First Trust 交易所交易 AlphaDEX 基金 - First Trust 大盤價值 AlphaDEX 基金
US ˙ NasdaqGM ˙ US33735J1016

SecurityFTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionUsca Ria Llc
Latest Disclosed Ownership80,262 shares
Latest Disclosed Value $ 5,269,000
Usca Ria Llc reports 18.54% increase in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On July 28, 2021 - Usca Ria Llc filed a 13F-HR form disclosing ownership of 80,262 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (US:FTA) valued at $5,269,200 USD as of June 30, 2021. The entity filed a previous 13F-HR on April 27, 2021 disclosing 67,711 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of 18.54% during the quarter. The current value of the position is $7,719,671 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2021-07-28 2021-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 80,262 12,551 18.54 5,269 22.25 0.3197
2021-04-27 2021-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 67,711 20,750 44.19 4,310 67.05 0.2833
2021-01-27 2020-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 46,961 28,749 157.86 2,580 203.53 0.1811
2020-10-27 2020-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 18,212 2,700 17.41 850 20.57 0.0666
2020-08-13 2020-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 15,512 228 1.49 705 25.44 0.0624
2020-04-22 2020-03-31 13F/A-2 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 15,284 306 2.04 562 -33.57 0.0652
2020-04-13 2020-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 15,000 -14,963 -99.90 562 -33.57 714,639.9461
2020-01-27 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 14,978 1,348 9.89 846 20.34 0.0757
2019-11-07 2019-09-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 13,630 1,272 10.29 703 9.16 0.0691
2019-10-31 2019-09-30 13F FIRST TR LG CAPITAL VAL ALPHADEX FD LARGE CAP VALUE COM 33735J101 13,630 1,272 703 67,078.2282
2019-08-14 2019-06-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 12,358 659 5.63 644 6.80 0.0654
2019-08-02 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 12,358 659 644
2019-08-14 2019-03-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 11,699 1,837 18.63 603 32.24 0.0656
2019-05-13 2019-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 11,699 1,837 603
2019-02-12 2018-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,862 101 1.03 456 -13.64 0.0607
2018-11-02 2018-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,761 567 6.17 528 9.77 0.0538
2018-08-08 2018-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 9,194 561 6.50 481 5.71 0.0517
2018-05-09 2018-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 8,633 729 9.22 455 5.32 0.0501
2018-02-09 2017-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 7,904 3,860 95.45 432 112.81 0.0477
2017-11-07 2017-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 4,044 0 0.00 203 0.00 0.0263
2017-08-07 2017-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 4,044 203
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.