SPDR系列信託 - State Street SPDR Bloomberg可轉換證券ETF
US ˙ ARCA ˙ US78464A3591

SecurityCWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership235,557 shares
Latest Disclosed Value $ 12,030,000
Commonwealth Equity Services, Inc reports 26.03% decrease in ownership of CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 235,557 shares of SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF (US:CWB) valued at $12,029,896 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 318,456 shares of SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF. This represents a change in shares of -26.03% during the quarter. The current value of the position is $24,787,663 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 235,557 -82,899 -26.03 12,030 -23.87 0.0720
2017-11-07 2017-09-30 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 235,557 -82,898 12,029
2018-02-16 2017-06-30 13F/A-1 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 318,456 52,185 19.60 15,802 23.38 0.1004
2017-08-11 2017-06-30 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 318,455 52,184 15,801
2018-02-16 2017-03-31 13F/A-1 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 266,271 11,290 4.43 12,808 10.03 0.0858
2017-05-15 2017-03-31 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 266,271 11,290 12,808
2018-02-16 2016-12-31 13F/A-1 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 254,981 77,691 43.82 11,640 41.62 0.0860
2017-02-01 2016-12-31 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 254,981 77,691 11,640
2016-10-25 2016-09-30 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 177,290 12,315 7.46 8,219 13.63 0.0652
2016-08-04 2016-06-30 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 164,975 24,154 17.15 7,233 18.91 0.0610
2016-04-27 2016-03-31 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 140,821 12,312 9.58 6,083 9.37 0.0542
2016-01-19 2015-12-31 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 128,509 16,284 14.51 5,562 10.82 0.0527
2015-10-27 2015-09-30 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 112,225 -39,181 -25.88 5,019 -30.31 0.0528
2015-07-28 2015-06-30 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 151,406 32,762 27.61 7,202 27.11 0.0716
2015-04-28 2015-03-31 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 118,644 4,705 4.13 5,666 6.05 0.0588
2015-01-13 2014-12-31 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 113,939 18,493 19.38 5,343 12.75 0.0599
2014-10-17 2014-09-30 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 95,446 25,897 37.24 4,739 34.94 0.0576
2014-07-23 2014-06-30 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 69,549 28,797 70.66 3,512 78.09 0.0427
2014-05-07 2014-03-31 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 40,752 7,824 23.76 1,972 28.14 0.0272
2014-02-11 2013-12-31 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 32,928 14,290 76.67 1,539 82.78 0.0224
2013-11-04 2013-09-30 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 18,638 1,073 6.11 842 12.27 0.0137
2013-07-29 2013-06-30 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 17,565 750
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.