PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - 八月
US ˙ BATS

SecurityAUGP / PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - August
InstitutionPrudential Financial Inc
Latest Disclosed Ownership369,141 shares
Latest Disclosed Value $ 11,280,949
Prudential Financial Inc reports 37.32% increase in ownership of AUGP / PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - August

On May 13, 2026 - Prudential Financial Inc filed a 13F-HR form disclosing ownership of 369,141 shares of PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - August (US:AUGP) valued at $11,280,949 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 268,809 shares of PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - August. This represents a change in shares of 37.32% during the quarter. The current value of the position is $12,150,682 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N825 369,141 100,332 37.32 11,281 34.90 0.0078
2026-02-13 2025-12-31 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N825 268,809 85,624 46.74 8,363 49.94 0.0101
2025-11-13 2025-09-30 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N825 183,185 51,711 39.33 5,578 47.81 0.0066
2025-08-12 2025-06-30 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N825 131,474 17,083 14.93 3,773 24.28 0.0049
2025-05-13 2025-03-31 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N825 114,391 35,948 45.83 3,037 42.74 0.0043
2025-02-11 2024-12-31 13F PGIM ROCK ETF TR PGIM US LARGE C 69420N825 78,443 17,974 29.72 2,128 32.28 0.0029
2024-11-14 2024-09-30 13F PGIM ROCK ETF TR PGIM US LARGE C 69420N825 60,469 4,085 7.24 1,608 11.67 0.0023
2024-08-13 2024-06-30 13F PGIM ROCK ETF TR PGIM US LARGE C 69420N825 56,384 56,384 1,440 0.0022
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.