SPDR系列信託 - State Street SPDR Bloomberg可轉換證券ETF
US ˙ ARCA ˙ US78464A3591

SecurityCWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership267,810 shares
Latest Disclosed Value $ 14,864,000
Advisor Group, Inc. reports 13.84% decrease in ownership of CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 267,810 shares of SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF (US:CWB) valued at $14,863,455 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 310,826 shares of SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF. This represents a change in shares of -13.84% during the quarter. The current value of the position is $28,181,646 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 267,810 -43,016 -13.84 14,864 -8.84 0.1028
2019-11-13 2019-09-30 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 310,826 40,157 14.84 16,305 13.93 0.1203
2019-07-31 2019-06-30 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 270,669 40,744 17.72 14,311 19.13 0.1098
2019-05-09 2019-03-31 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 229,925 20,910 10.00 12,013 22.83 0.0988
2019-02-11 2018-12-31 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 209,015 2,395 1.16 9,780 -12.26 0.0960
2018-11-14 2018-09-30 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 206,620 10,128 5.15 11,146 7.00 0.1124
2018-08-13 2018-06-30 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 196,492 17,087 9.52 10,417 12.41 0.1432
2018-05-15 2018-03-31 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 179,405 10,243 6.06 9,267 8.26 0.1274
2018-02-14 2017-12-31 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 169,162 -102,882 -37.82 8,560 -38.38 0.1143
2017-11-06 2017-09-30 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 272,044 107,668 65.50 13,892 70.31 0.2186
2017-11-03 2017-06-30 13F/A-1 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 164,376 24,180 17.25 8,157 20.97 0.1433
2017-08-11 2017-06-30 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 164,376 24,180 8,156
2017-11-02 2017-03-31 13F/A-1 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 140,196 -124,797 -47.09 6,743 -44.25 0.1362
2017-05-15 2017-03-31 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 140,196 -124,797 6,743
2017-11-02 2016-12-31 13F/A-1 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 264,993 7,241 2.81 12,096 1.24 0.2734
2017-01-31 2016-12-31 13F SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 264,993 7,241 12,096
2017-11-02 2016-09-30 13F/A-1 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 257,752 53,801 26.38 11,948 33.68 0.2873
2016-11-08 2016-09-30 13F SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 257,752 53,801 11,932
2016-08-11 2016-06-30 13F SPDR SERIES TRUST COM 78464A359 203,951 203,951 8,938
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.