第一信託交易所交易基金 IV - 第一信託高級貸款基金
US ˙ NasdaqGM ˙ US33738D3098

SecurityFTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
InstitutionD.a. Davidson & Co.
Latest Disclosed Ownership57,348 shares
Latest Disclosed Value $ 2,569,190
D.a. Davidson & Co. reports 10.24% decrease in ownership of FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund

On May 5, 2026 - D.a. Davidson & Co. filed a 13F-HR form disclosing ownership of 57,348 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund (US:FTSL) valued at $2,569,190 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 63,892 shares of First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund. This represents a change in shares of -10.24% during the quarter. The current value of the position is $2,579,800 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 57,348 -6,544 -10.24 2,569 -12.35 0.0156
2026-01-29 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD D SENIOR LN FD 33738D309 63,892 -24,812 -27.97 2,931 -27.91 0.0180
2025-10-22 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 88,704 811 0.92 4,066 0.82 0.0260
2025-07-30 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 87,893 -15,721 -15.17 4,033 -14.72 0.0284
2025-04-28 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 103,614 23,923 30.02 4,730 28.37 0.0380
2025-01-31 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 79,691 23,186 41.03 3,685 42.07 0.0300
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 56,505 25,991 85.18 2,593 86.01 0.0214
2024-08-01 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 30,514 3,554 13.18 1,395 11.97 0.0124
2024-05-13 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 26,960 3,480 14.82 1,246 15.17 0.0112
2024-02-09 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 23,480 -525 -2.19 1,082 -1.46 0.0106
2023-11-08 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 24,005 387 1.64 1,098 2.62 0.0119
2023-08-11 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 23,618 1,785 8.18 1,070 8.31 0.0113
2023-04-25 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 21,833 7,003 47.22 988 49.32 0.0111
2023-02-03 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 14,830 -77,557 -83.95 661 -83.76 0.0078
2022-11-07 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 92,387 -6,716 -6.78 4,071 -6.84 0.0533
2022-07-28 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 99,103 88,564 840.35 4,370 781.05 0.0549
2022-05-12 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 10,539 235 2.28 496 0.40 0.0054
2022-01-31 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 10,304 1,479 16.76 494 17.06 0.0053
2021-11-15 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 8,825 -3,789 -30.04 422 -30.36 0.0049
2021-08-10 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 12,614 -3,894 -23.59 606 -23.39 0.0071
2021-05-07 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 16,508 1,525 10.18 791 10.94 0.0101
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 14,983 142 0.96 713 4.39 0.0109
2020-11-02 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 14,841 -1,960 -11.67 683 -9.89 0.0119
2020-08-10 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 16,801 -1,190 -6.61 758 0.80 0.0142
2020-05-05 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 17,991 -3,099 -14.69 752 -25.62 0.0147
2020-02-14 2019-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 21,090 -60 -0.28 1,011 0.80 0.0163
2019-11-05 2019-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 21,150 250 1.20 1,003 1.83 0.0180
2019-08-13 2019-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 20,900 200 0.97 985 1.03 0.0184
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 20,700 3,230 18.49 975 22.64 0.0168
2019-01-29 2018-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 17,470 675 4.02 795 -1.49 0.0155
2018-11-13 2018-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 16,795 2,760 19.67 807 20.45 0.0144
2018-08-02 2018-06-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,035 525 3.89 670 3.08 0.0131
2018-05-04 2018-03-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 13,510 225 1.69 650 1.88 0.0134
2018-02-08 2017-12-31 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 13,285 -1,000 -7.00 638 -7.27 0.0134
2017-11-08 2017-09-30 13F FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 14,285 850 6.33 688 6.01 0.0135
2017-08-11 2017-06-30 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 13,435 -365 -2.64 649 -2.70 0.0147
2017-05-12 2017-03-31 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 13,800 -1,400 -9.21 667 -9.50 0.0162
2017-02-15 2016-12-31 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 15,200 6,000 65.22 737 65.62 0.0167
2016-11-18 2016-09-30 13F/A-1 FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 9,200 5,200 130.00 445 134.21 0.0111
2016-11-14 2016-09-30 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 9,200 445
2016-08-13 2016-06-30 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 4,000 0 0.00 190 0.00 0.0056
2016-05-13 2016-03-31 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 4,000 2,000 100.00 190 104.30 0.0059
2016-02-12 2015-12-31 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 2,000 2,000 -50.00 93 -51.05 0.0030
2015-08-14 2015-06-30 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 0 -450 -100.00 0 -100.00
2015-05-06 2015-03-31 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 450 0 0.00 22 4.76 0.0007
2015-02-12 2014-12-31 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 450 0 0.00 21 0.00 0.0007
2014-11-12 2014-09-30 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 450 0 0.00 21 -4.55 0.0007
2014-07-29 2014-06-30 13F FIRST TRUST SENIOR LOAN FUND ETF ETF 33738D309 450 450 22 0.0007
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.