First Trust 交易所交易 AlphaDEX 基金 - First Trust Energy AlphaDEX 基金
US ˙ ARCA ˙ US33734X1274

SecurityFXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
InstitutionD.a. Davidson & Co.
Latest Disclosed Ownership251,057 shares
Latest Disclosed Value $ 5,638,758
D.a. Davidson & Co. reports 2,201.16% increase in ownership of FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund

On May 5, 2026 - D.a. Davidson & Co. filed a 13F-HR form disclosing ownership of 251,057 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund (US:FXN) valued at $5,638,740 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 10,910 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund. This represents a change in shares of 2,201.16% during the quarter. The current value of the position is $5,616,145 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD ENERGY ALPHADX 33734X127 251,057 240,147 2,201.16 5,639 3,049.72 0.0342
2026-01-29 2025-12-31 13F FIRST TR EXCHANGE TRADED FD D ENERGY ALPHADX 33734X127 10,910 -380 -3.37 180 -2.72 0.0011
2025-10-22 2025-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 11,290 0 0.00 184 7.60 0.0012
2025-07-30 2025-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 11,290 33 0.29 171 -7.57 0.0012
2025-04-28 2025-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 11,257 -179,059 -94.09 186 -94.05 0.0015
2025-01-31 2024-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 190,316 -9,912 -4.95 3,110 -4.25 0.0253
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 200,228 -1,690 -0.84 3,248 -11.62 0.0268
2024-08-01 2024-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 201,918 430 0.21 3,675 -2.62 0.0326
2024-05-13 2024-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 201,488 -1,597 -0.79 3,774 11.33 0.0340
2024-02-09 2023-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 203,085 -328,609 -61.80 3,389 -63.41 0.0332
2023-11-08 2023-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 531,694 513,976 2,900.87 9,262 3,243.68 0.1005
2023-08-11 2023-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 17,718 -288,879 -94.22 277 -94.18 0.0029
2023-04-25 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 306,597 -499,345 -61.96 4,758 -65.45 0.0535
2023-02-03 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 805,942 -9,352 -1.15 13,774 8.22 0.1625
2022-11-07 2022-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 815,294 -7,026 -0.85 12,727 4.86 0.1667
2022-07-28 2022-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 822,320 -49,722 -5.70 12,137 -12.63 0.1524
2022-05-12 2022-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 872,042 847,336 3,429.68 13,892 4,609.15 0.1513
2022-01-31 2021-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 24,706 5,555 29.01 295 34.09 0.0031
2021-11-15 2021-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 19,151 19,151 220 0.0026
2019-11-05 2019-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -34,283 -100.00 0 -100.00
2019-08-13 2019-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 34,283 11,485 50.38 394 33.56 0.0073
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 22,798 -1,582 -6.49 295 4.98 0.0051
2019-01-29 2018-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 24,380 137 0.57 281 -33.73 0.0055
2018-11-13 2018-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 24,243 2,675 12.40 424 16.16 0.0075
2018-08-02 2018-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 21,568 4,315 25.01 365 47.18 0.0072
2018-05-04 2018-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 17,253 17,253 248 0.0051
2017-11-08 2017-09-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 0 -1,945 -100.00 0 -100.00
2017-08-11 2017-06-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 1,945 -510 -20.77 25 -30.56 0.0006
2017-05-12 2017-03-31 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 2,455 -102,589 -97.66 36 -97.92 0.0009
2017-02-15 2016-12-31 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 105,044 101,555 2,910.72 1,734 3,171.70 0.0393
2016-11-18 2016-09-30 13F/A-1 FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 3,489 -82,906 -95.96 53 -95.88 0.0013
2016-11-14 2016-09-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 3,489 53
2016-08-13 2016-06-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 86,395 -3,512 -3.91 1,287 1.42 0.0379
2016-05-13 2016-03-31 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 89,907 80,577 863.63 1,269 883.72 0.0395
2016-02-12 2015-12-31 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 9,330 -930 -9.06 129 -12.24 0.0042
2015-11-13 2015-09-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 10,260 0 0.00 147 -27.94 0.0051
2015-08-14 2015-06-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 10,260 0 0.00 204 -5.56 0.0067
2015-05-06 2015-03-31 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 10,260 1,680 19.58 216 20.67 0.0071
2015-02-12 2014-12-31 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 8,580 4,000 87.34 179 51.69 0.0059
2014-11-12 2014-09-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 4,580 2,095 84.31 118 63.89 0.0040
2014-07-29 2014-06-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 2,485 0 0.00 72 10.77 0.0024
2014-05-05 2014-03-31 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 2,485 2,035 452.22 65 490.91 0.0023
2014-02-13 2013-12-31 13F/A-1 FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 450 0 0.00 11 10.00 0.0004
2014-02-12 2013-12-31 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 450 11
2013-11-14 2013-09-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 450 0 0.00 10 11.11 0.0004
2013-08-16 2013-06-30 13F FIRST TRUST ENERGY ALPHADEX FD ETF ETF 33734X127 450 450 9 0.0004
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.