First Trust 交易所交易基金 III - First Trust 優先證券及收益 ETF
US ˙ ARCA ˙ US33739E1082

SecurityFPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
InstitutionSofos Investments, Inc.
Latest Disclosed Ownership156 shares
Latest Disclosed Value $ 2,769
Sofos Investments, Inc. reports 75.20% decrease in ownership of FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

On May 8, 2026 - Sofos Investments, Inc. filed a 13F-HR form disclosing ownership of 156 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF (US:FPE) valued at $2,769 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 629 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF. This represents a change in shares of -75.20% during the quarter. The current value of the position is $2,805 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-08 2026-03-31 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF UIT EXCHANGE TRADED 33739E108 156 -473 -75.20 3 -81.82 0.0005
2026-02-13 2025-12-31 13F FIRST TRUST PREFERRED SEC INCOME ETF UIT EXCHANGE TRADED 33739E108 629 -711 -53.06 11 -50.00 0.0022
2024-06-26 2024-03-31 13F/A-1 FIRST TR EXCH TRADED FD III UIT EXCHANGE TRADED 33739E108 1,340 -420 -23.86 23 -24.14 0.0064
2024-05-13 2024-03-31 13F FIRST TRUST PREFERRED SEC INCOME ETF UIT EXCHANGE TRADED 33739E108 1,340 -420 23 0.0059
2024-06-26 2023-12-31 13F/A-1 First Trust Exchange-Traded Fund III First Trust Preferred Securities and Income ETF Preferred Stock 33739E108 1,760 1,340 319.05 30 383.33 0.0083
2024-02-15 2023-12-31 13F FIRST TR EXCH TRADED FD III Preferred Stock 33739E108 420 0 6 0.0001
2023-11-16 2023-09-30 13F FIRST TR EXCH TRADED FD III Preferred Stock 33739E108 420 420 6 0.0001
2023-08-09 2023-06-30 13F FIRST TR EXCH TRADED FD III Preferred Stock 33739E108 0 -16 -100.00 0 -100.00
2023-05-12 2023-03-31 13F FIRST TR EXCH TRADED FD III Preferred Stock 33739E108 16 16 7 0.2061
2023-02-15 2022-12-31 13F FIRST TR EXCH TRADED FD III Preferred Stock 33739E108 0 -68 -100.00 0 -100.00
2022-11-03 2022-09-30 13F FIRST TR EXCH TRADED FD III Preferred Stock 33739E108 68 68 7 0.2366
2022-08-05 2022-06-30 13F FIRST TR EXCH TRADED FD III ETF 33739E108 0 -76 -100.00 0 -100.00
2022-05-13 2022-03-31 13F FIRST TR EXCH TRADED FD III ETF 33739E108 76 76 8 0.2236
2020-08-13 2020-06-30 13F FIRST TRUST EXCHANGE-TRADED FU PFD SECS INC ETF PFD SECS INC ETF 33739E108 0 -7 -100.00 0 0.0000
2020-05-12 2020-03-31 13F FIRST TRUST EXCHANGE-TRADED FU PFD SECS INC ETF PFD SECS INC ETF 33739E108 7 0 0.00 0 0.0000
2020-02-28 2019-12-31 13F FIRST TRUST EXCHANGE-TRADED FU PFD SECS INC ETF ETF 33739E108 7 -17,728 -99.96 0 -100.00
2019-10-15 2019-09-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 17,735 -3,805 -17.66 350 -16.27 0.3013
2019-07-26 2019-06-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 21,540 -3,930 -15.43 418 -13.81 0.3430
2019-04-19 2019-03-31 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 25,470 18,275 254.00 485 259.26 0.3923
2018-10-31 2018-09-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 7,195 629 9.58 135 7.14 0.1413
2018-08-14 2018-06-30 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 6,566 809 14.05 126 12.50 0.1181
2018-05-23 2018-03-31 13F FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 5,757 5,757 112 0.1146
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.