SPDR系列信託 - State Street SPDR標普股息ETF
US ˙ ARCA ˙ US78464A7634

SecuritySDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership831,027 shares
Latest Disclosed Value $ 75,898,000
Commonwealth Equity Services, Inc reports 1.22% decrease in ownership of SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 831,027 shares of SPDR Series Trust - State Street SPDR S&P Dividend ETF (US:SDY) valued at $75,897,696 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 841,280 shares of SPDR Series Trust - State Street SPDR S&P Dividend ETF. This represents a change in shares of -1.22% during the quarter. The current value of the position is $124,595,878 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 SPDR SERIES TRUST S&P DIVID ETF 78464A763 831,027 -10,253 -1.22 75,898 1.49 0.4541
2017-11-07 2017-09-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 831,027 -10,252 75,897
2018-02-16 2017-06-30 13F/A-1 SPDR SERIES TRUST S&P DIVID ETF 78464A763 841,280 40,498 5.06 74,781 5.95 0.4751
2017-08-11 2017-06-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 841,279 40,497 74,781
2018-02-16 2017-03-31 13F/A-1 SPDR SERIES TRUST S&P DIVID ETF 78464A763 800,782 29,843 3.87 70,581 7.00 0.4726
2017-05-15 2017-03-31 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 800,782 29,843 70,581
2018-02-16 2016-12-31 13F/A-1 SPDR SERIES TRUST S&P DIVID ETF 78464A763 770,939 55,943 7.82 65,962 9.36 0.4872
2017-02-01 2016-12-31 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 770,939 55,943 65,962
2016-10-25 2016-09-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 714,996 17,150 2.46 60,317 3.00 0.4785
2016-08-04 2016-06-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 697,846 26,921 4.01 58,563 9.20 0.4937
2016-04-27 2016-03-31 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 670,925 5,965 0.90 53,627 9.62 0.4779
2016-01-19 2015-12-31 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 664,960 32,902 5.21 48,921 7.26 0.4633
2015-10-27 2015-09-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 632,058 -13,407 -2.08 45,609 -7.28 0.4801
2015-07-28 2015-06-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 645,465 16,779 2.67 49,191 0.06 0.4888
2015-04-28 2015-03-31 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 628,686 6,580 1.06 49,163 0.29 0.5104
2015-01-13 2014-12-31 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 622,106 19,669 3.26 49,022 8.58 0.5494
2014-10-17 2014-09-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 602,437 9,236 1.56 45,147 -0.63 0.5488
2014-07-23 2014-06-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 593,201 32,992 5.89 45,433 10.22 0.5530
2014-05-07 2014-03-31 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 560,209 4,273 0.77 41,220 2.10 0.5694
2014-02-11 2013-12-31 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 555,936 45,075 8.82 40,372 14.63 0.5864
2013-11-04 2013-09-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 510,861 49,069 10.63 35,219 15.03 0.5719
2013-07-29 2013-06-30 13F SPDR SERIES TRUST S&P DIVID ETF 78464A763 461,792 30,617
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.