卡特彼勒公司
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionSuntrust Banks Inc
Latest Disclosed Ownership102,622 shares
Latest Disclosed Value $ 12,962,000
Suntrust Banks Inc reports 19.93% increase in ownership of CAT / Caterpillar Inc.

On November 12, 2019 - Suntrust Banks Inc filed a 13F-HR form disclosing ownership of 102,622 shares of Caterpillar Inc. (US:CAT) valued at $12,962,185 USD as of September 30, 2019. The entity filed a previous 13F-HR on August 6, 2019 disclosing 85,571 shares of Caterpillar Inc.. This represents a change in shares of 19.93% during the quarter. The current value of the position is $92,799,022 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-11-12 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 102,622 17,051 19.93 12,962 11.14 0.0677
2019-08-06 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 85,571 -3,268 -3.68 11,663 -3.11 0.0607
2019-05-15 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 88,839 11,688 15.15 12,037 22.79 0.0634
2019-02-14 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 77,151 -278,085 -78.28 9,803 -81.90 0.0564
2019-09-04 2018-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 355,236 587 0.17 54,170 12.58 0.2800
2018-11-14 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 351,236 -3,413 53,559
2019-09-04 2018-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 354,649 5,174 1.48 48,115 -6.58 0.2635
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 351,838 -23,412 47,733
2019-09-04 2018-03-31 13F/A-2 CATERPILLAR INC DEL COM 149123101 349,475 12,057 3.57 51,506 -3.13 0.2878
2018-05-25 2018-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 375,250 25,775 55,303 0.2908
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 364,174 -4,503 53,671
2019-09-03 2017-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 337,418 -69,200 -17.02 53,169 4.85 0.3088
2018-02-09 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 368,677 -68,075 58,094
2019-09-03 2017-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 406,618 6,720 1.68 50,710 18.00 0.3011
2017-11-14 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 436,752 36,854 54,465
2019-09-04 2017-06-30 13F/A-2 CATERPILLAR INC DEL COM 149123101 399,898 -16,093 -3.87 42,974 11.37 0.2629
2019-09-03 2017-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 399,898 0 42,974 0.2628
2017-08-11 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 434,495 -16,299 46,689
2019-09-03 2017-03-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 415,991 -36,771 -8.12 38,588 -8.10 0.2459
2017-05-03 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 450,794 -1,968 41,813
2017-02-09 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 452,762 -3,287 -0.72 41,987 3.72 0.2524
2016-11-09 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 456,049 -1,745 -0.38 40,481 16.65 0.2528
2016-08-02 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 457,794 6,572 1.46 34,703 0.49 0.2124
2016-05-09 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 451,222 3,831 0.86 34,534 13.59 0.2140
2016-02-10 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 447,391 11,787 2.71 30,402 6.79 0.1875
2015-11-16 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 435,604 4,114 0.95 28,469 -22.21 0.1923
2015-08-10 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 431,490 1,662 0.39 36,597 6.40 0.2356
2015-05-12 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 429,828 -15,151 -3.40 34,397 -15.54 0.2209
2015-02-12 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 444,979 -900 -0.20 40,726 -7.76 0.2759
2014-11-14 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 445,879 -39,235 -8.09 44,153 -16.24 0.3101
2014-08-14 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 485,114 -326,640 -40.24 52,715 -34.65 0.3658
2014-05-14 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 811,754 -374,405 -31.56 80,661 -25.11 0.2965
2014-02-12 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 1,186,159 250,067 26.71 107,712 37.97 0.4193
2013-11-04 2013-09-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 936,092 -415,027 -30.72 78,068 -29.95 0.3040
2013-10-31 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 936,092 78,068
2013-09-06 2013-06-30 13F/A-1 CATERPILLAR INC COM COM 149123101 1,351,119 1,351,119 111,451 0.4914
2013-08-15 2013-06-30 13F CATERPILLAR INC COM COM 149123101 1,274,364 105,120
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.