SPDR系列信託 - State Street SPDR標普600™小型股價值ETF
US ˙ ARCA ˙ US78464A3005

SecuritySLYV / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Value ETF
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership46,870 shares
Latest Disclosed Value $ 5,923,000
Commonwealth Equity Services, Inc reports 2.72% increase in ownership of SLYV / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Value ETF

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 46,870 shares of SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Value ETF (US:SLYV) valued at $2,961,715 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 45,631 shares of SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Value ETF. This represents a change in shares of 2.72% during the quarter. The current value of the position is $4,872,136 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 46,870 1,239 2.72 5,923 8.82 0.0354
2017-11-07 2017-09-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 46,870 1,240 5,923
2018-02-16 2017-06-30 13F/A-1 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 45,631 19,916 77.45 5,443 79.34 0.0346
2017-08-11 2017-06-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 45,630 19,915 5,443
2018-02-16 2017-03-31 13F/A-1 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 25,715 3,183 14.13 3,035 13.16 0.0203
2017-05-15 2017-03-31 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 25,715 3,183 3,035
2018-02-16 2016-12-31 13F/A-1 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 22,532 3,509 18.45 2,682 31.47 0.0198
2017-02-01 2016-12-31 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 22,532 8,113 2,682
2016-10-25 2016-09-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 19,023 2,173 12.90 2,040 21.00 0.0162
2016-08-04 2016-06-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 16,850 2,032 13.71 1,686 16.68 0.0142
2016-04-27 2016-03-31 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 14,818 2,710 22.38 1,445 28.56 0.0129
2016-01-19 2015-12-31 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 12,108 1,305 12.08 1,124 10.20 0.0106
2015-10-27 2015-09-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 10,803 173 1.63 1,020 -9.57 0.0107
2015-07-28 2015-06-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 10,630 -252 -2.32 1,128 -3.26 0.0112
2015-04-28 2015-03-31 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 10,882 -6 -0.06 1,166 1.30 0.0121
2015-01-13 2014-12-31 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 10,888 -187 -1.69 1,151 1.59 0.0129
2014-10-17 2014-09-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 11,075 25 0.23 1,133 -6.98 0.0138
2014-07-23 2014-06-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 11,050 -193 -1.72 1,218 0.25 0.0148
2014-05-07 2014-03-31 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 11,243 0 0.00 1,215 1.50 0.0168
2014-02-11 2013-12-31 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 11,243 1,336 13.49 1,197 23.15 0.0174
2013-11-04 2013-09-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 9,907 -857 -7.96 972 1.57 0.0158
2013-07-29 2013-06-30 13F SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 10,764 10,764 957 0.0169
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.