First Trust 交易所交易 AlphaDEX 基金 - First Trust Energy AlphaDEX 基金
US ˙ ARCA ˙ US33734X1274

SecurityFXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
InstitutionOppenheimer & Co Inc
Latest Disclosed Ownership64,682 shares
Latest Disclosed Value $ 1,452,758
Oppenheimer & Co Inc ownership in FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund

On April 23, 2026 - Oppenheimer & Co Inc filed a 13F-HR form disclosing ownership of 64,682 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund (US:FXN) valued at $1,452,758 USD as of March 31, 2026. The entity filed a previous 13F-HR on May 10, 2023 disclosing 0 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund. The current value of the position is $1,446,936 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-23 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD ENERGY ALPHADX 33734X127 64,682 64,682 1,453 0.0177
2023-05-10 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -89,232 -100.00 0 -100.00
2023-02-08 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 89,232 10,692 13.61 1,525 24.31 0.0347
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 78,540 -81,880 -51.04 1,226 -48.23 0.0287
2022-08-08 2022-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 160,420 -47,363 -22.79 2,368 -28.46 0.0510
2022-05-12 2022-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 207,783 56,018 36.91 3,310 82.97 0.0597
2022-02-02 2021-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 151,765 112,811 289.60 1,809 304.70 0.0316
2021-11-12 2021-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 38,954 -76 -0.19 447 0.45 0.0084
2021-08-03 2021-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 39,030 -2,888 -6.89 445 4.95 0.0080
2021-05-10 2021-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 41,918 -4,781 -10.24 424 14.59 0.0085
2021-02-11 2020-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 46,699 46,699 370 0.0078
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -294,901 -100.00 0 -100.00
2020-08-11 2020-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 294,901 294,901 1,938 0.0501
2019-01-29 2018-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -72,687 -100.00 0 -100.00
2018-10-26 2018-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 72,687 8,593 13.41 1,273 17.44 0.0324
2018-08-10 2018-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 64,094 64,094 1,084 0.0294
2017-08-09 2017-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -49,149 -100.00 0 -100.00
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 49,149 2,869 6.20 741 -3.01 0.0210
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 46,280 -9,045 -16.35 764 -10.43 0.0222
2016-11-07 2016-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 55,325 -610 -1.09 853 2.40 0.0249
2016-08-08 2016-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 55,935 55,935 0.00 833 0.0248
2014-11-12 2014-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -36,570 -100.00 0 -100.00
2014-08-14 2014-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 36,570 36,570 -6.46 1,071 19.40 0.0322
2014-02-12 2013-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -39,094 -100.00 0 -100.00
2013-11-01 2013-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 39,094 39,094 897 0.0315
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.