Anixa 生物科學公司
US ˙ NasdaqCM ˙ US03528H1095

簡介

本頁面提供了有關 Bruce F Johnson 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Bruce F Johnson已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:ITUS / ITUS Corp. Director 50,000
US:CME / CME Group Inc. Director 107,338
如何解讀這些圖表

以下圖表顯示了在Bruce F Johnson進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

ANIX / Anixa Biosciences, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ANIX / Anixa Biosciences, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2016-06-30 ITUS JOHNSON BRUCE F 4,500 3.2600 4,500 3.2600 14,670 730
2016-06-27 ITUS JOHNSON BRUCE F 400 3.1600 400 3.1600 1,264
2016-06-17 ITUS JOHNSON BRUCE F 200 3.3400 200 3.3400 668
2016-06-16 ITUS JOHNSON BRUCE F 200 3.7000 200 3.7000 740
2016-06-09 ITUS JOHNSON BRUCE F 900 3.3100 900 3.3100 2,979
2016-06-08 ITUS JOHNSON BRUCE F 500 3.6000 500 3.6000 1,800
2016-06-03 ITUS JOHNSON BRUCE F 500 3.2500 500 3.2500 1,625
2016-06-02 ITUS JOHNSON BRUCE F 1,500 3.3900 1,500 3.3900 5,085
2016-05-31 ITUS JOHNSON BRUCE F 2,504 3.3200 2,504 3.3200 8,313
2016-05-27 ITUS JOHNSON BRUCE F 100 3.1700 100 3.1700 317
2016-04-20 ITUS JOHNSON BRUCE F 200 2.9600 200 2.9600 592
2016-04-19 ITUS JOHNSON BRUCE F 100 2.6200 100 2.6200 262
2016-04-19 ITUS JOHNSON BRUCE F 200 2.9200 200 2.9200 584
2016-04-07 ITUS JOHNSON BRUCE F 200 2.8200 200 2.8200 564
2016-03-31 ITUS JOHNSON BRUCE F 500 3.0100 500 3.0100 1,505
2016-03-31 ITUS JOHNSON BRUCE F 100 3.0200 100 3.0200 302
2016-03-28 ITUS JOHNSON BRUCE F 100 3.0300 100 3.0300 303
2016-03-23 ITUS JOHNSON BRUCE F 720 2.7570 720 2.7570 1,985
2016-03-18 ITUS JOHNSON BRUCE F 500 2.8500 500 2.8500 1,425
2016-03-14 ITUS JOHNSON BRUCE F 500 2.9600 500 2.9600 1,480
2016-03-09 ITUS JOHNSON BRUCE F 500 2.9400 500 2.9400 1,470
2015-09-25 ITUS JOHNSON BRUCE F 1,400 4.4900 1,400 4.4900 6,286
2015-09-21 ITUS JOHNSON BRUCE F 100 5.1500 100 5.1500 515
2015-09-16 ITUS JOHNSON BRUCE F 600 5.6200 600 5.6200 3,372
2015-09-15 ITUS JOHNSON BRUCE F 100 5.4000 100 5.4000 540
2015-09-14 ITUS JOHNSON BRUCE F 200 5.2400 200 5.2400 1,048
2015-09-11 ITUS JOHNSON BRUCE F 500 4.5000 500 4.5000 2,250
2015-09-10 ITUS JOHNSON BRUCE F 100 4.2300 100 4.2300 423
2015-09-03 ITUS JOHNSON BRUCE F 2,000 3.9500 2,000 3.9500 7,900
2015-08-07 ITUS JOHNSON BRUCE F 300 4.6600 300 4.6600 1,398
2015-08-05 ITUS JOHNSON BRUCE F 1,500 4.4900 1,500 4.4900 6,735
2015-08-05 ITUS JOHNSON BRUCE F 200 4.4900 200 4.4900 898
2015-07-31 ITUS JOHNSON BRUCE F 2,000 4.9800 2,000 4.9800 9,960
2015-07-30 ITUS JOHNSON BRUCE F 1,050 5.4700 1,050 5.4700 5,744
2015-07-28 ITUS JOHNSON BRUCE F 2,000 5.7500 2,000 5.7500 11,500
2015-07-24 ITUS JOHNSON BRUCE F 5,548 5.7100 5,548 5.7100 31,679
2015-07-22 ITUS JOHNSON BRUCE F 1,500 5.9900 1,500 5.9900 8,985
2015-07-20 ITUS JOHNSON BRUCE F 1,000 5.5400 1,000 5.5400 5,540
2015-07-17 ITUS JOHNSON BRUCE F 8,400 5.4500 8,400 5.4500 45,780
2015-07-07 ITUSD JOHNSON BRUCE F 6,500 3.6200 6,500 3.6200 23,530
2015-06-26 ITUSD JOHNSON BRUCE F 6,000 3.9500 240 98.7500 23,700
2015-06-25 ITUS JOHNSON BRUCE F 210,000 0.1135 210,000 0.1135 23,835
2015-06-23 ITUS JOHNSON BRUCE F 140,000 0.1571 140,000 0.1571 21,994
2015-06-22 ITUS JOHNSON BRUCE F 35,000 0.1505 35,000 0.1505 5,268
2015-06-17 ITUS JOHNSON BRUCE F 15,000 0.1267 15,000 0.1267 1,900
2015-06-12 ITUS JOHNSON BRUCE F 50,000 0.1500 50,000 0.1500 7,500
2015-06-05 ITUS JOHNSON BRUCE F 36,000 0.1400 36,000 0.1400 5,040
2015-06-04 ITUS JOHNSON BRUCE F 136,025 0.1560 136,025 0.1560 21,220
2015-06-03 ITUS JOHNSON BRUCE F 85,000 0.1647 85,000 0.1647 14,000
2015-06-02 ITUS JOHNSON BRUCE F 2,700 0.1450 2,700 0.1450 392
2015-04-02 ITUS JOHNSON BRUCE F 5,000 0.1598 5,000 0.1598 799
2015-04-02 ITUS JOHNSON BRUCE F 5,000 0.1625 5,000 0.1625 812
2015-04-01 ITUS JOHNSON BRUCE F 156,544 0.1522 156,544 0.1522 23,826
2015-03-31 ITUS JOHNSON BRUCE F 50,000 0.1250 50,000 0.1250 6,250
2015-03-26 ITUS JOHNSON BRUCE F 10,000 0.1270 10,000 0.1270 1,270
2015-03-25 ITUS JOHNSON BRUCE F 125,000 0.1377 125,000 0.1377 17,212
2015-03-24 ITUS JOHNSON BRUCE F 30,000 0.1320 30,000 0.1320 3,960
2015-03-23 ITUS JOHNSON BRUCE F 35,000 0.1160 35,000 0.1160 4,060
2015-03-20 ITUS JOHNSON BRUCE F 188,325 0.1054 188,325 0.1054 19,849
2015-03-18 ITUS JOHNSON BRUCE F 215,258 0.0942 215,258 0.0942 20,277
2014-01-30 COPY JOHNSON BRUCE F 15,000 0.3950 600 9.8750 5,925
2014-01-29 COPY JOHNSON BRUCE F 10,000 0.3500 400 8.7500 3,500
2014-01-28 COPY JOHNSON BRUCE F 20,000 0.3171 800 7.9275 6,342
2014-01-28 COPY JOHNSON BRUCE F 10,000 0.3225 400 8.0625 3,225
2014-01-28 COPY JOHNSON BRUCE F 20,000 0.3270 800 8.1750 6,540
2014-01-24 COPY JOHNSON BRUCE F 40,000 0.2900 1,600 7.2500 11,600
2014-01-24 COPY JOHNSON BRUCE F 10,000 0.2598 400 6.4950 2,598
2014-01-24 COPY JOHNSON BRUCE F 10,000 0.2650 400 6.6250 2,650
2014-01-23 COPY JOHNSON BRUCE F 20,000 0.2700 800 6.7500 5,400
2014-01-23 COPY JOHNSON BRUCE F 100,000 0.2822 4,000 7.0550 28,220
2014-01-22 COPY JOHNSON BRUCE F 50,000 0.2199 2,000 5.4975 10,995
2014-01-22 COPY JOHNSON BRUCE F 50,000 0.2425 2,000 6.0625 12,125
2013-05-21 COPY JOHNSON BRUCE F 24,973 0.3000 999 7.5000 7,492
2013-05-16 COPY JOHNSON BRUCE F 25,000 0.3100 1,000 7.7500 7,750
2013-01-25 COPY JOHNSON BRUCE F
2012-09-20 COPY JOHNSON BRUCE F 2,000 0.2340 80 5.8500 468
2012-09-19 COPY JOHNSON BRUCE F 1,000 0.2400 40 6.0000 240
2012-09-12 COPY JOHNSON BRUCE F 1,000 0.1850 40 4.6250 185
2012-09-12 COPY JOHNSON BRUCE F 1,000 0.1900 40 4.7500 190
2012-09-12 COPY JOHNSON BRUCE F 0.0920 2.3000
2012-08-23 COPY JOHNSON BRUCE F 1,000 0.1040 40 2.6000 104

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ANIX / Anixa Biosciences, Inc. Insider Trades
ANIX / Anixa Biosciences, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ANIX / Anixa Biosciences, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ANIX / Anixa Biosciences, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Bruce F Johnson 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2017-09-26 2017-09-22 4 ITUS ITUS Corp
Employee Stock Options (Right to Buy) 		A - Award 50,000 50,000
2017-09-26 2017-09-22 4 ITUS ITUS Corp
Common Stock 		A - Award 50,000 604,817 9.01
2017-09-26 3 ITUS ITUS Corp
Common Stock 		1,109,634
2017-09-26 3 ITUS ITUS Corp
Common Stock 		1,109,634
2016-07-05 2016-06-30 4 ITUS ITUS Corp
Common Stock 		P - Purchase 4,500 419,119 1.09 3.26 14,670 1,366,328
2016-06-29 2016-06-27 4 ITUS ITUS Corp
Common Stock 		P - Purchase 400 414,619 0.10 3.16 1,264 1,310,196
2016-06-20 2016-06-17 4 ITUS ITUS Corp
Common Stock 		P - Purchase 200 414,219 0.05 3.34 668 1,383,491
2016-06-20 2016-06-16 4 ITUS ITUS Corp
Common Stock 		P - Purchase 200 414,019 0.05 3.70 740 1,531,870
2016-06-13 2016-06-09 4 ITUS ITUS Corp
Common Stock 		P - Purchase 900 413,819 0.22 3.31 2,979 1,369,741
2016-06-10 2016-06-08 4 ITUS ITUS Corp
Common Stock 		P - Purchase 500 412,919 0.12 3.60 1,800 1,486,508
2016-06-06 2016-06-03 4 ITUS ITUS Corp
Common Stock 		P - Purchase 500 412,419 0.12 3.25 1,625 1,340,362
2016-06-06 2016-06-02 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,500 411,919 0.37 3.39 5,085 1,396,405
2016-06-01 2016-05-31 4 ITUS ITUS Corp
Common Stock 		P - Purchase 2,504 410,419 0.61 3.32 8,313 1,362,591
2016-06-01 2016-05-27 4 ITUS ITUS Corp
Common Stock 		P - Purchase 100 407,915 0.02 3.17 317 1,293,091
2016-04-21 2016-04-20 4 ITUS ITUS Corp
Common Stock 		P - Purchase 200 407,715 0.05 2.96 592 1,206,836
2016-04-21 2016-04-19 4 ITUS ITUS Corp
Common Stock 		P - Purchase 200 407,515 0.05 2.92 584 1,189,944
2016-04-21 2016-04-19 4 ITUS ITUS Corp
Common Stock 		P - Purchase 100 407,315 0.02 2.62 262 1,067,165
2016-04-11 2016-04-07 4 ITUS ITUS Corp
Common Stock 		P - Purchase 200 407,215 0.05 2.82 564 1,148,346
2016-04-04 2016-03-31 4 ITUS ITUS Corp
Common Stock 		P - Purchase 100 407,005 0.02 3.02 302 1,229,155
2016-04-04 2016-03-31 4 ITUS ITUS Corp
Common Stock 		P - Purchase 500 406,905 0.12 3.01 1,505 1,224,784
2016-03-30 2016-03-28 4 ITUS ITUS Corp
Common Stock 		P - Purchase 100 406,405 0.02 3.03 303 1,231,407
2016-03-25 2016-03-23 4 ITUS ITUS Corp
Common Stock 		P - Purchase 720 406,305 0.18 2.76 1,985 1,120,183
2016-03-22 2016-03-18 4 ITUS ITUS Corp
Common Stock 		P - Purchase 500 405,585 0.12 2.85 1,425 1,155,917
2016-03-16 2016-03-14 4 ITUS ITUS Corp
Common Stock 		P - Purchase 500 405,085 0.12 2.96 1,480 1,199,052
2016-03-11 2016-03-09 4 ITUS ITUS Corp
Common Stock 		P - Purchase 500 404,585 0.12 2.94 1,470 1,189,480
2016-02-19 2016-02-18 4 ITUS ITUS Corp
Employee Stock Options (Right to Buy) 		A - Award 12,000 12,000
2015-09-29 2015-09-25 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,400 404,085 0.35 4.49 6,286 1,814,342
2015-09-23 2015-09-21 4 ITUS ITUS Corp
Common Stock 		P - Purchase 100 402,685 0.02 5.15 515 2,073,828
2015-09-18 2015-09-16 4 ITUS ITUS Corp
Common Stock 		P - Purchase 600 402,585 0.15 5.62 3,372 2,262,528
2015-09-16 2015-09-15 4 ITUS ITUS Corp
Common Stock 		P - Purchase 100 401,985 0.02 5.40 540 2,170,719
2015-09-16 2015-09-14 4 ITUS ITUS Corp
Common Stock 		P - Purchase 200 401,885 0.05 5.24 1,048 2,105,877
2015-09-14 2015-09-11 4 ITUS ITUS Corp
Common Stock 		P - Purchase 500 401,685 0.12 4.50 2,250 1,807,582
2015-09-14 2015-09-10 4 ITUS ITUS Corp
Common Stock 		P - Purchase 100 401,185 0.02 4.23 423 1,697,013
2015-09-09 2015-09-03 4 ITUS ITUS Corp
Common Stock 		P - Purchase 2,000 401,085 0.50 3.95 7,900 1,584,286
2015-08-12 2015-08-07 4 ITUS ITUS Corp
Common Stock 		P - Purchase 300 399,085 0.08 4.66 1,398 1,859,736
2015-08-07 2015-08-05 4 ITUS ITUS Corp
Common Stock 		P - Purchase 200 398,785 0.05 4.49 898 1,790,545
2015-08-07 2015-08-05 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,500 398,585 0.38 4.49 6,735 1,789,647
2015-08-03 2015-07-31 4 ITUS ITUS Corp
Common Stock 		P - Purchase 2,000 397,085 0.51 4.98 9,960 1,977,483
2015-08-03 2015-07-30 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,050 395,085 0.27 5.47 5,744 2,161,115
2015-07-30 2015-07-28 4 ITUS ITUS Corp
Common Stock 		P - Purchase 2,000 394,035 0.51 5.75 11,500 2,265,701
2015-07-28 2015-07-24 4 ITUS ITUS Corp
Common Stock 		P - Purchase 5,548 392,035 1.44 5.71 31,679 2,238,520
2015-07-23 2015-07-22 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,500 386,487 0.39 5.99 8,985 2,315,057
2015-07-21 2015-07-20 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,000 384,987 0.26 5.54 5,540 2,132,828
2015-07-21 2015-07-17 4 ITUS ITUS Corp
Common Stock 		P - Purchase 8,400 383,987 2.24 5.45 45,780 2,092,729
2015-07-09 2015-07-07 4 ITUSD ITUS Corp
Common Stock 		P - Purchase 6,500 375,587 1.76 3.62 23,530 1,359,625
2015-06-30 2015-06-26 4 ITUSD ITUS Corp
Common Stock 		P - Purchase 6,000 369,087 1.65 3.95 23,700 1,457,894
2015-06-29 2015-06-25 4 ITUS ITUS Corp
Common Stock 		P - Purchase 210,000 9,077,167 2.37 0.11 23,835 1,030,258
2015-06-24 2015-06-23 4 ITUS ITUS Corp
Common Stock 		P - Purchase 140,000 8,867,167 1.60 0.16 21,994 1,393,032
2015-06-24 2015-06-22 4 ITUS ITUS Corp
Common Stock 		P - Purchase 35,000 8,727,167 0.40 0.15 5,268 1,313,439
2015-06-19 2015-06-17 4 ITUS ITUS Corp
Common Stock 		P - Purchase 15,000 8,692,167 0.17 0.13 1,900 1,101,298
2015-06-15 2015-06-12 4 ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 8,677,167 0.58 0.15 7,500 1,301,575
2015-06-08 2015-06-05 4 ITUS ITUS Corp
Common Stock 		P - Purchase 36,000 8,627,167 0.42 0.14 5,040 1,207,803
2015-06-05 2015-06-04 4 ITUS ITUS Corp
Common Stock 		P - Purchase 136,025 8,591,167 1.61 0.16 21,220 1,340,222
2015-06-04 2015-06-03 4 ITUS ITUS Corp
Common Stock 		P - Purchase 85,000 8,455,142 1.02 0.16 14,000 1,392,562
2015-06-04 2015-06-02 4 ITUS ITUS Corp
Common Stock 		P - Purchase 2,700 8,370,142 0.03 0.14 392 1,213,671
2015-04-06 2015-04-02 4 ITUS ITUS Corp
Common Stock 		P - Purchase 5,000 8,367,442 0.06 0.16 812 1,359,709
2015-04-06 2015-04-02 4 ITUS ITUS Corp
Common Stock 		P - Purchase 5,000 8,362,422 0.06 0.16 799 1,336,315
2015-04-02 2015-04-01 4 ITUS ITUS Corp
Common Stock 		P - Purchase 156,544 8,357,442 1.91 0.15 23,826 1,272,003
2015-04-02 2015-03-31 4 ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 8,200,898 0.61 0.12 6,250 1,025,112
2015-03-30 2015-03-26 4 ITUS ITUS Corp
Common Stock 		P - Purchase 10,000 8,150,898 0.12 0.13 1,270 1,035,164
2015-03-26 2015-03-25 4 ITUS ITUS Corp
Common Stock 		P - Purchase 125,000 8,140,898 1.56 0.14 17,212 1,121,002
2015-03-26 2015-03-24 4 ITUS ITUS Corp
Common Stock 		P - Purchase 30,000 8,015,898 0.38 0.13 3,960 1,058,099
2015-03-24 2015-03-23 4 ITUS ITUS Corp
Common Stock 		P - Purchase 35,000 7,985,898 0.44 0.12 4,060 926,364
2015-03-24 2015-03-20 4 ITUS ITUS Corp
Common Stock 		P - Purchase 188,325 7,950,898 2.43 0.11 19,849 838,025
2015-03-20 2015-03-18 4 ITUS ITUS Corp
Common Stock 		P - Purchase 215,258 7,762,573 2.85 0.09 20,277 731,234
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 300,000 300,000
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 300,000 300,000
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -300,000 0 -100.00
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -300,000 0 -100.00
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 300,000 300,000
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -300,000 0 -100.00
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 60,000 60,000
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 60,000 60,000
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -60,000 0 -100.00
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -60,000 0 -100.00
2015-01-06 2015-01-02 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 300,000 300,000
2014-08-27 2014-08-25 4 CME CME GROUP INC.
Common Stock Class A 		A - Award 331 107,338 0.31
2014-06-27 2014-06-25 4 CME CME GROUP INC.
Common Stock Class A 		A - Award 1,062 107,007 1.00
2014-02-03 2014-01-30 4 COPY COPYTELE INC
Common Stock 		P - Purchase 15,000 6,871,428 0.22 0.40 5,925 2,714,214
2014-01-29 2014-01-29 4 COPY COPYTELE INC
Common Stock 		P - Purchase 10,000 6,856,428 0.15 0.35 3,500 2,399,750
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 20,000 6,846,428 0.29 0.33 6,540 2,238,782
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 10,000 6,826,428 0.15 0.32 3,225 2,201,523
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 20,000 6,816,428 0.29 0.32 6,342 2,161,489
2014-01-28 2014-01-24 4 COPY COPYTELE INC
Common Stock 		P - Purchase 10,000 6,796,428 0.15 0.26 2,650 1,801,053
2014-01-28 2014-01-24 4 COPY COPYTELE INC
Common Stock 		P - Purchase 10,000 6,786,428 0.15 0.26 2,598 1,763,114
2014-01-28 2014-01-24 4 COPY COPYTELE INC
Common Stock 		P - Purchase 40,000 6,776,428 0.59 0.29 11,600 1,965,164
2014-01-27 2014-01-23 4 COPY COPYTELE INC
Common Stock 		P - Purchase 100,000 6,736,428 1.51 0.28 28,220 1,901,020
2014-01-27 2014-01-23 4 COPY COPYTELE INC
Common Stock 		P - Purchase 20,000 6,636,428 0.30 0.27 5,400 1,791,836
2014-01-24 2014-01-22 4 COPY COPYTELE INC
Common Stock 		P - Purchase 50,000 6,616,428 0.76 0.24 12,125 1,604,484
2014-01-24 2014-01-22 4 COPY COPYTELE INC
Common Stock 		P - Purchase 50,000 6,566,428 0.77 0.22 10,995 1,443,958
2014-01-06 2014-01-02 4 COPY COPYTELE INC
Common Stock 		J - Other 10,471 6,516,428 0.16 0.19 1,991 1,238,773
2013-07-16 2013-07-15 4 COPY COPYTELE INC
Common Stock Purchase Warrants (Right to Buy) 		M - Exercise -700,000 0 -100.00 0.18 -125,020
2013-07-16 2013-07-15 4 COPY COPYTELE INC
Common Stock 		M - Exercise 700,000 6,496,196 12.08 0.16 112,000 1,039,391
2013-07-16 2013-07-01 4 COPY COPYTELE INC
Common Stock 		J - Other 6,894 5,796,196 0.12 0.29 2,000 1,681,476
2013-06-27 2013-06-25 4 CME CME GROUP INC.
Common Stock Class A 		A - Award 982 105,945 0.94
2013-05-22 2013-05-21 4 COPY COPYTELE INC
Common Stock 		P - Purchase 24,973 5,789,302 0.43 0.30 7,492 1,736,791
2013-05-21 2013-05-16 4 COPY COPYTELE INC
Common Stock 		P - Purchase 25,000 5,764,329 0.44 0.31 7,750 1,786,942
2013-03-28 2013-03-28 4 COPY COPYTELE INC
Employee Stock Options (Right to Buy) 		A - Award 300,000 300,000
2013-01-29 2013-01-25 4 COPY COPYTELE INC
8% Convertible Debentures Due 2015 		P - Purchase 333,300
2013-01-29 2013-01-25 4 COPY COPYTELE INC
Common Stock Purchase Warrant 		P - Purchase 333,300 333,300
2012-12-04 2012-11-30 4 COPY COPYTELE INC
Employee Stock Option 		A - Award 60,000 60,000
2012-09-24 2012-09-20 4 COPY COPYTELE INC
CopyTele, Inc. common stock 		P - Purchase 2,000 4,085,188 0.05 0.23 468 955,934
2012-09-24 2012-09-19 4 COPY COPYTELE INC
CopyTele, Inc. common stock 		P - Purchase 1,000 4,085,188 0.02 0.24 240 980,445
2012-09-24 2012-09-12 4 COPY COPYTELE INC
CopyTele, Inc. common stock 		P - Purchase 1,000 4,085,188 0.02 0.19 190 776,186
2012-09-24 2012-09-12 4 COPY COPYTELE INC
CopyTele, Inc. common stock 		P - Purchase 1,000 4,085,188 0.02 0.18 185 755,760
2012-09-24 2012-08-23 4 COPY COPYTELE INC
CopyTele, Inc. common stock 		P - Purchase 1,000 4,085,188 0.02 0.10 104 424,860
2012-09-14 2012-09-12 4 COPY COPYTELE INC
8% Convertible Debentures Due 2016 		P - Purchase 1,630,434 0.09 150,000
2012-09-05 3 COPY COPYTELE INC
CopyTele, Inc. common stock 		4,079,188
2012-06-27 2012-06-25 4 CME CME GROUP INC.
Common Stock Class A 		A - Award 281 20,991 1.36
2005-05-26 2005-05-25 4 CME CHICAGO MERCANTILE EXCHANGE HOLDINGS INC
Common Stock Class A 		A - Award 100 19,388 0.52
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）