匯豐控股有限公司 - 存託憑證（普通股）
US ˙ NYSE ˙ US4042804066

SecurityHSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership31,530 shares
Latest Disclosed Value $ 1,232,000
Advisor Group, Inc. reports 6.65% increase in ownership of HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 31,530 shares of HSBC Holdings plc - Depositary Receipt (Common Stock) (US:HSBC) valued at $1,195,160 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 29,564 shares of HSBC Holdings plc - Depositary Receipt (Common Stock). This represents a change in shares of 6.65% during the quarter. The current value of the position is $2,862,924 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F HSBC HLDGS SPON ADR NEW 404280406 31,530 1,966 6.65 1,232 8.64 0.0085
2020-02-12 2019-12-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 304,776 -1,665 8,192 0.0567
2019-11-13 2019-09-30 13F HSBC HLDGS SPON ADR NEW 404280406 29,564 -804 -2.65 1,134 -10.57 0.0084
2019-11-13 2019-09-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 306,441 -3,527 8,063 0.0595
2019-07-31 2019-06-30 13F HSBC HLDGS SPON ADR NEW 404280406 30,368 2,545 9.15 1,268 12.21 0.0097
2019-07-31 2019-06-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 309,968 -2,302 8,122 0.0623
2019-05-09 2019-03-31 13F HSBC HLDGS SPON ADR NEW 404280406 27,823 -133 -0.48 1,130 -1.74 0.0093
2019-05-09 2019-03-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 312,270 -7,463 8,047 0.0662
2019-02-11 2018-12-31 13F HSBC HLDGS SPON ADR NEW 404280406 27,956 267 0.96 1,150 -5.58 0.0113
2019-02-11 2018-12-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 319,733 -918 8,240 0.0809
2018-11-14 2018-09-30 13F HSBC HLDGS SPON ADR NEW 404280406 27,689 6,783 32.45 1,218 23.53 0.0123
2018-11-14 2018-09-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 320,651 -16,207 8,231 0.0830
2018-08-13 2018-06-30 13F HSBC HLDGS SPON ADR NEW 404280406 20,906 -3,572 -14.59 986 -15.51 0.0136
2018-08-13 2018-06-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 336,858 -6,621 8,954 0.1231
2018-05-15 2018-03-31 13F HSBC HLDGS SPON ADR NEW 404280406 24,478 -6,390 -20.70 1,167 -26.74 0.0160
2018-05-15 2018-03-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 343,479 -8,788 8,845 0.1216
2018-02-14 2017-12-31 13F HSBC HLDGS SPON ADR NEW 404280406 30,868 3,873 14.35 1,593 19.42 0.0213
2018-02-14 2017-12-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 352,267 -1,314 9,096 0.1215
2017-11-06 2017-09-30 13F HSBC HLDGS SPON ADR NEW 404280406 26,995 6,001 28.58 1,334 36.96 0.0210
2017-11-06 2017-09-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 353,581 -1,406 9,331 0.1468
2017-11-03 2017-06-30 13F/A-1 HSBC HLDGS SPON ADR NEW 404280406 20,994 2,275 12.15 974 27.32 0.0171
2017-11-03 2017-06-30 13F/A-1 HSBC HLDGS ADR A 1/40PF A 404280604 354,987 -2,584 9,368 0.1646
2017-08-11 2017-06-30 13F HSBC HLDGS SPON ADR NEW 404280406 20,994 2,275 948
2017-08-11 2017-06-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 354,987 333,993 9,368
2017-11-02 2017-03-31 13F/A-1 HSBC HLDGS SPON ADR NEW 404280406 18,719 -6 -0.03 765 1.59 0.0155
2017-11-02 2017-03-31 13F/A-1 HSBC HLDGS ADR A 1/40PF A 404280604 357,571 945 9,261 0.1871
2017-05-15 2017-03-31 13F HSBC HLDGS SPON ADR NEW 404280406 18,719 -338,852 741
2017-05-15 2017-03-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 357,571 945 9,261
2017-11-02 2016-12-31 13F/A-1 HSBC HLDGS SPON ADR NEW 404280406 18,725 3,370 21.95 753 30.28 0.0170
2017-11-02 2016-12-31 13F/A-1 HSBC HLDGS ADR A 1/40PF A 404280604 356,626 8,402 8,988 0.2031
2017-01-31 2016-12-31 13F HSBC HLDGS SPON ADR NEW 404280406 18,725 -329,499 722
2017-01-31 2016-12-31 13F HSBC HLDGS ADR A 1/40PF A 404280604 356,626 337,901 8,988
2017-11-02 2016-09-30 13F/A-1 HSBC HLDGS SPON ADR NEW 404280406 15,355 -334,494 -95.61 578 -93.63 0.0139
2017-11-02 2016-09-30 13F/A-1 HSBC HLDGS ADR A 1/40PF A 404280604 348,224 334,150 8,933 0.2148
2016-11-08 2016-09-30 13F HSBC HLDGS SPON ADR NEW 404280406 15,355 1,281 550
2016-11-08 2016-09-30 13F HSBC HLDGS ADR A 1/40PF A 404280604 348,224 332,869 8,933
2016-08-11 2016-06-30 13F HSBC HLDGS COM 404280604 349,849 349,849 9,073 0.2386
2016-08-11 2016-06-30 13F HSBC HLDGS COM 404280406 14,074 14,074 438 0.0115
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.