| 已發行股份 | 33,527,858 shares |
| 內部人士股份 | 5,249,473 shares |
| 內部持股 | 15.66 % |
| 所有內部人士 | 20 |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內幕交易圖表
以下圖表顯示了Anixa Biosciences, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Robert Andrew Berman President & CEO, Director - [D] [O] | 61,553 | 61,553 | |
| Anthony Bowers | 60,000 | ||
| Arnold M Baskies Director - [D] | 135,000 | 135,000 | |
| Andrea Belz | 300,000 | ||
| Michael Catelani President, COO, & CFO - [O] | 44,500 | 44,500 | |
| David Cavalier Director - [D] | 2,000 | 2,000 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Frank J Disanto | 150,000 | ||
| Dale Fox Director - [D] | 0 | 0 | |
| Emily Gottschalk Director - [D] | 45,665 | 45,665 | |
| Henry P Herms VP, Finance & CFO - [O] | 23,321 | 23,321 | |
| Bruce F Johnson Director - [D] | 1,109,634 | 1,109,634 | |
| Denis A Krusos Chief Executive Officer, Director - [D] [O] | 1,169,880 | 1,169,880 | |
| Amit Kumar Chief Executive Officer - [O] | 610,486 | 610,486 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| George P Larounis | 60,000 | ||
| John J Monahan Director - [D] | 50,900 | 50,900 | |
| Roop John H. Sr. Vice President-Engineering - [O] | 129,500 | 129,500 | |
| Tisha Stender Chief Operating Officer - [O] | 800,000 | 800,000 | |
| Lewis H jr Titterton Director - [D] | 969,334 | 969,334 | |
| Richard H Williams Director - [D] | 50,000 | 50,000 | |
| Williams Kent B. Director - [D] | 47,700 | 47,700 |
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 ANIX / Anixa Biosciences, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 ANIX / Anixa Biosciences, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-29 | 2026-01-28 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.0400 | 10,000 | 30 | 135,000 | ||||
| 2025-12-16 | 2025-12-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.9200 | 16,000 | 47 | 969,334 | ||||
| 2025-10-31 | 2025-10-30 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.0600 | -169,439 | -688 | 610,486 | ||||
| 2025-10-31 | 2025-10-30 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.9200 | 200,000 | 584 | 779,925 | ||||
| 2025-08-04 | 2025-07-31 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0800 | 10,000 | 31 | 953,334 | ||||
| 2025-07-31 | 2025-07-30 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.1600 | 5,000 | 16 | 579,925 | ||||
| 2025-07-21 | 2025-07-18 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.3900 | 5,000 | 17 | 125,000 | ||||
| 2025-07-15 | 2025-07-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.1400 | 10,000 | 31 | 943,334 | ||||
| 2025-07-14 | 2025-07-11 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.1500 | 5,000 | 16 | 574,925 | ||||
| 2025-06-05 | 2025-06-04 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.8500 | 10,000 | 28 | 569,925 | ||||
| 2025-01-29 | 2025-01-28 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 2.8200 | 5,000 | 14 | 120,000 | ||||
| 2025-01-27 | 2025-01-24 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0000 | 1,000 | 3 | 933,334 | ||||
| 2025-01-27 | 2025-01-23 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.9100 | 2,000 | 6 | 932,334 | ||||
| 2025-01-23 | 2025-01-22 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0100 | 2,000 | 6 | 930,334 | ||||
| 2025-01-22 | 2025-01-21 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5900 | 6,000 | 16 | 928,334 | ||||
| 2025-01-17 | 2025-01-17 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5700 | 10,000 | 26 | 922,334 | ||||
| 2025-01-15 | 2025-01-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.2300 | 43,000 | 96 | 559,925 | ||||
| 2025-01-15 | 2025-01-15 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.1500 | 9,289 | 20 | 44,500 | ||||
| 2024-10-23 | 2024-10-22 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 16,000 | 41 | 912,334 | ||||
| 2024-08-01 | 2024-07-31 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2300 | 5,580 | 18 | 896,334 | ||||
| 2024-08-01 | 2024-07-30 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0600 | 21,646 | 66 | 890,754 | ||||
| 2024-07-29 | 2024-07-26 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0300 | 7,700 | 23 | 869,108 | ||||
| 2024-07-29 | 2024-07-25 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.8100 | 796 | 2 | 861,408 | ||||
| 2024-07-26 | 2024-07-26 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.0900 | 5,000 | 15 | 115,000 | ||||
| 2024-06-18 | 2024-06-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.6800 | 4,000 | 11 | 860,612 | ||||
| 2024-06-14 | 2024-06-13 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.7000 | 405 | 1 | 856,612 | ||||
| 2024-06-12 | 2024-06-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.6600 | 7,102 | 19 | 856,207 | ||||
| 2024-06-12 | 2024-06-10 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.6000 | 330 | 1 | 849,105 | ||||
| 2024-06-10 | 2024-06-07 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5200 | 10,738 | 27 | 848,775 | ||||
| 2024-06-07 | 2024-06-07 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.4000 | 6,250 | 15 | 35,211 | ||||
| 2024-06-07 | 2024-06-07 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.4100 | 25,000 | 60 | 516,925 | ||||
| 2024-05-02 | 2024-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.5200 | 1,189 | 3 | 28,961 | ||||
| 2024-04-10 | 2024-04-09 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2800 | 15,009 | 49 | 838,037 | ||||
| 2024-03-15 | 2024-03-15 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.6300 | 10,000 | 36 | 110,000 | ||||
| 2024-03-15 | 2024-03-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.2200 | 30,000 | 97 | 491,925 | ||||
| 2023-11-02 | 2023-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.6900 | 1,117 | 3 | 27,772 | ||||
| 2023-10-11 | 2023-10-10 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 16,000 | 41 | 823,028 | ||||
| 2023-07-31 | 2023-07-27 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.5500 | -87,042 | -309 | 807,028 | ||||
| 2023-07-31 | 2023-07-27 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 120,000 | 309 | 894,070 | ||||
| 2023-07-31 | 2023-07-31 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.5700 | -11,800 | -42 | 461,925 | ||||
| 2023-07-31 | 2023-07-28 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.6300 | -28,375 | -103 | 473,725 | ||||
| 2023-07-31 | 2023-07-28 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.5750 | 40,000 | 103 | 502,100 | ||||
| 2023-07-21 | 2023-07-20 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.6400 | 5,500 | 20 | 26,655 | ||||
| 2023-05-01 | 2023-04-28 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.4700 | 865 | 3 | 21,155 | ||||
| 2022-11-01 | 2022-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.8100 | 1,069 | 3 | 20,290 | ||||
| 2022-09-30 | 2022-09-29 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 40,000 | 103 | 774,070 | ||||
| 2022-09-16 | 2022-09-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.4800 | -491,900 | -2,204 | 462,100 | ||||
| 2022-09-16 | 2022-09-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.5750 | 640,000 | 1,648 | 954,000 | ||||
| 2022-09-16 | 2022-09-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | -300,000 | 734,070 | ||||||
| 2022-06-28 | 2022-06-24 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 16,000 | 41 | 1,034,070 | ||||
| 2022-06-28 | 2022-06-24 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 30,000 | 77 | 1,018,070 | ||||
| 2022-05-02 | 2022-04-29 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.7600 | 1,086 | 3 | 19,221 | ||||
| 2022-04-27 | 2022-04-26 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.7900 | 10,000 | 28 | 988,070 | ||||
| 2022-04-22 | 2022-04-21 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.6600 | 5,500 | 15 | 18,135 | ||||
| 2022-04-21 | 2022-04-20 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.5300 | 2,509 | 6 | 12,635 | ||||
| 2022-04-15 | 2022-04-14 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 2.62 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 500,000 | 500,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 500,000 | 500,000 | |||||
| 2022-01-13 | 2022-01-12 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2800 | 5,000 | 16 | 978,070 | ||||
| 2022-01-12 | 2022-01-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2000 | 2,000 | 6 | 973,070 | ||||
| 2022-01-11 | 2022-01-10 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0800 | 6,000 | 18 | 971,070 | ||||
| 2022-01-10 | 2022-01-07 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0800 | 11,000 | 34 | 965,070 | ||||
| 2022-01-07 | 2022-01-07 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.0000 | 20,000 | 60 | 314,000 | ||||
| 2021-11-02 | 2021-10-29 | 4 | Catelani Michael | ANIX | Common Stock | D | 4.0400 | 743 | 3 | 10,126 | ||||
| 2021-11-01 | 2021-10-29 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.7600 | 18,244 | 87 | 954,070 | ||||
| 2021-11-01 | 2021-10-29 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.7700 | 2,000 | 10 | 294,000 | ||||
| 2021-07-28 | 2021-07-26 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.2100 | 30,000 | 126 | 935,826 | ||||
| 2021-07-27 | 2021-07-23 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.2800 | 5,000 | 21 | 292,000 | ||||
| 2021-07-27 | 2021-07-23 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 4.3300 | 19,000 | 82 | 100,000 | ||||
| 2021-07-20 | 2021-07-16 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.9400 | 10,000 | 39 | 287,000 | ||||
| 2021-07-19 | 2021-07-16 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.0700 | 10,000 | 41 | 905,826 | ||||
| 2021-07-19 | 2021-07-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.6500 | 2,200 | 8 | 895,826 | ||||
| 2021-07-16 | 2021-07-15 | 4 | Gottschalk Emily | ANIX | Common Stock | D | 3.9600 | 20,065 | 79 | 45,665 | ||||
| 2021-07-16 | 2021-07-15 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.9000 | 20,000 | 78 | 81,000 | ||||
| 2021-07-15 | 2021-07-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.7200 | 23,300 | 87 | 893,626 | ||||
| 2021-06-02 | 2021-06-01 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 30,000 | 30,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 500,000 | 500,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 2,000,000 | 2,000,000 | |||||
| 2021-06-02 | 2021-05-31 | 4 | KUMAR AMIT | ANIX | Restricted Stock Award | D | 0.00 | -1,500,000 | 0 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 100,000 | 100,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 100,000 | 100,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 30,000 | 30,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 200,000 | 200,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 30,000 | 30,000 | |||||
| 2021-05-04 | 2021-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 1.8400 | 1,634 | 3 | 9,383 | ||||
| 2021-04-23 | 2021-04-23 | 4 | Gottschalk Emily | ANIX | Common Stock | D | 4.4900 | 10,000 | 45 | 25,600 | ||||
| 2021-04-20 | 2021-04-20 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.9100 | 10,000 | 39 | 61,000 | ||||
| 2021-04-20 | 2021-04-19 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.9900 | 5,000 | 20 | 870,326 | ||||
| 2021-03-26 | 2021-03-25 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.8400 | 45,000 | 218 | 865,326 | ||||
| 2021-03-26 | 2021-03-25 | 4 | Gottschalk Emily | ANIX | Common Stock | D | 4.8800 | 15,600 | 76 | 15,600 | ||||
| 2021-03-25 | 2021-03-25 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 4.8000 | 10,000 | 48 | 51,000 | ||||
| 2021-03-25 | 2021-03-25 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.8600 | 5,000 | 24 | 277,000 | ||||
| 2021-02-05 | 2021-02-03 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | -200,000 | 820,326 | ||||||
| 2021-02-01 | 2021-01-29 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.7300 | 10,000 | 37 | 272,000 | ||||
| 2020-12-28 | 2020-12-23 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 2.83 | 100,000 | 100,000 | |||||
| 2020-12-28 | 2020-12-23 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 2.83 | 1,000,000 | 1,000,000 | |||||
| 2020-11-03 | 2020-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 1.5600 | 1,918 | 3 | 7,749 | ||||
| 2020-09-14 | 2020-09-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.0800 | 40,000 | 83 | 1,020,326 | ||||
| 2020-09-11 | 2020-09-11 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.1100 | 28,000 | 59 | 262,000 | ||||
| 2020-08-17 | 2020-08-13 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | Cavalier David | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-06-17 | 2020-06-16 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.2700 | 24,500 | 56 | 980,326 | ||||
| 2020-06-16 | 2020-06-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.2700 | 31,083 | 71 | 955,826 | ||||
| 2020-06-12 | 2020-06-12 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.0300 | 20,000 | 41 | 234,000 | ||||
| 2020-05-04 | 2020-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 1.6100 | 1,867 | 3 | 5,829 | ||||
| 2020-03-17 | 2020-03-13 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.1200 | 5,799 | 12 | 924,743 | ||||
| 2020-03-12 | 2020-03-12 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 1.8400 | 10,000 | 18 | 41,000 | ||||
| 2020-03-12 | 2020-03-12 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 1.8200 | 20,000 | 36 | 214,000 | ||||
| 2020-03-10 | 2020-03-06 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 2.7100 | 10,000 | 27 | 31,000 | ||||
| 2020-01-21 | 2020-01-17 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.5300 | 10,000 | 35 | 21,000 | ||||
| 2020-01-16 | 2020-01-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.3200 | 5,000 | 17 | 918,944 | ||||
| 2020-01-15 | 2020-01-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2200 | 7,400 | 24 | 913,944 | ||||
| 2020-01-14 | 2020-01-14 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.9900 | 20,000 | 60 | 194,000 | ||||
| 2019-12-16 | 2019-12-12 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 3.84 | 520,000 | 520,000 | |||||
| 2019-12-16 | 2019-12-12 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 3.84 | 100,000 | 100,000 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.2900 | 912 | 3 | 3,962 | ||||
| 2019-10-24 | 2019-10-23 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | Cavalier David | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 3 | Gottschalk Emily | ANIX | Common Stock | D | 0 | ||||||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.92 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 120,000 | 120,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -120,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.82 | 6,000 | 6,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -6,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 40,000 | 40,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -40,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 30,000 | 30,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -30,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 5.30 | 12,000 | 12,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 0.67 | -12,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 3.13 | 6,000 | 6,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 0.67 | -6,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.92 | 200,000 | 200,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -200,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 40,000 | 40,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -40,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 213,333 | 213,333 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -213,333 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 106,667 | 106,667 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -106,667 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 320,000 | 320,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -320,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 5.30 | 12,000 | 12,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 0.67 | -12,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 3.13 | 6,000 | 6,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 0.67 | -6,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 0.96 | 200,000 | 200,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 0.67 | -200,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 4.85 | 50,000 | 50,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 0.67 | -50,000 | 0 | |||||
| 2019-09-16 | 2019-09-13 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.1000 | 15,000 | 61 | 906,544 | ||||
| 2019-09-16 | 2019-09-13 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.1200 | 10,000 | 41 | 174,000 | ||||
| 2019-05-02 | 2019-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.4300 | 800 | 3 | 3,050 | ||||
| 2019-04-29 | 2019-04-29 | 4 | MONAHAN JOHN J | ANIX | Common Stock | D | 4.2200 | 900 | 4 | 50,900 | ||||
| 2019-04-29 | 2019-04-29 | 4 | Cavalier David | ANIX | Common Stock | D | 4.2100 | 2,000 | 8 | 2,000 | ||||
| 2019-04-29 | 2019-04-26 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.2100 | 4,000 | 17 | 164,000 | ||||
| 2019-04-26 | 2019-04-26 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 4.2800 | 10,000 | 43 | 11,000 | ||||
| 2019-04-24 | 2019-04-24 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.2700 | 10,000 | 43 | 160,000 | ||||
| 2019-04-22 | 2019-04-22 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.0900 | 50,000 | 204 | 891,544 | ||||
| 2018-10-26 | 2018-10-25 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.0500 | 2,000 | 8 | 841,544 | ||||
| 2018-10-25 | 2018-10-25 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.9000 | 11,000 | 43 | 150,000 | ||||
| 2018-10-09 | 2018-10-08 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 5.29 | 45,000 | 45,000 | |||||
| 2018-10-09 | 2018-10-08 | 4 | Cavalier David | ANIX | Employee Stock Option (Right to Buy) | D | 5.29 | 45,000 | 45,000 | |||||
| 2018-10-09 | 2018-10-08 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option (Right to Buy) | D | 5.29 | 45,000 | 45,000 | |||||
| 2018-10-01 | 3 | Cavalier David | ANIX | Common Stock | D | 0 | ||||||||
| 2018-10-01 | 3 | Baskies Arnold M | ANIX | Common Stock | D | 2,000 | ||||||||
| 2018-10-01 | 3 | Baskies Arnold M | ANIX | Common Stock | D | 2,000 | ||||||||
| 2018-10-01 | 3 | Baskies Arnold M | ANIX | Common Stock | D | 2,000 | ||||||||
| 2018-09-19 | 2018-09-18 | 4 | Catelani Michael | ITUS | Common Stock | D | 4.4500 | 2,250 | 10 | 2,250 | ||||
| 2018-09-18 | 2018-09-14 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 4.0800 | 3,000 | 12 | 139,000 | ||||
| 2018-09-17 | 2018-09-14 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 3.9800 | 5,000 | 20 | 839,544 | ||||
| 2018-09-14 | 2018-09-13 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 3.8400 | 3,000 | 12 | 136,000 | ||||
| 2018-09-13 | 2018-09-13 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 3.9600 | 4,112 | 16 | 133,000 | ||||
| 2018-09-12 | 2018-09-12 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 3.9900 | 4,480 | 18 | 128,888 | ||||
| 2018-07-27 | 2018-07-26 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 3.46 | 300,000 | 300,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | KUMAR AMIT | ITUS | Restricted Stock Award | D | 0.00 | 1,500,000 | 1,500,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 3.70 | 1,500,000 | 1,500,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 3.70 | 600,000 | 600,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 3.70 | 500,000 | 500,000 | |||||
| 2018-04-11 | 2017-09-22 | 4/A | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2018-04-11 | 2017-09-22 | 4/A | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2018-04-11 | 2017-09-22 | 4/A | WILLIAMS RICHARD H Williams Resource Group, Inc. | ITUS | Common Stock | I | 50,000 | 50,000 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | WILLIAMS RICHARD H | ITUS | Common Stock | D | 4.6400 | -25,000 | -116 | 25,000 | ||||
| 2017-10-23 | 2017-10-19 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | -2,400 | 0 | |||||
| 2017-10-23 | 2017-10-19 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.6700 | 2,400 | 2 | 834,544 | ||||
| 2017-10-02 | 3 | WILLIAMS RICHARD H | ITUS | Common Stock | D | 100,000 | ||||||||
| 2017-10-02 | 3 | WILLIAMS RICHARD H | ITUS | Common Stock | D | 100,000 | ||||||||
| 2017-10-02 | 2017-09-22 | 4 | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-10-02 | 2017-09-22 | 4 | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-10-02 | 2017-09-22 | 4 | WILLIAMS RICHARD H Williams Resource Group, Inc. | ITUS | Common Stock | I | 50,000 | 100,000 | ||||||
| 2017-09-26 | 3 | JOHNSON BRUCE F | ITUS | Common Stock | D | 1,109,634 | ||||||||
| 2017-09-26 | 3 | JOHNSON BRUCE F | ITUS | Common Stock | D | 1,109,634 | ||||||||
| 2017-09-26 | 2017-09-22 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Options (Right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-09-26 | 2017-09-22 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 50,000 | 832,144 | ||||||
| 2017-09-26 | 2017-09-22 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Options (Right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-09-26 | 2017-09-22 | 4 | MONAHAN JOHN J | ITUS | Common Stock | D | 50,000 | 50,000 | ||||||
| 2017-09-26 | 2017-09-22 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Options (Right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-09-26 | 2017-09-22 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 50,000 | 604,817 | ||||||
| 2017-09-11 | 2017-01-03 | 4/A | MONAHAN JOHN J | ITUS | Employee Stock Options (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 0.67 | 200,000 | 200,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 0.96 | -200,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 0.67 | 50,000 | 50,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 4.85 | -50,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.92 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 120,000 | 120,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -120,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 2,400 | 2,400 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -2,400 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.82 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 40,000 | 40,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -40,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 30,000 | 30,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -30,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 5.30 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 3.13 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option (Right to Buy) | D | 0.67 | 20,000 | 20,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 2.92 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 5.30 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 2.58 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 2.58 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 5.30 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 3.13 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 200,000 | 200,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.92 | -200,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 40,000 | 40,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -40,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 213,333 | 213,333 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -213,333 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 106,667 | 106,667 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -106,667 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 320,000 | 320,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -320,000 | 0 | |||||
| 2017-07-25 | 3 | Titterton Lewis H jr | ITUS | Common Stock | D | 1,564,288 | ||||||||
| 2017-07-25 | 3 | Titterton Lewis H jr | ITUS | Common Stock | D | 1,564,288 | ||||||||
| 2017-07-25 | 2017-07-06 | 4 | Catelani Michael | ITUS | Employee Stock Option (Right to Buy) | D | 0.96 | 200,000 | 200,000 | |||||
| 2017-06-06 | 2017-06-05 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.9000 | 10,000 | 9 | 124,408 | ||||
| 2017-06-05 | 2017-06-02 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.8800 | 9,900 | 9 | 61,553 | ||||
| 2017-06-05 | 2017-06-02 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.8500 | 100 | 0 | 51,653 | ||||
| 2017-06-05 | 2017-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.8800 | 8,078 | 7 | 114,408 | ||||
| 2017-06-05 | 2017-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.8700 | 1,422 | 1 | 106,330 | ||||
| 2017-06-05 | 2017-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.8600 | 500 | 0 | 104,908 | ||||
| 2017-04-04 | 2017-04-03 | 4 | BERMAN ROBERT ANDREW | ITUS | Subscription Right | D | 2.38 | -5,995 | 0 | |||||
| 2017-04-04 | 2017-04-03 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 2.3800 | 5,995 | 14 | 51,553 | ||||
| 2017-01-11 | 2017-01-03 | 4 | Baskies Arnold M | ITUS | Employee Stock Option (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2017-01-11 | 2017-01-03 | 4 | Fox Dale | ITUS | Employee Stock Option (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2017-01-10 | 2017-01-03 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Options (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2016-11-17 | 2016-11-15 | 4 | Catelani Michael | ITUS | Employee Stock Option (Right to Buy) | D | 4.85 | 50,000 | 50,000 | |||||
| 2016-11-09 | 3 | Catelani Michael | ITUS | Common Stock | D | 0 | ||||||||
| 2016-10-24 | 2016-10-20 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 2.58 | -2,000 | 0 | |||||
| 2016-10-24 | 2016-10-20 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 6.4000 | -804 | -5 | 23,321 | ||||
| 2016-10-24 | 2016-10-20 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 2.5750 | 2,000 | 5 | 24,125 | ||||
| 2016-09-07 | 3/A | Baskies Arnold M | ITUS | Common Stock | D | 1,000 | ||||||||
| 2016-09-01 | 3 | Baskies Arnold M | ITUS | Common Stock | D | 0 | ||||||||
| 2016-09-01 | 3 | MONAHAN JOHN J | ITUS | Common Stock | D | 0 | ||||||||
| 2016-08-26 | 2016-08-24 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 3.1000 | -210,000 | -651 | 287,437 | ||||
| 2016-07-05 | 2016-06-30 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.2600 | 4,500 | 15 | 419,119 | ||||
| 2016-06-29 | 2016-06-27 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.1600 | 400 | 1 | 414,619 | ||||
| 2016-06-20 | 2016-06-17 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3400 | 200 | 1 | 414,219 | ||||
| 2016-06-20 | 2016-06-16 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.7000 | 200 | 1 | 414,019 | ||||
| 2016-06-13 | 2016-06-09 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3100 | 900 | 3 | 413,819 | ||||
| 2016-06-10 | 2016-06-08 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.6000 | 500 | 2 | 412,919 | ||||
| 2016-06-06 | 2016-06-03 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.2500 | 500 | 2 | 412,419 | ||||
| 2016-06-06 | 2016-06-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3900 | 1,500 | 5 | 411,919 | ||||
| 2016-06-03 | 2016-06-02 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.2300 | -500 | -2 | 22,125 | ||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 2.58 | -2,000 | 0 | |||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.2800 | -500 | -2 | 22,625 | ||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.2700 | -1,000 | -3 | 23,125 | ||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 2.5800 | 2,000 | 5 | 24,125 | ||||
| 2016-06-01 | 2016-05-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3200 | 2,504 | 8 | 410,419 | ||||
| 2016-06-01 | 2016-05-27 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.1700 | 100 | 0 | 407,915 | ||||
| 2016-04-21 | 2016-04-20 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9600 | 200 | 1 | 407,715 | ||||
| 2016-04-21 | 2016-04-19 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9200 | 200 | 1 | 407,515 | ||||
| 2016-04-21 | 2016-04-19 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.6200 | 100 | 0 | 407,315 | ||||
| 2016-04-11 | 2016-04-07 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.8200 | 200 | 1 | 407,215 | ||||
| 2016-04-04 | 2016-03-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.0200 | 100 | 0 | 407,005 | ||||
| 2016-04-04 | 2016-03-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.0100 | 500 | 2 | 406,905 | ||||
| 2016-03-30 | 2016-03-28 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.0300 | 100 | 0 | 406,405 | ||||
| 2016-03-25 | 2016-03-23 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.7570 | 720 | 2 | 406,305 | ||||
| 2016-03-22 | 2016-03-18 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.8500 | 500 | 1 | 405,585 | ||||
| 2016-03-16 | 2016-03-14 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9600 | 500 | 1 | 405,085 | ||||
| 2016-03-11 | 2016-03-09 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9400 | 500 | 1 | 404,585 | ||||
| 2016-03-08 | 2016-03-04 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 3.3100 | 500 | 2 | 497,437 | ||||
| 2016-03-02 | 2016-03-01 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 2.5200 | 1,000 | 3 | 104,408 | ||||
| 2016-03-02 | 2016-02-29 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 2.4000 | 1,000 | 2 | 103,408 | ||||
| 2016-03-02 | 2016-02-29 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 2.2900 | 2,000 | 5 | 496,937 | ||||
| 2016-02-19 | 2016-02-18 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 16,000 | 16,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 12,000 | 12,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | Fox Dale | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 12,000 | 12,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | KUMAR AMIT | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 200,000 | 200,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 200,000 | 200,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | HERMS HENRY P | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 30,000 | 30,000 | |||||
| 2015-10-30 | 2015-10-30 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.7600 | -500 | -2 | 22,125 | ||||
| 2015-10-29 | 2015-10-29 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.7300 | -800 | -3 | 22,625 | ||||
| 2015-10-29 | 2015-10-28 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.8000 | -1,700 | -6 | 23,425 | ||||
| 2015-10-29 | 2015-10-27 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 2.58 | -4,000 | 0 | |||||
| 2015-10-29 | 2015-10-27 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.7900 | -1,000 | -4 | 25,125 | ||||
| 2015-10-29 | 2015-10-27 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 2.5800 | 4,000 | 10 | 26,125 | ||||
| 2015-09-29 | 2015-09-25 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.5900 | 5,616 | 26 | 494,937 | ||||
| 2015-09-29 | 2015-09-25 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.4900 | 1,400 | 6 | 404,085 | ||||
| 2015-09-29 | 2015-09-25 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 4.7000 | 1,000 | 5 | 102,408 | ||||
| 2015-09-23 | 2015-09-22 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.6100 | 100 | 0 | 489,321 | ||||
| 2015-09-23 | 2015-09-21 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.9600 | 600 | 3 | 489,221 | ||||
| 2015-09-23 | 2015-09-21 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.1500 | 100 | 1 | 402,685 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.8500 | 400 | 2 | 488,621 | ||||
| 2015-09-21 | 2015-09-17 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.9000 | 281 | 2 | 488,221 | ||||
| 2015-09-18 | 2015-09-16 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.6200 | 600 | 3 | 402,585 | ||||
| 2015-09-16 | 2015-09-14 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.9000 | 500 | 2 | 487,940 | ||||
| 2015-09-16 | 2015-09-15 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.4000 | 100 | 1 | 401,985 | ||||
| 2015-09-16 | 2015-09-14 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.2400 | 200 | 1 | 401,885 | ||||
| 2015-09-14 | 2015-09-11 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.5000 | 500 | 2 | 401,685 | ||||
| 2015-09-14 | 2015-09-10 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.2300 | 100 | 0 | 401,185 | ||||
| 2015-09-09 | 2015-09-03 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.9500 | 2,000 | 8 | 401,085 | ||||
| 2015-08-31 | 2015-08-27 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.1500 | 2,000 | 8 | 487,400 | ||||
| 2015-08-12 | 2015-08-07 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.6600 | 300 | 1 | 399,085 | ||||
| 2015-08-07 | 2015-08-05 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.4900 | 200 | 1 | 398,785 | ||||
| 2015-08-07 | 2015-08-05 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.4900 | 1,500 | 7 | 398,585 | ||||
| 2015-08-03 | 2015-07-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.9800 | 2,000 | 10 | 397,085 | ||||
| 2015-08-03 | 2015-07-30 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.4700 | 1,050 | 6 | 395,085 | ||||
| 2015-08-03 | 2015-07-30 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.2300 | 1,500 | 8 | 101,408 | ||||
| 2015-07-30 | 2015-07-28 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.7500 | 2,000 | 12 | 394,035 | ||||
| 2015-07-28 | 2015-07-24 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.6300 | 1,500 | 8 | 99,908 | ||||
| 2015-07-28 | 2015-07-24 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.7100 | 5,548 | 32 | 392,035 | ||||
| 2015-07-27 | 2015-07-24 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.4000 | 2,000 | 11 | 485,440 | ||||
| 2015-07-27 | 2015-07-23 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.5000 | 5,000 | 28 | 483,440 | ||||
| 2015-07-24 | 2015-07-21 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 5.7700 | 5,000 | 29 | 45,558 | ||||
| 2015-07-23 | 2015-07-21 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.6900 | 5,000 | 28 | 98,408 | ||||
| 2015-07-23 | 2015-07-22 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.9900 | 1,500 | 9 | 386,487 | ||||
| 2015-07-21 | 2015-07-20 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.5100 | 1,400 | 8 | 478,440 | ||||
| 2015-07-21 | 2015-07-17 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.4400 | 3,000 | 16 | 477,040 | ||||
| 2015-07-21 | 2015-07-20 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.5400 | 1,000 | 6 | 384,987 | ||||
| 2015-07-21 | 2015-07-17 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.4500 | 8,400 | 46 | 383,987 | ||||
| 2015-07-21 | 2015-07-20 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.4200 | 1,000 | 5 | 93,408 | ||||
| 2015-07-21 | 2015-07-17 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.4000 | 1,000 | 5 | 92,408 | ||||
| 2015-07-14 | 2015-07-10 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 4.0000 | 200 | 1 | 40,558 | ||||
| 2015-07-09 | 2015-07-07 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 3.8000 | 200 | 1 | 40,358 | ||||
| 2015-07-09 | 2015-07-07 | 4 | JOHNSON BRUCE F | ITUSD | Common Stock | D | 3.6200 | 6,500 | 24 | 375,587 | ||||
| 2015-07-08 | 2015-07-06 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 3.9400 | 3,500 | 14 | 91,408 | ||||
| 2015-07-02 | 2015-07-01 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 3.9500 | 500 | 2 | 40,158 | ||||
| 2015-07-02 | 2015-06-30 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 3.7500 | 600 | 2 | 39,658 | ||||
| 2015-07-02 | 2015-06-30 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 3.9800 | 1,700 | 7 | 87,908 | ||||
| 2015-07-01 | 2015-06-29 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 3.9500 | 2,000 | 8 | 86,208 | ||||
| 2015-07-01 | 2015-06-29 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 4.0700 | 1,400 | 6 | 39,058 | ||||
| 2015-07-01 | 2015-06-26 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 5.0000 | 312 | 2 | 37,658 | ||||
| 2015-06-30 | 2015-06-26 | 4 | JOHNSON BRUCE F | ITUSD | Common Stock | D | 3.9500 | 6,000 | 24 | 369,087 | ||||
| 2015-06-29 | 2015-06-25 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1135 | 210,000 | 24 | 9,077,167 | ||||
| 2015-06-29 | 2015-06-26 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 8.9500 | 100 | 1 | 84,208 | ||||
| 2015-06-24 | 2015-06-22 | 4/A | KUMAR AMIT | ITUS | Common Stock | D | 0.1510 | 50,000 | 8 | 2,102,691 | ||||
| 2015-06-24 | 2015-06-19 | 4/A | KUMAR AMIT | ITUS | Common Stock | D | 0.1435 | 50,000 | 7 | 2,052,691 | ||||
| 2015-06-24 | 2015-06-23 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1571 | 140,000 | 22 | 8,867,167 | ||||
| 2015-06-24 | 2015-06-22 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1505 | 35,000 | 5 | 8,727,167 | ||||
| 2015-06-24 | 2015-06-22 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1481 | 54,958 | 8 | 11,850,983 | ||||
| 2015-06-23 | 2015-06-22 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1510 | 50,000 | 8 | 21,002,691 | ||||
| 2015-06-23 | 2015-06-19 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1435 | 50,000 | 7 | 2,052,691 | ||||
| 2015-06-23 | 2015-06-22 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1504 | 60,000 | 9 | 933,650 | ||||
| 2015-06-23 | 2015-06-19 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1400 | 20,000 | 3 | 873,650 | ||||
| 2015-06-19 | 2015-06-17 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1350 | 50,000 | 7 | 2,002,691 | ||||
| 2015-06-19 | 2015-06-15 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1417 | 100,000 | 14 | 1,952,691 | ||||
| 2015-06-19 | 2015-06-19 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1363 | 40,000 | 5 | 11,796,025 | ||||
| 2015-06-19 | 2015-06-18 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1296 | 40,000 | 5 | 11,756,025 | ||||
| 2015-06-19 | 2015-06-17 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1358 | 200,000 | 27 | 11,716,025 | ||||
| 2015-06-19 | 2015-06-17 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1267 | 15,000 | 2 | 8,692,167 | ||||
| 2015-06-18 | 2015-06-18 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1297 | 50,000 | 6 | 853,650 | ||||
| 2015-06-18 | 2015-06-17 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1349 | 50,000 | 7 | 803,650 | ||||
| 2015-06-18 | 2015-06-15 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1360 | 30,000 | 4 | 753,650 | ||||
| 2015-06-15 | 2015-06-12 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1500 | 50,000 | 8 | 8,677,167 | ||||
| 2015-06-11 | 2015-06-10 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1497 | 100,000 | 15 | 1,827,691 | ||||
| 2015-06-11 | 2015-06-09 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1350 | 50,000 | 7 | 1,727,691 | ||||
| 2015-06-11 | 2015-06-11 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1423 | 25,000 | 4 | 723,650 | ||||
| 2015-06-11 | 2015-06-11 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1380 | 25,000 | 3 | 1,852,691 | ||||
| 2015-06-10 | 2015-06-09 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1410 | 42,000 | 6 | 11,516,025 | ||||
| 2015-06-10 | 2015-06-10 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1449 | 10,000 | 1 | 698,650 | ||||
| 2015-06-10 | 2015-06-09 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1399 | 10,000 | 1 | 688,650 | ||||
| 2015-06-08 | 2015-06-05 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1400 | 36,000 | 5 | 8,627,167 | ||||
| 2015-06-05 | 2015-06-04 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1560 | 136,025 | 21 | 8,591,167 | ||||
| 2015-06-04 | 2015-06-03 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1647 | 85,000 | 14 | 8,455,142 | ||||
| 2015-06-04 | 2015-06-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1450 | 2,700 | 0 | 8,370,142 | ||||
| 2015-06-04 | 2015-06-04 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1600 | 25,000 | 4 | 1,677,691 | ||||
| 2015-06-04 | 2015-06-04 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1625 | 20,000 | 3 | 678,650 | ||||
| 2015-06-03 | 2015-06-03 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1490 | 70,000 | 10 | 11,474,025 | ||||
| 2015-06-02 | 2015-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1500 | 50,000 | 8 | 1,652,691 | ||||
| 2015-06-02 | 2015-06-01 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1240 | 50,000 | 6 | 1,602,691 | ||||
| 2015-06-02 | 2015-06-02 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1460 | 50,000 | 7 | 11,404,025 | ||||
| 2015-06-02 | 2015-06-01 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1390 | 100,000 | 14 | 11,354,025 | ||||
| 2015-06-01 | 2015-06-01 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1423 | 30,000 | 4 | 658,650 | ||||
| 2015-04-08 | 2015-04-06 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1640 | 35,000 | 6 | 1,552,691 | ||||
| 2015-04-08 | 2015-04-06 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1600 | 15,000 | 2 | 1,517,691 | ||||
| 2015-04-06 | 2015-04-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1625 | 5,000 | 1 | 8,367,442 | ||||
| 2015-04-06 | 2015-04-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1598 | 5,000 | 1 | 8,362,422 | ||||
| 2015-04-06 | 2015-04-02 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1640 | 10,000 | 2 | 11,254,025 | ||||
| 2015-04-06 | 2015-04-01 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1400 | 20,000 | 3 | 11,244,025 | ||||
| 2015-04-02 | 2015-04-01 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1522 | 156,544 | 24 | 8,357,442 | ||||
| 2015-04-02 | 2015-03-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1250 | 50,000 | 6 | 8,200,898 | ||||
| 2015-03-30 | 2015-03-26 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1270 | 10,000 | 1 | 8,150,898 | ||||
| 2015-03-26 | 2015-03-25 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1377 | 125,000 | 17 | 8,140,898 | ||||
| 2015-03-26 | 2015-03-24 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1320 | 30,000 | 4 | 8,015,898 | ||||
| 2015-03-24 | 2015-03-23 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1217 | 50,000 | 6 | 628,650 | ||||
| 2015-03-24 | 2015-03-20 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1004 | 50,000 | 5 | 578,650 | ||||
| 2015-03-24 | 2015-03-23 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1160 | 35,000 | 4 | 7,985,898 | ||||
| 2015-03-24 | 2015-03-20 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1054 | 188,325 | 20 | 7,950,898 | ||||
| 2015-03-24 | 2015-03-23 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1160 | 45,000 | 5 | 11,224,025 | ||||
| 2015-03-24 | 2015-03-20 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1000 | 200,000 | 20 | 11,179,025 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.0902 | 110,000 | 10 | 10,979,025 | ||||
| 2015-03-20 | 2015-03-18 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.0942 | 215,258 | 20 | 7,762,573 | ||||
| 2015-03-16 | 2015-03-13 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.7200 | 100,000 | 72 | 10,869,025 | ||||
| 2015-03-16 | 2015-03-12 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.0785 | 325,000 | 26 | 10,769,025 | ||||
| 2015-03-16 | 2015-03-13 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.0800 | 113,000 | 9 | 1,502,691 | ||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.10 | 1,000,000 | 1,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.20 | -1,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.11 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.10 | 150,000 | 150,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.25 | -150,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.11 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.10 | 150,000 | 150,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.25 | -150,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.20 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.11 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.19 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 60,000 | 60,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 60,000 | 60,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.20 | -60,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.12 | -60,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 550,000 | 550,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.20 | -550,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.24 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.37 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 75,000 | 75,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -75,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 50,000 | 50,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 50,000 | 50,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.70 | -50,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -50,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.52 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.65 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.10 | 1,000,000 | 1,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.20 | -1,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 400,000 | 400,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 400,000 | 400,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.20 | -400,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.11 | -400,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 400,000 | 400,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.19 | -400,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 3,000,000 | 3,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.20 | -3,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 1,000,000 | 1,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.24 | -1,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 750,000 | 750,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.22 | -750,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 60,000 | 60,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.20 | -60,000 | 0 | |||||
| 2015-01-06 | 2015-01-02 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.11 | 400,000 | 400,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.11 | 300,000 | 300,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.11 | 300,000 | 300,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.11 | 300,000 | 300,000 | |||||
| 2014-10-24 | 2014-10-22 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -70,000 | 0 | |||||
| 2014-10-24 | 2014-10-22 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 0.1450 | 70,000 | 10 | 553,125 | ||||
| 2014-09-02 | 3 | Fox Dale | ITUS | No securities are beneficially owned | D | 0 | ||||||||
| 2014-07-17 | 2014-07-16 | 4 | Stender Tisha | COPY | Employee Stock Option (Right to Buy) | D | 0.25 | 2,000,000 | 2,000,000 | |||||
| 2014-07-17 | 2014-07-16 | 4 | Stender Tisha | COPY | Employee Stock Option (Right to Buy) | D | 0.25 | 2,000,000 | 2,000,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Stender Tisha | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.40 | 400,000 | 400,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Stender Tisha | COPY | Common Stock | D | 800,000 | 800,000 | ||||||
| 2014-07-17 | 2014-07-15 | 4 | KUMAR AMIT | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.40 | 50,000 | 50,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | KUMAR AMIT | COPY | Common Stock | D | 100,000 | 1,389,691 | ||||||
| 2014-07-17 | 2014-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.40 | 50,000 | 50,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 100,000 | 10,444,025 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Williams Kent B. | COPY | Employee Stock Option (right to buy) | D | 0.28 | 300,000 | 300,000 | |||||
| 2014-04-30 | 2014-04-29 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | -5,000 | 0 | |||||
| 2014-04-30 | 2014-04-29 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.1450 | 5,000 | 1 | 483,125 | ||||
| 2014-03-24 | 2014-03-24 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2850 | 50,000 | 14 | 613,804 | ||||
| 2014-03-24 | 2014-03-24 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2875 | 10,000 | 3 | 563,804 | ||||
| 2014-03-24 | 2014-03-24 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 30,000 | 9 | 553,804 | ||||
| 2014-03-24 | 2014-03-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 10,000 | 3 | 523,804 | ||||
| 2014-03-24 | 2014-03-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2850 | 5,000 | 1 | 513,804 | ||||
| 2014-03-24 | 2014-03-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2900 | 8,500 | 2 | 10,344,025 | ||||
| 2014-03-24 | 2014-03-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2800 | 91,500 | 26 | 10,335,525 | ||||
| 2014-02-04 | 2014-01-29 | 4 | Roop John H. | COPY | Common Stock | D | 0.4000 | 50,000 | 20 | 129,500 | ||||
| 2014-02-04 | 2014-01-28 | 4 | Roop John H. | COPY | Common Stock | D | 0.3400 | 50,000 | 17 | 79,500 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.3000 | 10,000 | 3 | 29,500 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.2900 | 8,500 | 2 | 19,500 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.2700 | 10,000 | 3 | 11,000 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.2600 | 1,000 | 0 | 1,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3950 | 15,000 | 6 | 6,871,428 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.4209 | 2,500 | 1 | 508,804 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.4205 | 2,500 | 1 | 506,304 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.4200 | 5,000 | 2 | 503,804 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3969 | 50,000 | 20 | 498,804 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3450 | 3,300 | 1 | 448,804 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3440 | 2,500 | 1 | 445,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3420 | 2,500 | 1 | 443,004 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3410 | 5,000 | 2 | 440,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3400 | 20,000 | 7 | 435,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3350 | 12,500 | 4 | 415,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3250 | 7,500 | 2 | 403,004 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3000 | 2,500 | 1 | 395,504 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 10,000 | 3 | 393,004 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2800 | 16,552 | 5 | 383,004 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2750 | 948 | 0 | 366,452 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2745 | 5,200 | 1 | 365,504 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2740 | 2,500 | 1 | 360,304 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2700 | 7,500 | 2 | 357,804 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2650 | 19,800 | 5 | 350,304 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2640 | 2,500 | 1 | 330,504 | ||||
| 2014-01-29 | 2014-01-29 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3500 | 10,000 | 4 | 6,856,428 | ||||
| 2014-01-29 | 2014-01-28 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3270 | 20,000 | 7 | 6,846,428 | ||||
| 2014-01-29 | 2014-01-28 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3225 | 10,000 | 3 | 6,826,428 | ||||
| 2014-01-29 | 2014-01-28 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3171 | 20,000 | 6 | 6,816,428 | ||||
| 2014-01-29 | 2014-01-29 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.4000 | 2,500 | 1 | 190,707 | ||||
| 2014-01-29 | 2014-01-29 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3800 | 3,006 | 1 | 165,707 | ||||
| 2014-01-29 | 2014-01-29 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3790 | 6,994 | 3 | 162,701 | ||||
| 2014-01-29 | 2014-01-28 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3400 | 18,305 | 6 | 155,707 | ||||
| 2014-01-29 | 2014-01-28 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3380 | 2,500 | 1 | 137,402 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3100 | 2,500 | 1 | 134,902 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3090 | 20,000 | 6 | 132,402 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3050 | 4,500 | 1 | 112,402 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3000 | 7,500 | 2 | 107,902 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2950 | 5,000 | 1 | 100,402 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2995 | 7,000 | 2 | 10,244,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2900 | 10,500 | 3 | 10,237,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2885 | 2,500 | 1 | 10,226,525 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2705 | 76,000 | 21 | 10,224,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2650 | 4,000 | 1 | 10,148,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2650 | 10,000 | 3 | 6,796,428 | ||||
| 2014-01-28 | 2014-01-24 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2598 | 10,000 | 3 | 6,786,428 | ||||
| 2014-01-28 | 2014-01-24 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2900 | 40,000 | 12 | 6,776,428 | ||||
| 2014-01-28 | 2014-01-24 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3000 | 1,000 | 0 | 95,402 | ||||
| 2014-01-28 | 2014-01-24 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2995 | 2,500 | 1 | 94,402 | ||||
| 2014-01-28 | 2014-01-24 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2950 | 5,000 | 1 | 91,902 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2900 | 67,200 | 19 | 10,144,025 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2800 | 10,000 | 3 | 10,076,825 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2740 | 100,000 | 27 | 10,066,825 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2700 | 22,800 | 6 | 9,966,825 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2950 | 42,648 | 13 | 328,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 57,352 | 17 | 285,356 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2650 | 10,000 | 3 | 228,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2895 | 8,000 | 2 | 218,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2750 | 5,000 | 1 | 210,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2700 | 12,000 | 3 | 205,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2822 | 100,000 | 28 | 6,736,428 | ||||
| 2014-01-27 | 2014-01-23 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2700 | 20,000 | 5 | 6,636,428 | ||||
| 2014-01-24 | 2014-01-22 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2500 | 50,000 | 12 | 9,944,025 | ||||
| 2014-01-24 | 2014-01-22 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2425 | 50,000 | 12 | 6,616,428 | ||||
| 2014-01-24 | 2014-01-22 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2199 | 50,000 | 11 | 6,566,428 | ||||
| 2014-01-24 | 2014-01-22 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2300 | 22,000 | 5 | 86,902 | ||||
| 2014-01-24 | 2014-01-22 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2200 | 23,000 | 5 | 64,902 | ||||
| 2014-01-23 | 2014-01-21 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2100 | 52,500 | 11 | 9,894,025 | ||||
| 2014-01-23 | 2014-01-21 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2000 | 47,500 | 10 | 9,841,525 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2199 | 700 | 0 | 193,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2150 | 10,000 | 2 | 192,304 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2100 | 39,300 | 8 | 182,304 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2099 | 26,000 | 5 | 143,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2080 | 15,000 | 3 | 117,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2040 | 9,000 | 2 | 102,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2097 | 25,000 | 5 | 41,902 | ||||
| 2014-01-06 | 2014-01-02 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.1910 | 5,236 | 1 | 16,902 | ||||
| 2014-01-06 | 2014-01-02 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.1901 | 10,471 | 2 | 6,516,428 | ||||
| 2014-01-06 | 2014-01-02 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.1901 | 10,471 | 2 | 93,004 | ||||
| 2013-11-14 | 2013-11-08 | 4 | KUMAR AMIT | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 1,000,000 | 1,000,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 3,000,000 | 3,000,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | BERMAN ROBERT ANDREW | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 1,000,000 | 1,000,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | HERMS HENRY P | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 550,000 | 550,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | Roop John H. | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 500,000 | 500,000 | |||||
| 2013-09-09 | 2013-09-09 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2100 | -27,500 | -6 | 478,125 | ||||
| 2013-09-09 | 2013-09-09 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2125 | -7,500 | -2 | 505,625 | ||||
| 2013-09-09 | 2013-09-09 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2150 | -2,500 | -1 | 513,125 | ||||
| 2013-09-09 | 2013-09-06 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2100 | -5,000 | -1 | 515,625 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2025 | -9,500 | -2 | 520,625 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2040 | -5,000 | -1 | 530,125 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2050 | -9,100 | -2 | 535,125 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2100 | -10,000 | -2 | 544,225 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2125 | -12,500 | -3 | 554,225 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2175 | -3,850 | -1 | 566,725 | ||||
| 2013-07-16 | 2013-07-15 | 4 | JOHNSON BRUCE F | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.16 | 0.1786 | -700,000 | -125 | 0 | |||
| 2013-07-16 | 2013-07-15 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.1600 | 700,000 | 112 | 6,496,196 | ||||
| 2013-07-16 | 2013-07-01 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2901 | 6,894 | 2 | 5,796,196 | ||||
| 2013-07-16 | 2013-07-01 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2901 | 6,894 | 2 | 72,772 | ||||
| 2013-07-16 | 2013-07-01 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2901 | 3,447 | 1 | 6,786 | ||||
| 2013-07-16 | 2013-07-15 | 4 | HERMS HENRY P | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.16 | 0.1786 | -280,000 | -50 | 0 | |||
| 2013-07-16 | 2013-07-15 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.1600 | 280,000 | 45 | 570,575 | ||||
| 2013-07-16 | 2013-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.16 | 0.1786 | -1,400,000 | -250 | 0 | |||
| 2013-07-16 | 2013-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.1600 | 1,400,000 | 224 | 9,794,025 | ||||
| 2013-05-22 | 2013-05-21 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3000 | 24,973 | 7 | 5,789,302 | ||||
| 2013-05-21 | 2013-05-16 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3100 | 25,000 | 8 | 5,764,329 | ||||
| 2013-03-28 | 2013-03-28 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 400,000 | 400,000 | |||||
| 2013-03-28 | 2013-03-28 | 4 | JOHNSON BRUCE F | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 300,000 | 300,000 | |||||
| 2013-03-28 | 2013-03-28 | 4 | Williams Kent B. | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 300,000 | 300,000 | |||||
| 2013-03-20 | 2013-02-15 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.24 | 1,000,000 | 1,000,000 | |||||
| 2013-01-29 | 2013-01-25 | 4 | JOHNSON BRUCE F | COPY | 8% Convertible Debentures Due 2015 | D | 0.15 | 333,300 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | JOHNSON BRUCE F | COPY | Common Stock Purchase Warrant | D | 0.30 | 333,300 | 333,300 | |||||
| 2013-01-29 | 2013-01-25 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock Purchase Warrant | D | 0.30 | 166,650 | 166,650 | |||||
| 2013-01-29 | 2013-01-25 | 4 | BERMAN ROBERT ANDREW | COPY | 8% Convertible Debentures Due 2015 | D | 0.15 | 166,650 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | KUMAR AMIT | COPY | 8% Convertible Debentures Due 2015 | D | 0.15 | 333,300 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | KUMAR AMIT | COPY | Common Stock Purchase Warrant | D | 0.30 | 333,300 | 333,300 | |||||
| 2012-12-07 | 3 | KUMAR AMIT | COPY | CopyTele, Inc. common stock | D | 59,200 | ||||||||
| 2012-12-04 | 2012-11-30 | 4 | Titterton Lewis H jr | COPY | Employee Stock Option | D | 0.20 | 60,000 | 60,000 | |||||
| 2012-12-04 | 2012-11-30 | 4 | Williams Kent B. | COPY | Employee Stock Option | D | 0.21 | 1,000,000 | 1,000,000 | |||||
| 2012-12-04 | 2012-11-30 | 4 | Williams Kent B. | COPY | Employee Stock Option | D | 0.20 | 60,000 | 60,000 | |||||
| 2012-12-04 | 2012-11-30 | 4 | JOHNSON BRUCE F | COPY | Employee Stock Option | D | 0.20 | 60,000 | 60,000 | |||||
| 2012-09-25 | 2012-09-19 | 4 | Williams Kent B. | COPY | Employee Stock Options (Right to Buy) | D | 0.22 | 750,000 | 750,000 | |||||
| 2012-09-25 | 2012-09-19 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.22 | 750,000 | 750,000 | |||||
| 2012-09-24 | 2012-09-20 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.2340 | 2,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-19 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.2400 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-12 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.1900 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-12 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.1850 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-08-23 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.1040 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-19 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.24 | 300,000 | 300,000 | |||||
| 2012-09-14 | 2012-09-12 | 4 | Titterton Lewis H jr | COPY | 8% Convertible Debentures Due 2016 | D | 0.09 | 0.0920 | 1,630,434 | |||||
| 2012-09-14 | 2012-09-12 | 4 | JOHNSON BRUCE F | COPY | 8% Convertible Debentures Due 2016 | D | 0.09 | 0.0920 | 1,630,434 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 100,000 | 100,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 75,000 | 75,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 50,000 | 50,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 70,000 | 70,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 5,000 | 5,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.92 | 100,000 | 100,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 1.17 | 75,000 | 75,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.83 | 50,000 | 50,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 1.04 | 70,000 | 70,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.81 | 5,000 | 5,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 120,000 | 120,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.92 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 1.04 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 1.21 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.83 | 120,000 | 120,000 | |||||
| 2012-09-05 | 3 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 4,079,188 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. Consists of shares owned through the Vista Asset Management 401(k) plan. | COPY | CopyTele, Inc. common stock | I | 99,540 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. Owned by the reporting person's wife through the Vista Asset Management 401(k) plan | COPY | CopyTele, Inc. common stock | I | 215,460 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. Consists of shares owned by the reporting person's wife. | COPY | CopyTele, Inc. common stock | I | 47,700 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. | COPY | CopyTele, Inc. common stock | D | 111,210 | ||||||||
| 2012-01-26 | 2011-05-25 | 5 | KRUSOS DENIS A | COPY | Common Stock | D | -500,000 | 1,169,880 | ||||||
| 2012-01-26 | 2011-02-22 | 5 | KRUSOS DENIS A | COPY | Common Stock | D | -800,000 | 1,169,880 | ||||||
| 2012-01-26 | 2010-11-05 | 5 | KRUSOS DENIS A | COPY | Common Stock | D | -500,000 | 1,169,880 | ||||||
| 2004-05-13 | 2004-05-11 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.81 | 60,000 | 60,000 | |||||
| 2004-05-13 | 2004-05-11 | 4 | BOWERS ANTHONY | COPY | Employee Stock Option | D | 0.81 | 60,000 | 60,000 | |||||
| 2004-02-25 | 2004-02-23 | 4 | DISANTO FRANK J | COPY | Employee Stock Option | D | 0.43 | 150,000 | 150,000 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
