000 685,837
2021-12-20 2021-12-20 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 0.3890 25,000 10 336,422
2021-12-20 2021-12-20 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 0.3750 135,000 51 985,837
2021-12-20 2021-12-20 4 File Justin J. EVFM Common Stock P - Purchase D 0.3700 40,594 15 480,982
2021-07-09 2021-07-08 4 Barrans Russell EVFM Common Stock F - Taxes D 0.9750 -19,998 -19 448,554
2021-06-21 2021-06-18 4 Kamdar Kim P. EVFM Common Stock P - Purchase D 1.1650 10,000 12 19,287
2021-06-14 2021-06-11 4 Rarick Lisa Dale EVFM Common Stock P - Purchase D 1.1980 5,000 6 10,250
2021-06-14 2021-06-14 4 O'Brien Anthony Stephen EVFM Common Stock P - Purchase D 1.3100 8,140 11 8,140
2021-06-11 2021-06-11 4 Barrans Russell EVFM Common Stock P - Purchase D 1.1400 18,180 21 468,552
2021-06-10 2021-06-10 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 1.0300 50,000 52 850,837
2021-06-10 2021-06-10 4 File Justin J. EVFM Common Stock P - Purchase D 1.0300 24,500 25 440,388
2021-06-10 2021-06-10 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 1.0250 10,000 10 311,422
2021-05-21 2021-05-20 4 Barrans Russell EVFM Common Stock F - Taxes D 0.8600 -31,480 -27 450,372
2021-05-21 2021-05-20 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 0.8600 -42,120 -36 301,422
2021-05-21 2021-05-20 4 File Justin J. EVFM Common Stock F - Taxes D 0.8600 -42,280 -36 415,888
2021-05-21 2021-05-20 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 0.8600 -105,300 -91 800,837
2021-05-21 2021-05-20 4 Culwell Kelly EVFM Common Stock F - Taxes D 0.8600 -42,061 -36 273,390
2021-05-13 2021-05-12 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 Rarick Lisa Dale EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 O'Brien Anthony Stephen EVFM Common Stock A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 Kamdar Kim P. EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-05-13 2021-05-12 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 1.25 90,000 90,000
2021-03-09 2021-03-09 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 2.2800 45,249 103 906,137
2021-02-03 2021-02-03 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 3.25 700,000 700,000
2021-02-03 2021-02-03 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 500,000 860,888
2021-02-03 2021-02-03 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 3.25 150,000 150,000
2021-02-03 2021-02-03 4 Barrans Russell EVFM Common Stock A - Award D 200,000 481,852
2021-02-03 2021-02-03 4 File Justin J. EVFM Stock option (right to buy) A - Award D 3.25 150,000 150,000
2021-02-03 2021-02-03 4 File Justin J. EVFM Common Stock A - Award D 200,000 458,168
2021-02-03 2021-02-03 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 3.25 150,000 150,000
2021-02-03 2021-02-03 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 200,000 343,542
2021-02-03 2021-02-03 4 Culwell Kelly EVFM Stock option (right to buy) A - Award D 3.25 150,000 150,000
2021-02-03 2021-02-03 4 Culwell Kelly EVFM Common Stock A - Award D 200,000 315,451
2020-11-18 2020-11-17 4 File Justin J. EVFM Common Stock P - Purchase D 2.1700 7,760 17 258,168
2020-11-18 2020-11-17 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 2.2000 9,090 20 143,542
2020-09-11 2020-09-11 4 Barrans Russell EVFM Common Stock P - Purchase D 2.0800 3,000 6 279,052
2020-09-11 2020-09-10 4 Barrans Russell EVFM Common Stock P - Purchase D 2.7100 1,000 3 276,052
2020-09-10 2020-09-08 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 3.2600 -122,500 -399 360,888
2020-07-17 2020-06-04 4 Link Fund Solutions Ltd EVFM Common Stock, par value $0.0001 per share S - Sale D 0.2300 -9,138,504 -2,102 0
2020-07-09 2020-07-08 4 Barrans Russell EVFM Common Stock F - Taxes D 3.3000 -20,381 -67 275,052
2020-06-18 2020-06-15 4/A Hall William Walmsley EVFM Common Stock P - Purchase D 2.8500 5,000 14 5,000
2020-06-18 2020-06-17 4 Rarick Lisa Dale EVFM Common Stock P - Purchase D 2.9900 5,250 16 5,250
2020-06-17 2020-06-15 4 Hall William Walmsley EVFM Common Stock P - Purchase D 2.8500 5,000 14 5,000
2020-06-16 2020-06-12 4 Kamdar Kim P. EVFM Common Stock P - Purchase D 2.9400 5,000 15 9,287
2020-06-15 2020-06-12 4 File Justin J. EVFM Common Stock P - Purchase D 3.1400 8,500 27 250,408
2020-06-09 2020-06-04 4 ACACIA RESEARCH CORP EVFM Common Stock, par value $0.0001 per share S - Sale D 3.2090 -9,138,504 -29,325 1,000
2020-06-09 3 ACACIA RESEARCH CORP EVFM Common Stock, par value $0.0001 per share D 18,279,008
2020-06-09 3 ACACIA RESEARCH CORP EVFM Common Stock, par value $0.0001 per share D 18,279,008
2020-06-09 3 ACACIA RESEARCH CORP EVFM Common Stock, par value $0.0001 per share D 18,279,008
2020-06-09 2020-06-05 4 Invesco Ltd. See Footnotes 2 EVFM Common stock P - Purchase I 3.5000 857,143 3,000 13,226,532
2020-06-09 2020-05-26 4 Invesco Ltd. See Footnotes 1 EVFM Common stock S - Sale I 5.9800 -65 -0 12,369,389
2020-06-09 2020-05-26 4 Invesco Ltd. See Footnotes 1 EVFM Common stock S - Sale I 5.7900 -73,814 -427 12,369,454
2020-06-09 2020-05-15 4 Invesco Ltd. See Footnotes 1 EVFM Common stock S - Sale I 5.0400 -3,211 -16 12,443,268
2020-06-09 2020-05-14 4 Invesco Ltd. See Footnotes 1 EVFM Common stock J - Other I 5.1300 78,013 400 12,446,479
2020-06-08 2020-06-05 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 3.3100 -31,590 -105 134,452
2020-06-08 2020-06-05 4 Barrans Russell EVFM Common Stock F - Taxes D 3.3100 -15,455 -51 293,509
2020-06-08 2020-06-05 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 3.3100 -85,620 -283 479,085
2020-06-08 2020-06-05 4 Culwell Kelly EVFM Common Stock F - Taxes D 3.3100 -31,548 -104 115,451
2020-06-08 2020-06-05 4 File Justin J. EVFM Common Stock F - Taxes D 3.3100 -42,810 -142 237,605
2020-05-26 2020-05-22 4 File Justin J. EVFM Common Stock F - Taxes D 4.9900 -42,262 -211 280,415
2020-05-26 2020-05-22 4 Barrans Russell EVFM Common Stock F - Taxes D 4.9900 -19,474 -97 308,964
2020-05-26 2020-05-22 4 Culwell Kelly EVFM Common Stock F - Taxes D 4.9900 -39,435 -197 146,999
2020-05-26 2020-05-22 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 4.9900 -39,487 -197 166,042
2020-05-26 2020-05-22 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 4.9900 -84,525 -422 564,705
2020-05-26 2020-05-21 4 PDL BIOPHARMA, INC. EVFM Common Stock J - Other D -13,333,334 0
2020-05-13 2020-05-12 4 Kamdar Kim P. EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 Rarick Lisa Dale EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 O'Brien Anthony Stephen EVFM Common Stock A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-13 2020-05-12 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 5.06 50,000 50,000
2020-05-08 2020-05-06 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 5.2400 -7,802 -41 205,529
2020-05-08 2020-05-06 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 5.2400 -16,905 -89 649,230
2020-05-08 2020-05-06 4 File Justin J. EVFM Common Stock F - Taxes D 5.2400 -8,420 -44 322,677
2020-05-08 2020-05-06 4 Culwell Kelly EVFM Common Stock F - Taxes D 5.2400 -7,792 -41 186,434
2020-05-08 2020-05-06 4 Barrans Russell EVFM Common Stock F - Taxes D 5.2400 -3,802 -20 328,438
2020-05-01 2020-05-01 4 Culwell Kelly EVFM Common Stock S - Sale D 4.7500 -1,000 -5 194,226
2020-05-01 2020-04-30 4 Culwell Kelly EVFM Common Stock S - Sale D 4.6600 -1,000 -5 195,226
2020-04-01 2020-04-01 4 Lynch Thomas G EVFM Restricted Stock Units A - Award D 150,000 150,000
2020-04-01 2020-03-31 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D 37,500 0
2020-04-01 2020-03-31 4 Lynch Thomas G EVFM Common Stock M - Exercise D 37,500 325,000
2020-02-26 2020-02-25 4 Rarick Lisa Dale EVFM Stock option (right to buy) A - Award D 5.85 75,000 75,000
2020-02-21 2020-02-19 4 Barrans Russell EVFM Common Stock S - Sale D 6.5000 -14,957 -97 332,240
2020-02-21 2020-02-19 4 Culwell Kelly EVFM Common Stock S - Sale D 7.0000 -1,000 -7 196,226
2020-02-07 2020-02-05 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 4.87 100,000 100,000
2020-02-07 2020-02-05 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 150,000 213,331
2020-02-07 2020-02-05 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 4.87 300,000 300,000
2020-02-07 2020-02-05 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 300,000 666,135
2020-02-07 2020-02-05 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 5.2100 3,846 20 366,135
2020-02-07 2020-02-05 4 Culwell Kelly EVFM Stock option (right to buy) A - Award D 4.87 100,000 100,000
2020-02-07 2020-02-05 4 Culwell Kelly EVFM Common Stock A - Award D 150,000 197,226
2020-02-07 2020-02-05 4 Culwell Kelly EVFM Common Stock A - Award D 5.2100 3,688 19 47,226
2020-02-07 2020-02-05 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 4.87 100,000 100,000
2020-02-07 2020-02-05 4 Barrans Russell EVFM Common Stock A - Award D 150,000 347,197
2020-02-07 2020-02-05 4 Barrans Russell EVFM Common Stock A - Award D 5.2100 899 5 197,197
2020-02-07 2020-02-05 4 File Justin J. EVFM Stock option (right to buy) A - Award D 4.87 100,000 100,000
2020-02-07 2020-02-05 4 File Justin J. EVFM Common Stock A - Award D 150,000 331,097
2020-02-07 2020-02-05 4 File Justin J. EVFM Common Stock A - Award D 5.2100 3,846 20 181,097
2020-01-21 2020-01-16 4 Barrans Russell EVFM Common Stock S - Sale D 6.5000 -1,578 -10 196,298
2020-01-15 2020-01-13 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 6.0000 -3,295 -20 362,289
2020-01-15 2020-01-13 4 File Justin J. EVFM Common Stock S - Sale D 6.0000 -1,648 -10 177,251
2020-01-06 2020-01-02 4 File Justin J. EVFM Common Stock S - Sale D 6.0500 -3,352 -20 178,899
2020-01-06 2020-01-02 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 6.0500 -6,705 -41 365,584
2019-12-31 2019-12-31 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D -37,500 37,500
2019-12-31 2019-12-31 4 Lynch Thomas G EVFM Common Stock M - Exercise D 37,500 287,500
2019-12-04 2019-12-02 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 7.3000 -20,000 -146 372,289
2019-12-04 2019-12-02 4 File Justin J. EVFM Common Stock S - Sale D 7.1600 -10,000 -72 182,251
2019-12-04 2019-12-02 4 Culwell Kelly EVFM Common Stock S - Sale D 7.3500 -1,000 -7 43,538
2019-11-26 2019-11-25 4 File Justin J. EVFM Common Stock F - Taxes D 6.2200 -10,102 -63 192,251
2019-11-26 2019-11-25 4 Culwell Kelly EVFM Common Stock F - Taxes D 6.2200 -5,187 -32 44,538
2019-11-26 2019-11-25 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 6.2200 -7,747 -48 63,331
2019-11-26 2019-11-25 4 Barrans Russell EVFM Common Stock F - Taxes D 6.2200 -9,277 -58 197,876
2019-11-26 2019-11-25 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 6.2200 -22,387 -139 392,289
2019-11-21 2019-11-20 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 5.7400 -7,747 -44 71,078
2019-11-21 2019-11-21 4 File Justin J. EVFM Common Stock S - Sale D 6.0000 -4,900 -29 202,353
2019-11-21 2019-11-20 4 File Justin J. EVFM Common Stock S - Sale D 6.0000 -100 -1 207,253
2019-11-21 2019-11-20 4 File Justin J. EVFM Common Stock F - Taxes D 5.7400 -10,102 -58 207,353
2019-11-21 2019-11-21 4 PELLETIER SAUNDRA L EVFM Common Stock S - Sale D 6.0100 -10,000 -60 414,676
2019-11-21 2019-11-20 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 5.7400 -22,657 -130 424,676
2019-11-21 2019-11-20 4 Culwell Kelly EVFM Common Stock F - Taxes D 5.7400 -5,187 -30 49,725
2019-11-21 2019-11-20 4 Barrans Russell EVFM Common Stock F - Taxes D 5.7400 -9,044 -52 207,153
2019-10-31 3 Link Fund Solutions Ltd See Footnotes EVFM Common Stock, par value $0.0001 per share I 18,174,412
2019-10-31 3 Link Fund Solutions Ltd See Footnotes EVFM Common Stock, par value $0.0001 per share I 18,174,412
2019-10-31 3 Link Fund Solutions Ltd See Footnotes EVFM Common Stock, par value $0.0001 per share I 18,174,412
2019-10-17 2019-10-16 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 5.0100 -18,427 -92 78,825
2019-10-01 2019-09-30 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D -37,500 75,000
2019-10-01 2019-09-30 4 Lynch Thomas G EVFM Common Stock M - Exercise D 37,500 250,000
2019-08-26 2019-08-22 4 File Justin J. EVFM Common Stock F - Taxes D 5.1300 -1,558 -8 217,455
2019-08-26 2019-08-22 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 5.1300 -1,296 -7 97,252
2019-08-26 2019-08-22 4 Culwell Kelly EVFM Common Stock F - Taxes D 5.1300 -864 -4 54,912
2019-08-26 2019-08-22 4 Barrans Russell EVFM Common Stock F - Taxes D 5.1300 -962 -5 216,197
2019-08-26 2019-08-22 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 5.1300 -4,923 -25 447,333
2019-07-10 2019-07-08 4 Barrans Russell EVFM Common Stock F - Taxes D 4.9900 -13,257 -66 217,159
2019-07-10 2019-07-08 4 Barrans Russell EVFM Common Stock A - Award D 150,000 230,416
2019-07-01 2019-06-30 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D -37,500 112,500
2019-07-01 2019-06-30 4 Lynch Thomas G EVFM Common Stock M - Exercise D 37,500 212,500
2019-06-12 2019-06-10 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 6.3600 -7,777 -49 98,548
2019-06-12 2019-06-10 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 6.3600 -35,826 -228 452,256
2019-06-12 2019-06-10 4 File Justin J. EVFM Common Stock F - Taxes D 6.3600 -10,185 -65 219,013
2019-06-12 2019-06-10 4 Culwell Kelly EVFM Common Stock F - Taxes D 6.3600 -5,187 -33 55,776
2019-06-12 2019-06-10 4 Barrans Russell EVFM Common Stock F - Taxes D 6.3600 -5,965 -38 80,416
2019-06-12 2019-06-10 4 Invesco Ltd. EVFM Right to Purchase J - Other I 6.38 0.0001 555,556 0 555,556
2019-06-12 2019-06-10 4 Invesco Ltd. EVFM Warrants J - Other I 5.20 0.0001 -212,765 -0 555,556
2019-06-12 2019-06-10 4 Invesco Ltd. See Footnotes EVFM Common stock P - Purchase I 4.5000 2,222,222 10,000 11,812,910
2019-06-10 2019-06-10 4 PDL BIOPHARMA, INC. EVFM Warrants (Right to Buy) A - Award D 6.38 1,666,667 1,666,667
2019-06-10 2019-06-10 4 PDL BIOPHARMA, INC. EVFM Common Stock P - Purchase D 4.5000 6,666,667 30,000 13,333,334
2019-06-07 2019-06-05 4 Kamdar Kim P. EVFM Stock Option (Right to Buy) A - Award D 6.05 50,000 50,000
2019-06-06 2019-06-05 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 6.05 50,000 50,000
2019-06-06 2019-06-05 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 6.05 50,000 50,000
2019-06-06 2019-06-05 4 O'Brien Anthony Stephen EVFM Common Stock A - Award D 6.05 50,000 50,000
2019-06-06 2019-06-05 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 6.05 50,000 50,000
2019-05-23 2019-05-22 4 Kamdar Kim P. EVFM Common Stock J - Other D 4,287 4,287
2019-05-23 2019-05-21 4 Kamdar Kim P. By Domain Associates, LLC EVFM Common Stock S - Sale I 5.0700 -655 -3 0
2019-04-18 3 PDL BIOPHARMA, INC. EVFM Common Stock D 13,333,334
2019-04-18 3 PDL BIOPHARMA, INC. EVFM Common Stock D 13,333,334
2019-04-18 3 PDL BIOPHARMA, INC. EVFM Common Stock D 13,333,334
2019-04-15 2019-04-10 4 Invesco Ltd. EVFM Right to Purchase J - Other I 6.38 0.0001 555,556 0 2,777,778
2019-04-15 2019-04-10 4 Invesco Ltd. EVFM Right to Purchase J - Other I 4.50 0.0001 2,222,222 0 2,777,778
2019-04-03 2019-04-01 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 3.5500 -3,731 -13 488,082
2019-04-03 2019-04-01 4 Barrans Russell EVFM Common Stock F - Taxes D 3.5500 -1,160 -4 86,381
2019-04-03 2019-04-01 4 Lynch Thomas G EVFM Restricted Stock Units A - Award D 150,000 150,000
2019-04-03 2019-04-01 4 Culwell Kelly EVFM Common Stock F - Taxes D 3.5500 -1,022 -4 60,963
2019-04-03 2019-04-01 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 3.5500 -1,298 -5 106,325
2019-04-03 2019-04-01 4 File Justin J. EVFM Common Stock F - Taxes D 3.5500 -1,292 -5 229,198
2019-02-27 2019-02-25 4 Barrans Russell EVFM Common Stock A - Award D 75,000 87,541
2019-02-27 2019-02-25 4 Culwell Kelly EVFM Common Stock A - Award D 50,000 61,985
2019-02-27 2019-02-25 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 50,000 107,623
2019-02-27 2019-02-25 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 150,000 491,813
2019-02-27 2019-02-25 4 File Justin J. EVFM Common Stock A - Award D 50,000 230,490
2019-02-12 2019-02-08 4 Invesco Ltd. EVFM Warrants P - Purchase I 5.20 0.0001 212,765 0 212,765
2019-02-12 2019-02-08 4 Invesco Ltd. EVFM Common stock P - Purchase I 2.6400 425,531 1,123 9,590,688
2018-12-03 2018-11-28 4/A Culwell Kelly EVFM Common Stock A - Award D 3.45 100,000 100,000
2018-12-03 2018-11-28 4/A Barrans Russell EVFM Stock option (right to buy) A - Award D 3.45 100,000 100,000
2018-12-03 2018-11-28 4/A PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 3.45 284,625 284,625
2018-12-03 2018-11-28 4/A File Justin J. EVFM Stock option (right to buy) A - Award D 3.45 103,500 103,500
2018-12-03 2018-11-28 4/A Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 3.45 100,000 100,000
2018-11-29 2018-11-28 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 3.45 0 100,000
2018-11-29 2018-11-28 4 File Justin J. EVFM Stock option (right to buy) A - Award D 3.45 0 103,500
2018-11-29 2018-11-28 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 3.45 0 100,000
2018-11-29 2018-11-28 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 3.45 0 284,625
2018-11-29 2018-11-28 4 Culwell Kelly EVFM Common Stock A - Award D 3.45 0 100,000
2018-11-26 2018-11-21 4 Barrans Russell As custodian for child's UTMA account EVFM Common Stock P - Purchase I 3.5500 279 1 12,820
2018-10-17 2018-10-16 4 Fitzpatrick Alexander A EVFM Common Stock F - Taxes D 3.7800 -17,377 -66 57,623
2018-08-21 2018-08-21 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 2.2700 500 1 75,000
2018-08-21 2018-08-20 4 Fitzpatrick Alexander A EVFM Common Stock P - Purchase D 2.2000 4,500 10 74,500
2018-08-20 2018-08-16 4 Culwell Kelly EVFM Common Stock P - Purchase D 2.2400 3,000 7 11,985
2018-08-15 2018-08-15 4 Lynch Thomas G EVFM Common Stock P - Purchase D 2.3300 68,929 161 175,000
2018-08-15 2018-08-14 4 Lynch Thomas G EVFM Common Stock P - Purchase D 2.1000 31,071 65 106,071
2018-08-13 2018-08-10 4 PELLETIER SAUNDRA L EVFM Common Stock P - Purchase D 2.1100 10,000 21 341,813
2018-08-13 2018-08-10 4 Barrans Russell EVFM Common Stock P - Purchase D 1.9800 3,715 7 12,541
2018-08-02 2018-07-31 4 Culwell Kelly EVFM Common Stock A - Award D 2.10 98,800 98,800
2018-08-02 2018-07-31 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 2.10 0 313,500
2018-08-02 2018-07-31 4 Lynch Thomas G EVFM Stock option (right to buy) A - Award D 2.10 0 85,500
2018-08-02 2018-07-31 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 2.10 0 104,500
2018-08-02 2018-07-31 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 2.10 98,800 98,800
2018-08-02 2018-07-31 4 File Justin J. EVFM Stock option (right to buy) A - Award D 2.10 0 114,000
2018-08-02 2018-07-31 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 2.10 0 5,550
2018-07-27 2018-07-24 4 O'Brien Anthony Stephen EVFM Common Stock A - Award D 2.31 12,875 12,875
2018-07-03 2018-07-02 4 Barrans Russell EVFM Common Stock F - Taxes D 2.4600 -2,840 -7 8,826
2018-07-03 2018-07-02 4 Barrans Russell EVFM Common Stock A - Award D 11,666 11,666
2018-07-03 2018-07-02 4 Culwell Kelly EVFM Common Stock F - Taxes D 2.4600 -4,748 -12 8,985
2018-07-03 2018-07-02 4 Culwell Kelly EVFM Common Stock A - Award D 13,733 13,733
2018-07-03 2018-07-02 4 Lynch Thomas G EVFM Restricted Stock Units M - Exercise D -75,000 0
2018-07-03 2018-07-02 4 Lynch Thomas G EVFM Restricted Stock Units A - Award D 75,000 75,000
2018-07-03 2018-07-02 4 Lynch Thomas G EVFM Common Stock M - Exercise D 75,000 75,000
2018-07-03 2018-07-02 4 Fitzpatrick Alexander A EVFM Common Stock A - Award D 70,000 70,000
2018-07-03 2018-07-02 4 PELLETIER SAUNDRA L EVFM Common Stock F - Taxes D 2.4600 -493,187 -1,213 331,813
2018-07-03 2018-07-02 4 PELLETIER SAUNDRA L EVFM Common Stock A - Award D 825,000 825,000
2018-07-03 2018-07-02 4 File Justin J. EVFM Common Stock F - Taxes D 2.4600 -119,510 -294 180,490
2018-07-03 2018-07-02 4 File Justin J. EVFM Common Stock A - Award D 300,000 300,000
2018-05-24 2018-05-22 4 Invesco Ltd. See Footnotes (2), (3) and (4) EVFM Warrants P - Purchase I 7.50 0.0100 2,127,659 21 2,127,659
2018-05-24 2018-05-22 4 Invesco Ltd. See Footnotes EVFM Common stock, Par value $0.0001 per share P - Purchase I 4.6900 2,127,659 9,979 9,165,157
2018-05-10 2018-05-08 4 Kamdar Kim P. EVFM Stock Option (Right to Buy) A - Award D 6.99 12,875 12,875
2018-05-09 2018-05-08 4 Lynch Thomas G EVFM Stock option (right to buy) A - Award D 6.99 12,875 12,875
2018-05-09 2018-05-08 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 6.99 12,875 12,875
2018-05-09 2018-05-08 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 6.99 12,875 12,875
2018-05-09 2018-05-08 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 6.99 12,875 12,875
2018-03-14 2018-03-12 4 PELLETIER SAUNDRA L EVFM Stock option (right to buy) A - Award D 7.29 825,000 825,000
2018-03-14 2018-03-12 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Rutherford Colin EVFM Stock option (right to buy) A - Award D 7.29 15,000 15,000
2018-03-14 2018-03-12 4 O'Brien Anthony Stephen EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Hall William Walmsley EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Lynch Thomas G EVFM Stock option (right to buy) A - Award D 7.29 225,000 225,000
2018-03-14 2018-03-12 4 Lynch Thomas G EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Greer Gillian EVFM Stock option (right to buy) A - Award D 7.29 24,691 24,691
2018-03-14 2018-03-12 4 Barrans Russell EVFM Stock option (right to buy) A - Award D 7.29 260,000 260,000
2018-03-14 2018-03-12 4 Culwell Kelly EVFM Stock option (right to buy) A - Award D 7.29 260,000 260,000
2018-03-14 2018-03-12 4 File Justin J. EVFM Stock option (right to buy) A - Award D 7.29 300,000 300,000
2018-03-14 2018-03-12 4 Fitzpatrick Alexander A EVFM Stock option (right to buy) A - Award D 7.29 275,000 275,000
2018-01-18 3 Invesco Ltd. See Footnotes EVFM Common stock, Par value $0.0001 per share I 14,074,996
2018-01-18 3 Invesco Ltd. See Footnotes EVFM Common stock, Par value $0.0001 per share I 14,074,996
2018-01-18 2018-01-17 4 Barrans Russell EVFM Stock Option (right to buy) A - Award D 46.36 1,283 1,283
2018-01-18 2018-01-17 4 Barrans Russell EVFM Stock Option (right to buy) A - Award D 46.36 3,850 3,850
2018-01-18 2018-01-17 4 Culwell Kelly EVFM Stock Option (right to buy) A - Award D 46.36 7,699 7,699
2018-01-18 2018-01-17 4 File Justin J. EVFM Stock Option (right to buy) A - Award D 46.36 10,266 10,266
2018-01-18 2018-01-17 4 File Justin J. EVFM Stock Option (right to buy) A - Award D 46.36 12,833 12,833
2018-01-18 2018-01-17 4 Lynch Thomas G EVFM Stock Option (right to buy) A - Award D 46.36 3,850 3,850
2018-01-18 2018-01-17 4 PELLETIER SAUNDRA L EVFM Stock Option (right to buy) A - Award D 79.87 6,719 6,719
2018-01-18 2018-01-17 4 PELLETIER SAUNDRA L EVFM Stock Option (right to buy) A - Award D 46.36 9,994 9,994
2018-01-18 2018-01-17 4 PELLETIER SAUNDRA L EVFM Stock Option (right to buy) A - Award D 46.36 12,833 12,833
2018-01-18 2018-01-17 4 PELLETIER SAUNDRA L EVFM Stock Option (right to buy) A - Award D 46.36 19,249 19,249
2018-01-18 2018-01-17 4 Rutherford Colin EVFM Stock Option (right to buy) A - Award D 43.64 770 770
2017-06-23 2017-06-22 4 Feldman Maria NEOT Employee Stock Option (Right to Buy) A - Award D 2.27 140,000 140,000
2017-06-23 2017-06-22 4 Knudson Susan A. NEOT Employee Stock Option (Right to Buy) A - Award D 2.27 65,000 65,000
2017-06-22 2017-06-20 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 2.19 12,450 12,450
2017-06-21 2017-06-20 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 2.19 12,450 12,450
2017-06-21 2017-06-20 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 2.19 12,450 12,450
2017-06-21 2017-06-20 4 Gorbachev Maxim NEOT Stock Option (Right to Buy) A - Award D 2.19 12,450 12,450
2017-05-15 2017-05-11 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 2.15 63,500 63,500
2017-05-11 2017-05-11 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 2.15 63,500 63,500
2017-05-11 2017-05-11 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 2.15 63,500 63,500
2017-03-06 2017-03-02 4 Feldman Maria NEOT Stock Option (Right to Buy) A - Award D 1.43 90,000 90,000
2017-03-06 2017-03-02 4 Knudson Susan A. NEOT Stock Option (Right to Buy) A - Award D 1.43 100,000 100,000
2016-06-23 2016-06-21 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 1.13 24,590 24,590
2016-06-23 2016-06-21 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 1.13 16,393 16,393
2016-06-23 2016-06-21 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 1.13 12,450 12,450
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 1.13 24,590 24,590
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) M - Exercise D 1.13 -16,393 0
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 1.13 16,393 16,393
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 1.13 12,450 12,450
2016-06-23 2016-06-21 4 DEMSKI MARTHA J NEOT Common Stock M - Exercise D 1.1300 16,393 19 16,393
2016-06-23 2016-06-21 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 1.13 24,590 24,590
2016-06-23 2016-06-21 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 1.13 12,450 12,450
2016-06-23 2016-06-21 4 Gorbachev Maxim NEOT Stock Option (Right to Buy) A - Award D 1.13 12,450 12,450
2016-02-08 2016-02-04 4 Locke Kenneth W NEOT Stock Option (Right to Buy) A - Award D 0.97 35,000 35,000
2016-02-08 2016-02-04 4 Knudson Susan A. NEOT Stock Option (Right to Buy) A - Award D 0.97 45,000 45,000
2015-12-30 2015-12-30 4 Alta Partners VIII, L.P. NEOT Common Stock S - Sale D 1.4400 -250,000 -360 1,339,776
2015-12-30 2015-12-29 4 Alta Partners VIII, L.P. NEOT Common Stock S - Sale D 1.5300 -493,654 -755 1,589,776
2015-12-30 2015-12-28 4 Alta Partners VIII, L.P. NEOT Common Stock S - Sale D 1.5900 -54,333 -86 2,083,430
2015-12-21 2015-12-17 4 Knudson Susan A. NEOT Common Stock S - Sale D 1.2600 -1,005 -1 0
2015-12-21 2015-12-17 4 Locke Kenneth W NEOT Common Stock S - Sale D 1.2600 -598 -1 0
2015-12-18 3 Shah Nimesh By Domain Associates, LLC NEOT Common Stock I 7,868
2015-12-18 3 Shah Nimesh By Domain Associates, LLC NEOT Common Stock I 7,868
2015-12-17 2015-12-15 4 Alta Partners VIII, L.P. NEOT Common Stock S - Sale D 1.4400 -529,261 -762 2,137,763
2015-11-19 2015-11-18 4 Locke Kenneth W NEOT Stock Option (Right to Buy) M - Exercise D 1.22 -2,005 11,366
2015-11-19 2015-11-18 4 Locke Kenneth W NEOT Stock Option (Right to Buy) M - Exercise D 1.22 -4,093 23,191
2015-11-19 2015-11-18 4 Locke Kenneth W NEOT Common Stock S - Sale D 8.3010 -6,098 -51 293
2015-11-19 2015-11-18 4 Locke Kenneth W NEOT Common Stock M - Exercise D 8.3010 6,098 51 6,391
2015-10-19 2015-10-15 4 Mahaffey George W NEOT Common Stock F - Taxes D 8.6000 -26,681 -229 171,040
2015-09-25 2015-09-23 4 ZEINI HANI M NEOT Stock Option (Right to Buy) A - Award D 12.28 10,179 10,179
2015-09-25 2015-09-23 4 Nugent Jeffrey M NEOT Stock Option (Right to Buy) A - Award D 12.28 10,179 10,179
2015-09-22 2015-09-18 4 Kemmerer Christopher NEOT Stock Option (Right to Buy) M - Exercise D 1.34 -1,000 50,182
2015-09-22 2015-09-18 4 Kemmerer Christopher NEOT Common Stock S - Sale D 12.1950 -1,000 -12 10,848
2015-09-22 2015-09-18 4 Kemmerer Christopher NEOT Common Stock M - Exercise D 1.3420 1,000 1 11,848
2015-09-03 2015-09-01 4 Knudson Susan A. NEOT Stock Option (Right to Buy) M - Exercise D 1.22 -3,000 30,718
2015-09-03 2015-09-01 4 Knudson Susan A. NEOT Common Stock S - Sale D 11.3300 -3,000 -34 492
2015-09-03 2015-09-01 4 Knudson Susan A. NEOT Common Stock M - Exercise D 1.2200 3,000 4 3,492
2015-08-17 2015-08-07 4/A Kemmerer Christopher NEOT Stock Option (Right to Buy) M - Exercise D 1.34 -1,000 51,182
2015-08-17 2015-08-07 4/A Kemmerer Christopher NEOT Common Stock M - Exercise D 1.3420 1,000 1 11,848
2015-08-10 2015-08-07 4 Kemmerer Christopher NEOT Stock Option (Right to Buy) M - Exercise D 1.22 -1,000 1,710
2015-08-10 2015-08-07 4 Kemmerer Christopher NEOT Common Stock S - Sale D 12.8800 -1,000 -13 10,848
2015-08-10 2015-08-07 4 Kemmerer Christopher NEOT Common Stock M - Exercise D 1.2200 1,000 1 11,848
2015-06-18 2015-06-16 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 6.29 12,450 12,450
2015-06-18 2015-06-16 4 Kamdar Kim P. NEOT Stock Option (Right to Buy) A - Award D 6.29 23,940 23,940
2015-06-17 2015-06-16 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 6.29 12,450 12,450
2015-06-17 2015-06-16 4 DEMSKI MARTHA J NEOT Stock Option (Right to Buy) A - Award D 6.29 9,722 9,722
2015-06-17 2015-06-16 4 JANNEY DANIEL NEOT Stock Option (Right to Buy) A - Award D 6.29 12,450 12,450
2015-06-17 2015-06-16 4 JANNEY DANIEL NEOT Stock Option (Right to Buy) A - Award D 6.29 23,940 23,940
2015-06-17 2015-06-16 4 Gorbachev Maxim NEOT Stock Option (Right to Buy) A - Award D 6.29 12,450 12,450
2015-06-17 2015-06-16 4 Gorbachev Maxim NEOT Stock Option (Right to Buy) A - Award D 6.29 23,940 23,940
2015-06-16 2015-06-12 4 Kemmerer Christopher NEOT Common Stock (Right to Buy) M - Exercise D 1.22 -10,848 0
2015-06-16 2015-06-12 4 Kemmerer Christopher NEOT Common Stock M - Exercise D 1.2200 10,848 13 10,848
2015-03-20 2015-03-19 4 Mahaffey George W NEOT Common Stock P - Purchase D 7.7569 1,000 8 197,721
2015-02-12 2015-02-10 4 Locke Kenneth W NEOT Stock Option (Right to Buy) A - Award D 6.79 16,288 16,288
2015-02-12 2015-02-10 4 KROCHMAL LINCOLN NEOT Stock Option (Right to Buy) A - Award D 6.79 16,288 16,288
2015-02-12 2015-02-10 4 Knudson Susan A. NEOT Stock Option (Right to Buy) A - Award D 6.79 45,607 45,607
2015-02-12 2015-02-10 4 Kemmerer Christopher NEOT Stock Option (Right to Buy) A - Award D 6.79 42,350 42,350
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -165,790 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series B-2 Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -92,105 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series C Preferred Stock C - Conversion D -7,252,144 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series B-2 Preferred Stock C - Conversion D -2,164,305 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series B Preferred Stock C - Conversion D -6,111,968 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Series A Preferred Stock C - Conversion D -737,422 0
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock P - Purchase D 14.0000 70,000 980 3,091,643
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock F - Taxes D 14.0000 -101,132 -1,416 3,021,643
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock M - Exercise D 8.5400 165,790 1,416 3,122,775
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock F - Taxes D 14.0000 -56,185 -787 2,956,985
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock M - Exercise D 8.5400 92,105 787 3,013,170
2014-12-10 2014-11-25 4/A DOMAIN PARTERS VII L P NEOT Common Stock C - Conversion D 2,921,065 2,921,065
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -2,827 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series B-2 Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -1,570 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series C Preferred Stock C - Conversion D -102,282 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series B-2 Preferred Stock C - Conversion D -36,913 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series B Preferred Stock C - Conversion D -104,247 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Series A Preferred Stock C - Conversion D -12,578 0
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock F - Taxes D 14.0000 -1,725 -24 48,025
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock M - Exercise D 8.5400 2,827 24 49,750
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock F - Taxes D 14.0000 -958 -13 46,923
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock M - Exercise D 8.5400 1,570 13 47,881
2014-12-10 2014-11-25 4/A DP VII ASSOCIATES LP NEOT Common Stock C - Conversion D 46,311 46,311
2014-12-01 2014-11-25 4/A JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock X - Other I 8.5400 93,676 800 2,595,257
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -2,827 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series B-2 Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -1,570 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series C Preferred Stock C - Conversion D -102,282 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series B-2 Preferred Stock C - Conversion D -36,913 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series B Preferred Stock C - Conversion D -104,247 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Series A Preferred Stock C - Conversion D -12,578 0
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock F - Taxes D 14.0000 -1,725 -24 48,023
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock M - Exercise D 8.5400 2,827 24 49,748
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock F - Taxes D 14.0000 -958 -13 46,921
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock M - Exercise D 8.5400 1,570 13 47,879
2014-11-26 2014-11-25 4 DP VII ASSOCIATES LP NEOT Common Stock C - Conversion D 46,309 46,309
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series C Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -165,790 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series B-2 Preferred Stock Warrant (Right to Buy) M - Exercise D 8.54 -92,105 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series C Preferred Stock C - Conversion D -7,252,144 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series B-2 Preferred Stock C - Conversion D -2,164,305 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series B Preferred Stock C - Conversion D -6,111,968 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Series A Preferred Stock C - Conversion D -737,422 0
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock P - Purchase D 14.0000 70,000 980 3,091,642
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock F - Taxes D 14.0000 -101,132 -1,416 3,021,642
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock M - Exercise D 8.5400 165,790 1,416 3,122,774
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock F - Taxes D 14.0000 -56,185 -787 2,956,984
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock M - Exercise D 8.5400 92,105 787 3,013,169
2014-11-26 2014-11-25 4 DOMAIN PARTERS VII L P NEOT Common Stock C - Conversion D 2,921,064 2,921,064
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Warrant X - Other I 1.40 1.4000 -214,285 -300 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Warrant X - Other I 1.40 1.4000 -707,142 -990 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Warrant X - Other I 1.85 1.8500 -432,432 -800 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Series C Preferred Stock C - Conversion I -4,489,065 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Series B-2 Preferred Stock C - Conversion I -2,201,220 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Series B Preferred Stock C - Conversion I -6,216,215 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Parnters VIII, LP NEOT Seires A Preferred Stock C - Conversion I -750,000 0
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock P - Purchase I 14.0000 70,000 980 2,667,024
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock S - Sale I 14.0000 -21,429 -300 2,597,024
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock X - Other I 8.5400 35,128 300 2,618,453
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock S - Sale I 14.0000 -70,714 -990 2,583,325
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock X - Other I 8.5400 115,925 990 2,654,039
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock S - Sale I 14.0000 -57,143 -800 2,538,114
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock X - Other I 11.2900 93,676 1,058 2,595,257
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock C - Conversion I 735,912 2,501,581
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock C - Conversion I 476,845 1,765,669
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock C - Conversion I 1,161,939 1,288,824
2014-11-25 2014-11-25 4 JANNEY DANIEL Alta Partners VIII, LP NEOT Common Stock C - Conversion I 122,951 126,885
2014-11-25 2014-11-25 4 RMI Investments S.a.r.l. NEOT Series C Preferred Stock C - Conversion D -9,244,852 0
2014-11-25 2014-11-25 4 RMI Investments S.a.r.l. NEOT Common Stock P - Purchase D 14.0000 70,000 980 1,585,549
2014-11-25 2014-11-25 4 RMI Investments S.a.r.l. NEOT Common Stock C - Conversion D 1,515,549 1,515,549
2014-11-25 2014-11-25 4 Gorbachev Maxim RMI Investments S.a.r.l. NEOT Series C Preferred Stock C - Conversion I -9,244,852 0
2014-11-25 2014-11-25 4 Gorbachev Maxim RMI Investments S.a.r.l NEOT Common Stock P - Purchase I 14.0000 70,000 980 1,585,549
2014-11-25 2014-11-25 4 Gorbachev Maxim RMI Investments S.a.r.l NEOT Common Stock C - Conversion I 1,515,549 1,515,549
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Alta Partners VIII, L.P. Alta Partners VIII, LP NEOT Common Stock I 7,868
2014-11-19 3 Mahaffey George W NEOT Common Stock D 393,442
2014-11-19 3 Mahaffey George W NEOT Common Stock D 393,442
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
2014-11-19 3 Kamdar Kim P. NEOT Common Stock D 7,868
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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