諾華公司 - 存託憑證（普通股）
US ˙ NYSE ˙ US66987V1098

SecurityNVS / Novartis AG - Depositary Receipt (Common Stock)
InstitutionBaird Robert W & Co Inc /wi/
Latest Disclosed Ownership73,386 shares
Latest Disclosed Value $ 7,237,000
Baird Robert W & Co Inc /wi/ reports 6.79% decrease in ownership of NVS / Novartis AG - Depositary Receipt (Common Stock)

On May 13, 2015 - Baird Robert W & Co Inc /wi/ filed a 13F-HR form disclosing ownership of 73,386 shares of Novartis AG - Depositary Receipt (Common Stock) (US:NVS) valued at $6,353,077 USD as of March 31, 2015. The entity filed a previous 13F-HR on February 12, 2015 disclosing 78,731 shares of Novartis AG - Depositary Receipt (Common Stock). This represents a change in shares of -6.79% during the quarter. The current value of the position is $10,946,256 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2015-05-13 2015-03-31 13F NOVARTIS AG - ADR COMMON 66987V109 73,386 -5,345 -6.79 7,237 -0.80 0.0740
2015-02-12 2014-12-31 13F NOVARTIS AG - ADR COMMON 66987V109 78,731 5,345 7.28 7,295 0.80 0.0776
2014-11-12 2014-09-30 13F NOVARTIS AG - ADR COMMON 66987V109 84,732 6,001 7.62 7,976 9.34 0.1120
2014-08-08 2014-06-30 13F NOVARTIS AG - ADR COMMON 66987V109 71,329 -13,403 -15.82 6,457 -19.04 0.0905
2014-05-09 2014-03-31 13F NOVARTIS AG - ADR COMMON 66987V109 71,356 27 0.04 6,067 -6.04 0.0879
2014-02-12 2013-12-31 13F NOVARTIS AG - ADR COMMON 66987V109 485,056 413,700 579.77 38,989 542.64 0.6710
2013-11-13 2013-09-30 13F NOVARTIS AG - ADR COMMON 66987V109 493,769 8,713 1.80 37,877 -2.85 0.7060
2013-08-13 2013-06-30 13F NOVARTIS AG - ADR COMMON 66987V109 507,279 13,510 35,870 0.7133
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.