First Trust 交易所交易 AlphaDEX 基金 - First Trust Financials AlphaDEX 基金
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership99,964 shares
Latest Disclosed Value $ 2,967,000
Commonwealth Equity Services, Inc reports 23.37% increase in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 99,964 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $2,967,000 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 81,029 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of 23.37% during the quarter. The current value of the position is $5,969,850 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 99,964 18,935 23.37 2,967 28.05 0.0178
2017-11-07 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 99,963 18,934 2,966
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 81,029 6,714 9.03 2,317 12.53 0.0147
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 81,029 6,714 2,316
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 74,315 -10,834 -12.72 2,059 -10.56 0.0138
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 74,315 -10,834 2,059
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 85,149 7,848 10.15 2,302 22.58 0.0170
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 85,149 7,848 2,302
2016-10-25 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 77,301 5,557 7.75 1,878 13.20 0.0149
2016-08-04 2016-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 71,744 1,771 2.53 1,659 4.87 0.0140
2016-04-27 2016-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 69,973 -12,055 -14.70 1,582 -16.78 0.0141
2016-01-19 2015-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 82,028 17,624 27.36 1,901 31.47 0.0180
2015-10-27 2015-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 64,404 1,334 2.12 1,446 -3.41 0.0152
2015-07-28 2015-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 63,070 -253 -0.40 1,497 0.07 0.0149
2015-04-28 2015-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 63,323 5,028 8.63 1,496 10.24 0.0155
2015-01-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 58,295 15,949 37.66 1,357 46.70 0.0152
2014-10-17 2014-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 42,346 7,279 20.76 925 18.44 0.0112
2014-07-23 2014-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 35,067 2,750 8.51 781 10.78 0.0095
2014-05-07 2014-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 32,317 1,928 6.34 705 6.66 0.0097
2014-02-11 2013-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 30,389 4,814 18.82 661 30.89 0.0096
2013-11-04 2013-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 25,575 5,269 25.95 505 32.20 0.0082
2013-07-29 2013-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 20,306 20,306 382 0.0067
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.