First Trust 交易所交易基金 - First Trust Water ETF
US ˙ ARCA

SecurityFIW / First Trust Exchange-Traded Fund - First Trust Water ETF
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership39,516 shares
Latest Disclosed Value $ 1,791,000
Commonwealth Equity Services, Inc reports 4.21% increase in ownership of FIW / First Trust Exchange-Traded Fund - First Trust Water ETF

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 39,516 shares of First Trust Exchange-Traded Fund - First Trust Water ETF (US:FIW) valued at $1,790,735 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 37,918 shares of First Trust Exchange-Traded Fund - First Trust Water ETF. This represents a change in shares of 4.21% during the quarter. The current value of the position is $4,121,914 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 39,516 1,598 4.21 1,791 10.35 0.0107
2017-11-07 2017-09-30 13F FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 39,515 1,598 1,790
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 37,918 633 1.70 1,623 4.44 0.0103
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 37,917 632 1,622
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 37,285 4,098 12.35 1,554 18.35 0.0104
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 37,285 4,098 1,554
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 33,187 3,199 10.67 1,313 15.78 0.0097
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 33,187 1,313
2016-10-25 2016-09-30 13F FIRST TR ISE WATER INDEX FD COM 33733B100 29,988 17,128 133.19 1,134 150.88 0.0090
2016-08-04 2016-06-30 13F FIRST TR ISE WATER INDEX FD COM 33733B100 12,860 4,897 61.50 452 71.21 0.0038
2016-04-27 2016-03-31 13F FIRST TR ISE WATER INDEX FD COM 33733B100 7,963 -495 -5.85 264 3.53 0.0024
2016-01-19 2015-12-31 13F FIRST TR ISE WATER INDEX FD COM 33733B100 8,458 249 3.03 255 12.83 0.0024
2015-10-27 2015-09-30 13F FIRST TR ISE WATER INDEX FD COM 33733B100 8,209 -3,475 -29.74 226 -38.25 0.0024
2015-07-28 2015-06-30 13F FIRST TR ISE WATER INDEX FD COM 33733B100 11,684 -3,949 -25.26 366 -25.91 0.0036
2015-04-28 2015-03-31 13F FIRST TR ISE WATER INDEX FD COM 33733B100 15,633 -4,229 -21.29 494 -26.27 0.0051
2015-01-13 2014-12-31 13F FIRST TR ISE WATER INDEX FD COM 33733B100 19,862 1,422 7.71 670 14.53 0.0075
2014-10-17 2014-09-30 13F FIRST TR ISE WATER INDEX FD COM 33733B100 18,440 -10,779 -36.89 585 -42.08 0.0071
2014-07-23 2014-06-30 13F FIRST TR ISE WATER INDEX FD COM 33733B100 29,219 465 1.62 1,010 2.02 0.0123
2014-05-07 2014-03-31 13F FIRST TR ISE WATER INDEX FD COM 33733B100 28,754 1,632 6.02 990 7.84 0.0137
2014-02-11 2013-12-31 13F FIRST TR ISE WATER INDEX FD COM 33733B100 27,122 9,353 52.64 918 64.22 0.0133
2013-11-04 2013-09-30 13F FIRST TR ISE WATER INDEX FD COM 33733B100 17,769 6,170 53.19 559 74.14 0.0091
2013-07-29 2013-06-30 13F FIRST TR ISE WATER INDEX FD COM 33733B100 11,599 321
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.