First Trust 交易所交易 AlphaDEX 基金 - First Trust 大盤核心 AlphaDEX 基金
US ˙ NasdaqGM ˙ US33734K1097

SecurityFEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
InstitutionSuntrust Banks Inc
Latest Disclosed Ownership246,081 shares
Latest Disclosed Value $ 14,986,000
Suntrust Banks Inc reports 7.31% decrease in ownership of FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund

On November 12, 2019 - Suntrust Banks Inc filed a 13F-HR form disclosing ownership of 246,081 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund (US:FEX) valued at $14,986,333 USD as of September 30, 2019. The entity filed a previous 13F-HR on August 6, 2019 disclosing 265,486 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund. This represents a change in shares of -7.31% during the quarter. The current value of the position is $32,954,503 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-11-12 2019-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 246,081 -19,405 -7.31 14,986 -7.82 0.0782
2019-08-06 2019-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 265,486 3,425 1.31 16,258 4.26 0.0846
2019-05-15 2019-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 262,061 -8,620 -3.18 15,593 10.53 0.0821
2019-02-14 2018-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 270,681 -42,692 -13.62 14,108 -27.88 0.0811
2019-09-04 2018-09-30 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 313,373 30,196 10.66 19,561 16.46 0.1011
2018-11-14 2018-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 313,373 30,196 19,560
2019-09-04 2018-06-30 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 283,177 13,888 5.16 16,796 6.76 0.0920
2018-08-14 2018-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 283,177 13,889 16,793
2019-09-04 2018-03-31 13F/A-2 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 269,289 3,317 1.25 15,732 1.04 0.0879
2018-05-25 2018-03-31 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 269,288 -1 15,730 0.0827
2019-09-03 2017-12-31 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 265,972 12,204 4.81 15,570 11.76 0.0904
2018-02-09 2017-12-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 265,971 12,204 15,568
2019-09-03 2017-09-30 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 253,768 24,628 10.75 13,932 14.37 0.0827
2017-11-14 2017-09-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 253,767 24,627 13,930
2019-09-04 2017-06-30 13F/A-2 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 229,140 12,874 5.95 12,181 9.12 0.0745
2019-09-03 2017-06-30 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 229,140 0 12,181 0.0745
2017-08-11 2017-06-30 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 229,140 12,874 12,180
2019-09-03 2017-03-31 13F/A-1 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 216,266 216,266 11,163 0.0711
2017-05-03 2017-03-31 13F FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 216,266 11,163
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.