展望資本公司
US ˙ NasdaqGS ˙ US74348T1025

SecurityPSEC / Prospect Capital Corporation
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership795,541 shares
Latest Disclosed Value $ 5,346,000
Commonwealth Equity Services, Inc reports 6.20% increase in ownership of PSEC / Prospect Capital Corporation

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 795,541 shares of Prospect Capital Corporation (US:PSEC) valued at $5,346,036 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 749,097 shares of Prospect Capital Corporation. This represents a change in shares of 6.20% during the quarter. The current value of the position is $1,774,056 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 PROSPECT CAPITAL COM 74348T102 795,541 46,444 6.20 5,346 -12.12 0.0320
2017-11-07 2017-09-30 13F PROSPECT CAPITAL COM 74348T102 795,540 46,443 5,346
2018-02-16 2017-06-30 13F/A-1 PROSPECT CAPITAL COM 74348T102 749,097 6,239 0.84 6,083 -9.41 0.0386
2017-08-11 2017-06-30 13F PROSPECT CAPITAL COM 74348T102 749,097 6,239 6,082
2018-02-16 2017-03-31 13F/A-1 PROSPECT CAPITAL COM 74348T102 742,858 69,539 10.33 6,715 19.44 0.0450
2017-05-15 2017-03-31 13F PROSPECT CAPITAL COM 74348T102 742,858 69,539 6,715
2018-02-16 2016-12-31 13F/A-1 PROSPECT CAPITAL COM 74348T102 673,319 50,611 8.13 5,622 11.46 0.0415
2017-02-01 2016-12-31 13F PROSPECT CAPITAL COM 74348T102 673,319 505,319 5,622
2016-10-25 2016-09-30 13F PROSPECT CAPITAL COM 74348T102 622,708 129,985 26.38 5,044 30.91 0.0400
2016-08-04 2016-06-30 13F PROSPECT CAPITAL COM 74348T102 492,723 217,087 78.76 3,853 92.27 0.0325
2016-04-27 2016-03-31 13F PROSPECT CAPITAL COM 74348T102 275,636 53,359 24.01 2,004 29.21 0.0179
2016-01-19 2015-12-31 13F PROSPECT CAPITAL COM 74348T102 222,277 -4,675 -2.06 1,551 -4.14 0.0147
2015-10-27 2015-09-30 13F PROSPECT CAPITAL COM 74348T102 226,952 11,334 5.26 1,618 1.83 0.0170
2015-07-28 2015-06-30 13F PROSPECT CAPITAL COM 74348T102 215,618 -72,047 -25.05 1,589 -34.64 0.0158
2015-04-28 2015-03-31 13F PROSPECT CAPITAL COM 74348T102 287,665 15,147 5.56 2,431 8.00 0.0252
2015-01-13 2014-12-31 13F PROSPECT CAPITAL COM 74348T102 272,518 22,105 8.83 2,251 -9.20 0.0252
2014-10-17 2014-09-30 13F PROSPECT CAPITAL COM 74348T102 250,413 31,655 14.47 2,479 6.67 0.0301
2014-07-23 2014-06-30 13F PROSPECT CAPITAL COM 74348T102 218,758 55,267 33.80 2,324 31.60 0.0283
2014-05-07 2014-03-31 13F PROSPECT CAPITAL COM 74348T102 163,491 37,597 29.86 1,766 24.98 0.0244
2014-02-11 2013-12-31 13F PROSPECT CAPITAL COM 74348T102 125,894 8,146 6.92 1,413 7.45 0.0205
2013-11-04 2013-09-30 13F PROSPECT CAPITAL COM 74348T102 117,748 15,749 15.44 1,315 19.33 0.0214
2013-07-29 2013-06-30 13F PROSPECT CAPITAL COM 74348T102 101,999 1,102
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.