First Trust 交易所交易 AlphaDEX 基金 II - First Trust 新興市場 AlphaDEX 基金
US ˙ NasdaqGM ˙ US33737J1824

SecurityFEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership38,407 shares
Latest Disclosed Value $ 1,051,000
Commonwealth Equity Services, Inc reports 0.58% decrease in ownership of FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 38,407 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund (US:FEM) valued at $1,050,816 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 38,630 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund. This represents a change in shares of -0.58% during the quarter. The current value of the position is $1,202,231 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 38,407 -223 -0.58 1,051 16.26 0.0063
2017-11-07 2017-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 38,406 -224 1,050
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 38,630 -1,660 -4.12 904 -1.95 0.0057
2017-08-11 2017-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 38,630 -1,660 903
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 40,290 6,680 19.88 922 34.99 0.0062
2017-05-15 2017-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 40,290 6,680 922
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 33,610 -391 -1.15 683 -3.26 0.0050
2017-02-01 2016-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 33,610 683
2016-10-25 2016-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 34,001 -887 -2.54 706 5.37 0.0056
2016-08-04 2016-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 34,888 -2,071 -5.60 670 -5.77 0.0056
2016-04-27 2016-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 36,959 -3,480 -8.61 711 -2.20 0.0063
2016-01-19 2015-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 40,439 -2,275 -5.33 727 -5.46 0.0069
2015-10-27 2015-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 42,714 -3,075 -6.72 769 -26.83 0.0081
2015-07-28 2015-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 45,789 279 0.61 1,051 4.06 0.0104
2015-04-28 2015-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 45,510 3,095 7.30 1,010 10.50 0.0105
2015-01-13 2014-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 42,415 23,530 124.60 914 103.56 0.0102
2014-10-17 2014-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 18,885 -901 -4.55 449 -9.84 0.0055
2014-07-23 2014-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 19,786 1,821 10.14 498 15.81 0.0061
2014-05-07 2014-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 17,965 75 0.42 430 -3.15 0.0059
2014-02-11 2013-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 17,890 4,165 30.35 444 32.93 0.0064
2013-11-04 2013-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 13,725 2,690 24.38 334 31.50 0.0054
2013-07-29 2013-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 11,035 254
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.