First Trust 交易所交易 AlphaDEX 基金 - First Trust 多股成長 AlphaDEX 基金
US ˙ NasdaqGM ˙ US33733F1012

SecurityFAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
InstitutionMorgan Stanley
Latest Disclosed Ownership242,445 shares
Latest Disclosed Value $ 38,530,354
Morgan Stanley reports 21.40% decrease in ownership of FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund

On May 15, 2026 - Morgan Stanley filed a 13F-HR form disclosing ownership of 242,445 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund (US:FAD) valued at $38,530,038 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on May 27, 2026 disclosing 308,449 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund. This represents a change in shares of -21.40% during the quarter. The current value of the position is $44,393,740 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 242,445 -66,004 -21.40 38,530 -22.82 0.0023
2026-05-27 2025-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 308,449 12,117 4.09 49,923 4.94 0.0030
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 308,449 12,117 49,923 0.0030
2026-05-27 2025-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 296,332 93,900 46.39 47,575 60.07 0.0029
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 296,332 93,900 47,575 0.0029
2025-08-15 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33733F101 202,432 105,485 108.81 29,721 136.97 0.0019
2025-05-15 2025-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 96,947 406 0.42 12,542 -6.00 0.0009
2025-05-15 2024-12-31 13F/A-1 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 96,541 -3,857 -3.84 13,343 -0.53 0.0009
2025-02-14 2024-12-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 96,541 -3,857 13,343 0.0009
2025-05-14 2024-09-30 13F/A-2 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 100,398 3,330 3.43 13,413 12.24 0.0010
2025-02-14 2024-09-30 13F/A-1 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 100,398 3,330 13,413 0.0010
2024-11-14 2024-09-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 100,398 3,330 13,413 0.0001
2025-05-14 2024-06-30 13F/A-2 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 97,068 26,812 38.16 11,951 36.52 0.0009
2024-10-17 2024-06-30 13F/A-1 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 97,068 26,812 11,951 0.0009
2024-08-14 2024-06-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 97,068 26,812 11,951 0.0009
2024-10-17 2024-03-31 13F/A-2 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 70,256 1,559 2.27 8,753 13.51 0.0007
2024-08-16 2024-03-31 13F/A-1 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 70,256 1,559 8,753 0.0001
2024-05-15 2024-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 70,256 1,559 8,753 0.0007
2024-08-16 2023-12-31 13F/A-1 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 68,697 11,244 19.57 7,712 34.06 0.0007
2024-02-13 2023-12-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 68,697 11,244 7,712 0.0007
2023-11-15 2023-09-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 57,453 172 0.30 5,753 -4.83 0.0006
2023-08-14 2023-06-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 57,281 276 0.48 6,045 8.28 0.0006
2023-05-15 2023-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 57,005 -169 -0.30 5,582 2.97 0.0006
2023-02-14 2022-12-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 57,174 937 1.67 5,421 7.58 0.0006
2022-11-14 2022-09-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 56,237 -5,805 -9.36 5,039 -11.27 0.0007
2022-10-27 2022-06-30 13F/A-1 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 62,042 -23,099 -27.13 5,679 -40.57 0.0007
2022-08-15 2022-06-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 62,042 -23,099 5,679 0.0001
2022-10-27 2022-03-31 13F/A-1 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 85,141 -22,382 -20.82 9,555 -29.25 0.0013
2022-05-13 2022-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 85,141 -22,382 9,555 0.0013
2022-02-14 2021-12-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 107,523 -19,341 -15.25 13,506 -9.99 0.0017
2021-11-15 2021-09-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 126,864 62,909 98.36 15,005 96.22 0.0020
2021-08-23 2021-06-30 13F/A-1 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 63,955 -22 -0.03 7,647 10.35 0.0010
2021-08-16 2021-06-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 63,955 -22 7,647 0.0002
2021-05-17 2021-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 63,977 -45,746 -41.69 6,930 -39.13 0.0010
2021-02-16 2020-12-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 109,723 21,154 23.88 11,385 49.37 0.0018
2020-11-13 2020-09-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 88,569 -2,046 -2.26 7,622 7.91 0.0015
2020-08-14 2020-06-30 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 90,615 -3,290 -3.50 7,063 24.37 0.0016
2020-05-26 2020-03-31 13F/A-1 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 93,905 3,300 3.64 5,679 -18.87 0.0015
2020-05-15 2020-03-31 13F FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 93,905 3,300 5,679 436.2656
2020-02-14 2019-12-31 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 90,605 -925 -1.01 7,000 4.34 0.0016
2019-11-14 2019-09-30 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 91,530 -2,175 -2.32 6,709 -4.09 0.0018
2019-08-14 2019-06-30 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 93,705 -11,563 -10.98 6,995 -7.30 0.0019
2019-05-15 2019-03-31 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 105,268 -6,325 -5.67 7,546 10.31 0.0021
2019-02-14 2018-12-31 13F FIRST TR MULTI CAP GR ALPHAD COM SHS 33733F101 111,593 -73,707 -39.78 6,841 -52.00 0.0020
2019-04-23 2018-09-30 13F/A-2 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 185,300 32,219 21.05 14,253 29.03 0.0036
2018-11-20 2018-09-30 13F/A-1 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 185,300 0 14,253 0.0036
2018-11-14 2018-09-30 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 185,300 32,219 14,253
2019-04-23 2018-06-30 13F/A-1 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 153,081 59,756 64.03 11,046 74.23 0.0030
2018-08-14 2018-06-30 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 153,081 59,756 11,046
2019-04-23 2018-03-31 13F/A-1 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 93,325 -10,485 -10.10 6,340 -6.96 0.0018
2018-05-14 2018-03-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 93,325 -10,485 6,340
2019-04-23 2017-12-31 13F/A-1 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 103,810 8,812 9.28 6,814 16.36 0.0019
2018-02-14 2017-12-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 103,810 8,812 6,814
2017-11-14 2017-09-30 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 94,998 -2,395 -2.46 5,856 3.08 0.0018
2017-08-11 2017-06-30 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 97,393 -3,588 -3.55 5,681 0.09 0.0017
2017-05-22 2017-03-31 13F/A-1 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 100,981 4,586 4.76 5,676 12.53 0.0017
2017-05-12 2017-03-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 100,981 5,676
2017-02-22 2016-12-31 13F/A-1 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 96,395 6,885 7.69 5,044 6.50 0.0017
2017-02-13 2016-12-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 96,395 5,044
2016-11-10 2016-09-30 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 89,510 2,061 2.36 4,736 5.74 0.0016
2016-08-12 2016-06-30 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 87,449 -37,181 -29.83 4,479 -27.43 0.0016
2016-05-12 2016-03-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 124,630 -16,212 -11.51 6,172 -11.87 0.0024
2016-02-09 2015-12-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 140,842 22,506 19.02 7,003 25.01 0.0025
2016-02-08 2015-09-30 13F/A-1 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 118,336 17,037 16.82 5,602 8.36 0.0021
2015-11-09 2015-09-30 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 118,336 5,602
2015-08-12 2015-06-30 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 101,299 -282 -0.28 5,170 -0.62 0.0018
2015-05-14 2015-03-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 101,581 -1,479 -1.44 5,202 3.36 0.0019
2015-02-13 2014-12-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 103,060 -46,834 -31.24 5,033 -26.22 0.0018
2014-12-16 2014-09-30 13F/A-1 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 149,894 21,439 16.69 6,822 16.64 0.0026
2014-11-14 2014-09-30 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 149,894 6,822
2014-05-13 2014-03-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 128,455 7,414 6.13 5,849 7.03 0.0024
2014-02-13 2013-12-31 13F FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 121,041 3,675 3.13 5,465 13.69 0.0023
2013-11-13 2013-09-30 13F FIRST TRUST MULTI CAP GROWT COM 33733F101 117,366 26,363 28.97 4,807 40.02 0.0023
2013-08-08 2013-06-30 13F FIRST TRUST MULTI CAP GROWT COM 33733F101 91,003 91,003 3,433 0.0017
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.