羅克韋爾自動化公司
US ˙ NYSE ˙ US7739031091

SecurityROK / Rockwell Automation, Inc.
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership24,376 shares
Latest Disclosed Value $ 4,344,000
Commonwealth Equity Services, Inc reports 2.09% increase in ownership of ROK / Rockwell Automation, Inc.

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 24,376 shares of Rockwell Automation, Inc. (US:ROK) valued at $4,344,047 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 23,877 shares of Rockwell Automation, Inc.. This represents a change in shares of 2.09% during the quarter. The current value of the position is $10,889,003 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 ROCKWELL AUTOMATION COM 773903109 24,376 499 2.09 4,344 12.34 0.0260
2017-11-07 2017-09-30 13F ROCKWELL AUTOMATION COM 773903109 24,376 499 4,344
2018-02-16 2017-06-30 13F/A-1 ROCKWELL AUTOMATION COM 773903109 23,877 -2,687 -10.12 3,867 -6.50 0.0246
2017-08-11 2017-06-30 13F ROCKWELL AUTOMATION COM 773903109 23,877 -2,687 3,867
2018-02-16 2017-03-31 13F/A-1 ROCKWELL AUTOMATION COM 773903109 26,564 3,268 14.03 4,136 32.10 0.0277
2017-05-15 2017-03-31 13F ROCKWELL AUTOMATION COM 773903109 26,564 3,268 4,136
2018-02-16 2016-12-31 13F/A-1 ROCKWELL AUTOMATION COM 773903109 23,296 3,621 18.40 3,131 30.08 0.0231
2017-02-01 2016-12-31 13F ROCKWELL AUTOMATION COM 773903109 23,296 3,621 3,131
2016-10-25 2016-09-30 13F ROCKWELL AUTOMATION COM 773903109 19,675 1,098 5.91 2,407 12.85 0.0191
2016-08-04 2016-06-30 13F ROCKWELL AUTOMATION COM 773903109 18,577 -148 -0.79 2,133 0.14 0.0180
2016-04-27 2016-03-31 13F ROCKWELL AUTOMATION COM 773903109 18,725 1,614 9.43 2,130 21.30 0.0190
2016-01-19 2015-12-31 13F ROCKWELL AUTOMATION COM 773903109 17,111 3,583 26.49 1,756 27.90 0.0166
2015-10-27 2015-09-30 13F ROCKWELL AUTOMATION COM 773903109 13,528 -2,008 -12.92 1,373 -29.08 0.0145
2015-07-28 2015-06-30 13F ROCKWELL AUTOMATION COM 773903109 15,536 229 1.50 1,936 9.07 0.0192
2015-04-28 2015-03-31 13F ROCKWELL AUTOMATION COM 773903109 15,307 -395 -2.52 1,775 1.66 0.0184
2015-01-13 2014-12-31 13F ROCKWELL AUTOMATION COM 773903109 15,702 -2,669 -14.53 1,746 -13.52 0.0196
2014-10-17 2014-09-30 13F ROCKWELL AUTOMATION COM 773903109 18,371 3,872 26.71 2,019 11.24 0.0245
2014-07-23 2014-06-30 13F ROCKWELL AUTOMATION COM 773903109 14,499 117 0.81 1,815 1.34 0.0221
2014-05-07 2014-03-31 13F ROCKWELL AUTOMATION COM 773903109 14,382 437 3.13 1,791 8.68 0.0247
2014-02-11 2013-12-31 13F ROCKWELL AUTOMATION COM 773903109 13,945 -1,109 -7.37 1,648 2.36 0.0239
2013-11-04 2013-09-30 13F ROCKWELL AUTOMATION COM 773903109 15,054 1,067 7.63 1,610 38.44 0.0261
2013-07-29 2013-06-30 13F ROCKWELL AUTOMATION COM 773903109 13,987 13,987 1,163 0.0205
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.