信託投資公司
US ˙ NasdaqGS ˙ US3165001070

SecurityFDUS / Fidus Investment Corporation
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership11,798 shares
Latest Disclosed Value $ 190,000
Commonwealth Equity Services, Inc reports 20.43% decrease in ownership of FDUS / Fidus Investment Corporation

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 11,798 shares of Fidus Investment Corporation (US:FDUS) valued at $189,712 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 14,827 shares of Fidus Investment Corporation. This represents a change in shares of -20.43% during the quarter. The current value of the position is $217,909 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIDUS INVT COM 316500107 11,798 -3,029 -20.43 190 -23.69 0.0011
2017-11-07 2017-09-30 13F FIDUS INVT COM 316500107 11,798 -3,028 189
2018-02-16 2017-06-30 13F/A-1 FIDUS INVT COM 316500107 14,827 167 1.14 249 -3.49 0.0016
2017-08-11 2017-06-30 13F FIDUS INVT COM 316500107 14,826 166 249
2018-02-16 2017-03-31 13F/A-1 FIDUS INVT COM 316500107 14,660 -2,194 -13.02 258 -2.64 0.0017
2017-05-15 2017-03-31 13F FIDUS INVT COM 316500107 14,660 -2,194 258
2018-02-16 2016-12-31 13F/A-1 FIDUS INVT COM 316500107 16,854 346 2.10 265 1.92 0.0020
2017-02-01 2016-12-31 13F FIDUS INVT COM 316500107 16,854 346 265
2016-10-25 2016-09-30 13F FIDUS INVT COM 316500107 16,508 317 1.96 260 5.26 0.0021
2016-08-04 2016-06-30 13F FIDUS INVT COM 316500107 16,191 323 2.04 247 0.41 0.0021
2016-04-27 2016-03-31 13F FIDUS INVT COM 316500107 15,868 3,807 31.56 246 49.09 0.0022
2016-01-19 2015-12-31 13F FIDUS INVT COM 316500107 12,061 377 3.23 165 2.48 0.0016
2015-10-27 2015-09-30 13F FIDUS INVT COM 316500107 11,684 314 2.76 161 -4.73 0.0017
2015-07-28 2015-06-30 13F FIDUS INVT COM 316500107 11,370 288 2.60 169 -0.59 0.0017
2015-04-28 2015-03-31 13F FIDUS INVT COM 316500107 11,082 -44 -0.40 170 3.03 0.0018
2015-01-13 2014-12-31 13F FIDUS INVT COM 316500107 11,126 653 6.24 165 -4.62 0.0018
2014-10-17 2014-09-30 13F FIDUS INVT COM 316500107 10,473 279 2.74 173 -17.22 0.0021
2014-07-23 2014-06-30 13F FIDUS INVT COM 316500107 10,194 -4,270 -29.52 209 -25.09 0.0025
2014-05-07 2014-03-31 13F FIDUS INVT COM 316500107 14,464 -1,713 -10.59 279 -20.74 0.0039
2014-02-11 2013-12-31 13F FIDUS INVT COM 316500107 16,177 573 3.67 352 16.17 0.0051
2013-11-04 2013-09-30 13F FIDUS INVT COM 316500107 15,604 324 2.12 303 5.94 0.0049
2013-07-29 2013-06-30 13F FIDUS INVT COM 316500107 15,280 286
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.