First Trust 交易所交易 AlphaDEX 基金 - First Trust Energy AlphaDEX 基金
US ˙ ARCA ˙ US33734X1274

SecurityFXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
InstitutionUBS Group AG
Latest Disclosed Ownership563,276 shares
Latest Disclosed Value $ 12,651,179
UBS Group AG reports 46.64% increase in ownership of FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund

On May 5, 2026 - UBS Group AG filed a 13F-HR form disclosing ownership of 563,276 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund (US:FXN) valued at $12,651,179 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 384,123 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund. This represents a change in shares of 46.64% during the quarter. The current value of the position is $12,600,484 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD ENERGY ALPHADX 33734X127 563,276 179,153 46.64 12,651 99.98 0.0019
2026-01-29 2025-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 384,123 -18,284 -4.54 6,327 -3.55 0.0010
2025-11-13 2025-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 402,407 -190,023 -32.08 6,559 -27.07 0.0010
2025-08-14 2025-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 592,430 46,890 8.60 8,993 -0.21 0.0016
2025-05-13 2025-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 545,540 -431,096 -44.14 9,012 -43.53 0.0017
2025-02-14 2024-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 976,636 -15,908 -1.60 15,958 -0.88 0.0029
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 992,544 -657,259 -39.84 16,099 -46.38 0.0035
2024-08-14 2024-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,649,803 -89,390 -5.14 30,026 -7.83 0.0074
2024-05-13 2024-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,739,193 -154,734 -8.17 32,575 3.06 0.0081
2024-02-09 2023-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,893,927 78,951 4.35 31,610 -0.02 0.0095
2023-11-09 2023-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,814,976 -90,538 -4.75 31,617 6.09 0.0109
2023-08-11 2023-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,905,514 -156,402 -7.59 29,802 -6.87 0.0101
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,061,916 -330,154 -13.80 32,001 -21.72 0.0117
2023-02-08 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,392,070 159,229 7.13 40,880 17.29 0.0153
2022-11-10 2022-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,232,841 -202,247 -8.31 34,855 -3.02 0.0153
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,435,088 81,641 3.47 35,941 -4.13 0.0148
2022-05-16 2022-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,353,447 702,942 42.59 37,490 90.56 0.0125
2022-02-14 2021-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,650,505 211,830 14.72 19,674 19.12 0.0056
2021-11-15 2021-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,438,675 -414,198 -22.35 16,516 -21.88 0.0052
2021-08-13 2021-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,852,873 -63,293 -3.30 21,141 9.02 0.0068
2021-05-12 2021-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,916,166 341,673 21.70 19,392 55.41 0.0064
2021-02-11 2020-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,574,493 -251,776 -13.79 12,478 22.01 0.0042
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,826,269 258,863 16.52 10,227 -0.69 0.0039
2020-07-31 2020-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,567,406 1,465,367 1,436.09 10,298 2,436.45 0.0043
2020-05-01 2020-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 102,039 6,837 7.18 406 -59.64 0.0002
2020-02-14 2019-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 95,202 -19,158 -16.75 1,006 -10.34 0.0004
2019-11-14 2019-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 114,360 -720,214 -86.30 1,122 -88.29 0.0004
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 834,574 -778,409 -48.26 9,581 -54.06 0.0037
2019-05-14 2019-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,612,983 -112,831 -6.54 20,856 4.99 0.0086
2019-02-14 2018-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,725,814 782,490 82.95 19,864 20.33 0.0090
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 943,324 -30,985 -3.18 16,508 0.17 0.0065
2018-08-14 2018-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 974,309 464,155 90.98 16,480 124.80 0.0071
2018-05-15 2018-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 510,154 46,929 10.13 7,331 2.23 0.0032
2018-02-14 2017-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 463,225 -229,603 -33.14 7,171 -27.87 0.0029
2017-11-14 2017-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 692,828 -117,188 -14.47 9,942 -7.78 0.0046
2017-11-14 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 810,016 -820,100 -50.31 10,781 -56.11 0.0056
2017-08-14 2017-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 810,016 10,781
2017-11-14 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,630,116 -1,631,044 -50.01 24,566 -54.37 0.0134
2017-05-12 2017-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,630,116 24,566
2017-02-14 2016-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 3,261,160 520,856 19.01 53,842 27.42 0.0297
2016-11-14 2016-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,740,304 159,198 6.17 42,255 9.87 0.0252
2016-08-12 2016-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,581,106 541,015 26.52 38,458 33.51 0.0242
2016-05-12 2016-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,040,091 1,588,205 351.46 28,806 360.23 0.0193
2016-02-16 2015-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 451,886 -204,949 -31.20 6,259 -33.82 0.0041
2015-11-13 2015-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 656,835 5,044 0.77 9,458 -27.30 0.0067
2015-08-14 2015-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 651,791 61,848 10.48 13,010 4.51 0.0086
2015-05-14 2015-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 589,943 77,095 15.03 12,448 15.97 0.0086
2015-02-17 2014-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 512,848 512,848 10,734 0.0075
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.