First Trust 交易所交易 AlphaDEX 基金 - First Trust 大盤成長 AlphaDEX 基金
US ˙ NasdaqGM ˙ US33735K1088

SecurityFTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
InstitutionStifel Financial Corp
Latest Disclosed Ownership58,169 shares
Latest Disclosed Value $ 8,967,875
Stifel Financial Corp reports 18.93% increase in ownership of FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund

On May 12, 2026 - Stifel Financial Corp filed a 13F-HR form disclosing ownership of 58,169 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund (US:FTC) valued at $8,966,321 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 48,912 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund. This represents a change in shares of 18.93% during the quarter. The current value of the position is $10,903,052 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735K108 58,169 9,257 18.93 8,968 14.65 0.0019
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735K108 48,912 15,938 48.34 7,821 47.59 0.0070
2025-11-12 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735K108 32,974 4,839 17.20 5,299 24.71 0.0048
2025-08-14 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735K108 28,135 -2,794 -9.03 4,249 4.53 0.0041
2025-05-14 2025-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 30,929 -1,189 -3.70 4,065 -8.47 0.0043
2025-02-13 2024-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 32,118 -4,115 -11.36 4,442 -6.78 0.0046
2024-11-14 2024-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 36,233 -10,081 -21.77 4,764 -16.07 0.0050
2024-08-13 2024-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 46,314 -6,374 -12.10 5,676 -12.62 0.0064
2024-05-14 2024-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 52,688 -5,775 -9.88 6,497 1.40 0.0074
2024-02-12 2023-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 58,463 -18,030 -23.57 6,407 -13.47 0.0081
2023-11-13 2023-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 76,493 -12,967 -14.49 7,403 -18.31 0.0104
2023-08-14 2023-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 89,460 -6,207 -6.49 9,063 1.81 0.0124
2023-05-12 2023-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 95,667 1,225 1.30 8,901 3.10 0.0128
2023-02-13 2022-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 94,442 41,136 77.17 8,634 89.32 0.0130
2022-11-14 2022-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 53,306 -21,234 -28.49 4,560 -30.59 0.0075
2022-08-15 2022-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 74,540 3,960 5.61 6,570 -12.76 0.0103
2022-05-13 2022-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 70,580 -1,682 -2.33 7,531 -13.33 0.0103
2022-02-14 2021-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 72,262 24,551 51.46 8,689 63.94 0.0115
2021-11-15 2021-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 47,711 1,153 2.48 5,300 3.70 0.0078
2021-08-13 2021-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 46,558 -14,235 -23.42 5,111 -13.91 0.0076
2021-05-14 2021-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 60,793 -8,292 -12.00 5,937 -11.07 0.0098
2021-02-12 2020-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 69,085 -13,402 -16.25 6,676 -3.62 0.0119
2020-11-16 2020-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 82,487 16,916 25.80 6,927 37.91 0.0142
2020-08-14 2020-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 65,571 -11,742 -15.19 5,023 8.49 0.0116
2020-05-14 2020-03-31 13F FIRST TR LARGE CAP GROWTH A COM SHS 33735K108 77,313 -3,616 -4.47 4,630 -21.55 0.0128
2020-02-13 2019-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 80,929 -424 -0.52 5,902 3.65 0.0123
2019-11-19 2019-09-30 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 81,353 13,708 20.26 5,694 19.67 0.0145
2019-11-13 2019-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 81,353 13,708 5,694 3,191.7724
2019-08-14 2019-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 67,645 -13,384 -16.52 4,758 -12.26 0.0123
2019-05-14 2019-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 81,029 -4,321 -5.06 5,423 10.92 0.0153
2019-02-13 2018-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 85,350 8,330 10.82 4,889 -9.80 0.0158
2018-11-13 2018-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 77,020 4,193 5.76 5,420 12.92 0.0155
2018-08-14 2018-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 72,827 2,501 3.56 4,800 6.88 0.0147
2018-05-11 2018-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 70,326 6,020 9.36 4,491 14.27 0.0142
2018-02-14 2017-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 64,306 -60,011 -48.27 3,930 -44.97 0.0125
2017-11-13 2017-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 124,317 15,615 14.36 7,141 19.57 0.0248
2017-08-14 2017-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 108,702 957 0.89 5,972 5.42 0.0222
2017-05-10 2017-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 107,745 224 0.21 5,665 7.41 0.0219
2017-02-16 2016-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 107,521 -80,108 -42.69 5,274 -44.30 0.0224
2016-11-15 2016-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 187,629 -62 -0.03 9,469 1.18 0.0426
2016-08-17 2016-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 187,691 -15,285 -7.53 9,359 -4.49 0.0433
2016-05-16 2016-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 202,976 146,512 259.48 9,799 259.99 0.0522
2016-03-21 2015-12-31 13F/A-2 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 56,464 -14,445 -20.37 2,722 -15.94 0.0142
2016-02-26 2015-12-31 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 56,464 0 2,723 0.0142
2016-02-16 2015-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 56,661 2,589
2015-11-16 2015-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 70,909 32,738 85.77 3,238 74.74 0.0182
2015-08-17 2015-06-30 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 38,171 4,335 12.81 1,853 12.44 0.0096
2015-08-17 2015-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 37,399 1,817
2015-05-14 2015-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 33,836 2,733 8.79 1,648 14.05 0.0090
2015-02-13 2014-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 31,103 10,783 53.07 1,445 63.28 0.0080
2014-11-13 2014-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 20,320 11,078 119.87 885 118.52 0.0078
2014-08-14 2014-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 9,242 -11,450 -55.34 405 -53.12 0.0036
2014-05-15 2014-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 20,692 20,692 864 0.0083
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.