First Trust 交易所交易基金 III - First Trust 優先證券及收益 ETF
US ˙ ARCA ˙ US33739E1082

SecurityFPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
InstitutionAE Wealth Management LLC
Latest Disclosed Ownership131,024 shares
Latest Disclosed Value $ 2,325,681
AE Wealth Management LLC reports 12.39% decrease in ownership of FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF

On May 13, 2026 - AE Wealth Management LLC filed a 13F-HR form disclosing ownership of 131,024 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF (US:FPE) valued at $2,325,676 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 149,561 shares of First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF. This represents a change in shares of -12.39% during the quarter. The current value of the position is $2,355,812 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 131,024 -18,537 -12.39 2,326 -14.65 0.0004
2026-01-26 2025-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 149,561 -1,373 -0.91 2,725 -1.05 0.0156
2025-11-03 2025-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 150,934 -7,623 -4.81 2,753 -2.45 0.0175
2025-08-06 2025-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 158,557 8,204 5.46 2,822 6.73 0.0206
2025-05-06 2025-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 150,353 -4,309 -2.79 2,645 -3.40 0.0222
2025-02-13 2024-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 154,662 18,335 13.45 2,738 10.94 0.0232
2024-11-14 2024-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 136,327 1,780 1.32 2,468 5.65 0.0224
2024-08-12 2024-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 134,547 30 0.02 2,336 0.26 0.0234
2024-05-15 2024-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 134,517 -290,262 -68.33 2,330 -67.92 0.0263
2024-02-14 2023-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 424,779 39,530 10.26 7,259 17.99 0.0371
2023-10-11 2023-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 385,249 56,338 17.13 6,152 17.14 0.0368
2023-07-10 2023-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 328,911 166,931 103.06 5,253 103.17 0.0316
2023-04-14 2023-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 161,980 137,663 566.12 2,585 533.58 0.0166
2023-01-31 2022-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 24,317 -6,081 -20.00 409 -19.69 0.0030
2022-10-25 2022-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 30,398 -10,390 -25.47 508 -27.74 0.0040
2022-08-03 2022-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 40,788 -13,833 -25.33 703 -32.34 0.0056
2022-04-18 2022-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 54,621 -2,262 -3.98 1,039 -10.12 0.0071
2022-01-20 2021-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 56,883 4,552 8.70 1,156 7.53 0.0081
2021-11-01 2021-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 52,331 -2,345,466 -97.82 1,075 -97.82 0.0089
2021-07-21 2021-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2,397,797 2,277,558 1,894.19 49,395 1,938.59 0.4314
2021-04-27 2021-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 120,239 89,990 297.50 2,423 296.56 0.0245
2021-02-01 2020-12-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 30,249 3,854 14.60 611 20.75 0.0069
2020-11-06 2020-09-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 26,395 -6,199 -19.02 506 -15.67 0.0072
2020-08-05 2020-06-30 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 32,594 -6,379 -16.37 600 -6.10 0.0093
2020-05-07 2020-03-31 13F FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 38,973 -340,884 -89.74 639 -91.62 0.0147
2020-01-15 2019-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 379,857 198,701 109.69 7,624 113.32 0.1654
2019-11-05 2019-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 181,156 136,694 307.44 3,574 314.62 0.1033
2019-07-22 2019-06-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 44,462 22,351 101.09 862 104.75 0.0259
2019-05-14 2019-03-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 22,111 -15,982 -41.96 421 -38.45 0.0293
2019-02-14 2018-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 38,093 -9,694 -20.29 684 -25.08 0.1171
2018-11-13 2018-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 47,787 29,262 157.96 913 158.64 0.0502
2018-08-14 2018-06-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 18,525 3,268 21.42 353 18.86 0.0240
2018-05-14 2018-03-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 15,257 -13,387 -46.74 297 -48.17 0.0229
2018-02-06 2017-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 28,644 16,684 139.50 573 138.75 0.0506
2017-11-08 2017-09-30 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 11,960 11,960 240 0.0223
2017-05-10 2017-03-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 0 -11,395 -100.00 0 -100.00
2017-02-14 2016-12-31 13F FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 11,395 11,395 216 0.0875
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.