埃爾斯沃斯成長與收入基金有限公司
US ˙ NYSEAM ˙ US2890741067

SecurityECF / Ellsworth Growth and Income Fund Ltd.
InstitutionMorgan Stanley
Latest Disclosed Ownership227,149 shares
Ownership 1.60%
Morgan Stanley ownership in ECF / Ellsworth Growth and Income Fund Ltd.

2022-07-11 - Morgan Stanley has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 227,149 shares of Ellsworth Growth and Income Fund Ltd. (US:ECF). This represents 1.6 percent ownership of the company. In their previous filing dated 2022-02-10 , Morgan Stanley had reported owning 1,158,223 shares, indicating a decrease of -80.39 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2022-07-11 2022-07-11 13G/A 1,158,223 227,149 -80.39 1.60 -81.40
2022-02-10 2022-02-10 13G/A 1,201,134 1,158,223 -3.57 8.60 -5.49
2021-02-10 2021-02-10 13G/A 1,004,590 1,201,134 19.56 9.10 18.18
2020-02-12 2020-02-12 13G/A 1,072,279 1,004,590 -6.31 7.70 -6.10
2019-02-13 2019-02-13 13G/A 1,167,270 1,072,279 -8.14 8.20 -8.89
2018-02-12 2018-02-12 13G/A 1,213,467 1,167,270 -3.81 9.00 -3.23
2017-02-14 2017-02-14 13G/A 1,213,467 9.30 0.00
2017-02-13 2017-02-13 13G/A 1,096,676 9.30 8.14
2016-02-11 2016-02-11 13G 1,096,676 8.60

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 144,347 -10,432 -6.74 1,609 -10.61 0.0001
2026-05-27 2025-12-31 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 154,779 -11,368 -6.84 1,800 -6.59 0.0001
2026-02-13 2025-12-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 154,779 -11,368 1,800 0.0001
2026-05-27 2025-09-30 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 166,147 -8,168 -4.69 1,927 7.89 0.0001
2025-11-14 2025-09-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 166,147 -8,168 1,927 0.0001
2025-08-15 2025-06-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 174,315 -95,138 -35.31 1,787 -26.98 0.0001
2025-05-15 2025-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 269,453 -14,408 -5.08 2,447 -11.05 0.0002
2025-05-15 2024-12-31 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 283,861 -20,367 -6.69 2,751 0.55 0.0002
2025-02-14 2024-12-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 283,861 -20,367 2,751 0.0002
2025-05-14 2024-09-30 13F/A-2 ELLSWORTH GROWTH & INCOME FD COM 289074106 304,228 34,791 12.91 2,735 23.20 0.0002
2025-02-14 2024-09-30 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 304,228 34,791 2,735 0.0002
2024-11-14 2024-09-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 304,228 34,791 2,735 0.0000
2025-05-14 2024-06-30 13F/A-2 ELLSWORTH GROWTH & INCOME FD COM 289074106 269,437 29,751 12.41 2,220 14.08 0.0002
2024-10-17 2024-06-30 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 269,437 29,751 2,220 0.0002
2024-08-14 2024-06-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 269,437 29,751 2,220 0.0002
2024-10-17 2024-03-31 13F/A-2 ELLSWORTH GROWTH & INCOME FD COM 289074106 239,686 19,189 8.70 1,946 9.26 0.0002
2024-08-16 2024-03-31 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 239,686 19,189 1,946 0.0000
2024-05-15 2024-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 239,686 19,189 1,946 0.0002
2024-08-16 2023-12-31 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 220,497 -144,240 -39.55 1,782 -39.34 0.0002
2024-02-13 2023-12-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 220,497 -144,240 1,782 0.0002
2023-11-15 2023-09-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 364,737 -84,799 -18.86 2,936 -24.06 0.0003
2023-08-14 2023-06-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 449,536 75,703 20.25 3,866 27.55 0.0004
2023-05-15 2023-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 373,833 -24,517 -6.15 3,032 -4.63 0.0003
2023-02-14 2022-12-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 398,350 -52,088 -11.56 3,179 -11.94 0.0004
2022-11-14 2022-09-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 450,438 -69,649 -13.39 3,609 -18.53 0.0005
2022-10-27 2022-06-30 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 520,087 -580,855 -52.76 4,430 -62.00 0.0006
2022-08-15 2022-06-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 520,087 -580,855 4,430 0.0001
2022-10-27 2022-03-31 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 1,100,942 -57,281 -4.95 11,659 -18.56 0.0016
2022-05-13 2022-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,100,942 -57,281 11,659 0.0016
2022-02-14 2021-12-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,158,223 -27,899 -2.35 14,316 -9.66 0.0018
2021-11-15 2021-09-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,186,122 -83,110 -6.55 15,847 -15.18 0.0021
2021-08-23 2021-06-30 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 1,269,232 28,592 2.30 18,683 11.39 0.0025
2021-08-16 2021-06-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,269,232 28,592 18,683 0.0005
2021-05-17 2021-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,240,640 39,506 3.29 16,773 0.68 0.0025
2021-02-16 2020-12-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,201,134 68,228 6.02 16,660 27.32 0.0026
2020-11-13 2020-09-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,132,906 133,337 13.34 13,085 13.93 0.0025
2020-08-14 2020-06-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 999,569 12,315 1.25 11,485 35.58 0.0025
2020-05-26 2020-03-31 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 987,254 -17,336 -1.73 8,471 -28.30 0.0023
2020-05-15 2020-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 987,254 -17,336 8,471 650.7494
2020-02-14 2019-12-31 13F ELLSWORTH GRWTH AND INCOME L COM 289074106 1,004,590 -14,159 -1.39 11,814 10.55 0.0027
2019-11-14 2019-09-30 13F ELLSWORTH GRWTH AND INCOME L COM 289074106 1,018,749 -94,821 -8.52 10,687 -6.46 0.0028
2019-08-14 2019-06-30 13F ELLSWORTH GRWTH AND INCOME L COM 289074106 1,113,570 36,199 3.36 11,425 10.46 0.0030
2019-05-15 2019-03-31 13F ELLSWORTH GRWTH AND INCOME L COM 289074106 1,077,371 5,092 0.47 10,343 12.29 0.0029
2019-02-14 2018-12-31 13F ELLSWORTH GRWTH AND INCOME L COM 289074106 1,072,279 54,579 5.36 9,211 -12.21 0.0028
2019-04-23 2018-09-30 13F/A-2 ELLSWORTH GRWTH AND INCOME L COM 289074106 1,017,700 -35,011 -3.33 10,492 5.59 0.0026
2018-11-20 2018-09-30 13F/A-1 ELLSWORTH GRWTH AND INCOME L COM 289074106 1,017,700 0 10,492 0.0026
2018-11-14 2018-09-30 13F ELLSWORTH GRWTH AND INCOME L COM 289074106 1,017,700 -35,011 10,492
2019-04-23 2018-06-30 13F/A-1 ELLSWORTH GRWTH AND INCOME L COM 289074106 1,052,711 12,364 1.19 9,937 4.39 0.0027
2018-08-14 2018-06-30 13F ELLSWORTH GRWTH AND INCOME L COM 289074106 1,052,711 12,364 9,937
2019-04-23 2018-03-31 13F/A-1 ELLSWORTH GRWTH AND INCOME L COM 289074106 1,040,347 -17,460 -1.65 9,519 -4.37 0.0026
2018-05-14 2018-03-31 13F ELLSWORTH GRWTH AND INCOME L COM 289074106 1,040,347 -17,460 9,519
2019-04-23 2017-12-31 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 1,057,807 -24,571 -2.27 9,954 -0.69 0.0027
2018-02-14 2017-12-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,057,807 -24,571 9,954
2017-11-14 2017-09-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,082,378 -7,776 -0.71 10,023 0.37 0.0030
2017-08-11 2017-06-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,090,154 -32,177 -2.87 9,986 3.10 0.0030
2017-05-22 2017-03-31 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 1,122,331 -28,096 -2.44 9,686 1.81 0.0030
2017-05-12 2017-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,122,331 9,686
2017-02-22 2016-12-31 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 1,150,427 14,493 1.28 9,514 2.27 0.0031
2017-02-13 2016-12-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,150,427 9,514
2016-11-10 2016-09-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,135,934 4,215 0.37 9,303 4.34 0.0032
2016-08-12 2016-06-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,131,719 13,528 1.21 8,916 4.91 0.0032
2016-05-12 2016-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,118,191 54,197 5.09 8,499 3.07 0.0033
2016-02-09 2015-12-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 1,063,994 133,461 14.34 8,246 13.30 0.0030
2016-02-08 2015-09-30 13F/A-1 ELLSWORTH GROWTH & INCOME FD COM 289074106 930,533 87,413 10.37 7,278 -2.24 0.0027
2015-11-09 2015-09-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 930,533 7,278
2015-08-12 2015-06-30 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 843,120 264,258 45.65 7,445 46.82 0.0026
2015-05-14 2015-03-31 13F ELLSWORTH GROWTH & INCOME FD COM 289074106 578,862 160,039 38.21 5,071 39.01 0.0019
2015-02-13 2014-12-31 13F ELLSWORTH FUND COM 289074106 418,823 28,867 7.40 3,648 8.15 0.0013
2014-12-16 2014-09-30 13F/A-1 ELLSWORTH FUND COM 289074106 389,956 58,038 17.49 3,373 18.14 0.0013
2014-11-14 2014-09-30 13F ELLSWORTH FUND COM 289074106 389,956 3,373
2014-05-13 2014-03-31 13F ELLSWORTH FUND COM 289074106 331,918 -67,249 -16.85 2,855 -12.66 0.0012
2014-02-13 2013-12-31 13F ELLSWORTH FUND COM 289074106 399,167 34,765 9.54 3,269 13.98 0.0014
2013-11-13 2013-09-30 13F ELLSWORTH FD LTD COM ST COM 289074106 364,402 79,163 27.75 2,868 31.32 0.0014
2013-08-08 2013-06-30 13F ELLSWORTH FD LTD COM ST COM 289074106 285,239 285,239 2,184 0.0011
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.