卡爾維斯塔製藥公司
US ˙ NasdaqGM ˙ US4834971032

簡介

本頁面提供了有關 Svlsf Iv, Llc 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Svlsf Iv, Llc已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:KALV / KalVista Pharmaceuticals, Inc. 10% Owner 47,471
US:ENTL / Entellus Medical, Inc. 10% Owner 50,849
US:OCUL / Ocular Therapeutix, Inc. 10% Owner 61,084
US:OPHT / Ophthotech Corp 10% Owner 84,325
10% Owner 208,340
如何解讀這些圖表

以下圖表顯示了在Svlsf Iv, Llc進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

KALV / KalVista Pharmaceuticals, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 KALV / KalVista Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

KALV / KalVista Pharmaceuticals, Inc. Insider Trades
KALV / KalVista Pharmaceuticals, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 KALV / KalVista Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2019-04-10 KALV SVLSF IV, LLC 13,157 29.3952 13,157 29.3952 386,753 343 5.8000 -310,441 -80.27
2019-04-10 KALV SVLSF IV, LLC 374 29.3952 374 29.3952 10,994
2019-04-09 KALV SVLSF IV, LLC 13,292 28.5305 13,292 28.5305 379,227
2019-04-09 KALV SVLSF IV, LLC 377 28.5305 377 28.5305 10,756
2019-04-08 KALV SVLSF IV, LLC 22,171 29.4919 22,171 29.4919 653,865
2019-04-08 KALV SVLSF IV, LLC 629 29.4919 629 29.4919 18,550
2019-04-02 KALV SVLSF IV, LLC 8,888 28.7638 8,888 28.7638 255,653
2019-04-02 KALV SVLSF IV, LLC 253 28.7638 253 28.7638 7,277
2019-04-01 KALV SVLSF IV, LLC 51,373 27.6582 51,373 27.6582 1,420,885
2019-04-01 KALV SVLSF IV, LLC 1,458 27.6582 1,458 27.6582 40,326
2019-03-29 KALV SVLSF IV, LLC 34,133 28.3960 34,133 28.3960 969,241
2019-03-29 KALV SVLSF IV, LLC 969 28.3960 969 28.3960 27,516
2019-03-28 KALV SVLSF IV, LLC 35,653 27.8010 35,653 27.8010 991,189
2019-03-28 KALV SVLSF IV, LLC 1,012 27.8010 1,012 27.8010 28,135
2019-03-27 KALV SVLSF IV, LLC 56,318 29.0592 56,318 29.0592 1,636,556
2019-03-27 KALV SVLSF IV, LLC 1,599 29.0592 1,599 29.0592 46,466
2019-03-26 KALV SVLSF IV, LLC 29,262 29.6975 29,262 29.6975 869,008
2019-03-26 KALV SVLSF IV, LLC 831 29.6975 831 29.6975 24,679
2019-03-18 KALV SVLSF IV, LLC 255,224 26.7000 255,224 26.7000 6,814,481
2019-03-18 KALV SVLSF IV, LLC 7,246 26.7000 7,246 26.7000 193,468
2019-03-05 KALV SVLSF IV, LLC 31,439 23.0365 31,439 23.0365 724,245
2019-03-05 KALV SVLSF IV, LLC 893 23.0365 893 23.0365 20,572
2019-03-04 KALV SVLSF IV, LLC 42,181 22.9070 42,181 22.9070 966,240
2019-03-04 KALV SVLSF IV, LLC 1,197 22.9070 1,197 22.9070 27,420
2019-02-21 KALV SVLSF IV, LLC 167,779 20.6000 167,779 20.6000 3,456,247
2019-02-21 KALV SVLSF IV, LLC 4,764 20.6000 4,764 20.6000 98,138
2019-02-20 KALV SVLSF IV, LLC 22,594 20.0159 22,594 20.0159 452,239
2019-02-20 KALV SVLSF IV, LLC 641 20.0159 641 20.0159 12,830
2019-02-19 KALV SVLSF IV, LLC 17,912 20.7328 17,912 20.7328 371,366
2019-02-19 KALV SVLSF IV, LLC 508 20.7328 508 20.7328 10,532
2019-01-07 KALV SVLSF IV, LLC 2,527 20.4120 2,527 20.4120 51,581
2019-01-07 KALV SVLSF IV, LLC 72 20.4120 72 20.4120 1,470
2019-01-03 KALV SVLSF IV, LLC 1,653 20.0130 1,653 20.0130 33,081
2019-01-03 KALV SVLSF IV, LLC 47 20.0130 47 20.0130 941
2019-01-02 KALV SVLSF IV, LLC 194 20.0000 194 20.0000 3,880
2019-01-02 KALV SVLSF IV, LLC 6 20.0000 6 20.0000 120
2018-12-31 KALV SVLSF IV, LLC 24,716 20.0040 24,716 20.0040 494,419
2018-12-31 KALV SVLSF IV, LLC 702 20.0040 702 20.0040 14,043
2018-12-28 KALV SVLSF IV, LLC 3,631 20.0270 3,631 20.0270 72,718
2018-12-28 KALV SVLSF IV, LLC 103 20.0270 103 20.0270 2,063
2018-12-19 KALV SVLSF IV, LLC 2,077 20.0180 2,077 20.0180 41,577
2018-12-19 KALV SVLSF IV, LLC 59 20.0180 59 20.0180 1,181

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

KALV / KalVista Pharmaceuticals, Inc. Insider Trades
OCUL / Ocular Therapeutix, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 KALV / KalVista Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2014-07-30 OCUL SVLSF IV, LLC 238,460 13.0000 238,460 13.0000 3,099,980 237 43.2700 7,218,184 232.85
2014-07-30 OCUL SVLSF IV, LLC 238,460 13.0000 238,460 13.0000 3,099,980
2014-07-30 OCUL SVLSF IV, LLC 231,877 13.0000 231,877 13.0000 3,014,401
2014-07-30 OCUL SVLSF IV, LLC 6,583 13.0000 6,583 13.0000 85,579

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

OCUL / Ocular Therapeutix, Inc. Insider Trades
OCUL / Ocular Therapeutix, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 KALV / KalVista Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2015-06-10 OCUL SVLSF IV, LLC 373,000 22.0000 373,000 22.0000 8,206,000 223 5.4700 -6,165,690 -75.14
2015-06-10 OCUL SVLSF IV, LLC 373,000 22.0000 373,000 22.0000 8,206,000
2015-06-10 OCUL SVLSF IV, LLC 362,703 22.0000 362,703 22.0000 7,979,466
2015-06-10 OCUL SVLSF IV, LLC 10,297 22.0000 10,297 22.0000 226,534

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

OCUL / Ocular Therapeutix, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Svlsf Iv, Llc 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2019-04-10 2019-04-10 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -374 47,471 -0.78 29.40 -10,994 1,395,420
2019-04-10 2019-04-10 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -13,157 1,672,105 -0.78 29.40 -386,753 49,151,861
2019-04-10 2019-04-09 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -377 47,845 -0.78 28.53 -10,756 1,365,042
2019-04-10 2019-04-09 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -13,292 1,685,262 -0.78 28.53 -379,227 48,081,367
2019-04-10 2019-04-08 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -629 48,222 -1.29 29.49 -18,550 1,422,158
2019-04-10 2019-04-08 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -22,171 1,698,554 -1.29 29.49 -653,865 50,093,585
2019-04-02 2019-04-02 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -253 48,851 -0.52 28.76 -7,277 1,405,140
2019-04-02 2019-04-02 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -8,888 1,720,725 -0.51 28.76 -255,653 49,494,590
2019-04-02 2019-04-01 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -1,458 49,104 -2.88 27.66 -40,326 1,358,128
2019-04-02 2019-04-01 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -51,373 1,729,613 -2.88 27.66 -1,420,885 47,837,982
2019-04-02 2019-03-29 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -969 50,562 -1.88 28.40 -27,516 1,435,759
2019-04-02 2019-03-29 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -34,133 1,780,986 -1.88 28.40 -969,241 50,572,878
2019-03-28 2019-03-28 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -1,012 51,531 -1.93 27.80 -28,135 1,432,613
2019-03-28 2019-03-28 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -35,653 1,815,119 -1.93 27.80 -991,189 50,462,123
2019-03-28 2019-03-27 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -1,599 52,543 -2.95 29.06 -46,466 1,526,858
2019-03-28 2019-03-27 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -56,318 1,850,772 -2.95 29.06 -1,636,556 53,781,954
2019-03-28 2019-03-26 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -831 54,142 -1.51 29.70 -24,679 1,607,882
2019-03-28 2019-03-26 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -29,262 1,907,090 -1.51 29.70 -869,008 56,635,805
2019-03-20 2019-03-18 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -7,246 54,973 -11.65 26.70 -193,468 1,467,779
2019-03-20 2019-03-18 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -255,224 1,936,352 -11.65 26.70 -6,814,481 51,700,598
2019-03-06 2019-03-05 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -893 62,219 -1.41 23.04 -20,572 1,433,308
2019-03-06 2019-03-05 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -31,439 2,191,576 -1.41 23.04 -724,245 50,486,241
2019-03-06 2019-03-04 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -1,197 63,112 -1.86 22.91 -27,420 1,445,707
2019-03-06 2019-03-04 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -42,181 2,223,015 -1.86 22.91 -966,240 50,922,605
2019-02-21 2019-02-21 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -4,764 64,309 -6.90 20.60 -98,138 1,324,765
2019-02-21 2019-02-21 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -167,779 2,265,196 -6.90 20.60 -3,456,247 46,663,038
2019-02-21 2019-02-20 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -641 69,073 -0.92 20.02 -12,830 1,382,558
2019-02-21 2019-02-20 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -22,594 2,432,975 -0.92 20.02 -452,239 48,698,184
2019-02-21 2019-02-19 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -508 69,714 -0.72 20.73 -10,532 1,445,366
2019-02-21 2019-02-19 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -17,912 2,455,569 -0.72 20.73 -371,366 50,910,821
2019-01-07 2019-01-07 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -72 70,222 -0.10 20.41 -1,470 1,433,371
2019-01-07 2019-01-07 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -2,527 2,473,481 -0.10 20.41 -51,581 50,488,694
2019-01-07 2019-01-03 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -47 70,294 -0.07 20.01 -941 1,406,794
2019-01-07 2019-01-03 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -1,653 2,476,008 -0.07 20.01 -33,081 49,552,348
2019-01-02 2019-01-02 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -6 70,341 -0.01 20.00 -120 1,406,820
2019-01-02 2019-01-02 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -194 2,477,661 -0.01 20.00 -3,880 49,553,220
2019-01-02 2018-12-31 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -702 70,347 -0.99 20.00 -14,043 1,407,221
2019-01-02 2018-12-31 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -24,716 2,477,855 -0.99 20.00 -494,419 49,567,011
2019-01-02 2018-12-28 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -103 71,049 -0.14 20.03 -2,063 1,422,898
2019-01-02 2018-12-28 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -3,631 2,502,571 -0.14 20.03 -72,718 50,118,989
2018-12-21 2018-12-19 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -59 71,152 -0.08 20.02 -1,181 1,424,321
2018-12-21 2018-12-19 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		S - Sale -2,077 2,506,202 -0.08 20.02 -41,577 50,169,152
2017-02-02 2017-01-31 4 ENTL ENTELLUS MEDICAL INC
Common Stock, $0.001 par value 		S - Sale -8,501 50,849 -14.32 17.00 -144,517 864,433
2017-02-02 2017-01-31 4 ENTL ENTELLUS MEDICAL INC
Common Stock, $0.001 par value 		S - Sale -299,424 1,791,070 -14.32 17.00 -5,090,208 30,448,190
2017-02-02 2017-01-31 4 ENTL ENTELLUS MEDICAL INC
Common Stock, $0.001 par value 		S - Sale -2,106 10,424 -16.81 17.00 -35,802 177,208
2017-02-02 2017-01-31 4 ENTL ENTELLUS MEDICAL INC
Common Stock, $0.001 par value 		S - Sale -2,615 12,947 -16.80 17.00 -44,455 220,099
2017-02-02 2017-01-31 4 ENTL ENTELLUS MEDICAL INC
Common Stock, $0.001 par value 		S - Sale -220,431 1,091,166 -16.81 17.00 -3,747,327 18,549,822
2016-11-25 2016-11-21 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		A - Award 71,211 71,211
2016-11-25 2016-11-21 4 KALV KalVista Pharmaceuticals, Inc.
Common Stock 		A - Award 2,508,279 2,508,279
2015-06-11 2015-06-10 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		S - Sale -10,297 61,084 -14.43 22.00 -226,534 1,343,848
2015-06-11 2015-06-10 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		S - Sale -362,703 2,151,523 -14.43 22.00 -7,979,466 47,333,506
2015-06-11 2015-06-10 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		S - Sale -373,000 2,212,607 -14.43 22.00 -8,206,000 48,677,354
2015-06-11 2015-06-10 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		S - Sale -373,000 2,212,607 -14.43 22.00 -8,206,000 48,677,354
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series E Convertible Preferred Stock 		C - Conversion -117,788 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series E Convertible Preferred Stock 		C - Conversion -4,148,785 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series D Convertible Preferred Stock 		C - Conversion -84,539 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series D Convertible Preferred Stock 		C - Conversion -2,977,679 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series C Convertible Preferred Stock 		C - Conversion -11,590 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series C Convertible Preferred Stock 		C - Conversion -14,395 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series C Convertible Preferred Stock 		C - Conversion -1,213,172 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series B Convertible Preferred Stock 		C - Conversion -23,254 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series B Convertible Preferred Stock 		C - Conversion -28,882 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series B Convertible Preferred Stock 		C - Conversion -2,434,052 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series A Convertible Preferred Stock 		C - Conversion -11,224 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series A Convertible Preferred Stock 		C - Conversion -13,940 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Series A Convertible Preferred Stock 		C - Conversion -1,174,836 0 -100.00
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Common Stock 		P - Purchase 8,769 59,350 17.34 17.00 149,073 1,008,950
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Common Stock 		C - Conversion 50,581 50,581
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Common Stock 		P - Purchase 308,878 2,090,493 17.34 17.00 5,250,926 35,538,381
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Common Stock 		C - Conversion 1,781,615 1,781,615
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Common Stock 		C - Conversion 12,529 12,529
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Common Stock 		C - Conversion 15,562 15,562
2015-02-04 2015-02-03 4 ENTL ENTELLUS MEDICAL INC
Common Stock 		C - Conversion 1,311,597 1,311,597
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series D Preferred Stock 		C - Conversion -1,172,889 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series D Preferred Stock 		C - Conversion -1,172,889 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series C Preferred Stock 		C - Conversion -680,722 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series C Preferred Stock 		C - Conversion -680,722 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series B Preferred Stock 		C - Conversion -493,534 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series B Preferred Stock 		C - Conversion -493,534 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series D Preferred Stock 		C - Conversion -32,379 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series C Preferred Stock 		C - Conversion -18,793 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series B Preferred Stock 		C - Conversion -13,625 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series D Preferred Stock 		C - Conversion -1,140,510 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series C Preferred Stock 		C - Conversion -661,929 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Series B Preferred Stock 		C - Conversion -479,909 0 -100.00
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		P - Purchase 6,583 71,381 10.16 13.00 85,579 927,953
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		P - Purchase 231,877 2,514,226 10.16 13.00 3,014,401 32,684,938
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		P - Purchase 238,460 2,585,607 10.16 13.00 3,099,980 33,612,891
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		P - Purchase 238,460 2,585,607 10.16 13.00 3,099,980 33,612,891
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		C - Conversion 64,798 64,798
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		C - Conversion 2,282,349 2,282,349
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		C - Conversion 2,347,147 2,347,147
2014-07-31 2014-07-30 4 OCUL OCULAR THERAPEUTIX, INC
Common Stock 		C - Conversion 2,347,147 2,347,147
2014-06-05 2014-06-04 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -18,100 84,325 -17.67 42.54 -769,974 3,587,186
2014-06-05 2014-06-04 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -637,545 2,970,133 -17.67 42.54 -27,121,164 126,349,458
2014-06-05 2014-06-04 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -655,645 3,054,458 -17.67 42.54 -27,891,138 129,936,643
2014-06-05 2014-06-04 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -655,645 3,054,458 -17.67 42.54 -27,891,138 129,936,643
2014-06-04 2014-06-03 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -14,022 102,425 -12.04 40.81 -572,238 4,179,964
2014-06-04 2014-06-03 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -493,901 3,607,678 -12.04 40.81 -20,156,100 147,229,339
2014-06-04 2014-06-03 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -507,923 3,710,103 -12.04 40.81 -20,728,338 151,409,303
2014-06-04 2014-06-03 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -507,923 3,710,103 -12.04 40.81 -20,728,338 151,409,303
2014-06-04 2014-06-02 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -3,146 116,447 -2.63 39.91 -125,557 4,647,400
2014-06-04 2014-06-02 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -110,804 4,101,579 -2.63 39.91 -4,422,188 163,694,018
2014-06-04 2014-06-02 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -113,950 4,218,026 -2.63 39.91 -4,547,744 168,341,418
2014-06-04 2014-06-02 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -113,950 4,218,026 -2.63 39.91 -4,547,744 168,341,418
2014-06-02 2014-05-30 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -1,983 119,593 -1.63 41.01 -81,323 4,904,509
2014-06-02 2014-05-30 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -69,853 4,212,383 -1.63 41.01 -2,864,672 172,749,827
2014-06-02 2014-05-30 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -71,836 4,331,976 -1.63 41.01 -2,945,994 177,654,336
2014-06-02 2014-05-30 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -71,836 4,331,976 -1.63 41.01 -2,945,994 177,654,336
2014-06-02 2014-05-29 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -6,592 121,576 -5.14 40.99 -270,206 4,983,400
2014-06-02 2014-05-29 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -232,195 4,282,236 -5.14 40.99 -9,517,673 175,528,854
2014-06-02 2014-05-29 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -238,787 4,403,812 -5.14 40.99 -9,787,879 180,512,254
2014-06-02 2014-05-29 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -238,787 4,403,812 -5.14 40.99 -9,787,879 180,512,254
2014-05-29 2014-05-28 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -6,321 128,168 -4.70 40.33 -254,926 5,169,015
2014-05-29 2014-05-28 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -222,651 4,514,431 -4.70 40.33 -8,979,515 182,067,002
2014-05-29 2014-05-28 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -228,972 4,642,599 -4.70 40.33 -9,234,441 187,236,018
2014-05-29 2014-05-28 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -228,972 4,642,599 -4.70 40.33 -9,234,441 187,236,018
2014-05-29 2014-05-27 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -2,698 134,489 -1.97 39.87 -107,569 5,362,076
2014-05-29 2014-05-27 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -95,039 4,737,082 -1.97 39.87 -3,789,205 188,867,459
2014-05-29 2014-05-27 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -97,737 4,871,571 -1.97 39.87 -3,896,774 194,229,536
2014-05-29 2014-05-27 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -97,737 4,871,571 -1.97 39.87 -3,896,774 194,229,536
2014-05-27 2014-05-23 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -2,102 137,187 -1.51 38.34 -80,591 5,259,750
2014-05-27 2014-05-23 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -74,048 4,832,121 -1.51 38.34 -2,839,000 185,263,519
2014-05-27 2014-05-23 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -76,150 4,969,308 -1.51 38.34 -2,919,591 190,523,269
2014-05-27 2014-05-23 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -76,150 4,969,308 -1.51 38.34 -2,919,591 190,523,269
2014-05-27 2014-05-22 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -939 139,289 -0.67 37.57 -35,278 5,233,088
2014-05-27 2014-05-22 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -33,061 4,906,169 -0.67 37.57 -1,242,102 184,324,769
2014-05-27 2014-05-22 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -34,000 5,045,458 -0.67 37.57 -1,277,380 189,557,857
2014-05-27 2014-05-22 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -34,000 5,045,458 -0.67 37.57 -1,277,380 189,557,857
2014-04-23 2014-04-21 4 TRXC TRANSENTERIX INC.
Common Stock 		P - Purchase 20,705 208,340 11.03 4.00 82,820 833,360
2014-04-23 2014-04-21 4 TRXC TRANSENTERIX INC.
Common Stock 		P - Purchase 729,295 7,338,352 11.03 4.00 2,917,180 29,353,408
2014-02-19 2014-02-18 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -19,429 140,228 -12.17 29.61 -575,293 4,152,151
2014-02-19 2014-02-18 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -684,359 4,939,230 -12.17 29.61 -20,263,870 146,250,600
2014-02-19 2014-02-18 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -703,788 5,079,458 -12.17 29.61 -20,839,163 150,402,751
2014-02-19 2014-02-18 4 OPHT Ophthotech Corp.
Common Stock 		S - Sale -703,788 5,079,458 -12.17 29.61 -20,839,163 150,402,751
2013-12-10 2013-12-06 4 TRXC.OB TRANSENTERIX INC.
Series B Convertible Preferred Stock 		C - Conversion -31,886 0 -100.00
2013-12-10 2013-12-06 4 TRXC.OB TRANSENTERIX INC.
Series B Convertible Preferred Stock 		C - Conversion -1,123,094 0 -100.00
2013-12-10 2013-12-06 4 TRXC.OB TRANSENTERIX INC.
Common Stock 		C - Conversion 318,855 938,177 51.48 0.40 127,542 375,271
2013-12-10 2013-12-06 4 TRXC.OB TRANSENTERIX INC.
Common Stock 		C - Conversion 11,230,935 33,045,287 51.48 0.40 4,492,374 13,218,115
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series C Preferred Stock 		C - Conversion -346,733 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series C Preferred Stock 		C - Conversion -346,733 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series B Preferred Stock 		C - Conversion -1,066,383 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series B Preferred Stock 		C - Conversion -1,066,383 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Warrant to Purchase Shares (Series A Preferred Stock) 		C - Conversion -11,863 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Warrant to Purchase Shares (Series A Preferred Stock) 		C - Conversion -11,863 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series A Preferred Stock 		C - Conversion -3,660,452 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series A Preferred Stock 		C - Conversion -3,660,452 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series C Preferred Stock 		C - Conversion -9,572 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series B Preferred Stock 		C - Conversion -29,439 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Warrant to Purchase Shares (Series A Preferred Stock) 		C - Conversion -327 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series A Preferred Stock 		C - Conversion -101,054 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series C Preferred Stock 		C - Conversion -337,161 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series B Preferred Stock 		C - Conversion -1,036,944 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Warrant to Purchase Shares (Series A Preferred Stock) 		C - Conversion -11,536 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series A Preferred Stock 		C - Conversion -3,559,398 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Common Stock 		C - Conversion 159,657 159,657
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Common Stock 		C - Conversion 5,623,587 5,623,587
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Common Stock 		C - Conversion 5,783,244 5,783,244
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Common Stock 		C - Conversion 5,783,244 5,783,244
2013-09-11 3 SFES.OB SafeStitch Medical, Inc.
Common Stock 		22,433,674
2013-09-11 3 SFES.OB SafeStitch Medical, Inc.
Common Stock 		22,433,674
2013-09-11 3 SFES.OB SafeStitch Medical, Inc.
Common Stock 		21,814,352
2013-09-11 3 SFES.OB SafeStitch Medical, Inc.
Common Stock 		619,322
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）