First Trust 交易所交易 AlphaDEX 基金 - First Trust 大盤成長 AlphaDEX 基金
US ˙ NasdaqGM ˙ US33735K1088

SecurityFTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
InstitutionUsca Ria Llc
Latest Disclosed Ownership20,436 shares
Latest Disclosed Value $ 2,243,000
Usca Ria Llc reports 7.11% increase in ownership of FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund

On July 28, 2021 - Usca Ria Llc filed a 13F-HR form disclosing ownership of 20,436 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund (US:FTC) valued at $2,243,464 USD as of June 30, 2021. The entity filed a previous 13F-HR on April 27, 2021 disclosing 19,080 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund. This represents a change in shares of 7.11% during the quarter. The current value of the position is $3,661,968 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2021-07-28 2021-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 20,436 1,356 7.11 2,243 20.40 0.1361
2021-04-27 2021-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 19,080 1,333 7.51 1,863 8.63 0.1225
2021-01-27 2020-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 17,747 1,595 9.87 1,715 26.47 0.1204
2020-10-27 2020-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 16,152 1,910 13.41 1,356 24.29 0.1063
2020-08-13 2020-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 14,242 406 2.93 1,091 31.60 0.0965
2020-04-22 2020-03-31 13F/A-2 FIRST TR LARGE CAP GROWTH A COM SHS 33735K108 13,836 -39,710 -74.16 829 -78.77 0.0961
2020-04-13 2020-03-31 13F FIRST TR LARGE CAP GROWTH A COM SHS 33735K108 13,000 -53,533 -99.98 829 -78.77 1,054,157.5005
2020-01-27 2019-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 53,546 11,201 26.45 3,905 31.79 0.3493
2019-11-07 2019-09-30 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 42,345 42,345 -20.92 2,963 -24.12 0.2913
2019-10-31 2019-09-30 13F FIRST TR L CAP GROWTH ALPHADEX FD SHS LARGE CAP GROWTH COM 33735K108 42,345 42,345 2,963 282,777.0758
2019-08-14 2019-06-30 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 0 -18,425 -100.00 0 -100.00
2019-08-14 2019-03-31 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 18,425 2,616 16.55 1,234 36.20 0.1342
2019-05-13 2019-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 18,425 2,616 1,234
2019-02-12 2018-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 15,809 149 0.95 906 -17.79 0.1205
2018-11-02 2018-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 15,660 682 4.55 1,102 11.54 0.1122
2018-08-08 2018-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 14,978 824 5.82 988 9.41 0.1061
2018-05-09 2018-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 14,154 3,739 35.90 903 41.76 0.0995
2018-02-09 2017-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 10,415 5,426 108.76 637 132.48 0.0703
2017-11-07 2017-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 4,989 0 0.00 274 0.00 0.0354
2017-08-07 2017-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 4,989 274
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.