First Trust 交易所交易基金 - First Trust Capital Strength ETF
US ˙ NasdaqGM ˙ US33733E1047

SecurityFTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership35,864 shares
Latest Disclosed Value $ 1,699,000
Commonwealth Equity Services, Inc reports 1.47% increase in ownership of FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 35,864 shares of First Trust Exchange-Traded Fund - First Trust Capital Strength ETF (US:FTCS) valued at $1,698,878 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 35,344 shares of First Trust Exchange-Traded Fund - First Trust Capital Strength ETF. This represents a change in shares of 1.47% during the quarter. The current value of the position is $3,361,174 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 35,864 520 1.47 1,699 5.53 0.0102
2017-11-07 2017-09-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 35,864 521 1,698
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 35,344 983 2.86 1,610 7.26 0.0102
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 35,343 982 1,610
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 34,361 2,193 6.82 1,501 14.32 0.0100
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 34,361 2,193 1,501
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 32,168 5,538 20.80 1,313 22.83 0.0097
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 32,168 1,313
2016-10-25 2016-09-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 26,630 2,731 11.43 1,069 12.53 0.0085
2016-08-04 2016-06-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 23,899 3,218 15.56 950 16.56 0.0080
2016-04-27 2016-03-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 20,681 208 1.02 815 4.22 0.0073
2016-01-19 2015-12-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 20,473 5,925 40.73 782 49.81 0.0074
2015-10-27 2015-09-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 14,548 15 0.10 522 -4.74 0.0055
2015-07-28 2015-06-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 14,533 358 2.53 548 0.18 0.0054
2015-04-28 2015-03-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 14,175 2,663 23.13 547 24.32 0.0057
2015-01-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 11,512 3,781 48.91 440 60.00 0.0049
2014-10-17 2014-09-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 7,731 6 0.08 275 1.10 0.0033
2014-07-23 2014-06-30 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 7,725 7 0.09 272 3.42 0.0033
2014-05-07 2014-03-31 13F FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 7,718 263
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.