First Trust 交易所交易 AlphaDEX 基金 - First Trust Financials AlphaDEX 基金
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionCitigroup Inc
Latest Disclosed Ownership2,708 shares
Latest Disclosed Value $ 152,163
Citigroup Inc reports 19.19% increase in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On May 11, 2026 - Citigroup Inc filed a 13F-HR form disclosing ownership of 2,708 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $152,163 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 2,272 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of 19.19% during the quarter. The current value of the position is $159,989 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-11 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FINLS ALPHADEX 33734X135 2,708 436 19.19 152 10.95 0.0001
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,272 247 12.20 137 14.17 0.0001
2025-11-10 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,025 -2,833 -58.32 120 -55.88 0.0001
2025-08-11 2025-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,858 1,637 50.82 272 60.00 0.0001
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,221 -512 -13.72 171 -15.84 0.0001
2025-02-12 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,733 -974 -20.69 202 -15.83 0.0001
2024-11-12 2024-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,707 -1,256 -21.06 241 -13.04 0.0001
2024-08-12 2024-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,963 -1,310 -18.01 276 -20.00 0.0002
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,273 1,099 17.80 346 29.21 0.0002
2024-02-09 2023-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,174 -2,610 -29.71 267 -19.58 0.0002
2023-12-06 2023-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 8,784 4,223 92.59 332 94.15 0.0002
2023-11-09 2023-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 8,784 4,223 332 0.0001
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,561 2,721 147.88 172 151.47 0.0001
2023-05-11 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,840 -1,184 -39.15 69 -44.72 0.0000
2023-02-09 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,024 -2,595 -46.18 124 -40.58 0.0001
2022-11-10 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,619 1,363 32.03 207 25.45 0.0001
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,256 -920 -17.77 165 -30.67 0.0001
2022-05-12 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,176 62 1.21 238 0.42 0.0001
2022-02-10 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,114 1,315 34.61 237 41.07 0.0001
2021-11-10 2021-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,799 -5,150 -57.55 168 -57.03 0.0001
2021-08-10 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 8,949 982 12.33 391 18.13 0.0002
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,967 -1,294 -13.97 331 4.42 0.0002
2021-02-11 2020-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,261 1,016 12.32 317 51.67 0.0002
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 8,245 1,141 16.06 209 15.47 0.0001
2020-08-12 2020-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,104 -2,333 -24.72 181 -9.05 0.0001
2020-05-12 2020-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,437 -7,555 -44.46 199 -65.03 0.0002
2020-02-12 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 16,992 38 0.22 569 5.57 0.0004
2019-11-08 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 16,954 -4,369 -20.49 539 -20.15 0.0004
2019-08-12 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 21,323 -629 -2.87 675 1.66 0.0005
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 21,952 -2,504 -10.24 664 0.45 0.0006
2019-02-12 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 24,456 -893 -3.52 661 -18.50 0.0007
2018-11-13 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 25,349 -2,221 -8.06 811 -6.13 0.0007
2018-08-10 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 27,570 3,063 12.50 864 13.53 0.0008
2018-05-11 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 24,507 -4,248 -14.77 761 -15.54 0.0006
2018-02-12 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 28,755 287 1.01 901 6.63 0.0007
2017-11-13 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 28,468 1,971 7.44 845 11.48 0.0007
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 26,497 12,930 95.30 758 101.60 0.0007
2017-05-12 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 13,567 3,400 33.44 376 36.73 0.0003
2017-02-10 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 10,167 -394 -3.73 275 7.00 0.0002
2016-11-10 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 10,561 737 7.50 257 13.22 0.0002
2016-08-12 2016-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,824 -5,641 -36.48 227 -35.14 0.0002
2016-05-13 2016-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 15,465 -28,501 -64.83 350 -65.65 0.0004
2016-02-12 2015-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 43,966 173 0.40 1,019 3.66 0.0010
2015-11-13 2015-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 43,793 -2,744 -5.90 983 -10.96 0.0009
2015-08-13 2015-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 46,537 35,733 330.74 1,104 332.94 0.0010
2015-05-14 2015-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 10,804 5,132 90.48 255 93.18 0.0002
2015-02-17 2014-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,672 0 0.00 132 6.45 0.0001
2014-11-14 2014-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,672 -2,057 -26.61 124 -27.91 0.0001
2014-08-14 2014-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,729 -98,796 -92.74 172 -92.60 0.0002
2014-05-15 2014-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 106,525 622 0.59 2,325 0.82 0.0024
2014-02-14 2013-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 105,903 5,013 4.97 2,306 15.65 0.0021
2013-11-14 2013-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 100,890 -100,000 -49.78 1,994 -47.18 0.0019
2013-08-14 2013-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 200,890 200,890 3,775 0.0037
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.