格勞科斯公司
US ˙ NYSE ˙ US3773221029

簡介

本頁面提供了有關 Gilbert H Kliman 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Gilbert H Kliman已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:GKOS / Glaukos Corporation Director 37,406
US:STAA / STAAR Surgical Company Director 10,457
US:DOCS / Doximity, Inc. 449,960
US:BRZE / Braze, Inc. 10% Owner 0
US:PMVP / PMV Pharmaceuticals, Inc. 10% Owner 25,552
US:AVDR / New Age Alpha Trust - AVDR US LargeCap Leading ETF 10% Owner 0
US:VERO / Venus Concept Inc. Director, 10% Owner 0
10% Owner 18,750
US:EIGR / Eiger BioPharmaceuticals, Inc. 10% Owner 1,362,327
US:IVTY / Invuity, Inc. 10% Owner 0
US:CBYL / Carbylan Therapeutics, Inc. 10% Owner 0
US:MKTO / Marketo, Inc. 10% Owner 0
US:AGTC / Applied Genetic Technologies Corp 10% Owner 11,895
US:MGNX / MacroGenics, Inc. 10% Owner 0
US:TSRO / TESARO, Inc. 2,471,701
US:TSPT / 10% Owner 1,983,884
US:ETRM / EnteroMedics Inc 10% Owner 0
如何解讀這些圖表

以下圖表顯示了在Gilbert H Kliman進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

GKOS / Glaukos Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GKOS / Glaukos Corporation Insider Trades
GKOS / Glaukos Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2026-05-14 GKOS Kliman Gilbert H 5,000 140.7600 5,000 140.7600 703,800 18 103.1200 -188,200 -26.74
2026-05-11 GKOS Kliman Gilbert H 5,000 135.0000 5,000 135.0000 675,000
2025-12-09 GKOS Kliman Gilbert H 5,000 107.2700 5,000 107.2700 536,350
2024-12-11 GKOS Kliman Gilbert H 2,000 144.0100 2,000 144.0100 288,020
2024-09-09 GKOS Kliman Gilbert H 2,000 131.0000 2,000 131.0000 262,000
2024-09-09 GKOS Kliman Gilbert H 1,000 130.0000 1,000 130.0000 130,000
2024-05-30 GKOS Kliman Gilbert H 5,000 112.0000 5,000 112.0000 560,000
2024-03-07 GKOS Kliman Gilbert H 5,000 88.2500 5,000 88.2500 441,250
2024-03-06 GKOS Kliman Gilbert H 3,145 86.0100 3,145 86.0100 270,501
2024-03-06 GKOS Kliman Gilbert H 5,202 84.9300 5,202 84.9300 441,806
2024-02-27 GKOS Kliman Gilbert H 8,000 92.0000 8,000 92.0000 736,000
2023-08-04 GKOS Kliman Gilbert H 10,000 74.5600 10,000 74.5600 745,600
2022-08-05 GKOS Kliman Gilbert H 3,362 53.0129 3,362 53.0129 178,229
2018-08-30 GKOS Kliman Gilbert H 2,760 62.3900 2,760 62.3900 172,196
2018-08-29 GKOS Kliman Gilbert H 500,000 60.3755 500,000 60.3755 30,187,750

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GKOS / Glaukos Corporation Insider Trades
KALV / KalVista Pharmaceuticals, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2015-04-14 CBYL InterWest Management Partners IX, LLC 810,000 5.0000 810,000 5.0000 4,050,000 731

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

KALV / KalVista Pharmaceuticals, Inc. Insider Trades
KALV / KalVista Pharmaceuticals, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

KALV / KalVista Pharmaceuticals, Inc. Insider Trades
MGNX / MacroGenics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MGNX / MacroGenics, Inc. Insider Trades
MGNX / MacroGenics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MGNX / MacroGenics, Inc. Insider Trades
PMVP / PMV Pharmaceuticals, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2020-09-25 PMVP INTERWEST PARTNERS X LP 55,555 18.0000 55,555 18.0000 999,990 97 61.51 2,417,198 241.72

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PMVP / PMV Pharmaceuticals, Inc. Insider Trades
PMVP / PMV Pharmaceuticals, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PMVP / PMV Pharmaceuticals, Inc. Insider Trades
STAA / STAAR Surgical Company內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

STAA / STAAR Surgical Company Insider Trades
STAA / STAAR Surgical Company內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GKOS / Glaukos Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

STAA / STAAR Surgical Company Insider Trades
歷史內部人交易

該表格顯示了由 Gilbert H Kliman 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-06-01 2026-05-28 4 GKOS GLAUKOS Corp
Common Stock
A - Award 1,878 37,406 5.29
2026-05-18 2026-05-14 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -5,000 35,528 -12.34 140.76 -703,800 5,000,921
2026-05-18 2026-05-14 4 GKOS GLAUKOS Corp
Common Stock
M - Exercise 5,000 40,528 14.07 24.69 123,450 1,000,636
2026-05-13 2026-05-11 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -5,000 35,528 -12.34 135.00 -675,000 4,796,280
2026-05-13 2026-05-11 4 GKOS GLAUKOS Corp
Common Stock
M - Exercise 5,000 40,528 14.07 24.69 123,450 1,000,636
2026-01-07 2026-01-02 4 GKOS GLAUKOS Corp
Common Stock
A - Award 623 35,528 1.78
2025-12-11 2025-12-09 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -5,000 34,905 -12.53 107.27 -536,350 3,744,259
2025-12-11 2025-12-09 4 GKOS GLAUKOS Corp
Common Stock
M - Exercise 5,000 39,905 14.32 24.69 123,450 985,254
2025-06-02 2025-05-29 4 GKOS GLAUKOS Corp
Common Stock
A - Award 2,108 34,905 6.43
2025-06-02 2025-01-02 4 GKOS GLAUKOS Corp
Common Stock
A - Award 461 32,797 1.43
2024-12-23 2024-12-20 4 GKOS GLAUKOS Corp
Common Stock
S - Sale X -10,000 32,336 -23.62 150.28 -1,502,800 4,859,454
2024-12-23 2024-12-20 4 GKOS GLAUKOS Corp
Common Stock
M - Exercise 10,000 42,336 30.93 32.00 320,000 1,354,752
2024-12-13 2024-12-11 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -2,000 32,336 -5.82 144.01 -288,020 4,656,707
2024-12-13 2024-12-11 4 GKOS GLAUKOS Corp
Common Stock
M - Exercise 2,000 34,336 6.19 32.00 64,000 1,098,752
2024-09-11 2024-09-09 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -1,000 32,336 -3.00 130.00 -130,000 4,203,680
2024-09-11 2024-09-09 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -2,000 33,336 -5.66 131.00 -262,000 4,367,016
2024-09-11 2024-09-09 4 GKOS GLAUKOS Corp
Common Stock
M - Exercise 3,000 35,336 9.28 32.00 96,000 1,130,752
2024-06-03 2024-05-30 4 GKOS GLAUKOS Corp
Common Stock
A - Award 1,716 32,336 5.60
2024-06-03 2024-05-30 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -5,000 30,620 -14.04 112.00 -560,000 3,429,440
2024-06-03 2024-05-30 4 GKOS GLAUKOS Corp
Common Stock
M - Exercise 5,000 35,620 16.33 32.00 160,000 1,139,840
2024-03-08 2024-03-07 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -5,000 30,620 -14.04 88.25 -441,250 2,702,215
2024-03-08 2024-03-07 4 GKOS GLAUKOS Corp
Common Stock
M - Exercise 5,000 35,620 16.33 32.00 160,000 1,139,840
2024-03-08 2024-03-06 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -5,202 0 -100.00 84.93 -441,806
2024-03-08 2024-03-06 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -3,145 5,202 -37.68 86.01 -270,501 447,424
2024-02-29 2024-02-27 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -8,000 8,347 -48.94 92.00 -736,000 767,924
2024-01-04 2024-01-02 4 GKOS GLAUKOS Corp
Common Stock
A - Award 895 30,620 3.01
2023-12-04 2023-12-01 4 STAA STAAR SURGICAL CO
Common Stock
A - Award 366 10,457 3.63 32.99 12,074 344,976
2023-10-03 2023-09-29 4 STAA STAAR SURGICAL CO
Common Stock
A - Award 435 10,091 4.50 40.18 17,478 405,456
2023-08-08 2023-08-04 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -10,000 29,725 -25.17 74.56 -745,600 2,216,296
2023-08-08 2023-08-04 4 GKOS GLAUKOS Corp
Common Stock
M - Exercise 10,000 39,725 33.64 7.28 72,750 288,999
2023-06-16 2023-06-15 4 STAA STAAR SURGICAL CO
Common Stock
M - Exercise 3,417 9,656 54.77
2023-06-05 2023-06-01 4 GKOS GLAUKOS Corp
Common Stock
A - Award 3,230 29,725 12.19
2023-01-04 2023-01-03 4 GKOS GLAUKOS Corp
Common Stock
A - Award 1,572 26,495 6.31
2022-08-19 2022-08-19 4 GKOS GLAUKOS Corp
Common Stock
J - Other 2,382 16,347 17.06
2022-08-19 2022-08-19 4 GKOS GLAUKOS Corp
Common Stock
J - Other -2,382 24,923 -8.72
2022-08-08 2022-08-05 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -3,362 0 -100.00 53.01 -178,229
2022-08-08 2022-08-04 4 GKOS GLAUKOS Corp
Common Stock
J - Other 19,045 27,305 230.57
2022-08-08 2022-08-04 4 GKOS GLAUKOS Corp
Common Stock
J - Other -83,955 0 -100.00
2022-08-08 2022-08-04 4 GKOS GLAUKOS Corp
Common Stock
J - Other 83,955 83,955
2022-08-08 2022-08-04 4 GKOS GLAUKOS Corp
Common Stock
J - Other -333,917 0 -100.00
2022-08-05 2022-08-02 4 DOCS Doximity, Inc.
Class A Common Stock
D - Sale to Issuer -4,714 449,960 -1.04
2022-07-29 2022-07-27 4 DOCS Doximity, Inc.
Class A Common Stock
A - Award 4,714 454,674 1.05
2022-06-17 2022-06-16 4 STAA STAAR SURGICAL CO
Common Stock
M - Exercise 2,899 6,239 86.80
2022-06-17 2022-06-16 4 STAA STAAR SURGICAL CO
Common Stock
M - Exercise 355 3,340 11.89
2022-06-06 2022-06-02 4 GKOS GLAUKOS Corp
Common Stock
A - Award 4,364 8,260 112.01
2022-05-18 2022-05-18 4 GKOS GLAUKOS Corp
Common Stock
J - Other 980 13,965 7.55
2022-05-18 2022-05-18 4 GKOS GLAUKOS Corp
Common Stock
J - Other -980 3,896 -20.10
2022-02-25 2022-02-25 4 DOCS Doximity, Inc.
Class A Common Stock
S - Sale -826 449,960 -0.18 59.00 -48,734 26,547,640
2022-02-25 2022-02-23 4 DOCS Doximity, Inc.
Class A Common Stock
S - Sale -29,174 450,786 -6.08 56.09 -1,636,396 25,284,992
2022-02-09 2022-02-08 4 BRZE Braze, Inc.
Class B Common Stock
C - Conversion -3,394,219 0 -100.00
2022-02-09 2022-02-08 4 BRZE Braze, Inc.
Class A Common Stock
C - Conversion 3,394,219 3,394,219
2021-12-08 2021-12-07 4 DOCS Doximity, Inc.
Class A Common Stock
S - Sale -5,980 479,960 -1.23 62.00 -370,760 29,757,520
2021-12-08 2021-12-07 4 DOCS Doximity, Inc.
Class A Common Stock
S - Sale -8,912 485,940 -1.80 63.00 -561,456 30,614,220
2021-12-06 2021-12-03 4 DOCS Doximity, Inc.
Class A Common Stock
S - Sale -2,000 494,852 -0.40 65.82 -131,649 32,573,385
2021-12-06 2021-12-02 4 DOCS Doximity, Inc.
Class B Common Stock
C - Conversion -4,300,000 8,556,998 -33.44
2021-12-06 2021-12-02 4 DOCS Doximity, Inc.
Class A Common Stock
J - Other 249,778 496,852 101.09
2021-12-06 2021-12-02 4 DOCS Doximity, Inc.
Class A Common Stock
J - Other -1,101,094 0 -100.00
2021-12-06 2021-12-02 4 DOCS Doximity, Inc.
Class A Common Stock
J - Other 1,101,094 1,101,094
2021-12-06 2021-12-02 4 DOCS Doximity, Inc.
Class A Common Stock
J - Other -4,300,000 0 -100.00
2021-12-06 2021-12-02 4 DOCS Doximity, Inc.
Class A Common Stock
C - Conversion 4,300,000 4,300,000
2021-11-23 2021-11-19 4 BRZE Braze, Inc.
Class B Common Stock
C - Conversion -1,130,000 3,394,219 -24.98
2021-11-23 2021-11-19 4 BRZE Braze, Inc.
Class B Common Stock
J - Other 4,524,219 4,524,219
2021-11-23 2021-11-19 4 BRZE Braze, Inc.
Series D Preferred Stock
C - Conversion -95,976 0 -100.00
2021-11-23 2021-11-19 4 BRZE Braze, Inc.
Series C Preferred Stock
C - Conversion -1,603,848 0 -100.00
2021-11-23 2021-11-19 4 BRZE Braze, Inc.
Series B Preferred Stock
C - Conversion -2,824,395 0 -100.00
2021-11-23 2021-11-19 4 BRZE Braze, Inc.
Class A Common Stock
S - Sale -1,130,000 0 -100.00 61.42 -69,404,600
2021-11-23 2021-11-19 4 BRZE Braze, Inc.
Class A Common Stock
C - Conversion 1,130,000 1,130,000
2021-11-23 2021-11-19 4 BRZE Braze, Inc.
Common Stock
J - Other -4,524,219 0 -100.00
2021-11-23 2021-11-19 4 BRZE Braze, Inc.
Common Stock
C - Conversion 4,524,219 4,524,219
2021-11-15 2021-11-12 4 DOCS Doximity, Inc.
Class B Common Stock
C - Conversion -4,300,000 12,856,998 -25.06
2021-11-15 2021-11-12 4 DOCS Doximity, Inc.
Class A Common Stock
J - Other 247,074 247,074
2021-11-15 2021-11-12 4 DOCS Doximity, Inc.
Class A Common Stock
J - Other -1,089,179 0 -100.00
2021-11-15 2021-11-12 4 DOCS Doximity, Inc.
Class A Common Stock
J - Other 1,089,179 1,089,179
2021-11-15 2021-11-12 4 DOCS Doximity, Inc.
Class A Common Stock
J - Other -4,300,000 0 -100.00
2021-11-15 2021-11-12 4 DOCS Doximity, Inc.
Class A Common Stock
C - Conversion 4,300,000 4,300,000
2021-09-10 2021-09-08 4 GKOS GLAUKOS Corp
Common Stock
J - Other 3,900 12,985 42.93
2021-09-10 2021-09-08 4 GKOS GLAUKOS Corp
Common Stock
J - Other -3,900 4,876 -44.44
2021-07-14 2021-07-13 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 22,148 25,552 650.65
2021-07-14 2021-07-13 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 2,441 2,816 650.93
2021-07-14 2021-07-13 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 3,642 4,201 651.52
2021-07-14 2021-07-13 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other -97,632 0 -100.00
2021-07-14 2021-07-13 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 97,632 97,632
2021-07-14 2021-07-13 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other -500,000 4,469,911 -10.06
2021-06-28 2021-06-28 4 DOCS Doximity, Inc.
Class B Common Stock
C - Conversion -4,289,250 17,156,998 -20.00
2021-06-28 2021-06-28 4 DOCS Doximity, Inc.
Class B Common Stock
C - Conversion 21,446,248 21,446,248
2021-06-28 2021-06-28 4 DOCS Doximity, Inc.
Series C Preferred Stock
C - Conversion -2,736,772 0 -100.00
2021-06-28 2021-06-28 4 DOCS Doximity, Inc.
Series B Preferred Stock
C - Conversion -5,412,972 0 -100.00
2021-06-28 2021-06-28 4 DOCS Doximity, Inc.
Series A Preferred Stock
C - Conversion -13,296,504 0 -100.00
2021-06-28 2021-06-28 4 DOCS Doximity, Inc.
Class A Common Stock
S - Sale -4,289,250 0 -100.00 24.57 -105,386,872
2021-06-28 2021-06-28 4 DOCS Doximity, Inc.
Class A Common Stock
C - Conversion 4,289,250 4,289,250
2021-06-25 2021-06-24 4 STAA STAAR SURGICAL CO
Common Stock Options
M - Exercise 850 850
2021-06-25 2021-06-24 4 STAA STAAR SURGICAL CO
Common Stock
A - Award 404 2,985 15.65
2021-06-07 2021-06-03 4 GKOS GLAUKOS Corp
Common Stock
A - Award 2,382 8,776 37.25
2021-05-12 2021-05-10 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 1,135 3,404 50.02
2021-05-12 2021-05-10 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 125 375 50.00
2021-05-12 2021-05-10 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 186 559 49.87
2021-05-12 2021-05-10 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other -5,000 0 -100.00
2021-05-12 2021-05-10 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 5,000 5,000
2021-05-12 2021-05-10 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other -500,000 4,969,911 -9.14
2021-03-25 2021-03-24 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 2,269 2,269
2021-03-25 2021-03-24 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 250 250
2021-03-25 2021-03-24 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 373 373
2021-03-25 2021-03-24 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other -10,000 0 -100.00
2021-03-25 2021-03-24 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other 10,000 10,000
2021-03-25 2021-03-24 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
J - Other -1,000,000 5,469,911 -15.46
2021-03-05 2021-03-03 4 GKOS GLAUKOS Corp
Common Stock
J - Other 680 6,394 11.90
2021-03-05 2021-03-03 4 GKOS GLAUKOS Corp
Common Stock
J - Other -3,000 0 -100.00
2021-03-05 2021-03-03 4 GKOS GLAUKOS Corp
Common Stock
J - Other 3,000 3,000
2021-03-05 2021-03-03 4 GKOS GLAUKOS Corp
Common Stock
J - Other -300,000 333,917 -47.32
2021-01-06 2021-01-04 4 GKOS GLAUKOS Corp
Common Stock
A - Award 980 5,714 20.70
2020-10-02 2020-09-29 4/A PMVP PMV Pharmaceuticals, Inc.
Series C Preferred Stock
C - Conversion -265,203 0 -100.00
2020-10-02 2020-09-29 4/A PMVP PMV Pharmaceuticals, Inc.
Series B Preferred Stock
C - Conversion -1,040,654 0 -100.00
2020-10-02 2020-09-29 4/A PMVP PMV Pharmaceuticals, Inc.
Series A Preferred Stock
C - Conversion -3,488,398 0 -100.00
2020-10-02 2020-09-29 4/A PMVP PMV Pharmaceuticals, Inc.
Series Seed Preferred Stock
C - Conversion -1,620,101 0 -100.00
2020-10-02 2020-09-29 4/A PMVP PMV Pharmaceuticals, Inc.
Common Stock
C - Conversion 265,203 6,469,911 4.27
2020-10-02 2020-09-29 4/A PMVP PMV Pharmaceuticals, Inc.
Common Stock
C - Conversion 1,040,654 6,204,708 20.15
2020-10-02 2020-09-29 4/A PMVP PMV Pharmaceuticals, Inc.
Common Stock
C - Conversion 3,488,398 5,164,054 208.18
2020-10-02 2020-09-29 4/A PMVP PMV Pharmaceuticals, Inc.
Common Stock
C - Conversion 1,620,101 1,675,656 2,916.21
2020-10-02 2020-09-25 4/A PMVP PMV Pharmaceuticals, Inc.
Common Stock
P - Purchase 55,555 55,555 18.00 999,990 999,990
2020-09-29 2020-09-29 4 PMVP PMV Pharmaceuticals, Inc.
Series C Preferred Stock
C - Conversion -265,203 0 -100.00
2020-09-29 2020-09-29 4 PMVP PMV Pharmaceuticals, Inc.
Series B Preferred Stock
C - Conversion -1,040,654 0 -100.00
2020-09-29 2020-09-29 4 PMVP PMV Pharmaceuticals, Inc.
Series A Preferred Stock
C - Conversion -3,488,398 0 -100.00
2020-09-29 2020-09-29 4 PMVP PMV Pharmaceuticals, Inc.
Series Seed Preferred Stock
C - Conversion -1,620,101 0 -100.00
2020-09-29 2020-09-29 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
C - Conversion 265,203 6,469,356 4.27
2020-09-29 2020-09-29 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
C - Conversion 1,040,654 6,204,153 20.15
2020-09-29 2020-09-29 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
C - Conversion 3,488,398 5,163,499 208.25
2020-09-29 2020-09-29 4 PMVP PMV Pharmaceuticals, Inc.
Common Stock
C - Conversion 1,620,101 1,675,101 2,945.64
2020-09-29 2020-09-25 4 PMVP PMV Pharmaceuticals, Inc.
Commonn Stock
P - Purchase 55,000 55,000 18.00 990,000 990,000
2020-08-04 2020-07-30 4 STAA STAAR SURGICAL CO
Common Stock
A - Award 2,117 2,581 456.25
2020-06-05 2020-06-03 4 GKOS GLAUKOS Corp
Common Stock
A - Award 3,900 4,734 467.63
2020-06-03 2020-06-01 4 STAA STAAR SURGICAL CO
Common Stock
A - Award 464 464
2020-05-12 2020-05-08 4 GKOS GLAUKOS Corp
Common Stock
J - Other 834 834
2020-05-12 2020-05-08 4 GKOS GLAUKOS Corp
Common Stock
J - Other -367,000 633,917 -36.67
2020-03-16 3 GKOS GLAUKOS Corp
Common Stock
1,016,726
2020-03-16 3 GKOS GLAUKOS Corp
Common Stock
2,014,281
2020-03-16 3 GKOS GLAUKOS Corp
Common Stock
1,022,449
2020-03-16 3 GKOS GLAUKOS Corp
Common Stock
1,016,726
2020-03-16 3 GKOS GLAUKOS Corp
Common Stock
2,014,281
2020-03-16 3 GKOS GLAUKOS Corp
Common Stock
1,022,449
2020-03-16 3 GKOS GLAUKOS Corp
Common Stock
1,016,726
2020-03-16 3 GKOS GLAUKOS Corp
Common Stock
2,014,281
2020-03-16 3 GKOS GLAUKOS Corp
Common Stock
1,022,449
2019-11-25 2019-11-21 4 AVDR AVEDRO INC
Common Stock
U - Other -3,005 0 -100.00
2019-11-25 2019-11-21 4 AVDR AVEDRO INC
Common Stock
U - Other -2,742,239 0 -100.00
2019-11-12 2019-11-07 4 VERO Venus Concept Inc.
Unsecured Subordinated Convertible Promissory Note
C - Conversion 0
2019-11-12 2019-11-07 4 VERO Venus Concept Inc.
Common Stock
C - Conversion 301,605 658,657 84.47
2019-08-22 2019-08-20 4 HAIR Restoration Robotics, Inc.
Unsecured Subordinated Convertible Promissory Note
P - Purchase 2,000,000.00
2019-08-08 2019-08-06 4 OBLN OBALON THERAPEUTICS INC
Warrants (Right to buy)
P - Purchase 18,750 18,750
2019-08-08 2019-08-06 4 OBLN OBALON THERAPEUTICS INC
Common Stock
P - Purchase 25,000 380,224 7.04 4.00 100,000 1,520,896
2019-06-18 2019-06-14 4 AVDR AVEDRO INC
Restricted Stock Units
A - Award 3,005 3,005
2019-06-10 2019-06-07 4 GKOS GLAUKOS Corp
Common Stock
J - Other 4,633 7,995 137.80
2019-06-10 2019-06-07 4 GKOS GLAUKOS Corp
Common Stock
J - Other -4,633 3,830 -54.74
2019-05-31 2019-05-30 4 GKOS GLAUKOS Corp
Common Stock
A - Award 2,653 8,463 45.66
2019-02-19 2019-02-19 4 AVDR AVEDRO INC
Stock Option (right to buy)
A - Award 8,314 8,314
2019-02-19 2019-02-19 4 AVDR AVEDRO INC
Series CC Convertible Preferred Stock
C - Conversion -171,318 0 -100.00
2019-02-19 2019-02-19 4 AVDR AVEDRO INC
Series BB Convertible Preferred Stock
C - Conversion -222,119 0 -100.00
2019-02-19 2019-02-19 4 AVDR AVEDRO INC
Series AA Convertible Preferred Stock
C - Conversion -2,247,190 0 -100.00
2019-02-19 2019-02-19 4 AVDR AVEDRO INC
Common Stock
P - Purchase 25,000 25,000 14.00 350,000 350,000
2019-02-19 2019-02-19 4 AVDR AVEDRO INC
Common Stock
C - Conversion 171,318 2,742,239 6.66
2019-02-19 2019-02-19 4 AVDR AVEDRO INC
Common Stock
C - Conversion 222,119 2,570,921 9.46
2019-02-19 2019-02-19 4 AVDR AVEDRO INC
Common Stock
C - Conversion 2,247,190 2,348,802 2,211.54
2019-02-13 3 AVDR AVEDRO INC
Common Stock
203,224
2019-02-13 3 AVDR AVEDRO INC
Common Stock
203,224
2019-02-13 3 AVDR AVEDRO INC
Common Stock
203,224
2019-01-16 2019-01-02 4 GKOS GLAUKOS Corp
Common Stock
A - Award 1,177 5,810 25.40
2018-10-22 2018-10-18 4 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
S - Sale -26,465 1,362,327 -1.91 12.00 -317,606 16,349,286
2018-10-22 2018-10-18 4 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
S - Sale -210,800 1,388,792 -13.18 12.07 -2,544,714 16,765,080
2018-08-31 2018-08-30 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -2,760 4,633 -37.33 62.39 -172,196 289,053
2018-08-31 2018-08-29 4 GKOS GLAUKOS Corp
Common Stock
J - Other 677 7,393 10.08
2018-08-31 2018-08-29 4 GKOS GLAUKOS Corp
Common Stock
J - Other -5,150 0 -100.00
2018-08-31 2018-08-29 4 GKOS GLAUKOS Corp
Common Stock
J - Other 5,150 5,150
2018-08-31 2018-08-29 4 GKOS GLAUKOS Corp
Common Stock
J - Other -515,000 3,362 -99.35
2018-08-31 2018-08-29 4 GKOS GLAUKOS Corp
Common Stock
S - Sale -500,000 518,362 -49.10 60.38 -30,187,750 31,296,365
2018-08-27 2018-08-23 4 OBLN OBALON THERAPEUTICS INC
Common Stock
P - Purchase 1,098,901 3,552,239 44.79 1.82 2,000,000 6,465,075
2018-08-13 2018-08-09 4 HAIR Restoration Robotics, Inc.
Common Stock
P - Purchase 2,000,000 5,355,786 59.60 1.50 3,000,000 8,033,679
2018-06-15 2018-06-13 4 HAIR Restoration Robotics, Inc.
Stock Option (Right to Buy)
A - Award 13,708 13,708
2018-06-01 2018-05-31 4 GKOS GLAUKOS Corp
Common Stock
A - Award 4,633 6,716 222.42
2017-12-14 2017-12-13 4 GKOS GLAUKOS Corp
Stock option (right to buy)
A - Award 15,000 15,000
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Series B Preferred Stock
C - Conversion -1,538,461 0 -100.00
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
C - Conversion 0
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -1,647,297 0 -100.00
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 170,028 3,355,786 5.34 7.00 1,190,196 23,490,502
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 1,647,297 3,185,758 107.07
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 1,538,461 1,538,461
2017-10-13 2017-10-11 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
J - Other 1,183,713.69
2016-12-08 2016-12-07 4 GKOS GLAUKOS Corp
Common Stock
J - Other 1,314 2,083 170.87
2016-12-08 2016-12-07 4 GKOS GLAUKOS Corp
Common Stock
J - Other -10,000 0 -100.00
2016-12-08 2016-12-07 4 GKOS GLAUKOS Corp
Common Stock
J - Other 10,000 10,000
2016-12-08 2016-12-07 4 GKOS GLAUKOS Corp
Common Stock
J - Other -1,000,000 1,018,362 -49.55
2016-10-12 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series E Preferred Stock
C - Conversion -373,803 0 -100.00
2016-10-12 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series D Preferred Stock
C - Conversion -464,494 0 -100.00
2016-10-12 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -1,615,041 0 -100.00
2016-10-12 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Common Stock
C - Conversion 373,803 2,453,338 17.98
2016-10-12 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Common Stock
C - Conversion 464,494 2,079,535 28.76
2016-10-12 2016-10-12 4 OBLN OBALON THERAPEUTICS INC
Common Stock
C - Conversion 1,615,041 1,615,041
2016-08-03 2016-08-02 4 GKOS GLAUKOS Corp
Common Stock
J - Other 769 769
2016-08-03 2016-08-02 4 GKOS GLAUKOS Corp
Common Stock
J - Other -5,850 0 -100.00
2016-08-03 2016-08-02 4 GKOS GLAUKOS Corp
Common Stock
J - Other 5,850 5,850
2016-08-03 2016-08-02 4 GKOS GLAUKOS Corp
Common Stock
J - Other -585,000 2,018,362 -22.47
2016-06-03 2016-06-02 4 GKOS GLAUKOS Corp
Stock option (right to buy)
A - Award 15,000 15,000
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2016-03-31 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,199,186
2015-07-24 2015-07-23 4 GKOS GLAUKOS Corp
Stock option (right to buy)
A - Award 25,000 25,000
2015-06-30 2015-06-30 4 GKOS GLAUKOS Corp
Series F Convertible Preferred Stock
C - Conversion -253,390 0 -100.00
2015-06-30 2015-06-30 4 GKOS GLAUKOS Corp
Series E Convertible Preferred Stock
C - Conversion -151,653 0 -100.00
2015-06-30 2015-06-30 4 GKOS GLAUKOS Corp
Series D Convertible Preferred Stock
C - Conversion -674,510 0 -100.00
2015-06-30 2015-06-30 4 GKOS GLAUKOS Corp
Series C Convertible Preferred Stock
C - Conversion -1,523,809 0 -100.00
2015-06-30 2015-06-30 4 GKOS GLAUKOS Corp
Common Stock
C - Conversion 2,603,362 2,603,362
2015-06-22 2015-06-18 4 IVTY Invuity, Inc.
Series E Preferred Stock
C - Conversion -56,368 0 -100.00
2015-06-22 2015-06-18 4 IVTY Invuity, Inc.
Series D Preferred Stock
C - Conversion -262,310 0 -100.00
2015-06-22 2015-06-18 4 IVTY Invuity, Inc.
Series C Preferred Stock
C - Conversion -712,291 0 -100.00
2015-06-22 2015-06-18 4 IVTY Invuity, Inc.
Common Stock
C - Conversion 1,080,272 1,080,272
2015-04-14 2015-04-14 4 CBYL Carbylan Therapeutics, Inc.
Convertible Promissory Note
C - Conversion -365,957 0 -100.00
2015-04-14 2015-04-14 4 CBYL Carbylan Therapeutics, Inc.
Convertible Promissory Note
C - Conversion -466,357 0 -100.00
2015-04-14 2015-04-14 4 CBYL Carbylan Therapeutics, Inc.
Series B Convertible Preferred Stock
C - Conversion -2,145,351 0 -100.00
2015-04-14 2015-04-14 4 CBYL Carbylan Therapeutics, Inc.
Series A Convertible Preferred Stock
C - Conversion -831,531 0 -100.00
2015-04-14 2015-04-14 4 CBYL Carbylan Therapeutics, Inc.
Common Stock
P - Purchase 810,000 4,619,196 21.26 5.00 4,050,000 23,095,980
2015-04-14 2015-04-14 4 CBYL Carbylan Therapeutics, Inc.
Common Stock
C - Conversion 365,957 3,809,196 10.63
2015-04-14 2015-04-14 4 CBYL Carbylan Therapeutics, Inc.
Common Stock
C - Conversion 466,357 3,443,239 15.67
2015-04-14 2015-04-14 4 CBYL Carbylan Therapeutics, Inc.
Common Stock
C - Conversion 2,145,351 2,976,882 258.00
2015-04-14 2015-04-14 4 CBYL Carbylan Therapeutics, Inc.
Common Stock
C - Conversion 831,531 831,531
2014-06-02 2014-05-30 4 MKTO Marketo, Inc.
Common Stock
S - Sale -16,613 0 -100.00 23.06 -383,096
2014-06-02 2014-05-30 4 MKTO Marketo, Inc.
Common Stock
S - Sale -1,034 49,266 -2.06 24.16 -24,981 1,190,267
2014-06-02 2014-05-30 4 MKTO Marketo, Inc.
Common Stock
S - Sale -19,373 0 -100.00 23.20 -449,454
2014-06-02 2014-05-29 4 MKTO Marketo, Inc.
Common Stock
S - Sale -22,090 16,613 -57.08 24.57 -542,751 408,181
2014-06-02 2014-05-29 4 MKTO Marketo, Inc.
Common Stock
S - Sale -23,133 50,300 -31.50 24.57 -568,378 1,235,871
2014-06-02 2014-05-29 4 MKTO Marketo, Inc.
Common Stock
S - Sale -9,118 0 -100.00 24.56 -223,938
2014-06-02 2014-05-29 4 MKTO Marketo, Inc.
Common Stock
S - Sale -11,298 0 -100.00 24.59 -277,818
2014-06-02 2014-05-29 4 MKTO Marketo, Inc.
Common Stock
S - Sale -21,821 19,373 -52.97 24.58 -536,360 476,188
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other 10,933 38,703 39.37
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other 11,298 11,298
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other 9,118 9,118
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other 8,532 30,204 39.37
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other 25,597 41,194 164.11
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other 34,130 120,819 39.37
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other 26,393 73,433 56.11
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other -194,800 0 -100.00
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other 194,800 194,800
2014-05-30 2014-05-28 4 MKTO Marketo, Inc.
Common Stock
J - Other -974,000 3,715,756 -20.77
2014-05-22 2014-05-21 4 MKTO Marketo, Inc.
Common Stock
S - Sale -5,000 15,597 -24.28 24.00 -120,000 374,328
2014-05-22 2014-05-20 4 MKTO Marketo, Inc.
Common Stock
S - Sale -5,000 20,597 -19.53 24.02 -120,090 494,699
2014-05-20 2014-05-16 4 MKTO Marketo, Inc.
Common Stock
S - Sale -15,000 25,597 -36.95 22.96 -344,427 587,753
2014-05-15 2014-05-14 4 MKTO Marketo, Inc.
Common Stock
S - Sale -8,463 0 -100.00 24.34 -206,006
2014-05-15 2014-05-13 4 MKTO Marketo, Inc.
Common Stock
S - Sale -14,695 8,463 -63.46 24.26 -356,467 205,293
2014-05-15 2014-05-13 4 MKTO Marketo, Inc.
Common Stock
S - Sale -11,298 0 -100.00 24.25 -273,954
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 10,933 27,770 64.93
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 11,298 11,298
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 9,118 23,158 64.94
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 8,532 21,672 64.93
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 25,597 40,597 170.65
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 34,130 86,689 64.94
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 26,393 47,040 127.83
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other -194,800 0 -100.00
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 194,800 194,800
2014-05-14 2014-05-12 4 MKTO Marketo, Inc.
Common Stock
J - Other -974,000 4,689,756 -17.20
2014-04-01 2014-04-01 4 AGTC APPLIED GENETIC TECHNOLOGIES CORP
Common Stock Warrant
C - Conversion 11,895 11,895
2014-04-01 2014-04-01 4 AGTC APPLIED GENETIC TECHNOLOGIES CORP
Series B-1 Warrant
C - Conversion -416,361 0 -100.00
2014-04-01 2014-04-01 4 AGTC APPLIED GENETIC TECHNOLOGIES CORP
Series B-3 Convertible Preferred Stock
C - Conversion -5,699,111 0 -100.00
2014-04-01 2014-04-01 4 AGTC APPLIED GENETIC TECHNOLOGIES CORP
Series B-2 Convertible Preferred Stock
C - Conversion -11,893,926 0 -100.00
2014-04-01 2014-04-01 4 AGTC APPLIED GENETIC TECHNOLOGIES CORP
Series B-1 Convertible Preferred Stock
C - Conversion -6,409,436 0 -100.00
2014-04-01 2014-04-01 4 AGTC APPLIED GENETIC TECHNOLOGIES CORP
Series A-1 Convertible Preferred Stock
C - Conversion -11,479,011 0 -100.00
2014-04-01 2014-04-01 4 AGTC APPLIED GENETIC TECHNOLOGIES CORP
Common Stock
P - Purchase 75,376 1,452,216 5.47 12.00 904,512 17,426,592
2014-04-01 2014-04-01 4 AGTC APPLIED GENETIC TECHNOLOGIES CORP
Common Stock
C - Conversion 1,376,480 1,376,480
2014-03-03 2014-02-28 4 MKTO Marketo, Inc.
Common Stock
S - Sale -5,000 15,000 -25.00 41.56 -207,800 623,400
2014-03-03 2014-02-27 4 MKTO Marketo, Inc.
Common Stock
S - Sale -19,420 20,000 -49.26 42.06 -816,805 841,200
2014-02-28 2014-02-26 4 MKTO Marketo, Inc.
Common Stock
S - Sale -13,050 0 -100.00 40.03 -522,392
2014-02-28 2014-02-26 4 MKTO Marketo, Inc.
Common Stock
S - Sale -20,000 20,647 -49.20 40.62 -812,400 838,681
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other 12,628 16,837 300.02
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other 13,050 13,050
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other 10,530 14,040 300.00
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other 9,855 13,140 300.00
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other 29,565 39,420 300.00
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other 39,420 52,559 300.02
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other 30,485 40,647 299.99
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other -225,000 0 -100.00
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other 225,000 225,000
2014-02-27 2014-02-25 4 MKTO Marketo, Inc.
Common Stock
J - Other -1,500,000 5,663,756 -20.94
2014-02-18 2014-02-13 4 MKTO Marketo, Inc.
Common Stock
S - Sale -4,350 0 -100.00 40.70 -177,045
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 4,209 4,209
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 4,350 4,350
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 3,510 3,510
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 3,285 3,285
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 9,855 9,855
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 13,139 13,139
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 10,162 10,162
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other -75,000 0 -100.00
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other 75,000 75,000
2014-02-14 2014-02-12 4 MKTO Marketo, Inc.
Common Stock
J - Other -500,000 7,163,756 -6.52
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Series D-2 Convertible Preferred Stock
C - Conversion -2,448 0 -100.00
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Series D-2 Convertible Preferred Stock Warrant to buy
X - Other -46,005 0 -100.00
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Series D-2 Convertible Preferred Stock
C - Conversion -613,402 0 -100.00
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Series C Convertible Preferred Stock
C - Conversion -5,547,611 0 -100.00
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Series B Convertible Preferred Stock
C - Conversion -10,131,856 0 -100.00
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Series A-1 Convertible Preferred Stock
C - Conversion -12,001,000 0 -100.00
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Common Stock
C - Conversion 2,448 1,908,716 0.13
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Common Stock
C - Conversion 32,671 1,906,268 1.74
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Common Stock
C - Conversion 295,494 1,873,597 18.72
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Common Stock
C - Conversion 615,284 1,578,103 63.90
2013-10-18 2013-10-16 4 MGNX MACROGENICS INC
Common Stock
C - Conversion 962,819 962,819
2013-09-18 2013-09-18 4 MKTO Marketo, Inc.
Common Stock
S - Sale -2,083,435 7,663,756 -21.37 33.99 -70,818,664 260,501,029
2013-08-07 2013-08-05 4 TSRO TESARO, Inc.
Common Stock
J - Other -600,000 2,471,701 -19.53
2013-05-22 2013-05-22 4 MKTO Marketo, Inc.
Series F Convertible Preferred Stock
C - Conversion -227,272 0 -100.00
2013-05-22 2013-05-22 4 MKTO Marketo, Inc.
Series E Convertible Preferred Stock
C - Conversion -394,714 0 -100.00
2013-05-22 2013-05-22 4 MKTO Marketo, Inc.
Series D Convertible Preferred Stock
C - Conversion -570,977 0 -100.00
2013-05-22 2013-05-22 4 MKTO Marketo, Inc.
Series B Convertible Preferred Stock
C - Conversion -3,154,228 0 -100.00
2013-05-22 2013-05-22 4 MKTO Marketo, Inc.
Series A Convertible Preferred Stock
C - Conversion -5,400,000 0 -100.00
2013-05-22 2013-05-22 4 MKTO Marketo, Inc.
Common Stock
C - Conversion 9,747,191 9,747,191
2012-07-05 2012-07-03 4 TSRO TESARO, Inc.
Series B Preferred Stock
C - Conversion -9,195,402 0 -100.00
2012-07-05 2012-07-03 4 TSRO TESARO, Inc.
Common Stock
P - Purchase 444,444 3,071,701 16.92 13.50 5,999,994 41,467,964
2012-07-05 2012-07-03 4 TSRO TESARO, Inc.
Common Stock
C - Conversion 2,627,257 2,627,257
2011-09-23 2011-09-21 4 TSPT Transcept Pharmaceuticals Inc
Common
P - Purchase 217,228 1,983,884 12.30 7.24 1,573,122 14,366,891
2011-09-22 3 TSPT Transcept Pharmaceuticals Inc
Common
1,766,656
2007-11-21 2007-11-20 4 ETRM EnteroMedics Inc
Series C Preferred Stock
C - Conversion -1,359,261 0 -100.00
2007-11-21 2007-11-20 4 ETRM EnteroMedics Inc
Common Stock
C - Conversion 1,359,261 1,546,761 724.94
2007-11-19 2007-11-15 4 ETRM EnteroMedics Inc
Common Stock
P - Purchase 187,500 187,500 8.00 1,500,000 1,500,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)