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SecurityULSGF / UBS AG
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership13,780 shares
Latest Disclosed Value $ 303,000
Commonwealth Equity Services, Inc reports 1.24% decrease in ownership of ULSGF / UBS AG

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 13,780 shares of UBS AG (US:ULSGF) valued at $303,000 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 13,953 shares of UBS AG. This represents a change in shares of -1.24% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 13,780 -173 -1.24 303 -4.42 0.0018
2018-02-16 2017-09-30 13F/A-1 UBS AG JERSEY BRH ALERIAN INFRST 902641646 110,204 2,091 2,771 0.0166
2017-11-07 2017-09-30 13F UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 13,779 -96,425 302
2017-11-07 2017-09-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 110,204 96,251 2,770
2018-02-16 2017-06-30 13F/A-1 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 13,953 2,130 18.02 317 12.81 0.0020
2018-02-16 2017-06-30 13F/A-1 UBS AG JERSEY BRH ALERIAN INFRST 902641646 108,113 12,095 2,882 0.0183
2017-08-11 2017-06-30 13F UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 13,953 -94,160 317
2017-08-11 2017-06-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 108,113 96,290 2,882
2018-02-16 2017-03-31 13F/A-1 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 11,823 -82,424 -87.46 281 -89.51 0.0019
2018-02-16 2017-03-31 13F/A-1 UBS AG JERSEY BRH ALERIAN INFRST 902641646 96,018 1,771 2,802 0.0188
2017-05-15 2017-03-31 13F UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 11,823 -84,195 281
2017-05-15 2017-03-31 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 96,018 1,771 2,802
2018-02-16 2016-12-31 13F/A-1 UBS AG JERSEY BRH ALERIAN INFRST 902641646 94,247 32,660 53.03 2,678 53.20 0.0198
2017-02-01 2016-12-31 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 94,247 32,660 2,678
2016-10-25 2016-09-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 61,587 212 0.35 1,748 0.75 0.0139
2016-08-04 2016-06-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 61,375 -2,586 -4.04 1,735 12.81 0.0146
2016-04-27 2016-03-31 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 63,961 52,733 469.66 1,538 574.56 0.0137
2016-01-19 2015-12-31 13F UBS AG JERSEY BRH EXCH SEC LKD41 902641588 11,228 -55,813 -83.25 228 -87.43 0.0022
2016-01-19 2015-12-31 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 59,149 -7,892 1,547 0.0146
2015-10-27 2015-09-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 67,041 -3,758 -5.31 1,814 -27.03 0.0191
2015-07-28 2015-06-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 70,799 -4,059 -5.42 2,486 -12.46 0.0247
2015-04-28 2015-03-31 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 74,858 -655 -0.87 2,840 -7.37 0.0295
2015-01-13 2014-12-31 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 75,513 64,628 593.73 3,066 1,388.35 0.0344
2014-10-17 2014-09-30 13F UBS AG JERSEY BRH CMCI ETN 38 902641778 10,885 -500 -4.39 206 -16.26 0.0025
2014-10-17 2014-09-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 73,944 6,878 3,381 0.0411
2014-07-23 2014-06-30 13F UBS AG JERSEY BRH CMCI ETN 38 902641778 11,385 -60,567 -84.18 246 -91.42 0.0030
2014-07-23 2014-06-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 67,066 -4,886 2,990 0.0364
2014-05-07 2014-03-31 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 71,952 -3,905 -5.15 2,866 -4.18 0.0396
2014-02-11 2013-12-31 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 75,857 4,976 7.02 2,991 8.68 0.0434
2013-11-04 2013-09-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 70,881 6,712 10.46 2,752 9.16 0.0447
2013-07-29 2013-06-30 13F UBS AG JERSEY BRH ALERIAN INFRST 902641646 64,169 64,169 2,521 0.0445
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.