First Trust 交易所交易 AlphaDEX 基金 - First Trust Consumer Staples AlphaDEX 基金
US ˙ ARCA ˙ US33734X1191

SecurityFXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership95,855 shares
Latest Disclosed Value $ 4,378,000
Commonwealth Equity Services, Inc reports 8.39% decrease in ownership of FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 95,855 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund (US:FXG) valued at $4,377,698 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 104,639 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund. This represents a change in shares of -8.39% during the quarter. The current value of the position is $5,919,372 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 95,855 -8,784 -8.39 4,378 -9.06 0.0262
2017-11-07 2017-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 95,854 -8,784 4,377
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 104,639 -4,312 -3.96 4,814 -4.24 0.0306
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 104,638 -4,313 4,814
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 108,951 49,976 84.74 5,027 86.32 0.0337
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 108,951 49,976 5,027
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 58,975 -19,345 -24.70 2,698 -25.80 0.0199
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 58,975 -19,345 2,698
2016-10-25 2016-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 78,320 -133,907 -63.10 3,636 -64.58 0.0288
2016-08-04 2016-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 212,227 10,247 5.07 10,265 10.20 0.0865
2016-04-27 2016-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 201,980 106,895 112.42 9,315 120.37 0.0830
2016-01-19 2015-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 95,085 567 0.60 4,227 6.72 0.0400
2015-10-27 2015-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 94,518 10,846 12.96 3,961 7.55 0.0417
2015-07-28 2015-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 83,672 -26,090 -23.77 3,683 -24.82 0.0366
2015-04-28 2015-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 109,762 67,631 160.53 4,899 173.08 0.0509
2015-01-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 42,131 9,377 28.63 1,794 40.16 0.0201
2014-10-17 2014-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 32,754 3,524 12.06 1,280 9.97 0.0156
2014-07-23 2014-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 29,230 4,886 20.07 1,164 29.62 0.0142
2014-05-07 2014-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 24,344 -1,087 -4.27 898 -0.99 0.0124
2014-02-11 2013-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 25,431 510 2.05 907 10.61 0.0132
2013-11-04 2013-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 24,921 -510 -2.01 820 4.46 0.0133
2013-07-29 2013-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 25,431 785
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.